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Smart Summary

Summary of Judgment delivered by S. Ramachandra Iyer, C.J.

Factual and Procedural Background

Source: Appeal under Section 116-A of the Representation of the People Act, 1951, from an order of the Election Tribunal (District Judge), Tiruchirapalli.

This appeal was brought by a defeated candidate (the appellant) under Section 116-A of the Representation of the People Act, 1951, challenging an Election Tribunal order dismissing his petition to have the election set aside.

At the Madras Legislative Assembly general election for the Uppiliapuram constituency (Musiri taluk, Tiruchirapalli District) held on 19-2-1962, three candidates contested. Counting occurred on 25-2-1962. The votes recorded in the judgment are as follows:

  • First respondent (Congress) — symbol: Two bullocks with a yoke — 29,435 votes
  • Appellant (D.M.K) — symbol: Rising sun — 29,077 votes
  • Second respondent (Independent) — symbol: Lion — 3,768 votes
  • Invalid votes — 2,863

The first respondent was declared elected with a majority of 358 votes over the appellant. The appellant petitioned to set aside the election alleging various irregularities; at trial most grounds were not pursued and the appeal is confined to the allegation of improper counting of votes.

Two returning officers were present: Sri Subbaiyan (Returning Officer for the Parliamentary election) and Sri Thiagarajan (Assistant Returning Officer in charge of the State Assembly count). The counting was carried out at 16 tables, with two counting officers and a supervisor at each table; counting agents (up to nine per candidate), candidates and election agents had access to the counting place.

Legal Issues Presented

  1. Whether the appellant proved that a large number of votes cast in favour of the second respondent (Lion) and certain invalid votes were improperly counted in favour of the first respondent, such that the election result was materially affected and the election should be set aside under Section 100(1) of the Representation of the People Act, 1951.
  2. Whether, in the circumstances of a small majority, the Election Tribunal ought to have directed a recount or scrutiny of ballots despite the absence of proved irregularity.
  3. Whether a recount is available as a matter of right after declaration, and if not, what threshold of proof or prima facie evidence must be met to justify a recount or scrutiny.

Arguments of the Parties

Appellant's Arguments

  • A serious and deliberate irregularity occurred during counting: many votes for the second respondent (Lion) were counted for the first respondent (Two bullocks with a yoke).
  • Certain invalid votes that bore markings for both the first respondent and the second respondent were counted in favour of the first respondent.
  • The appellant claimed that on a proper count he would have secured a majority of lawful votes and urged that a recount or scrutiny should be directed (counsel relied on foreign authority and authorities on practice elsewhere).
  • Counsel also suggested that the appellant's election agent had let him down (submitted to explain the absence of a formal recount application at the time).

Respondent's Arguments / Tribunal and Court Observations

  • The Election Tribunal rejected the appellant's case on the basis that the evidence was insufficient and inconsistent.
  • Respondents pointed to the presence of many counting officers, supervisors and numerous counting agents (including advocates and teachers) who did not raise protests or apply for a recount under Rule 63 at the time of or immediately after counting.
  • First respondent's witnesses denied that invalid votes or votes for the second respondent were counted for the first respondent.
  • It was argued that mere small margin does not in itself establish illegality or justify recount: proof of irregularity is required under Section 100(1) and Rule 63 procedures must be followed.

Table of Precedents Cited

Precedent / Authority Rule or Principle Cited For Application by the Court
Fraser's Law of Parliamentary Elections (III Edn, p. 222) Practice (in England) that a petition may claim the seat on ground of majority of lawful votes and may seek only a recount; where majority is very small, recount application is usually allowed as of course (subject to an affidavit showing grounds). The Court observed that no analogous procedure existed under Indian law and treated the English practice as not controlling; the Court therefore did not accept the appellant's submission that such a practice should be applied in India.
Parker's Election Agent and Returning Officer (p. 214) Explains that a Returning Officer may recount before declaration; after declaration mistakes can be rectified by filing an election petition praying a recount. The Court used the principle to explain that under Indian law the right to a recount is available before declaration (Rule 63) and that post-declaration relief requires an election petition supported by proof — i.e., recount/scrutiny must be justified by evidence.
Stepney case, (1892) 4 O'M & H 35 (Denman, J.) Recount is not a matter of right; a court will hear evidence to see if there is a mistake by the Returning Officer and will direct recount only if satisfied by reliable evidence that the return cannot be strictly relied upon. The Court relied on the Stepney principle to emphasize that recounts require specific, reliable prima facie evidence and are not to be given merely on request or suspicion.
Hammond's Election Cases, 1920-1935 (pp. 305, 307, 671) Recount/scrutiny is discretionary; no candidate is entitled as of right to recount; petitioner must make out specific grounds and prove that the return is not accurate to justify recount/scrutiny. The Court cited this authority for the proposition that recounts/scrutiny require specific and provable grounds and are within the discretion of the court/tribunal; applied it to conclude the appellant did not meet the requisite threshold.

Court's Reasoning and Analysis

The court conducted a fact-based analysis of the evidence adduced at the Election Tribunal and applied statutory provisions and accepted principles about recounts and election petitions.

Evidence assessment:

  • The appellant's case depended on five witnesses. P.W.1 (a counting agent) alleged that counting officers included votes for the first respondent despite protests; he admitted he did not ask the Returning Officer to check counting from any particular polling booth.
  • P.W.2 (a graduate teacher) supported P.W.1 as to irregularities but did not ask for a recount, did not complain to other counting agents (several of whom were advocates), and did not inform the appellant.
  • P.Ws.3–5 (counting agents for the second respondent) also claimed irregularities where they were watching, but similarly did not ask for recounts; P.W.5 alone claimed he created a disturbance, a claim the court found uncorroborated and largely imaginary.
  • The appellant himself admitted that none of his advocate-counting agents informed him of any irregularity despite meeting them several times.
  • The first respondent's two witnesses (an M.L.A. and an advocate-counting agent) emphatically denied any counting errors or improper inclusion of invalid votes.

The court then considered circumstances undermining the appellant's case:

  • There were two returning officers; the assistant (Sri Thiagarajan) conducted the Assembly counting — no suggestion was made against him. Attempts to show interest on the part of Sri Subbaiyan (Parliamentary RO) failed because he was not in charge of the Assembly counting.
  • Approximately 48 government officers (supervisors and counting officers) and many counting agents (including advocates and graduate teachers) were present. The court found it implausible that all these persons would conspire to commit the alleged serious criminal irregularity.
  • The Election Tribunal's suggestion that suspicion might arise because one counting agent could not watch multiple counters was rejected by this court: the presence of a large number of agents (27 across the two contests) and distribution across 16 tables meant effective surveillance was likely and no protests were made.
  • No application for a recount was made in writing under Rule 63 after declaration; returning officer reportedly invited objections and offered to consider recounts, but none were filed by any candidate or their election agent.

On legal principles:

  • An election can be set aside only on grounds contained in Section 100(1) of the Representation of the People Act, 1951; mere suspicion or a small majority does not suffice to vitiate an election.
  • Under Section 100(1)(d)(iii) the petitioner must prove improper reception of votes and also that the result was materially affected thereby.
  • The Court explained that Indian law does not recognize the English practice cited by the appellant (Fraser) as an automatic process; under Indian rules (Rule 63) a recount as of right exists only before declaration; post-declaration relief requires proof in an election petition.
  • Authorities (Stepney, Hammond's compilation) demonstrate recounts are discretionary and require specific, reliable prima facie evidence of mistake in the return; they are not granted merely on nebulous or speculative allegations.

Applying these principles to the facts, the Court concluded the appellant had not proved the alleged irregularities by reliable evidence or specific instances sufficient to impugn the return or justify a recount/scrutiny. The Tribunal's factual conclusion rejecting the appellant's case was upheld.

Holding and Implications

Holding: The court dismissed the appeal. In the words of the judgment: APPEAL DISMISSED — "This appeal fails and is dismissed with costs of the first respondent."

Implications:

  • Direct effect: The election return declaring the first respondent elected stands; the Tribunal's dismissal of the appellant's election petition is affirmed and the appellant is ordered to pay the first respondent's costs.
  • Broader legal implication as stated in the opinion: the judgment reiterates that recounts and setting aside of elections require proof of illegality or irregularity under Section 100(1) and are not to be ordered on mere suspicion or because the margin of victory is small. The Court emphasised the discretionary nature of recounts and the need for specific, prima facie evidence before such relief will be granted.
  • The opinion does not purport to establish a new legal principle beyond applying established statutory provisions and authorities concerning recounts and proof required in election petitions; it affirms existing principles that recounts are not a matter of right and that allegations must be specific and substantiated.

Disposition recorded in the judgment: Appeal dismissed with costs to the first respondent.

    N. Pethu Reddiar v. V.A Muthiah And Another

    The Judgment of the Court was delivered by

    S. Ramachandra Iyer, C.J:— This is an appeal under Section 116-A of the Representation of the People Act, 1951 at the instance of a defeated candidate against the order of the Election Tribunal (District Judge) Tiruchirapalli, dismissing his application to have the election set aside.

    2. At the recent general election to the Madras legislative assembly from Uppiliapuram constituency in Musiri taluk, Tiruchirapalli Dt. held on 19-2-1962 three candidates, namely, the first respondent, the appellant and the second respondent contested. The counting of votes took place on 25-2-1962. We give below the candidates, their party affiliation with the symbols relative thereto and the votes secured by them:

    First respondent Congress Two bullouks with a yoke on 29435 votes Appellant D.M.K Rising sun 29077 votes Second respondent Independent Lion 3768 votes Invalid votes 2863 votes

    3. The first respondent who secured the highest number of votes, the majority over his nearest rival being 358 votes, was declared elected. The appellant then filed a petition to get the election set aside alleging various irregularities and illegalities in the conduct of the election. Several of them were however not pressed during the trial of the petition, and in this appeal the appellant's case was confined to only ground of attack, namely, that relating to an alleged improper counting of votes. Before we proceed to state the precise ground on which that irregularity is rested, certain matters have to be mentioned. Simultaneously with the Assembly election an election for the Parliamentary seat for Tiruchirapalli district was also held. There were two Returning officers. One was Sri Subbaiyan, Revenue Divisional Officer, Musiri, who was designated as the Returning Officer and was in charge of the Parliamentary election, and the other the Assistant Returning Officer Sri Thiagarajan, who was put in charge of the election for the State Assembly. At the time of the counting of votes, nine counting agents were allowed for each candidate. Besides, the Election Agent of each candidate as also the candidates themselves had access to the place of counting.

    4. The counting of votes commenced at about 9 p.m on 25-2-1962. The ballot boxes were distributed amongst 16 tables, each table having two counting officers and a supervisor. The Returning Officer and the Assistant Returning officer were also present the counting officers were drawn from various departments of the Government and although some suggestion was made before the Tribunal that they were ‘under the thumb of the returning officer’, that charge has not been made out or persisted in. The declaration of the result was made at about 9 p.m that evening. The result shows that within a period of about 12 hours 64341 votes had been counted. It also reveals that there were a large number of invalid votes. The margin of difference between the appellant and the first respondent, the successful candidate, being small.

    5. The case for the appellant is that there was a serious and deliberate irregularity committed at the time of the counting of votes, namely, that a large number of votes cast in favour of the 2nd respondent against the Lion symbol were improperly counted in favour of the first respondent, and further that certain invalid votes which contained markings in favour of the first respondent as well as the second respondent that is, against the symobols of two bullocks under the yoke, as well as the lion were counted in favour of the former. This case has been rejected by the Election Tribunal. There can be no doubt that if that case were made out the return could not be regarded as accurate and there would be occasion for a recount and scrutiny of the votes.

    6. The appellant's case rests solely on the evidence of five witnesses examined on his side. The first of them was a counting agent. He has spoken to both the aspects of the appellant's case and swore to the fact that the counting officer included such votes among those secured by the first respondent in spite of protests, and when the returning officer was told about it, he did nothing more than direct the counting officers to count properly thereafter. But he admitted that he did not ask the Returning officer to check the counting of votes from any booth. The second witness is a man of some status, being a graduate and a teacher in a school. He supported the first witness in regard to the irregularities in the counting. Curiously enough, he did not ask the Returning officer for any recount, nor complained of any illegal practice to the other counting agents among whom were five advocates, two of them leading members in the profession. More strange than this is that he did not even choose to tell the appellant about it.

    7. The other witnesses P.Ws 3 to 5 were the counting agents for the second respondent, the other defeated candidate. They spoke to the same type of irregularities being committed at the counting places where they were watching. But they too did not inform anyone else about it, though they would claim that they made oral protests to the returning Officer a number of times; nor did they ask for recounting. The fifth witness would however give a different version. He stated that he created a disturbance as soon as he found that the votes were being improperly counted. In this he was not corroborated by any of the other witnesses and we can take it that the story of a protest by creating a disturbance is nothing more than a mere imagination on the part of this witness.

    8. The appellant also gave evidence and he admitted that none of the advocate-counting agents appointed by him ever told him that any irregularity had been committed, even though he met them on several occasions.

    9. The first respondent has examined two witnesses who were present at the time of the counting. One was a member of the Madras Legislative Assembly representing the Musiri constituency and the other, an advocate who was performing duties as the counting agent for the first respondent. Both of them emphatically denied the suggestion that invalid votes and votes cast in favour of the second respondent were counted in favour of the first respondent.

    10. In this state of the evidence we find it extremely difficult to accept the appellant's case. Mora than this, there are several circumstances present in the case which conclusively show that the case is false. An irregularity of the kind alleged is a serious election offence and it is hardly likely that the various counting officers would have been parties to such an offence. It was suggested that the Returning officer was beholden to the first respondent and that he in connivance with the counting officers permitted the malpractices alleged. Some evidence was sought to be it in to show that Sri Subbaiyan, the Returning officer, was interested in the first respondent but that attempt reached a dead end for it was not Sri Subbaiyan who was in charge of the counting of votes in relation to the State Assembly. His assistant Sri Thiagarajan was doing duties as a Returning officer with respect to that election. No suggestion has been made in this case against Sri Thiagarajan. We are also of the opinion that, on the materials available, there is no justification for holding that even the Returning Officer who was in charge of the election of the Parliamentary seat had any interest towards any particular candidate or party.

    11. Besides the two Returning Officers, there were nearly 48 persons drawn from the various departments of the Government serving as supervisors and counting officers. It passes one's comprehension why all these persons should conspire against the appellant and be parties to a serous criminal offence. The Election Tribunal has however remarked:

    “If the work of counting had stopped with what was done at the counting tables alone, and if nothing else had been done thereafter, parhaps, even though the evidence let in by the petitioner in this respect is not convincing, some suspicion may arise having regard to the admission of P.W 1 that it was not possible for one counting agent to see the counting by six persons”.

    But at the same time it did not accept the appellant's case. We are wholly unable to share the suspicion of which the Election Tribunal entertained. There can be no assumption or presumption that the counting officers commit irregularities. The fact that there are not sufficient number of counting agents to watch their counting does not mean that they were likely to commit a breach of their duty and be parties to a serious offence. Indeed the case spoken to by the appellant's witness is that they saw the illegal counting of votes. The Election Tribunal was in error even in regard to the facts. As against the first respondent, there were two rivals, each one of them having nine counting agents. The counting of the votes for the Parliamentary seat was also done at the same place and the candidate who opposed the Congress candidate for that seat had also his nine agents, so that there were 27 counting agents who were zealously watching whether any irregularities were committed by the counting officers. As we said, there were sixteen tables where the counting was done. They could and indeed most likely they would have distributed themselves so that every counting place was effectively watched. Non a of them raised any protest that the counting was done on wrong lines. There is therefore no ground for any suspicion even, of any irregularity.

    12. Again among the appellant's counting agents were five advocates and two graduate teachers. Of the five advocates, one was a leading member of the criminal bar in Tiruchirapalli, and another in addition to being one of the leading members of the Bar had himself been a member of the Madras Legislative Assembly for sometime. It is extremely unlikely that any improper counting of votes would have been committed or permitted when they were there; and even if any such irregularity had been committed, they would have been told about it. None of these advocates had been examined as a witness in the case.

    13. The second respondent who was himself present at the time of the counting for sometime, did not raise any kind of protest None of the witnesses, except P.W 5, speak to any violent protest which would have certainly ensued if such irregularities had been committed. The two witnesses examined on the side of the first respondent swore that after the counting was over, the Returning officer said that as the difference in votes; between the successful candidate and his nearest rival was small he would be prepared to consider any objection on the part of anybody and requested those present whether they wanted a recount. This evidence has been accepted by the Election Tribunal. Rule 63 of the Conduct of the Election rules gives a right to the candidator or, in his absence, to his Election Agent, to apply in writing to the Returning officer for a recount. That is to say, after the completion of the counting, the Returning officer should record the results of the counting in form No. 20 and announce the total number of votes secured by each candidate as per the counting. After such an announcement is made, the candidate or his Election Agent might apply in writing to the Returning Officer for recount. It is significant that there was no application on the part of any candidate for a recount.

    14. Mr. Rajah Aiyar, appearing for the appellant, seeks to get over this significant circumstance by stating that the appellant's election agent had let him down. There is however no evidence to support that case. Further, the case for the appellant was not that the votes cast in his favour were wrongly counted in favour of the first respondent, but on the other hand it was that the votes that were cast in favour of the second respondent, that were illegally diverted and counted in favour of the first respondent. If that were so one would have expected the second respondent who was present at the time of the counting, or his agent, to ask for a recount. None of them did any such filing. Nor did any of them even orally ask for a recount. This circumstance is entirely against the case of the appellant. We have, therefore, no hesitation in rejecting the case that a large number of votes cast in favour of the second respondent were counted in favour of the first respondent. Nor do we accept the case that the counting of the votes in favour of the latter was augmented by the inclusion of invalid votes.

    15. It is then argued that having regard to the small margin by which the first respondent got elected, the Tribunal should have suspected that all was not well with the counting and that a recount should be granted. An election once declared can be set aside only on the grounds referred to in Section 100(1) of the Representation of the People Act, 1951. No election can be set aside on mere suspicion. Nor can we agree to the proposition that the mere fact that a successful candidate secured only a small number of votes over his nearest rival necessarily means that there was something wrong about the election. Illegality or irregularity in an election or in the process of counting of votes is a matter for proof and nothing can be done on the basis of mere suspicion.

    16. Mr. Rajah Aiyar then argued that as the appellant has prayed in his petition that on a proper count of the votes he would be the person who would have secured a majority of the lawful Votes, the Tribunal should have directed a recount, albeit no kind of irregularity or corrupt practice had been proved in the case. In support of his contention learned counsel cited the following passage from Fraser's Law of Parliamentary Elections and Election Petitions III Edn page 222:

    “A petition may be lodged claiming a seat on the ground that the petitioner had a majority of lawful votes, but praying only for a recount of the votes without alleging any corrupt or illegal practice or asking for a scrutiny. In such a case the petition does not go to trial, but the practice is to issue a summons at the Election petition office returnable before one of the election Judges applying for an order that the votes may be recounted before the Assistant to the prescribed officer. An application should be supported by an affidavit showing the grounds for supposing that there has been miscount. Where the majority is very small, the application is, as a rule, allowed as of course.”

    17. There is however no such procedure available under our law. Under Section 100(1)(d)(iii) of the Representation of the People Act, an election will be vitiated by the improper reception of any vote or of a vote which is void. A person who impugns the election should also prove in such a case that the result of the election had been materially affected by reason of such improper reception. What the appellant wants in the present case is not even a mere recount. He says that certain votes which were invalid were taken into account and certain votes were wrongly included in favour of the first respondent. That charge would really involve a scrutiny of the ballot papers afresh.

    18. In Parker's Election Agent and Returning officer, how the votes wrongly cast should be dealt with is considered at page 214 thus:

    “When the Returning officer thinks that there has been an error in the counting, he can recount the votes, before he declares the result……But if, after he has declared the result, the counting is still erroneous, the mistake can only be rectified by filing an election petition praying a recount.” Under our law the right to have a recount is before the declaration of the result. It has been so provided in Rule 63 to which we have made reference earlier. As regards the right of the Tribunal to direct a recount, it appears that even in England recount can be granted only in cases which are substantiated by specific instances and reliable prima facie evidence. This is clear from the well known Stepney case, (1892) 4 O'M and H 35 at p. 50, where Denman, J. said:

    “We do not accede to the argument of Mr. Gully that by merely asking for a recount in any case upon grounds reasonable or unreasonable, the party has the right to have the votes recounted………… The scrutiny being closed, Mr. Gully for the respondent called our attention to the respondent's claim to have the votes recounted. He at first contended that this was claimed as of right but he was unable to cite any authority for that proposition…… We decided against the contention that the respondent was entitled to a recount as a matter of right, but offered to hear evidence tending to show that there has been a mistake on the part of the Returning officer. We heard witnesses on both sides upon the point and were satisfied, I may say mainly upon the evidence of one of the witnesses called by the petitioner, that there were strong grounds for thinking that the return could not be strictly relied upon. We, therefore, determined upon directing the recount….”

    19. Coming to proceedings in this country, we find in Hammond's Election cases, 1920-1935 page 305, while discussing the grounds which would justify a recount, it has been observed at page 307:

    “It is well settled that no candidate is as a matter of right entitled to such recount or scrutiny merely for the asking……… It is a matter of discretion for the Court, and the petitioner has to make out and prove specific grounds which would satisfy the Court that the return was not accurate and that recount and scrutiny are called for in the interests of justice.”

    20. To the same effect is a latter case dealt with at page 671, where it was held that where an application for recount of votes rested on nebulous allegations about the counting of batches of votes twice over, that was not a prima facie case established to warrant the directing of a recount; a recount would only be granted in cases which are substantiated by specific instances and reliable prima facie evidence. If the law were otherwise it will indeed lead to considerable inconvenience. A defeated candidate in an unexceptionable election might harass the successful candidate by filing a frivolous petition and asking for a recount, involving thereby a repetition of the process of counting with no manifest advantage to anybody concerned. We have indicated sufficiently that there is no proof, not even suspicion of any irregularity at the counting in this case. There is therefore no justification for directing a recount of the votes.

    21. The request for which is based on speculative rather than real reasons.

    22. This appeal fails and is dismissed with costs of the first respondent.

    FG/O/D.V.C

    23. Appeal dismissed.

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    Comments

    N. Pethu Reddiar v. V.A Muthiah And Another
    (Mar 27, 1963)