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Judgment Summary — Reference under Section 307, Criminal Procedure Code (O.A. Mathews)

Factual and Procedural Background

This opinion arises from a reference under s.307, Criminal Procedure Code, by the Additional Sessions Judge of 24 Parganas concerning the case of O.A. Mathews. Mathews, a sub-officer of the E.B. Railway in charge of the travelling ticket inspection section, was charged with conspiring with others to induce intending candidates for the post of travelling ticket checker to deliver money to him by false promises of appointment with specified pay and allowance, and with conspiring to cheat by obtaining money as gratification other than legal remuneration.

Mathews was initially tried by the Police Magistrate at Sealdah jointly with alleged co-conspirators. He later claimed trial as a European British subject and was committed to Sessions, where he was tried alone before an Additional Sessions Judge sitting with a jury. The jury returned a majority verdict (three to two) finding Mathews not guilty. The Additional Sessions Judge, however, formed the opinion that Mathews was guilty under s.120-B read with s.161, Indian Penal Code, and referred the case to this Court.

Legal Issues Presented

  1. Whether the statement of Mr. W. F. Milne (the Chief Auditor) recorded in the Police Magistrate's Court was admissible under s.33, Evidence Act, in the subsequent Sessions trial given that the accused was asked but refused to cross-examine at the earlier stage.
  2. Whether the principal prosecution witnesses who alleged that the accused took money were to be treated as accomplices whose uncorroborated evidence would require corroboration, and what legal weight should be given to such evidence (interaction of s.133 and related provisions of the Evidence Act).
  3. Whether, on the evidence as a whole (including the availability or absence of proof of appointments and the conduct of the defence at the earlier stage), Mathews was guilty of conspiracy to take illegal gratifications as charged.

Arguments of the Parties

Prosecution's Case

  • The prosecution alleged that Mathews, with others, induced many persons to give him money by falsely promising them appointments as travelling ticket checkers with pay and allowance; these persons were subsequently dismissed in September 1927.
  • The prosecution asserted that Mathews had no authority to make such appointments, that the persons were not properly appointed by the Railway, and that Mathews accepted money as consideration for purported appointments.
  • The prosecution sought to rely on the statement of Mr. Milne (Chief Auditor), recorded before the Police Magistrate, as evidence under s.33, Evidence Act.

Defence's Case (as described in the opinion)

  • Mathews' statement in the Sessions Court asserted that the appointments of almost all the persons had been sanctioned by the Chief Auditor and that he (Mathews) never took money from them as a reason for their appointments.
  • Defence counsel suggested the persons whom Mathews appointed were unpaid probationers whose services were dispensed with when their work proved unsatisfactory. (The judgment notes this contention was advanced by counsel and does not appear in Mathews' own statement in the Sessions Court.)
  • The defence declined to cross-examine Mr. Milne when he gave evidence before the Police Magistrate, despite being asked to do so at that earlier stage when Milne was ill and about to proceed to England.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Ashirbad Muchi v. Maju Muehini Held that the Magistrate should give the accused an opportunity to cross-examine even though the charge may not be framed. Referenced to distinguish between a discretion to allow early cross-examination and a right as of right to cross-examine before charge — the Court concluded opportunity existed but no legal right until the stage provided for in s.256.
Ramammi Gounden v. Emterer Subrahmanya Ayyar, J.'s definition of "accomplice" as a guilty associate in crime or one who could be jointly indicted with the accused. Used to discuss narrowly who qualifies as an accomplice; the Court observed that some witnesses in this case did not fall strictly within that definition.
Quetn v. Ramtcdoy Chuckerbutiy Glover, J.'s description of an accomplice witness: one jointly tried for the same offence or one who received conditional pardon to give evidence and may later be tried. Quoted to illustrate definitions and to support the Court's analysis that the witnesses here were not strictly accomplices in the sense used by those authorities.
Hume v. Poresh Chunder Ghose (Opposite Party) Sir Lawrence Jenkins' observation: judicial decisions cannot add to or take away from plain legislative provisions. Adopted to reinforce the Court's position that statutory provisions (the Codes) must govern and that rules of practice or prudence cannot override express legislative enactments.

Court's Reasoning and Analysis

The Court proceeded in a structured manner, first identifying two principal points of law and then applying the evidence to those legal principles.

1. Admissibility of Mr. Milne's statement (s.33, Evidence Act)

  • Section 33 allows evidence given in one judicial proceeding to be relevant in a subsequent proceeding only if the adverse party had the right and opportunity to cross-examine in the earlier proceeding.
  • The Court found that the accused was given an opportunity to cross-examine Mr. Milne when he testified before the Police Magistrate but, because that stage of the proceedings was a warrant case and the charge had not yet been framed, Mathews did not have a legal right as of right to cross-examine at that stage (the Magistrate could exercise discretion to allow it but the right crystallised after framing of charge).
  • The Court cited provisions of the Criminal Procedure Code (s.251, s.252, s.255, s.256) to explain that in a warrant case the right to cross-examine normally arises after the charge is framed; thus although Mathews had an opportunity he lacked the statutory right required by s.33, rendering Mr. Milne's prior statement inadmissible under s.33.

2. Treatment of evidence alleged to be from accomplices (s.133 and s.114 Illustration (6), Evidence Act)

  • The Court addressed the contention that principal prosecution witnesses were accomplices whose uncorroborated evidence could not sustain a conviction.
  • The Court relied on s.133, which provides that a conviction is not illegal merely because it proceeds on the uncorroborated evidence of an accomplice. The Court emphasised that statutory provisions control: rules of prudence or practice cannot be elevated to supersede express legislative enactments.
  • While acknowledging Illustration (6) to s.114 (which permits a court to presume that an accomplice's evidence is unworthy of credit unless corroborated), the Court noted that "may" is not "must" and courts are not obliged as a matter of law to disregard uncorroborated accomplice evidence. Instead, such evidence must be assessed on its merits, taking into account all circumstances.
  • The Court further analysed the notion of "accomplice" (citing authorities) and concluded that many witnesses in the present case did not strictly fall within classical definitions of accomplice; irrespective, the proper approach is to test such evidence by usual credibility tests rather than impose an absolute rule of exclusion.

3. Application of findings to the facts

  • On the facts, the Court found strong indicia that Mathews and others were parties to a conspiracy to obtain illegal gratifications from victims who believed they would receive appointments.
  • The Court observed that there was, in practice, no proof that the persons were ever properly appointed; Mathews claimed appointments had been sanctioned by the Chief Auditor (Mr. Milne), but Mr. Milne's evidence was not available at the Sessions trial because Mathews had declined to cross-examine him earlier when given the opportunity.
  • The Court reasoned that, since the appointments (on Mathews' own account) required Chief Auditor approval and the defence failed to test or challenge the auditor's evidence when available, the defence could not later complain of the unavailability of that evidence.
  • Additional factual items influencing the Court's conclusion included the absence of the men's names from salary bills (except one) and the lack of any explanation from Mathews for this omission.
  • The Court considered the split jury verdict and the presiding judge's opinion: as the jurors who had seen the witnesses were evenly divided, the Court relied on its own assessment of the written evidence and attendant circumstances to reach the conclusion of guilt.

Holding and Implications

Holding: The reference is accepted and the accused O.A. Mathews was found guilty of conspiracy to take bribes as charged; the Court sentenced him to undergo rigorous imprisonment for six months under s.120-B read with s.161, Indian Penal Code.

Implications:

  • Direct effect: Mathews is convicted on the conspiracy charge and sentenced to six months' rigorous imprisonment under s.120-B read with s.161 IPC; the Court expressly accepted the Additional Sessions Judge's conclusion and Lort-Williams, J. concurred.
  • Evidential guidance given by the Court: (a) a statement from an earlier proceeding is not admissible under s.33 unless, at the earlier proceeding, the adverse party had both the opportunity and the statutory right to cross-examine; (b) s.133 of the Evidence Act permits reliance on uncorroborated accomplice testimony and courts must assess such testimony on its merits rather than apply an absolute rule of exclusion; (c) procedural practice (rules of prudence) cannot override explicit statutory provisions in the Codes.
  • The opinion emphasises adherence to statutory provisions (the Codes) in preference to judge-made rules of practice; the Court applied these statutory interpretations to the facts of this case rather than announcing or purporting to create any novel general rule beyond that statutory application.

Reference accepted.

    Emperor Prosecutor v. C.A Mathews Accused.

    Cuming, J.:— This is a reference under s. 307, Criminal Procedure Code, by the learned Additional Sessions Judge of 24 Parganas in the case of one O.A Mathews. O.A Mathews was tried by the learned Additional Sessions Judge of 24 Parganas, sitting with a Jury on a charge of conspiring with a number of other persons to dishonestly and fraudulently induce intending candidates for the Dost of travelling ticket checkers in the E.B Railway Administration to deliver money to him by deceiving these persons into a belief that they would on such delivery receive appointments on a monthly pay of Rs. 30 and an allowance of Rs. 15. He was further charged with conspiring with the same persons to cheat a number of persons by obtaining from them moneys as gratification other than legal remuneration from intending candidates for the post of travelling ticket checkers in the said Railway, after deceiving them into a belief that they, after the delivery of the money would get appointments as stated in the first charge. The Jury by a majority of three to two found the accused not guilty. The learned Additional Sessions Judge being of opinion that the accused was guilty under s. 120 B read with s. 161, Indian Penal Code, has referred the case to this Court. It will be seen that originally Mathews was being tried by the Police Magistrate, Sealdah, jointly with a number of other persons who were alleged to be his co conspirators. Mathews then claimed to be triad as a European British subject and hence he was committed to Sessions and has been tried alone.

    2. The case for the prosecution is briefly this: The accused is a sub-officer of the E.B Railway and was in a charge of the travelling ticket inspection section of the Railways. He with a number of other persons who conspired with him induced a large number of persons to give him various sums of money on the pretext that they would be appointed as travelling ticket checkers. These persons worked for various periods of time on the Railway and in the months of September, 1927, their services were dispeased with. The case for the prosecution is that Mathews had no authority to makg such appointments, that these persons were not properly speaking appointed at all by the Railway and that Mathews took from these persons various sums of money as a consideration for giving them the appointments. The case of the defence as set forth by Mathews in his statement in the Sessions Court was that the appoinrcente of almost all these persons had been sanctioned by the Chief Auditor and that he never took any money from them as a reason for their appointments in the Railway. It is further suggested by the learned Counsel for Mathews that these persons whom he appointed were unpaid probationers and that when their work was found unsatisfactory their services were dispensed with. I say advisedly that this was a case of Counsel, bscausa this portion of Mathew a case finds no place in his statement to the Court and is inconsistent with it. There is no suggestion in Mathews' statement in the Sessions Court that they were appointed as unpaid probationers. I shall first of all deal with the two points of law that arise in this case. The first point deals with the admissibility of the evidence of Mr. W.F Milne, the Chief Auditor. The facts are these:—Mr. Milne was examined as a witness in the Court of the Police Magistrate at Sealdah. At that time apparently the case was being treated as a warrant case and Mathewa had been tried together with the other accused. At the close of Mr. Milne's evidence the accused were called on to cross-examine him. This they refused to do. The reason for calling on them at that time to cross-examine Mr. Milne when the charge had not been framed was that Mr. Milne was very ill and was proceeding to England shortly, which he actually did on 2nd May. Subsequently Mathews made an application to be tried as a European British subject. This was allowed and the result was that he was committed to Sessions as I have already stated.

    3. The prosecution now desire to put in as evidence under s. 33, Evidence Act, the statement of Mr. Milne before the Police Magistrate. Section 33 provides that in car-tain circumstances evidence given in one judicial proceeding is relevant in a subsequent judicial proceeding provided that the adverse party in the first proceedings had the right and opportunity to cross-examine. That the accused had the opportunity of cross-examining this witness, is, I think, quite clear. He was asked to do so and he refused so to do. But I think it is also clear that at the stage at which the case had arrived, he had no right to cross-examine. Section 252 provides that the Magistrate will take all evidence as may be produced in sup-port of the prosecution. Section 251 provides for the drawing up of the charges. Section 255 prorides for the cross-examination of the porsecution witnesses which takes place after the charge. Now as far as I can see the accused in a warrant case has no right to cross examine the prosecution witnesses until after the charge has been framed. The Magistrate may in his discretion allow him to do so, and probably if the accused requested would allow him to do ho but the accused cannot claim as of right to cross-examine until the charge has been framed. Section 138, Evidence Act. on which the prosecution rely deals not with the rights of the party but only provides the order in which the proceedings are to be conducted: see the case of Ashirbad Muchi v. Maju Muehini(1) where it was held that the Magistrate should give the accused an opportunity to cross examine even though the charge may, not be framed. But that is not the same as saying that the Court must give him an opportunity. No doubt, s. 206 does not prohibit cross-examination at a previous stage but that is not the same as saying that the accused has any right to cross-examine. I am of opinion that until the stage of the case provided for in s. 256 is reached the accused has no right to cross-examine. That being so in the present case the accused had no right to cross examine and so the evidence of Mr. Milne is not admissible in evidence under s. 33.

    4. The next point that has been argued is that the evidence of the principal witnesses who deposed to the accused taking money is the evidence of accomplices and so must be corroborated. Section 133, Evidence Act, provides the complete answer to this proposition, for it provides that a conviction is not illegal because it proceeds on the uncorroborated evidence of an accomplice. No doubt, there is a rule of piuience and practice to warn Juries of the danger of convicting on the uncorroborated evidence of an accomplice though at the same time it is open to the Court to hold that it is not illegal to do so. But it is not correct. I think, to say that the rules of prudence and practice or whatever else they may be called can have the force of law is to supersede the express provisions of the Legislature. That might perhaps have some force whether the law is what is known as judge-made law. Here in India there is no judge-made law, for the law is to be found in the Codes and the Judges can only apply the law and do not make the law. To hold otherwise is to substitute for the enactments of the Legislature the opinions of the individual Judges. When a rule of practice or prudence or whatever elsa it may be called conflicts with the law as laid by the Legislature I am obviously bound to follow the law. Section 114, Illus. (6), no doubt, provides that a Court may presume that the evidence of an accomplice is unworthy of credit unless corroborated, but may” is not “must” and no decision of the Court can make it “must”. It seems to me, therefore, that in spite of all that has been said to the contrary, in law the evidence of an accomplice stands on the same footing as any other evidence. The Court is not obliged to hold that he is unworthy of credit and must be corroborated. It is for the Court to consider after taking into consideration all the circumstances one of which being that he is an accomplice whether it does or does not rely on the evidence. To entirely rule out the uncorroborated evidence of an accomplice might in many cases lead to a miscarriage of justice.

    5. It is to be remembered that there are, it may be said, many grades of accomplices. They vary from the man who, for example, with his own hand committed a murder to the man who as in the present case it is alleged offered a bribe to another when the latter is being tried for taking the illegal gratification end to that extent aided the accused in committing his offence of taking an illegal gratification. For this man is not, strictly speaking, guilty of the offence of which the other is being tried and he certainly dots not come strictly, within the meaning of the term ‘accomplice’ if we accept the definition of the term ‘accomplice’ as given by Subrahmanya Ayyar, J, in the case of Ramammi Gounden v. Emterer(2) or by Glover, J., in the case of Quetn v. Ramtcdoy Chuckerbutiy(3), Subrahmanya Ayyar, J. held that the term accomplice signifies a guilty associate in crime or where the witness sustains such a relation to the criminal act that he could be jointly indicted with the acaused. Glover, J., states:

    “I understand an accomplice witness to be one who is either being jointly tried for the same offence and makes admissions which may be taken as evidence against a co-prisoner or who has received a conditional pardon on the understanding that he is to tell all he knows and who may at any moment be relegated to the dock,”

    6. The witnesses whom it is now sought to stigmatise as accomplice could not be tried for the offencs with which the accused is now tried. They are, if anything, guilty of an entirely different offence, namely, offering the bribe. They do not come within the definitions I have just referred to. However, it is not necessary to further pursue this point. The view which I take is that the evidence of an accomplice should be received on its own merits taking into consideration all the circumstances of the case and its truth or falsity tested by the usual tests which are applied. To hold otherwise is to hold something which is entirely contrary to the law. In India we have the Codes and by the Codes we are to be guided and it is not for the individual Judges or Courts to alter the express provisions of the Codes by what are termed rules of practice or prudence. That is for the Legislature and that the Lagislature alone can do. As a very learned Judge of the Court the late Chief Justice Sir Lawrence Jenkins pointed out:

    “Not one jot or one tittle can be taken away from or added to the plain and express provisions of the Legislature by any decision of the Court”: Mr. Hume… v. Poresh Chunder Ghose…Opposite Party.(4).

    7. The learned Judge was there dealing with s. 195, Criminal Procedure Code, and pointed out that if all the various expressions of opinion are to be read as of universal application the enactment of the Legislature would pass out of recognition. And I am equally prepared to say that if all the observations as to the necessity of corroboration and the amount of or what constitutes corroboration of an accomplice were to be read as law s. 133, Evidence Act, would equally pass out of existence. Like this learned Judge I prefer to take my stand on the sections themselves. If a Jury may act on the uncorroborated evidence of an accomplice a Judge may certainly do so. If the evidence of an accomplice requires to be corroborated in all material particulars then obviously it is waste of time to examine the accomplice at all for his testimony becomes unnecessary.

    [His Lordship referred to the evidence and proceeded:—]

    8. To my mind all these facts go to prove beyond a shadow of doubt that Mathews, Bose, Haq, Mitfcer and others were all parties to a conspiracy to get illegal gratifications from the various victims who have been examined and others to procure them appointments.

    9. There is a further fact that, as far as I can see, there were really no appointments at any time for these men. No attempt has been made to prove that there were. Mathews contends that all these men were duly appointed by the Chief Auditor or their appointments were eanctioned by him. The witness who could have proved this was Mr. Milne, the Chief Auditor. This witness was examined by the prosecution in the Magistrate's Court. He was in a bad state of health and was about to leave for England. The accused had an opportunity to cross examine him and refused to do so. They were well aware at that time that he had to leave for England and hence if they did not then cross-examine him they would probably have no other opportunity of so doing. They, however, deliberately refrained from so doing. That being so they can hardly complain that Mr. Milne's evidence is not available. It is to be remembered that even if they cross-examined Mr. Milne then they had a right to further cross-examine him after the charge has been framed. They could not have been prejudiced in any way if they had put necessary questions to Mr. Milne at that time even if he were not available for cross-examination later on. On Mathews' own showing these appointments had to be approved by the Chief Auditor. If that were so why did he refrain from cross-examining the Chief Auditor. None of these men's names ever appeared in any salary bill except one. No explanation has been given of this by Mathews. His Counsel suggests that they were unpaid probationers. As I have already remarked Mathews never suggested any such thing.

    10. I am, therefore, of the same opinion as the learned Additional Sessions Judge that Mathews was guilty of conspiracy to take bribes as charged. It is necessary for me in coming to this finding to take into consideration the verdict of the Jury and the opinion of the Judge. In dealing with the opinion of the Judge and verdict of the Jury it is to be remembered that these persons all of them saw the witness. The Judge and two of the Jurors ware of opinion that the accused was guilty and the remaining three Jurors were of opinion that he was innocent. Little assistance therefore, will be got for considering the opinion of the persons who actually saw the witnesses, they being equally divided—three believed the witnesses and three apparently disbelieved them.

    11. It is not necessary for me to deal with the other charge, namely, that of cheating. To my mind the fraud which has been perpetrated on these men was mean and cruel. They were, as far as evidenca shows, young men in very poor circumstances, and felt some difficulty in raising the money. It may be said, no doubt, in one sense they were participators in the crims, because they offered bribes. After all they were really trying to get appointments. We accept the reference and sentence the accused O.A Mathews to undergo rigorous imprisonment for six months under s. 120-B read with s. 161, Indian Penal Code.

    Lort-Williams, J.:— I agree that the accused ought to be convicted and sentenced as ordered by my learned brother.

    13. Reference accepted.

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    Emperor Prosecutor v. C.A Mathews Accused.
    (Jul 29, 1929)