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  • Regulation 69 of U.P.S.R.T.C (Employees other than Officers) Service Rules, 1981.
  • Sections 147, 148, 307/149. I.E.C Police Station
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Citation Codes
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citation codes
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  • Regulation 69 of U.P.S.R.T.C (Employees other than Officers) Service Rules, 1981.
  • Sections 147, 148, 307/149. I.E.C Police Station
Smart Summary

Factual and Procedural Background

The petitioner was a confirmed conductor with the U.P. State Road and Transport Corporation posted at Banda. On 11-10-1985 a Traffic Superintendent with Traffic Inspectors intercepted Bus No. URY-641 (Rajapur to Banda) in which the petitioner was conductor. The petitioner alleged that those officers lacked jurisdiction, that they snatched and tore some of his papers, and that all passengers were travelling with valid tickets. The petitioner complained in writing to the Station Incharge. In response, Sri P.K. Dube (Traffic Superintendent) made a complaint against the petitioner to the Regional Manager, leading to a preliminary enquiry and a charge-sheet. The petitioner earlier challenged a charge-sheet and an order of suspension before this Court and that charge-sheet and suspension were quashed.

On 2-5-1987 a fresh charge-sheet was served mentioning two incidents dated 29-8-1982 and 11-10-1985. An F.I.R. was lodged relating to the 29-8-1982 incident and the petitioner was tried in Session Trial No. 503 of 1983; he was acquitted by the Special Judge by judgment dated 29-5-1994 (the petitioner states that judgment was not challenged and has become final).

The petitioner submitted a detailed reply to the 1987 charge-sheet (dated 13-8-1987). R.K. Sikoria was appointed Inquiry Officer and the petitioner was repeatedly called to appear. The record shows numerous adjournments and on nine consecutive dates the departmental representatives did not attend the enquiry despite the petitioner appearing with witnesses. The petitioner alleges that on 4-8-1989 the Inquiry Officer demanded a bribe of Rs. 5,000 which he refused. The petitioner further avers that he was not informed of the date, time and place of an enquiry fixed for 10-8-1990 and therefore could not attend that hearing.

The Inquiry Officer proceeded ex parte and examined three departmental witnesses; an enquiry report dated 15-9-1990 was submitted. By order dated 1-4-1992 (Annexure-16) the petitioner’s services were terminated. The petitioner challenged the enquiry report and the dismissal order by the present writ petition.

The Court directed respondents to produce original enquiry records by order dated 29-4-1999, and extended time, but the original records were not produced. The respondents relied on the availability of an alternative statutory remedy (appeal under Regulation 69 of U.P.S.R.T.C. (Employees other than Officers) Service Rules, 1981) and defended the enquiry and dismissal on merits (asserting that 16 passengers were travelling without tickets, that the checking authority had jurisdiction, denying any demand for illegal gratification, and asserting that the petitioner had notice of certain dates).

Legal Issues Presented

  1. Whether the departmental enquiry held (resulting in the enquiry report dated 15-9-1990) and the consequent order of dismissal dated 1-4-1992 were valid and in accordance with the principles of natural justice.
  2. Whether the Inquiry Officer and/or the department afforded the petitioner a reasonable and fair opportunity to be heard, including notice of date, time and place and the opportunity to cross-examine departmental witnesses and to produce his own witnesses.
  3. Whether the petitioner had an alternative statutory remedy (appeal under Regulation 69 of U.P.S.R.T.C. Service Rules, 1981) and, if so, whether that precluded relief in the writ petition.

Arguments of the Parties

Petitioner’s Arguments

  • The enquiry report dated 15-9-1990 and the dismissal order dated 1-4-1992 are invalid and tainted with mala fide and bias, and the Inquiry Officer adopted a double standard.
  • The departmental enquiry was conducted with material irregularity and discrimination; the petitioner was denied the opportunity to lead evidence and to cross-examine departmental witnesses, violating principles of natural justice.
  • Nine consecutive dates had been fixed on which the petitioner appeared with witnesses but departmental representatives did not attend; yet the Inquiry Officer later proceeded ex parte.
  • The petitioner alleges that on 4-8-1989 the Inquiry Officer demanded a bribe of Rs. 5,000, which the petitioner refused.
  • The punishment (dismissal) is disproportionately severe and causes irreparable loss and injury.

Respondents’ Arguments

  • There exists an alternative and statutory remedy: an appeal to the Deputy General Manager under Regulation 69 of U.P.S.R.T.C (Employees other than Officers) Service Rules, 1981.
  • Sixteen passengers were found travelling without tickets; the checking authority had jurisdiction to check the bus.
  • Any allegation of demand for illegal gratification is denied.
  • The respondents assert the petitioner had notice: they say the petitioner noted down and signed a next-date entry for 10-8-1990 on the order-sheet and was informed by letter dated 20-6-1990 about the next date.
  • On paragraphs alleging departmental absence on nine dates, the respondents’ reply was (in paragraph 19 of the counter-affidavit): “That the contents of paragraphs No. 23 to 31 of the writ petition need no reply.”

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Radhey Shyam Pandey v. The Chief Secretary, State of U.P., (2001) 2 UPLBEC 1676 : 2001 All LJ 1859 That a dismissal is unjustifiable where no specific date, time and place of enquiry was fixed; documentary evidence should be produced in the presence of the accused and the accused must be given opportunity to cross-examine witnesses and produce his own evidence; compliance with rules of natural justice is essential for major punishments. The court found the facts of the instant case similar to Radhey Shyam Pandey and relied on it to conclude the petitioner had not been afforded a fair or reasonable opportunity to defend himself; the precedent supported quashing the dismissal based on failure to conduct a proper enquiry.
D.K. Yadav v. J.M.A. Industries Ltd., 1993 (3) JT (SC) 617 : (1993) AIR SCW 1995 (as cited) Termination of services must follow a just, fair and reasonable procedure as an essential element of natural justice; Art. 14 prohibits arbitrary action; Art. 21 includes the right to livelihood, so termination must be preceded by fair enquiry. The court invoked the principles from D.K. Yadav to emphasise that termination affects livelihood and therefore required adherence to natural justice; this supported the conclusion that an enquiry conducted without giving reasonable opportunity was invalid.
D.T.C. v. D.T.C. Mazdoor Congress, 1991 Supp (1) SCC 600 : AIR 1991 SC 101 Termination of service by giving one month's notice or pay in lieu thereof without holding an enquiry offends Article 14; an order terminating service without proper enquiry can be set aside. The court cited the D.T.C. decision to reinforce that termination without a fair domestic enquiry violates constitutional protections and to support setting aside the impugned order of dismissal.

Court's Reasoning and Analysis

The Court examined the record and the sequence of enquiry dates and responses. It observed that the petitioner repeatedly complied with notices and appeared with witnesses on multiple occasions, whereas the departmental representatives failed to attend on nine consecutive dates. The respondents did not meaningfully deny being absent on those dates; their counter-affidavit merely stated that specified paragraphs “need no reply.”

The Court found it irresistible to conclude that the inquiry had been conducted in a hurried manner. It emphasised that where an employee appears on successive dates and the department does not participate, the employee is entitled to at least one further opportunity before a final adverse action is taken; the petitioner was not afforded such an opportunity here. The Court further accepted the petitioner’s contention that he was not given effective notice of the 10-8-1990 hearing and therefore could not attend that hearing.

The Inquiry Officer proceeded ex parte, examined departmental witnesses and submitted an ex parte report dated 15-9-1990. The Court held that the enquiry thus conducted violated the “all corners” (i.e., fundamental aspects) of the principles of natural justice, inasmuch as the petitioner was not given the opportunity to cross-examine departmental witnesses or to produce his own evidence.

The Court relied on earlier authorities (Radhey Shyam Pandey; D.K. Yadav; D.T.C. v. D.T.C. Mazdoor Congress) to highlight the constitutional and procedural requirement that termination of service must follow a fair, just and reasonable procedure. The Court concluded that, on the facts, the departmental enquiry and the consequential dismissal could not be sustained because they were not conducted according to the required procedure and natural justice principles.

Holding and Implications

Holding: The writ petition is partly allowed. The Court quashed the impugned order of termination dated 1-4-1992 which was passed pursuant to the ex parte enquiry report dated 15-9-1990.

Direct Consequences and Directions:

  • The respondents are directed to hold a de novo enquiry.
  • The de novo enquiry must permit the petitioner to produce his witnesses and to cross-examine the departmental witnesses.
  • The de novo enquiry is to be initiated within one month from the date of production of a certified copy of this order and concluded within three months thereafter, after affording the petitioner full opportunity of hearing.
  • No order as to costs was made.

Broader Implications: The opinion did not purport to lay down a new precedent beyond application of established principles; it applied extant authorities concerning the requirement of a fair and reasonable enquiry before termination and confined relief to quashing the impugned order and ordering a fresh enquiry with specified timelines.

    Najmul Hasan Rizvi v. Regional Manager, U.P.S.R.T.C And Others Opposite Parties.

    1. Heard the learned counsel for the parties and perused the records.

    2. By means of this writ petition, the petitioner has challenged the validity and correctness of the enquiry report dated 15-9-90 and order of dismissal from service dated 1-4-92 Annexures-13 and 16 to the writ petition.

    3. The brief facts of the case are that the petitioner was a confirmed conductor in U.P State Road and Transport Corporation and was posted at Banda at the relevant time. On 11-10-85 Traffic Superintendent along with Traffic Inspectors intercepted Bus No. URY-641, which was going from Rajapur to Banda in which the petitioner was conductor. The petitioner alleged that the aforesaid persons have no jurisdiction to check the Bus. However, in the garb of checking they snatched the relevant papers from the petitioner and tore out some of them. It is al leged that all the passengers were travelling with valid tickets and none was found with out ticket. The petitioner on reaching Banda made a complaint in writing to the Station Incharge about the said occurrence and on coming to know about the complaint made by the petitioner against them. Sri P.K Dube, Traffic Superintendent made a complaint against the petitioner to the Regional Manager, U.P State Road and Transport Corporation, Jhansi. A preliminary enquiry was held and a charge-sheet was issued to him. He challenged the charge-sheet before this Court on the ground that the Regional Manager had no jurisdiction to issue charge-sheet. The said charge-sheet and the order of suspension of the petitioner were quashed by this Court, On 2-5-1987 the petitioner was again served with a charge-sheet in which respondent No. 1 had mentioned two incidents dated 29-8-1982 and 11-10-85. Sri C.P Singh, Traffic Inspector also lodged a F.LR in respect of incident dated 29-8-1982. on the basis of which the petitioner was tried in Session Trial No. 503 of 1983 along with Shamim Khan and Rahman Khan under Sections 147, 148, 307/149. I.E.C Police Station Atrauli, District Banda and was acquitted by the Special Judge vide Judgment and order dated 29-5-1994. According to the petitioner, the said judgment was not challenged and the same has become final.

    4. The petitioner submitted detailed reply to the said charge-sheet on 13-8-1987 denying the charges levelled against him Annexure-3 to the writ petition. Sri R.K Sikoria was appointed as Inquiry Officer and the petitioner was directed to appear before him on 26-2-88. In compliance of the notice the petitioner appeared before the Inquiry Officer, but on that date the representative of the department neither appeared nor produced any witness and the case was adjourned without fixing any date.

    5. The petitioner was informed by letter dated 2-3-1988 that now 29-3-88 is the next date fixed before the Inquiry Officer. The petitioner again appeared on the said date but nothing was done on that date also. Again vide letter dated 11-4-88 the petitioner was informed to appear on 28-4-88. On that date too, none appeared on behalf of the department.

    6. Lastly, the petitioner was directed to appear on 4-8-89, but none appeared on behalf of the department to support the charges. It is averred in paragraph 20 to the writ petition that on all the dates referred to above, the petitioner had appeared with witnesses, but their statements were not recorded. It is alleged that on 4-8-89 the petitioner had specifically requested the Inquiry Officer to proced with the case and to take petitioner's evidence, but the Inquiry Officer asked him to pay bribe of Rs. 5000/-. which the petitioner alleges, he refused to pay. Thereafter, the case was listed on 4-9-89, 4-11-89, 28-3-90, 2-6-90 and 30-6-90. Nine consecutive dates had been fixed, but no representative on behalf of the department attended the enquiry.

    7. In paragraph 32 of the writ petition it has been alleged that on 30-6-90 the date was fixed for enquiry, he was neither given any date nor received any information through letter or next date fixed. It appears that the enquiry was fixed on 10-8-90, but the Inquiry Officer did not communicate the date, time and place to the petitioner and as such he could not attend the enquiry proceedings on 10-8-90 as he had no knowledge or information about this date.

    8. The counsel for the petitioner submits that without ascertaining the fact that the petitioner was informed about date, time and place of enquiry or not, the Inquiry Of ficer proceeded with the enquiry exparte and three witnesses of the department were examined. Even no date was further fixed to enable the petitioner to cross-examine them and an exparte report was submitted against the petitioner. Thereafter the services of the petitioner were terminated by the impugned order dated 1-4-1992, which has been ap pended as Annexure-16 to the writ petition. The impugned order has been assailed on the ground that the enquiry proceedings were not fair and proper and the enquiry report dated 15-9-90 submitted by respondent No. 2 was tainted with mala fide and bias and that he had adopted double stand ard in the departmental enquiry. It is further submitted that respondent No. 2 acted with material irregularity and discrimination, It has also been submitted that the petitioner has been denied an opportunity to lead evidence violating the principles of Natural Justice. The punishment awarded to the petitioner is too severe, looking at the gravity of the charges and the arbitrary act of the respondents suffers from manifest error of law and causes irreparable loss and injury to him.

    9. In view of the averments made in the writ petition and in the counter-affidavit, this Court by order dated 29-4-1999 directed the respondents to produce the original records of the departmental enquiry proceedings. The time was further extended for production of the records, but the original records of departmental enquiry proceedings had not been produced before this Court.

    10. Counsel for the respondents has contended that the petitioner has an alternative and statutory remedy of filing an appeal before the Deputy General Manager of the Region concerned under Regulation 69 of U.P.S.R.T.C (Employees other than Officers) Service Rules, 1981. It is averred in the couner affidavit that 16 passengers were found travelling without ticket and the checking authority has full jurisdiction to check the Bus. It is denied that any illegal gratification was asked for from the petitioner. It has been specifically stated in paragraph 20 of the counter affidavit that the petitioner had noted down the date fixed on 10-8-1990 on the order-sheet and had signed the same. He was also informed by letter dated 20-6-1990 about the next date fixed in the case, but he did not appear. The respondents have not denied that they had not participated in the enquiry proceedings on nine consecutive dates. The reply of paragraph 31 of the writ petition, in which it is stated that on nine consecutive dates the petitioner appeared along with his witnesses, but the representatives of the department neither appeared nor produced any witness. The reply to para 31 had been given in paragraph 19 of the counter-affidavit, which is as under:

    “19. That the contents of paragraphs No. 23 to 31 of the writ petition need no reply.”

    11. It appears from the records that the Inquiry Officer in the “matter of petitioner proceeded in hurried manner. The employers had ample opportunity to present their case on any of the nine consecutive dates, but they did not appear. The petitioner was entitled to atleast one more opportunity, if he had failed to appear only on one date. It is also not denied by the respondents that they remained absent on all the nine consecutive dates. This gives an irresistible conclusion that there is some ulterior motive in the mind of the department and the Inquiry Officer to have concluded the enquiry only on one hearing in which the petitioner was not present.

    12. The enquiry held by the respondents is without giving reasonable opportunity to the petitioner to defend himself and is in violation of all corners of principles of natural justice. The impugned order of termination as well as the enquiry report there fore cannot be sustained. The respondents have not conducted the enquiry muchless according to the procedure prescribed. Reliance has also been placed by the petitioner in this regard on the judgment of this Court in (2001) 2 UPLBEC 1676 : (2001 All LJ 1859), Radhey Shyam Pandey v. The Chief Secretary, State of U.P in which the order of dismissal of the petitioner was held to be not justifiable. It was held at Page 1866; of All LJ that:

    “No specific date, time and place of enquiry was fixed or documentary evidence against the petitioner should have been adduced in “his presence and he should have been given an opportunity to cross-examine the witnesses against him and also he would have been given an opportunity to produce his own witnesses and evidence. A dismissal order is a major punishment having serious consequences and hence should be passed only after complying the rules of natural justice. Since in the present case, no regular and proper enquiry was held… … … … … … … … … … … … … … … …It is clear cause that the petitioner has not been afforded a fair opportunity muchless a reasonable opportunity to defend himself that has resulted in violation of principles of naturaljustice and fair play.” 16. The facts and circumstances of the instant case are similar to that of the case referred to above. Neither any enquiry is said to have been held in the charge of misconduct of remaining unauthorisedly absent nor the petitioner was informed about any date, time and place of hearing of the enquiry.

    13. In 1993 (3) JT (SC) 617 : (1993 AIR SCW 1995), D.K Yadav v. J.M.A Industries Ltd.., the Apex Court in paragraphs 13 and 14 held as under at Page 2003: of AIR SCW:—

    “13. The power to terminate the services of an employee/workman in accordance with just, fair and reasonable procedure is an essential in built of natural justice. Art. 14 strikes at arbitrary action. It Is not the form of the action but the substance of the order that is to be looked into. It is open to the Court to lift the veil and gauge the effect of the impugned action to find whether it is the foundation to impose punishment or is only a motive. Fair play is to secure justice, procedural as well as substantive. The substance of the order Is the soul and the affect thereof is the end of the result.

    14. It is thus well settled law that right to life enshrined under Art. 21 of the Constitution would include right to livelihood. The order of termination of service of an employee/workman visits with civil consequences of jeopardising not only his/her livelihood but also career and livelihood of dependents. Therefore, before taking any action putting an end to the tenure of an employee/workman fair play requires that a reasonable opportunity to put forth his case is given and domestic enquiry conducted complying with the principles of naturaljustice. In D.T.C v. D.T.C Mazdoor Congress, 1991 Supp (1) SCC 600 : AIR 1991 SC 101 supra the Constitution bench, per majority, held that termination of the service of a workman giving one months notice or pay in lieu thereof without enquiry offended Art. 14, The order terminating the service of the employees was set aside.”

    14. For the reasons stated above, the writ petition is partly allowed and the impugned order dated 1-4-1992 passed in pursuance of the ex parte enquiry report dated 15-9-1990 is quashed, The respondents are directed to hold denovo enquiry permitting the petitioner to produce his witnesses and also to cross-examine the witnesses of the department within one month from the date of production of a certified copy of the order and conclude the same within a period of three months thereafter after affording full opportunity of hearing to the petitioner. No order as to costs.

    15. Petition partly allowed.

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    Najmul Hasan Rizvi v. Regional Manager, U.P.S.R.T.C And Others Opposite Parties.
    (Jul 31, 2002)