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Smart Summary

Judgment Summary — Rankin, C.J.; Chotzner, J. concurring

Factual and Procedural Background

The Appellant, Satya Narain Mohata, was tried jointly with Nanda Lal Banerjee at the High Court Sessions before Mr. Justice Costello and a jury. The factual allegations (as set out in the indictment) were that Messrs Bird & Company had a contract to supply labour to Messrs Kilburn & Company; Bird sub-contracted the supply of labour at a ghat to the Appellant, who was paid on a piece-rate basis depending on the number of maunds handled by the coolies he supplied. The first accused, Nanda Lal Banerjee, was a clerk or servant of Messrs Bird & Company who prepared certain vouchers and assisted the Appellant in obtaining payment. It was alleged that records showing weights handled were checked on behalf of Kilburn & Company, subsequently falsified, and that bills were presented to Bird & Company for larger sums than were due (an example given was a figure 36 maunds changed into 4036).

The indictment contained five counts: (1) a joint charge of conspiracy to cheat between February and August 1926; (2) a charge against the Appellant alone of cheating in respect of the daily report of 7 July 1926; (3) abetment by Banerjee of the offence in count 2; (4) forgery by Banerjee in respect of the same document; and (5) the Appellant's dishonest use as genuine of the forged document. The jury acquitted both on the conspiracy count, convicted the Appellant on counts 2 and 5 (cheating and dishonestly using a forged document), and convicted Banerjee of abetment and forgery.

Legal Issues Presented

  1. Whether convictions on counts which describe the offences as being “in pursuance of the conspiracy in the first charge mentioned” can stand where the jury have acquitted the defendants on the conspiracy count.
  2. Whether the direction (summing up) given by the trial Judge to the jury was correct and sufficient.
  3. Whether it was improper for the trial Judge to take, after the Appellant had given an explanation, a further statement from the co-accused under section 342, Criminal Procedure Code.
  4. Procedural/practice question: Under the High Court rules and relevant statutory provisions, whether a vakil (as distinct from an advocate instructed by an attorney) may appear for an appellant in an appeal under section 449, Criminal Procedure Code (an appeal from a trial held on the Original Side before a Judge and jury).

Arguments of the Parties

Appellant's Arguments (as represented by Mr. Sircar)

  • Because counts 2 and 5 allege the offences were “in pursuance of the conspiracy in the first charge mentioned,” the acquittal on the first count (conspiracy) should prevent convictions on counts 2 and 5.
  • The trial Judge, in certain passages, put too strongly to the jury the view that the Appellant alone was interested in obtaining over-payments.
  • After the Appellant had given an explanation, the Judge should not have taken another statement from his co-accused under section 342, Cr. P.C.

Other Representations (practice issue)

  • Mr. N.K. Basu argued on behalf of the vakils regarding their right to act in appeals under the Criminal Procedure Code and drew attention to the terms of section 419 and the definition of “pleader” in section 4 of the Code.
  • The Advocate-General argued the matter in the interest of the attorneys, advancing the opposing practical position on who may properly appear in such appeals under the Court's rules.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Russel on Crimes, Book VI, Chap. II, sec. 3 Doctrine of surplusage: allegations not essential to constitute the offence may be disregarded in evidence; an indictment need only allege the material facts necessary to enable subsequent proceedings on conviction. The Court relied on the statement in Russel on Crimes to justify treating the words “in pursuance of the conspiracy in the first charge mentioned” as surplusage in counts 2 and 5, so that convictions on those counts could stand despite acquittal on the conspiracy count.
Rex v. Hunt Principle that if an indictment charges that the defendant did and caused to be done a particular act, it is enough to prove either; sufficient to prove so much of the indictment as shows the defendant has committed a substantive crime specified. Quoted and applied to support the proposition that it is sufficient to prove that part of the charge that constitutes a substantive offence; used to reinforce the surplusage doctrine application to the present counts.
The King v. Hollingberry (Court of King's Bench) It is sufficient in criminal cases to prove so much of the charge as constitutes an offence punishable by law; conviction upheld where jury found defendants guilty of conspiring to prefer an indictment for extortion though not guilty of conspiring falsely to indict. Relied upon to illustrate that proof of a part of the charge that constitutes a punishable offence will sustain conviction even if another aspect alleged is not established; applied to permit convictions on counts 2 and 5 though conspiracy (count 1) was negatived.
Abdul Salim v. Emperor (Division Bench of Newbould and Suhrawardy JJ.) Considered the same matter of counts relating to a common subject-matter and the propriety of their arrangement in an indictment (see reference to specific passage at p. 596). The Court relied on this decision as persuasive authority that rearrangement of counts could have been made and that the presence of words referring to a conspiracy do not invalidate separate substantive counts dealing with the same series of transactions.
Ameer Khan (1870) Historical discussion whether an appeal lies in criminal matters from the Original Side under the Letters Patent of 1865 (the matter was broached though not decided in that appeal). The judgment explains the historical background: Ameer Khan brought the question to attention but did not authoritatively decide it; the Court used the history to explain later developments about appeals from the Original Side.
In the matter of Narrondas Dhanji (Bombay, 1889) Considered whether an order in the nature of Habeas Corpus refusal by a Judge on the Original Side was a judgment from which appeal lay; held that an appeal did lie because the refusal was a judgment. Referred to in the historical account showing the development of the law allowing appeals from certain Original Side criminal matters.
In the matter of Horace Lyall (1902) Authoritatively held that an appeal lies from a refusal to grant an order under section 491, Cr. P.C., because the matter, though criminal, was not a sentence or order passed or made in a criminal trial. Used to mark the point from which it became settled law in this Court that appeals in criminal matters could lie from the Original Side; fact relied upon in the Court's discussion of rules and practice.

Court's Reasoning and Analysis

The Court addressed the principal legal question (whether convictions in counts 2 and 5 could stand despite acquittal on the conspiracy count) by applying the doctrine of surplusage. The Court reasoned as follows:

  1. The phrase “in pursuance of the conspiracy in the first charge mentioned” in counts 2 and 5 is not an element of the substantive offences charged in those counts but is descriptive language showing that the offences arose from the same subject-matter or series of transactions. Such words may be surplusage and are not essential to the validity of the substantive counts.
  2. Citing Russel on Crimes, the Court reiterated the well-established rule that an indictment must state all material facts necessary to constitute the offence, but allegations not essential may be disregarded. The Court quoted supporting authorities (Rex v. Hunt and The King v. Hollingberry) showing it is sufficient to prove that part of the charge which establishes a substantive offence punishable by law.
  3. The Court rejected the contention that omitting the conspiracy words would leave nothing to show that the specific offences arose out of the same subject-matter. The Court emphasized that the validity of the indictment must be judged at the outset and should not depend on facts later found by the jury. If the sole function of the conspiracy words was to indicate common subject-matter, their presence does not preclude conviction on the substantive counts when conspiracy is negatived.
  4. The Court considered prior local authority (Abdul Salim v. Emperor) and observed that counts could have been rearranged differently without harming the indictment so long as suitable words made clear the common series of transactions.
  5. Turning to the trial Judge's conduct, the Court held the summing-up to be “unexceptionable” and elaborate on points of decision. It was open to the jury to convict Banerjee of abetment although they acquitted on conspiracy because conspiracy is only one way of abetment under the Indian Penal Code.
  6. On the complaint about the Judge taking another statement from the co-accused under section 342 after the Appellant had given an explanation, the Court held that the matter was within the Judge's discretion and found no unfair use of that discretion.
  7. The Court commented on the jury's explanatory view—that the Appellant was principal and Banerjee a tool—observing that the jury might have taken a merciful view in acquitting both on conspiracy; the logical coherence of the verdicts was not a matter for the Court to reverse when the substantive convictions were supported by evidence.
  8. On the separate practice question whether a vakil may appear for an appellant in an appeal under section 449, Cr. P.C. (an appeal from an Original Side trial), the Court undertook a detailed statutory and historical analysis:
    • It examined the Criminal Procedure Code provisions (reference to sections 4 and 419) and the High Court's Original Side Rules (rr. 1 and 4 of Chap. II), but concluded the question depends on the Court's rules rather than being conclusively answered by the Code.
    • The Court traced the history of the Letters Patent (1774, 1862, 1865) and how the rules governing which branches of the profession may appear were framed and altered over time (rules under 1862, changes in 1865, and later revisions).
    • The Court described the 1913/1914 revision of the rules, noting that Rule 1 (Advocates may appear but on the Original Side or in appeals from the Original Side only if instructed by an attorney) and Rule 4 (vakils shall not appear on the Original Side or in appeals from the Original Side, except in limited Hindu/Mohammedan law matters where the Court admits them) demonstrate a clear division based on Original Side jurisdiction.
    • On this textual and historical basis the Court concluded that, under the present rules (as revised and in force), the right to appear in appeals under section 449 from the Original Side must be exercised in accordance with those rules—i.e., vakils are excluded from appearing in such appeals unless specifically admitted under the narrow exception in Rule 4.

Holding and Implications

APPEAL DISMISSED.

Direct holdings and immediate consequences:

  • The Appellant's conviction on count 2 (cheating) and count 5 (dishonestly using a forged document) was held to be valid notwithstanding the jury's acquittal on the conspiracy count; the references to conspiracy in those counts were treated as surplusage and not essential elements of the substantive offences.
  • The trial Judge's summing-up and directions were upheld as proper and sufficient; the Judge did not misuse his discretion in receiving an additional statement from the co-accused under section 342, Cr. P.C.
  • The Appellant was ordered to surrender to his bail and serve out the remainder of his sentence.
  • On the practice point, the Court interpreted the High Court's rules (rr. 1 and 4 of Chap. II, as revised) to mean that vakils are, as a general rule, excluded from appearing in matters on the Original Side or in appeals from the Original Side except where Rule 4's limited exception applies (e.g., when a question of Hindu or Mohammedan law or usage arises and the Court admits a vakil).

The judgment does not purport to prescribe what rules should be made in future; the Court expressly limited itself to interpreting the rules as they presently stand and observed that legislative or rule changes might be necessary in light of later statutory developments.

Concurring: Chotzner, J. agreed with the opinion delivered by Rankin, C.J.

P.C. (per curiam) noted at the end of the opinion.

    Satya Narain Mohata v. King-Emperor

    The Judgment of the Court was as follows:—

    Rankin, C.J:— In this case the Appellant Satya Narain Mohata was put upon his trial jointly with one Nanda Lal Banerjee at the High Court Sessions before Mr. Justice Costello and a jury. The facts out of which the case arose were alleged to be that Messrs Bird and Company had a contract to supply labour to Messrs Kilburn and Company in connection with the managing agency of the latter firm for the India General Steam Navigation Company, Limited. It appears that there was an office at a certain ghat. It appears that Messrs Bird and Company gave a sub-contract for the supply of this labour to the Appellant. The Appellant was to be paid at a flat rate based upon the number of maunds actually handled or transhipped by the coolies whom he supplied. The rate was not quite the same for all articles but it was a system of payment which depended upon the number of maunds that had been handled. The first accused Nanda Lal Banerjee was a clerk or servant of Messrs Bird and Company and the system as regards payment was alleged to have been that certain vouchers were prepared by the first accused and that the first accused to a large extent looked after the business of the present Appellant and assisted him in various matters connected with the supply of labour and obtained payment from Messrs Bird and Company, in these circumstances it was said that after certain records giving the weights of the different goods handled had been checked and passed on behalf of Messrs Kilburn and Company these records were falsified and bills we presented on behalf of the present Appellant to Messrs Bird and Company for a larger sum than was justly due. To give a particular illustration which is referred to in one of the counts at the trial it is said that figure 36 maunds was changed into 4036.

    In these circumstances the accused were put upon their trial jointly and the charges against them were as follows: The first charge alleged that between February and August 1926 they were parties to a criminal conspiracy to cheat Messrs Bird and Company. The second count was against the present Appellant alone and accused him of cheating Messrs Bird and Company in respect of a certain certified report being the daily report of work done on the 7th of July 1926. The third count was against Nanda Lal Banerjee alone and accused him of abetting the offence of cheating described in the second count. The fourth count was also against Nanda Lal Banerjee alone and accused him of committing forgery in respect of the same document as is mentioned in the second count, namely, a certified daily report of work done on the 7th of July 1926; and the fifth count was against the present Appellant charging him with having dishonestly used as genuine the document referred to in the previous count.

    Now, the jury found the two accused not guilty on the first count of conspiracy but they found the present Appellant guilty on the second count of the crime of cheating and they found Nanda Lal Banerjee guilty of abetting that. They also found Banerjee guilty of the charge of forgery and the present Appellant guilty of dishonestly using as genuine the forged document.

    In these circumstances Mr. Sircar on behalf of the present Appellant calls attention to the fact that in the second and the fifth counts, on which this man has been convicted and sentenced, the charge is that he “in pursuance of the conspiracy in the first charge mentioned” cheated Messrs Bird and Company and that “in pursuance of the conspiracy in the first charge mentioned” he dishonestly used a forged document as genuine; and the first question which arises is this—if the jury have negatived the conspiracy, can a conviction on these two counts stand?

    Now, it appears to me, to deal with that question first, that the conviction on those two counts is quite in order, the reason being that the words “in pursuance of the conspiracy in the first charge mentioned” find their place in these charges not because they are any element of the offence alleged in the second or the fifth count but because they are proper words to show, as the truth and substance of the matter was, that the accused were being (rightly or wrongly) charged with offences all having reference to the same subject-matter or series of transactions and properly brought together in one indictment.

    In this connection it may be desirable to point out that there has always been an important branch of the law as regards indictments which is referred to sometimes as the doctrine of surplusage. A very elaborate treatment of this may be found in Russel on Crimes, Book VI, Chap. II, sec. 3 and from this I will take the following statement of the law:—“In order to convict a man of an offence, all the material facts which constitute the offence, and which are necessary to enable the parties to avail themselves of the verdict and judgment, should the same charge be again brought forward, must be stated upon the indictment; and all these requisite allegations must be satisfied in evidence, and proved as laid. But allegations not essential to such a purpose, which might be entirely omitted, without affecting the charge against the prisoner, and without detriment to the indictment, are considered as mere surplusage, and may be disregarded in evidence.” In illustration and in support of that statement I will refer to two cases only. The first is the case of Rex v. Hunt , where Lord Ellenborough said: “If indictment charges that the Defendant did and caused to be done a particular act, it is enough to prove either. The distinction runs through the whole criminal law; and it is invariably enough to prove so much of the indictment as shews that the Defendant has committed a substantive crime therein specified.” The Court of King's Bench in the well-known case of The King v. Hollingberry had before them a charge of conspiring falsely to indict one A.B for keeping a gaming house for the purpose of extorting money from the said A.B The jury found the Defendants guilty of conspiring to indict A.B for the purpose of extorting money but not to indict him falsely and upon that the conviction was upheld with these observations: “In criminal cases it is sufficient for the prosecutor to prove so much of the charge as constitutes an offence punishable by law. This was an indictment for conspiring falsely to indict a person for the purpose of extorting money. The jury found the Defendants guilty of conspiring to prefer an indictment for the purpose of extorting money, and that is a misdemeanour, whether the charge be or be not false.”

    It is said, however, that the words in the second and the fifth counts “in pursuance of the conspiracy in the first charge mentioned” cannot be omitted without detriment to this indictment because it is said that if they are omitted there will be nothing to show that the specific offences alleged in those counts arise out of the same subject-matter as the alleged offence under the first count. Upon that question it appears to me that the Appellant's appeal cannot succeed. The indictment may be good or bad but it cannot depend upon the facts which will ultimately be found by the jury and it must be good or bad at the beginning of the trial. If the only function of those words is to make it plain that the second and the fifth counts have no reference to independent offences or to a different subject-matter than the first count, then it seems to me that there is no objection at all to the jury convicting under the second and the fifth counts although they acquitted upon the first. This matter was considered by a Division Bench consisting of Mr. Justice New bould and Mr. Justice Suhrawardy in the case of Abdul Salim v. Emperor . The particular passage which deals with this matter is at page 596. In my judgment there is no validity in the objection that has been taken. It would have been quite possible to rearrange these counts differently, to have begun with what was in fact the second count and to have added the charge of conspiracy last, provided only that suitable words were used in each court to show that they related to the same series of transactions. So far as the counts other than the first count are concerned they all have reference to cheating accomplished by means of forgery of the daily report of the 7th of July 1926 and it is quite clear, therefore, that they merely specify the various sections of the Indian Penal Code, which the course of conduct of the accused offends against.

    It remains, therefore, only to consider the question whether the direction of the learned Judge was correct and sufficient. In our opinion, the learned Judge's summing up is unexceptionable. It is very elaborate upon each point that arose for decision. It was quite open to the jury to find Nanda Lal Banerjee guilty of abetment although they did not find a conspiracy, because conspiracy is only one of the possible ways of abetment by the definition given in the Indian Penal Code.

    It was suggested by Mr. Sircar that the learned Judge in certain passages put too strongly to the jury the view that, the Appellant was the only person interested in getting over-payments; but if the charge be taken as a whole that matter was very fully dealt with. It would appear that as between these two accused their defences were at variance upon that very point.

    Mr. Sircar complains that after the Appellant had given an explanation upon this matter the Judge ought not to have taken another statement from his co-accused under sec. 342, Cr. P.C In my judgment that was entirely in the discretion of the learned Judge and he has not used his discretion unfairly.

    The view taken by the jury as they were careful to explain was this that the Appellant was the principal and that Nanda Lal Banerjee who seems to have been a clerk on a small pay and an old man was a mere tool of the Appellant. That may very well explain why the jury took a merciful view and acquitted both on the charge of conspiracy. We are not concerned with the question whether the jury's verdict was completely logical upon such a matter. It is sufficient that the jury have convicted this Appellant upon the charge of cheating and the charge of using dishonestly a forged document knowing it to be forged.

    In my opinion, this appeal must be dismissed. The Appellant must surrender to his bail and serve out the remainder of his sentence.

    I pass now to a question of practice which was argued in connection with this case. This appeal is brought under a new provision—sec. 449 of the Criminal Procedure Code as amended in 1923. It is an appeal from a trial held on the Original Side before a Judge and a jury at the High Court Sessions. It was represented to us that this Appellant desired that a vakil of this Court should act for him in the matter of this appeal. In order that his case might not fail to be presented he also employed an attorney so as to put himself in order, if the Court should think that the vakil was not entitled to act in a criminal appeal from the Original Side under the new section. I mention that because a point which is not raised in this case is the question whether it could possibly be right to appear by both a vakil and an attorney. I confine myself to the question whether in such a case as this it is open to a vakil to act for an Appellant.

    Now, we were referred to the rules of this Court and to certain sections of the Criminal Procedure Code by Mr. N.K Basu who was good enough to argue this matter on behalf of the vakils and by the learned Advocate-General who argued it in the interest of the attorneys. In my judgment the question depends upon the rules of this Court and is not concluded by anything in the Criminal Procedure Code. Mr. Basu did not contend that it was outside the powers of the Court by rules to regulate this matter, but he drew our attention to the terms of sec. 419 and to the definition of “pleader” in sec. 4 of the Code. Now, for the present purpose it matters nothing whether the true view be that the joint effect of these sections is to give the right to the vakils subject to any restrictions which the High Court by rules may have imposed or whether the true view be that the effect of these sections is to give the right in question to those practitioners who by the rules of the High Court are authorized to exercise it. It might be said that the definition of “pleader” in sec. 4 of the Code means that unless there is a rule to the contrary any Advocate, any attorney or any vakil can file a memorandum of appeal under sec. 419. If so, that might be inconvenient from the point of view of the vakils as much as of the attorneys, because it is quite clear that if that be the true view, then a rule would have to be shown preventing an Advocate from filing a memorandum of appeal in such a case as this or preventing the attorney from filing a memorandum of appeal in an ordinary criminal appeal from a Mofussil Court. The point, however, when the actual rules of the High Court are considered does not fall to be decided by a mere choice between the two views I have mentioned.

    I come now to set out the rules of this Court which bear upon the matter and their history in so far as this is necessary to explain them. The rules upon which the question depends are rr. 1 and 4 of Chap. II of the Original Side Rules, R. 1 is: “Advocates of this Court may appear and plead for parties on either side of the Court, but on the Original Side or in appeals from the Original Side, not unless instructed by an attorney.” R. 4 as it stands now is as follows:—“Vakils shall not appear, plead, or act for any suitor in this Court in any matter on the Original Side or in any matter of appeal from any case from the Original Side unless in such appeal a question of Hindu or Mahomedan law or usage shall arise, and the Court or a Judge thereof shall think fit to admit a Vakil or Vakils to plead for any suitor or suitors in that case. In such case the Vakil or Vakils so admitted may plead accordingly.” On that rule it is necessary to ascertain whether this reference to a “suitor” or “suitors” points to the provision being intended for civil appeals only so as to cut down the generality of the expression “in any matter of appeal from any case from the Original Side.” If not, then there is an express prohibition because on that view by the terms of the rule vakils shall not appear, plead or act in any matter of appeal from any case from the Original Side. It is for this reason that I thought it necessary to observe that it did not matter which interpretation was put upon the definition of “pleader” in sec. 4 of the Criminal Procedure Code.

    I come now to see whether in the history of this rule there is any light to be obtained upon its real intention. The word “suitors” comes in this connection from cl. 11 of the Original Charter of 1774. It is repeated in cls. 7, 8 and 9 of the Letters Patent of 1862 which deal with the same subject-matter and it is repeated again in cl. 9 of the Letters Patent of 1865. In cl. 11 from which subsequent clauses all derive their language we find this: “And we do hereby further authorise and empower the said Supreme Court of Judicature at Fort William in Bengal, to approve, admit, and enrol such and so many Advocates and Attornies-at-law, as to the said Supreme Court of Judicature at Fort William in Bengal, shall seem meet, who shall be Attornies of record, and shall be, and are hereby authorised to appear and plead, and act for the suitors of the said Supreme Court of Judicature at Fort William in Bengal.” Whether the idea underlying the word “suitor” is that of a person who owes suit and service or that of a person who is seeking or demanding something from a Court, there can be no doubt that in cl. 11 of 1774, the term is used in the very broadest sense for any client, i.e, for any person who may happen to require to employ a member of the legal profession to do his business for him.

    In the Letters Patent of 1862 the clause reads as follows. Cl. 7:—“We do hereby authorize and empower the said High Court of Judicature at Fort William to approve, admit and enrol such and so many Advocates as to the said High Court shall seem meet who shall be and are hereby authorized to appear and plead for the suitors of the said High Court subject to the rules and directions of such Court.” It seems to be quite clear that the ordinary case of an Advocate defending a prisoner in a criminal trial is governed by that clause. The same phrase is used in cl. 8 with reference to vakils: “We do hereby authorize and empower the said High Court of Judicature at Fort William to approve, admit and enrol such and so many vakils as to the said High Court shall seem meet who shall be and are hereby authorized to appear, plead and act for the suitors of the said High Court subject to the rules and directions of such Court.” It seems quite clear that language is intended to be read in the same wide general way as in cl. 11 of 1774. When the Letters Patent of 1862 was amended in 1865, cls. 7, 8 and 9 were rolled into one and a certain change was made because no longer were the Advocates or Vakils or Attorneys authorized to do something by the Letters Patent subject to a power in the High Court to restrict the authority, but the terms of the Letters Patent of 1865 gave to the High Court a power to give such authority to each branch of the profession as it would think fit to do and cl. 9 of the Letters Patent of 1865 went on to say not merely that the High Court had power to approve, admit and enrol so many Advocates, Attorneys and Vakils as to the High Court should seem meet but that “such Advocates, Vakils and Attornies shall be and are hereby authorized to appear for the suitors of the said High Court, and to plead or to act, or to plead and act, for the said suitors, according as the said High Court may by its rules and directions determine, and subject to such rules and directions.” The position, therefore, after 1865 was that the rights of each branch of the profession were to be the rights given to them by the rules.

    I come now on this question to the rules that were made under the Letters Patent of 1862 and 1865. As it is not easy now, owing to the lapse of time, to obtain the exact words of those rules I propose to set them out in this judgment. The rules of the High Court under the first Letters Patent of 1862 were as follows: r. 6: —“Advocates of this Court may appear and plead for suitors in any branch of the Court, Civil or Criminal.” R. 7:“Vakils shall not appear, plead or act for any suitor in this Court in any matter of Ordinary Original Civil Jurisdiction, Civil or Criminal or in any matter of appeal from any case of Ordinary Original Civil Jurisdiction unless upon appeal from a judgment in a case of such Original Civil Jurisdiction a question of Hindu or Mahomedan law or a question of usage shall arise and the Court or a Judge thereof shall think fit to admit a Vakil or Vakils to plead for any suitor or suitors in that case.” Now, so far as vakils are concerned it will be noticed that r. 7 of 1862 confines the prohibition of vakils from appearing to cases of appeals from Ordinary Original Civil Jurisdiction. The reason for that is manifest, because if one goes to the clause which corresponds to cl. 15 of the present Letters Patent one finds that is cl. 14 of 1862 and cl. 14 of 1862 was in these terms: “And we do further ordain that an appeal shall lie to the said High Court of Judicature at Fort William in Bengal from the judgment in all cases of Original Civil Jurisdiction of one or more Judges of the said High Court” and so on: so that there was no Letters Patent right of appeal in 1862 except in a civil case. That, however, was altered by the terms used in cl. 15 of 1865 and the terms used by that clause were these that “an appeal shall lie to the said High Court of Judicature at Fort William in Bengal from the judgment not being a sentence or order passed or made in any criminal trial”: so that if it was possible to have an appeal in a criminal case which was an appeal from a judgment but not from a judgment which was a sentence or order passed or made in a criminal trial, then for the first time it became theoretically possible to have an appeal in a criminal case from the Original Side. At first it does not appear that the consequences of that change were appreciated. When the High Court came in 1865 to revise its rules because of the new Letters Patent it left the rule about Advocates (as I have set it out Rule No. 6) without amendment. The only amendment it made in the rule about vakils was this that instead of saying that “Vakils shall not appear, plead or act for any suitor in this Court in any matter of Ordinary Original Jurisdiction, Civil or Criminal” and so forth, it says that “Vakils may appear, act or plead for suitors in this Court provided that they shall not appear, plead or act for any suitor in any matter of Ordinary Original Jurisdiction, Civil or Criminal or in any matter of appeal from any case of Ordinary Original Civil Jurisdiction”: so that in effect the rule which confined the exclusion in case of appeals to cases of civil jurisdiction was repeated after 1865.

    It does not appear that the change effected by cl. 15 of the 1865 Letters Patent claimed the attention of this Court until the very well-known case of Ameer Khan (4) in 1870 where, it will be remembered, Mr. Justice Norman refused an application for a writ of Habeas Corpus. That decision was taken on appeal and the question was debated whether or not you could have in a criminal matter an appeal from the Original Side under the Letters Patent of 1865. The point discussed chiefly was whether a refusal of a writ of Habeas Corpus was a “judgment” within the meaning of cl. 15. The point, however, was not decided because both the learned Judges who heard the appeal were clearly of opinion that the writ had been rightly refused on the merits and that case although it brought the question up for the first time resulted in no decision. In 1889 a case arose in Bombay, In the matter of Narrondas Dhanji (5), where an order in the nature of Habeas Corpus applied for under sec. 491, Cr. P.C, was refused by a Judge on the Original Side and the question was argued whether or not any appeal lay from that refusal. The point which was argued there again was whether a mere refusal to make such an order was a judgment—was really a determination of the rights of the parties—and it was held that an appeal did lie on the ground that the refusal of the order was a judgment and therefore the case came within cl. 15 of the Letters Patent. But it was not until 1902 in the case of In the matter of Horace Lyall (6) that the question was authoritatively determined in this Court and there it was held that an appeal did lie from a refusal to grant an order under sec. 491, Cr. P.C, on the ground that although it was a criminal matter it was not a sentence or order passed or made in a criminal trial; and from that date—and so far as I can judge not before—it has been settled law in this Court that there can be an appeal from the Original Side in a criminal matter.

    Now, the rules of this Court were subjected after 1910 to an extensive and general revision. The process of revision apparently took a long time but ultimately the revised rules were passed by the full Court on the 19th of August 1913 to come into force on the 15th of April 1914 and in those revised rules we find that the old rules as to vakils and as to Advocates and their authority have been altered. The alterations are very significant. At the same time we find incorporated in our rules a series of rules beginning with r. 14 of Chap. XXXVIII dealing with appeals under sec. 491, Cr. P.C We have, therefore, to look back at rr. 1 and 4 of Chap. II of our present rules with a view to see what is the alteration as compared with the rules of 1865 and what is the meaning of it.

    Now, as the first rule stands, instead of the words “Advocates of this Court may appear and plead for suitors in any branch of the Court, Civil or Criminal” we get the present rule No. 1 “Advocates of this Court may appear and plead for parties on either side of the Court, but on the Original Side or in appeals from the Original Side, not unless instructed by an Attorney.” I cannot doubt that the intention of that rule was to cover criminal as well as civil appeals. Nobody supposes that an Advocate of this Court is to be restricted to take his instructions from an Attorney in civil cases only from the Original Side.

    When we come to r. 4 we find there that instead of the prohibition against vakils appearing in appeals from the Original Side being expressly confined to civil cases only as had been the practice ever since the Letters Patent of 1862 the following words are employed: “Vakils shall not appear, plead or act for any suitor in this Court in any matter on the Original Side or in any matter of appeal from any case from the Original Side unless in such appeal a question of Hindu or Mahomedan law or usage shall arise” and so on. In my judgment it is reasonably clear that the revision of the rule which came into effect in 1914 took a broad line of division according as the case was on, or was an appeal from, the Original Side of this Court; and whatever might have been the position had these rules not been revised the rules themselves are capable of but one interpretation. In my judgment, the proper and the only permissible course in cases under the new sec. 449, where a new right of appeal is given by the Code to the subject, is for this right to be exercised so long as the present rules remain unchanged in the way laid down by these rules, namely, on the footing that it is part of the business of the Court from which, as the rules stand, vakils are excluded.

    This disposes of the question of practice and I have only to thank Mr. Advocate-General and Mr. Basu for their assistance in enabling the Court to come to a decision in this matter. It may be noticed that so far as appeals from applications under sec. 491 of the Code are concerned the Letters Patent of 1865 was amended in 1919 so as to prohibit any Letters Patent appeal in a case of criminal jurisdiction, and since 1923 sec. 491 itself has been drastically altered. It may well be that these legislative changes make it necessary for the Court to bring these rules up to date. I desire to make it quite clear that nothing that I have said touches in any way upon any question as to what rules should be made. I am concerned only with the correct interpretation of the rules as they are.

    Chotzner, J.:— I agree.

    P.C

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    Satya Narain Mohata v. King-Emperor
    (Dec 2, 1927)