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  • S. 53 (2), Bombay City Police Act, 1902,
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  • S. 53 (2), Bombay City Police Act, 1902,
Smart Summary

Factual and Procedural Background

On 19 June 1946 the appellants were convicted and sentenced by the Chief Presidency Magistrate, Bombay. Appellant 1, a public servant, was charged with accepting Rs. 15,000 to forbear prosecution of a metal merchant named Vakharia, an offence under S.161, Penal Code; appellant 2 was charged with abetting. Appellant 1's appeal to the High Court at Bombay was dismissed on 20 March 1947 (two grounds were raised there: absence of sanction under S.197, Criminal P.C., and an appeal on the facts). Appellant 2 did not appeal to the High Court but his sentence was enhanced on 20 March 1947. Petitions for special leave to appeal to the Judicial Committee were lodged (appellant 1 on 21 April 1947; appellant 2 on 27 May 1947) and leave was granted (appellant 1 by Order in Council of 21 May 1947; appellant 2 by Order in Council of 11 June 1947).

Legal Issues Presented

  1. Whether sanction under S.197, Criminal P.C., was required before prosecuting a public servant for an offence under S.161, Penal Code (and whether absence of such sanction rendered the trial void for want of jurisdiction).
  2. Whether the police investigation was conducted illegally (a non-cognizable case allegedly investigated without the required compliance with S.202(1), Criminal P.C.), and if so whether that illegality deprived the Magistrate of jurisdiction and rendered the trial and conviction void.

Arguments of the Parties

Appellants' Arguments

  • Before the High Court: the proceedings were invalid because no sanction had been given under S.197, Criminal P.C.; and challenge to the merits of conviction.
  • In the petitions for special leave: appellant 1 contended the High Court erred in holding sanction was not required and asserted a conflict of judicial opinion on S.197 that should be settled by the Judicial Committee; appellant 2 contended that trial of appellant 1 without sanction made the joint trial of appellant 2 illegal.
  • On new grounds in this appeal (argued before the Judicial Committee): the police investigation was illegal because S.53(2), Bombay City Police Act, requires a Presidency Magistrate's order to investigate a non-cognizable case, and the Magistrate's order was invalid because he had not complied with S.202(1), Criminal P.C.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Gill v. The King, 16 IA 41: (AIR (35) 1948 PC 128) Settled that sanction under S.197, Criminal P.C., is not necessary before prosecuting a public servant for an offence under S.161, Penal Code. The Court treated this decision as settling the question, concluding the appellants could not succeed on the S.197 ground relied on in their petitions for leave.

Court's Reasoning and Analysis

The Court first observed that at the time leave was granted it was an open question whether S.197 sanction was required; Gill v. The King subsequently settled that sanction is not necessary. Consequently, the appellants could not succeed on the grounds in their petitions for leave to appeal. The appellants' counsel urged a different ground—that the police investigation was illegal because the Chief Presidency Magistrate had not complied with S.202(1), Criminal P.C., before authorising investigation under S.53(2), Bombay City Police Act. The Court held that, even if that procedural complaint were well founded, it would establish only that proper procedure had not been followed in authorising the police investigation (the order of 8 March 1943) and might have important consequences, but it would not deprive the Chief Presidency Magistrate of jurisdiction to try the appellants. Further, the Court declined to examine whether there was any procedural fault because it would be contrary to the Board's settled practice to entertain such a question when it had not been argued in the High Court and was not referred to in the petitions for special leave.

Holding and Implications

DISMISSED.

Direct effect: the appeal was dismissed and the appellants could not succeed on the S.197 ground in their petitions because Gill v. The King established that sanction was not required. The Court did not decide the merits of the newly-raised procedural complaint about the police investigation and, consistent with its practice, declined to entertain that question; no broader legal change was made by this judgment.

    Lumbhardar Zutshi And Another v. The King.

    Lord Reid.:-

    On 19th June 1946, the appellants were convicted and sentenced by the Chief Presidency Magistrate, Bombay. The charge

    against appellant 1 was that he, being a public servant, accepted a sum of Rs. 15,000 for forbearing to prosecute a metal merchant named Vakharia and thereby committed an offence punishable under S. 161, Penal Code. Appellant 2 was charged with abetting that offence. An appeal by appellant 1 to the High Court at Bombay was dismissed on 20th March 1947. It appears from the judgment of Stone, C. J., that there were two grounds of appeal: first that the whole proceedings were invalid because no sanction had been given under S. 197, Criminal P. C., and secondly an appeal on the facts. Appellant 2 did not appeal to the High Court, but notice of enhancement of sentence was given to him and his sentence was increased on 20th March 1947.

    2. On 21st April 1947, a petition for special leave to appeal was lodged by appellant 1. In this petition no reference was made to anything which had occurred before 15th March 1944, when the charge against the appellant was framed by the Chief Presidency Magistrate; it was narrated that the two main grounds of appeal to the High Court had been the invalidity of the whole proceedings because no sanction to the prosecution had been given and that on the merits of the case the appellant had been wrongly convicted. It was then stated

    "The grounds upon which your petitioner seeks leave to appeal are :

    (i) that the Chief Justice and Lokur, J. erred in holding that sanction was not required to empower the Court to take cognizance of the charge against your petitioner, that the Court which tried him was in these circumstances without jurisdiction and that his conviction is, therefore, a nullity and

    (ii) that there is a conflict of judicial opinion in India as to the true construction of S. 197, in particular as to whether sanction is required where a charge of taking a gratification is brought against a public servant and that it is fitting that this conflict should be settled by the judgment of the Judicial Committee."

    3. On this petition leave to appeal was granted by Order in Council of 21st May 1947. On 27th May 1947, a petition for special leave to appeal was lodged by appellant 2. The grounds of appeal stated in this petition were :

    "that your petitioner submits that the trial of the said Lambhardar Zutshi without previous sanction of the Governor-General in Council under S. 197, Criminal PC, was without jurisdiction, that, therefore, the trial of your petitioner jointly with him for abetment of the offence alleged to have been committed by the said Zutshi was also illegal, and that the conviction and sentence passed upon your petitioner should be set aside."

    4. On this petition leave to appeal was granted by Order in Council of 11th June 1947.

    5. When leave to appeal was granted to the appellants it was still an open question whether sanction under S. 197, Criminal PC, was necessary before a public servant could be prosecuted for an offence under S.161, Penal Code. It has now been settled by their Lordships' judgment in Gill v. The King, 16 IA 41: (AIR (35) 1948 PC 128) that sanction is not necessary and accordingly the appellants cannot succeed on the grounds of appeal set out in their petitions for leave to appeal. Their Counsel argued this appeal on an entirely different ground which is not even referred to in the judgments of the High Court, although a preliminary objection raising a somewhat similar point was taken unsuccessfully before the Chief Presidency Magistrate. Their Lordships would only be prepared to allow such an argument in an exceptional case. In the present case it was argued that the new ground of appeal raised a question of jurisdiction, and their Lordships permitted the argument to proceed. The argument was that the trial and conviction of the appellants were void because the police investigation which led up to the trial was conducted illegally. This was a non-cognizable case and S. 53 (2), Bombay City Police Act, 1902, provides that no police officer shall investigate a non-cognizable case without the order of a Presidency Magistrate. There was an order by the Chief Presidency Magistrate in this case, but it was submitted that this order was invalid because the Magistrate was bound before making such an order to comply with the requirements of S. 202 (1), Criminal PC, and he had not done so.

    6. In their Lordships' judgment this new ground of appeal does not involve any question of jurisdiction. If the argument for the appellants were well founded it would establish that the proper procedure had not been followed before the making of the order of 8th March 1943, which authorised the police to investigate the alleged offence, Such a fault in procedure might, have important consequences but it could not in their 'Lordships' judgment deprive the Chief Presidency Magistrate of his jurisdiction to try the appellants.

    7. Their Lordships do not propose to consider whether there was any fault in procedure in this case because it would be entirely contrary to the settled practice of the Board to entertain a question of this character when that question was not argued in the High Court and is not referred to in the appellants' petitions for special leave to appeal.

    8. Their Lordships will, therefore, humbly advise His Majesty that this appeal should be dismissed.

    Appeal dismissed.

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    Comments

    Lumbhardar Zutshi And Another v. The King.
    (Nov 22, 1949)