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Smart Summary

Structured Summary of the Opinion (Pankaj Naqvi, J.)

Factual and Procedural Background

The Court heard counsel for petitioners, the standing counsel for the State and counsel for the Election Commission of India in several writ petitions concerning demands by police authorities that arms licensees deposit their firearms in the run-up to Parliamentary/Assembly elections. The petitions were disposed of at the stage of admission due to the urgency and with the consent of learned counsel; the Director General, U.P. Police was impleaded as Respondent No. 4 with the leave of the Court.

The petitions arise from multiple instances (including a written notice to a licence-holder in Writ Petition No. 17030 of 2014 and a newspaper notice in Writ Petition No. 17436 of 2014) where police officers allegedly called upon licensees to deposit firearms either at police stations or with dealers in view of forthcoming elections. The Court took on record a compilation including the Model Code issued by the Election Commission, an example notice, ECI directives and minutes of a district meeting dated 18.3.2014.

Legal Issues Presented

  1. Whether police authorities (or other State authorities) have the power under the Arms Act, 1959 and the Rules framed thereunder, or under some other law, to call upon arms licensees generally to deposit firearms simply on the ground of impending Parliamentary/Assembly elections.
  2. What is the scope of the Election Commission's powers under Article 324 of the Constitution in issuing directions relating to possession and impounding of arms during elections, and whether such directions can compel statutory authorities or displace statutory procedures (including powers under Section 144 Cr.P.C. or the Arms Act) to be applied in a case-by-case manner.
  3. Whether notices or circulars calling for deposit of firearms without an objective written review/assessment by a competent authority (and without complying with statutory provisions) are legally valid.

Arguments of the Parties

Petitioners' Arguments

  • Police officials are threatening licensees to deposit their firearms and/or publishing notices in local dailies asking licensees to do so.
  • There is no power under the Arms Act, 1959 and the Rules to insist on a general deposit of firearms; any action must be taken on a case-to-case basis under the Arms Act or the Cr.P.C.
  • Reliance placed on Division Bench decisions of this Court (Mohd. Arif Khan v. District Magistrate, 1994 and Uma Kant Yadav v. State of U.P., 2007) to show that general fiat to deposit arms is not permissible.

Respondents' / State and Election Commission Arguments

  • The standing counsel for the State submitted that the respondents are complying with the legal position as reflected in the cited judgments and challenged petitioners to strictly prove departures from those dicta.
  • The State placed on record documents including the Election Commission's Model Code compilation, a sample notice directing a licensee to deposit a firearm, Election Commission directives on the subject, and minutes of a district meeting (Allahabad, 18.3.2014) discussing deposit of firearms.
  • The Election Commission proceeded on the basis of its understanding of powers under Article 324 and had issued instruction Sl. No. 67 dated 13.3.1996 prescribing measures (including impounding of firearms after individual review by District Magistrates) to be observed during elections.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Mohd. Arif Khan v. District Magistrate (1994) 12 L.C.D. 193 (Division Bench) Outlined limits of Election Commission power under Article 324: Article 324 is wide but cannot override legislative enactments; directives under Article 324 are entitled to weight but cannot control statutory discretion of magistrates (e.g., under Section 144 Cr.P.C.). Magistrates must apply their own discretion based on relevant considerations. The Court relied on this decision (paragraphs 13–21) to hold that there is no power to issue a general direction compelling arms licensees to deposit firearms; any impounding must follow objective, case-by-case review in accordance with law.
Uma Kant Yadav v. State of U.P. and others (2007 (3) ADJ 434) Followed the principles in Mohd. Arif Khan regarding limits on generalized orders to impound firearms and the necessity for case-by-case proceedings. The Court noted that Uma Kant Yadav followed Mohd. Arif and treated its reasoning as applicable.
N.P. Ponnuswami v. Returning Officer, AIR 1952 SC 64 Support for the proposition that "conduct of elections" under Article 324 has a wide meaning and confers broad powers on the Election Commission where legislation is silent. Cited in Mohd. Arif (and therefore considered by the Court) to explain the ambit of Article 324 but reaffirm the Commission cannot override statutory schemes.
A.C. Jose v. Sivan Pillai, (1984) 2 SCC 656 One of the authorities cited to illustrate the wide meaning of "conduct of elections" under Article 324. Referred to in Mohd. Arif and relied upon for the general proposition about the scope of Article 324; used to contextualize limits on the Commission's powers vis-à-vis legislation.
Kanhaiya Lal Omar v. R.K. Trivedi, (1985) 4 SCC 628 Another authority supporting the wide meaning of "conduct of elections" under Article 324. Referenced in Mohd. Arif and considered by the Court in assessing the scope of Article 324 relative to statutory powers.
Padfield v. Minister of Agriculture (1968) 1 All ER 694 Principle that discretion must be exercised according to law; a decision made without applying one's own judgment or by following irrelevant considerations is vitiated by non-application of mind. Cited in Mohd. Arif to support the point that a magistrate must apply his own discretion and cannot act merely on directions of another authority; the Court adopted this principle in concluding that mechanical or directive-based impoundment is impermissible.

Court's Reasoning and Analysis

The Court proceeded in a stepped analysis:

  1. Recognition of the factual pattern: the Court observed a recurring flood of writ petitions during elections alleging that police officials were directing licensees to deposit firearms, sometimes by published notices or oral orders.
  2. Identification of the central legal framework: the Arms Act, 1959 and the Rules framed thereunder form a complete code governing grant/suspension/cancellation/impounding of firearms; any power to impound or require deposit must be located within that statutory scheme or, alternatively, under appropriate provisions of the Criminal Procedure Code, notably Section 144.
  3. Reliance on prior authority: the Court analyzed the Division Bench judgment in Mohd. Arif (and the subsequent Single Judge decision in Uma Kant Yadav), emphasizing paragraphs 13–21 where it was held that: (a) Article 324 confers wide powers over the conduct of elections but cannot override statutory enactments; (b) directives under Article 324 are effective where legislation is silent but cannot control exercise of statutory discretion; (c) a magistrate must exercise his own discretion under Section 144, guided by relevant considerations and not by executive fiat.
  4. Interpretation of the Election Commission's instruction Sl. No. 67 (13.3.1996): the Court noted that the ECI's directive contemplates an individual review and assessment by District Magistrates "in accordance with the prevalent State laws" and envisages impounding of firearms in those cases where it is considered essential to maintain law and order. The directive therefore prescribes a process of individual assessment rather than a blanket deposit.
  5. Application to the present facts: the Court examined the record (sample notices and minutes of a district meeting) and found examples where licensees were called upon to deposit firearms without any evidentiary or objective written review / assessment by competent authorities, thereby contravening both the statutory scheme and the standards laid down in Mohd. Arif and Uma Kant.
  6. Conclusion of law: the Court concluded that the competent authority must carry out an objective, case-by-case review in writing, complying with the provisions of law, before a licensee can be called upon to deposit a firearm. Mechanical, generalized orders or circulars compelling deposit without this process are impermissible.

Holding and Implications

Holding (core ruling):

All petitions are disposed of and a mandamus is issued restraining respondents from compelling arms licensees to deposit their firearms unless the licensee's case has been objectively reviewed/assessed in writing by a competent authority and after complying with the provisions of law.

Specific directions and immediate consequences:

  • The Director General, U.P. Police, Lucknow is to forthwith issue instructions to all Senior Superintendents of Police / Superintendents of Police in the districts to ensure compliance with the mandamus.
  • A copy of the order is to be supplied to the learned standing counsel, who must forward it to the Chief Secretary, U.P. Government and to the Director General of Police, Lucknow for compliance.

Implications:

  • The direct effect is to prohibit compulsion of deposit of firearms by respondents unless an objective written review consistent with statutory requirements is undertaken; individual authorities retain the ability to proceed under the Arms Act or Section 144 Cr.P.C. or other laws on a case-by-case basis.
  • The Court's order follows and applies earlier judicial pronouncements (Mohd. Arif and Uma Kant) and the Election Commission's own directive; the opinion does not purport to create a novel legal principle beyond applying those authorities and the statutory framework to the facts at hand.

Note: This summary is based exclusively on the text of the provided opinion and does not add facts or inferences beyond that document.

    Harihar Singh & 6 Others Petitioners v. State Of U.P & 2 Others S

    Pankaj Naqvi, J.:-

    Heard learned counsel for petitioners, Sri J.K. Khanna, learned standing counsel for the State and Sri B.N. Singh, learned counsel for Election Commission of India in the respective petitions.

    Considering the urgency in the matter and subject to consent of learned counsels for the parties, all the petitions are being disposed of at the stage of admission itself. Director General, U.P. Police, has been impleaded as respondent no. 4 with the leave of the Court.

    2. Come Parliamentary/Assembly elections, this Court is flooded with several writ petitions on behalf of arms licensee alleging that police officials are threatening them to deposit their fire-arms and / or are publishing notices by way of news items in local dailies asking them to do so. This has become a routine phenomena.

    3. The grievance of petitioners is that in the absence of any power to insist for a deposit of fire-arms under the Arms Act, 1959 (for short "the Act") and the Rules framed therein, no power is vested in police authorities to call upon licensees to do so even on the ground of ensuing Parliamentary elections. It is further submitted that power, if any, is to proceed against an individual licensee on a case-to-case basis either under the Act or under the Code of Criminal Procedure, 1973. In support of their contention, learned counsel for petitioners places reliance upon the judgments of Division Bench of this Court in Mohd. Arif Khan v. District Magistrate, 1994(12)L.C.D. 193 and that of Uma Kant Yadav v. State of U.P. and others, 2007(3) ADJ 434.

    4. Sri Khanna, learned standing counsel submits that respondents are complying with mandate of law as held in the aforesaid judgments and that petitioners are put to strict proof that police authorities are acting contrary to the dicta of aforesaid judgments. He placed before the Court a compilation of the Model Code issued by the Election Commission of India, a copy of a notice issued by Officer In-charge, P.S. Mohammadabad, Mau to one Sanjay Kumar Singh, holder of licence no. HPM 21736 in connected Writ Petition No. 17030 of 2014, directing the licensee to deposit his arm at the police station concerned or the dealer; the directives of Election Commission of India on the subject and the minutes of the meeting chaired by District Magistrate, Allahabad on 18.3.2014 in connection with deposit of fire-arms. The aforesaid compilation is taken on record.

    5. The Arms Act, 1959 and the Rules framed therein constitute a complete Code in itself, which contains provisions for grant /acquisition/suspension/cancellation of fire-arms. The issue sought to be raised in the present petition, was already decided in 1994 in the case of Mohd. Arif (supra) wherein a Division Bench of this Court in paragraphs 13, 14, 15, 17 & 21 held as under:-

    “13. The impugned direction has been issued by the Election Commission under Article 324 of the Constitution. Under Article 324, the superintendence, direction and control of the preparation of the electoral rolls for and the conduct of all elections to Parliament and to the State Legislature of every State and of elections to the offices of President and Vice President held under the Constitution is vested in the Election Commission. It has been settled by a catena of decisions of the Supreme Court that the use of the expression "conduct of elections" in Article 324 specifically points to wide meaning. In the wide sense, the word is used to connote the entire process culminating in a candidate being declared elected, which consists of several stages and it embraces many steps. The words "superintendence, direction and control" are wide enough to include all powers necessary for the smooth conduct of elections. Even so, the general powers of superintendence, direction and control of the elections vested in the Commission under Article 324(1) are subject to any law made under Article 327 or under Article 328 of the Constitution. The Election Commission has no unlimited and arbitrary powers. It is clothed with powers of an executive charged with the duty of securing the due conduct of elections. It cannot take upon itself a purely legislative activity. Article 324 operates in areas left unoccupied by Legislation and wehre the Act or the Rules are silent, the Commission has no doubt plenary powers under Article 324 to give any direction in respect of conduct of election. (See, for instance, N.P. Ponnuswami v. Returning Officer, AIR 1952 SC 64; A.C. Jose v. Sivan Pillai (1984) 2 SCC 656; Kanhaiya Lal Omar v. R.K. Trivedi (1985) 4 SCC 628). It follows that the Election Commission cannot override Legislative enactments and has no jurisdiction under Article 324 to interfere with the discharge of statutory functions, or to direct or control the exercise of statutory powers, duties, functions and discretion by the concerned statutory authorities.

    14. The power of the District Magistrate or any other concerned Magistrate to take action under Section 144 Cr. P.C. is discretionary. The discretion is to be exercised according to law. A person entrusted with a discretion must direct himself properly in law. He must call his own attention to the matters which he is bound to consider and must be guided by relevant considerations and not by irrelevant or extraneous considerations. (See Padfield v. Minister of Agriculture (1968) 1 All ER 694). So, if the District Magistrate does not use his own discretion and acts merely on the directions of some other authority, his decision will be vitiated by non-application of mind and it cannot stand.

    15. If the District Magistrate or other concerned Magistrate intends to take action under Section 144, he should himself consider the material facts of the case and form a bonafide opinion on relevant considerations whether there is sufficient ground for proceeding under this section and whether immediate prevention or speedy remedy is desirable. If in the opinion of the Magistrate concerned, such a situation exists, then he may direct any person to abstain from a certain act or to take certain order with respect to certain property in his possession or under his management. The precise direction will have to be shaped and issued to meet the situation; but in determining the nature of the specific direction, the Magistrate will have to consider whether the direction is likely to prevent, or tend to prevent obstruction, annoyance or injury to any person lawfully employed or danger to human life, health or safety or a disturbance of the public tranquility or a riot or an affray. In other words, the direction must bear a rational connection with the objects specified in the section, for which it is issued. The scope of Section 144 Cr.P.C. cannot be enlarged or altered by an executive order under Article 324 nor positive directions as contained in the impugned circulars dated dated July 6, 1993 and October 10, 1993 may be issued for controlling the discretion of the Magistrate under Section 144 or directing him to use the section in a certain manner and pass particular orders. If the Magistrate takes action on the basis of such directions, his action will be liable to be struck down as being not in conformity with law. The Magistrate will have to use his own discretion, and take action accordingly, as discussed above, treating the directives under Article 324 to be suggestive or recommendatory entitled to due weight and utmost consideration.

    17. We have accordingly come to the conclusion that the impugned order dated October 18, 1993 passed by the District Magistrate in the instant case merely on the basis of the directive of the Election Commission and not on the basis of his own opinion suffers from non-application of mind and cannot be upheld. The Election Commission has jurisdiction to issue appropriate directions within the scope of Article 324 with regard to conduct of election, but cannot control the exercise of power or discretion by a statutory authority under the provisions of the law, conferring power on it. Perhaps this aspect of the matter has been appreciated by the Election Commission also necessitating it to issue revised directions in its circular dated October 20, 1993. The impugned order is, therefore, liable to be quashed.

    21. We have no doubt in our mind that the democracy being the basic feature of our Constitution, it must be ensured that free, fair and peaceful elections are held and for that purpose the Constitutional authorities as well as other authorities must have the fullest scope for taking appropriate action in exercise of their powers according to their discretion under the Constitution and the existing laws. We have , therefore, made it clear that even after the quashing of the impugned order dated October 18, 1993 it will be open to the District Magistrate to take such action in accordance with law, whether under Section 144 Cr. P.C. or otherwise, as he considers necessary and appropriate in his discretion in the circumstances of the case.

    6. The aforesaid judgment came to be followed by a learned Single Judge of this Court in Uma Kant Yadav (supra).

    7. A perusal of aforesaid judgments, would manifest that the Court did not find any power of issuing a general direction to arms licensee to deposit their fire-arm. The power, if any, was to either proceed under the Arms Act or Section 144 Cr.P.C. on a case-to-case basis after complying with the provisions of law.

    8. The Election Commission of India in its purported exercise of powers under Article 324 of the Constitution of India has issued instructions at Sl.No. 67 dated 13.3.1996 addressed to the Chief Secretary and Chief Electoral Officers of all the States and Union Territories as regards restrictions on possession of arms during elections. The said directives are extracted hereunder.

    INSTRUCTION SL. No. 67

    Election Commission Order No.464/96-L&O/PLN-I, dated 13.03.1996 addressed to The Chief Secretary and Chief Electoral Officers of all States and Union Territories

    Subject: General Election/Bye-Elections - restrictions on possession of arms during elections

    ORDER

    In exercise of the powers conferred on the Commission under Article 324 of the Constitution of India and all other powers enabling it in this behalf and in supersession of all other instructions, the Commission hereby orders that the following instructions shall be observed during all future elections:

    1. Issue of licence for arms will be totally prohibited during the period commencing with the date of announcement of elections. This ban will continue to be operative till the completion of the election as notified.

    2. The police should be directed to be vigilant and asked to start mopping up operations of the areas infested with known goonda and other bad elements right from the date of announcement of elections. During such mopping up operations special attention should be paid to unearth and seize unlicensed arms and ammunition. A very thorough search and seizure by the State Police of unlicensed arms and places of indigenous manufacture of arms and ammunition shall be carried out and persons involved shall be arrested. While unearthing and seizure of unlicensed weapons is a normal ongoing responsibility of the police, it shall be vigorously intensified during the election period. Inter-state and intra-State movements of trucks and commercial vehicles shall be strictly checked with a view to preventing smuggling of arms and ammunition and anti-social elements. Raids should be carried out regularly and intensively on underground arms factories.

    3. Immediately after the announcement of elections, District Magistrates shall make a detailed and individual review and assessment (in accordance with the prevalent State laws) of all licence holders so that licensed arms in those cases where they consider it essential are impounded in order to ensure maintenance of law and order so essential for ensuring free and fair elections. These arms should be deposited with the district authorities. Among cases which may need to be reviewed are the following:

    1. persons released on bail,

    2. persons having a history of criminal offences, and

    3. persons previously involved in rioting at any time but especially during the election period. (The above categories are only illustrative and not exhaustive)

    4. After such review, all such licence-holders who are identified, shall be directed to deposit their arms with the District Administration during the period of one week from the last date for withdrawal of candidatures.

    5. The District Administration shall make fool-proof arrangements for keeping the deposited fire arms in safe custody. Proper receipt must be given to the licence holders depositing the fire arms. It shall be the bounden duty of the District Administration to ensure that all fire arms deposited with the Administration are returned to the licence holders immediately after one week after the declaration of results.

    6. Prohibitory orders under section 144 of the Criminal Procedure Code, 1973 shall be issued banning the carrying of licensed arms as soon as an election is announced and should be effective till the declaration of results.

    7. This ban shall, not be applicable to those communities who are entitled to display weapons by long standing law, custom and usage. This shall, however, not prevent the District Administration to impound weapons of any such persons of even such communities if they are found to be indulging in violence or posing a threat to the maintenance of law and order and peaceful conduct of elections. In these cases also the fire arms shall remain impounded till one week after the declaration of results.

    8. Strict vigil shall be maintained by thorough checking of lorries, light vehicles and all other vehicles from three days before the date of poll to ensure that no undesirable elements or arms and ammunition are being transported into the constituency from outside and to apprehend them if they are doing so. Such checking of vehicles shall continue till the completion of the counting of votes and the declaration of results. As and when such culprits are apprehended, the arms and ammunition and vehicles concerned shall be confiscated.

    9. A copy of this order in English/Hindi and in the local official language(s) shall be made available to the local units of all recognized National/State political parties, in each district immediately and to each candidate or the agent authorized by him at the time of his nomination (repeat nominations and not scrutiny of nominations) under acknowledgement.

    10. The receipt of this order shall be acknowledged immediately.

    9. A perusal of Clause-3 of aforesaid directive would manifest that on announcement of elections, the District Magistrate's are to carry out individual review and assessment (in accordance with the prevalent State laws) of licensees in those cases where it is considered essential to impound the fire-arm for maintaining law and order in order to ensure free and fair elections. Thus, review/assessment is to be carried out by the competent authority by issuing a notice in writing based on relevant material. But while doing so, the provisions of the Act and law cannot be given a go-bye, and the power to impound a fire-arm cannot be exercised by a general fiat. Rather it has to be an exercise carried out on a case-to-case basis, reflecting objectivity in action.

    10. Thus, the inescapable conclusion is that the competent authority has to carry out review and assessment of individual cases objectively in accordance with law before a licensee can be called upon to deposit his arms licence.

    11. It, thus cannot be disputed that in view of the aforesaid explicit mandate, there is hardly any issue to be decided by this Court. All the petitions allege that either on mere oral dictates of the Station House Officer concerned or by a written notice of the Officer In-charge of the Police Station concerned, such as, in the connected Writ Petition No. 17030 of 2014, the petitioner has been called upon to deposit his arm either at the police station or with the arms dealer, but in the letter dated 1.4.2014, addressed to the learned Standing Counsel, the Officer In-charge has attempted to deny that the said notice has any compulsive binding effect to deposit the arm, which the Court otherwise finds it to be factually incorrect, as the notice does call upon the licensee to deposit his arm in view of forthcoming Parliamentary elections without complying the mandate of law. Thus, the notice is in the teeth of the aforesaid legal position as the same was not preceded by any objective review/assessment in accordance with law. The Court also finds that there is a notice dated 7.3.2014, published in Rashtriya Sahara, Kanpur, annexed with Writ Petition No. 17436 of 2014, wherein it is alleged that In-charge of P.S. Rath, District Hamirpur has called upon arms licensee to deposit their fire-arms. The notice also states that Constables have been given directions to visit the area concerned and to ensure deposit of fire-arms. It further provides licensees who fail to deposit fire-arm, would be appropriately proceeded with. The Court also finds that the District Magistrate, Allahabad convened a meeting on 18.3.2014, which was attended by Senior Superintendent of Police and other officials, wherein it transpires that after considering the directive of the Election Commission of India, it was resolved at Item No. 6 to direct the Officer In-charge of the police station concerned and Addl. District Magistrate, City Magistrate of the respective areas to ensure that fire-arm of desired persons be got deposited. The said resolution at Sl. No. 6 of the minutes dated 18.3.2014 on the face of it, is in the teeth of the aforesaid judgments of this Court and also the directive of the Election Commission of India. Undoubtedly, neither law contemplates deposit of fire-arm in a mechanical manner nor is it the mandate of the Election Commission of India to ensure deposit of fire-arms without complying the provisions of law. As stated above the entire exercise for deposit of fire-arms is to be preceeded by review/assessment on a objective basis after complying the mandate of law and not in a mechanical manner.

    12. Maintenance of law and order during elections is of paramount importance. It is always open for State instrumentalities after complying with the provisions of the Act or of the Code of Criminal Procedure, 1973 or any other law, as the case may be, to proceed against an individual in an objective manner, if they are of the view that there are materials to direct for deposit of fire-arms.

    13. Thus, all petitions are disposed of with the following directions.

    “1. A mandamus is issued to the respondents not to compel the petitioners / arms licensees to deposit their fire-arms, unless their case/cases has / have been objectively (emphasis is mine) reviewed/assessed by a competent authority in writing and after complying with the provisions of law.

    2. The Director General, U.P. Police, Lucknow shall forthwith issue instructions to all Senior Supdt. of Police/Supdt. of Police of the districts concerned to ensure that the aforesaid mandamus is complied with.

    Copy of this order be supplied to Sri J.K. Khanna, learned standing counsel, who shall forthwith forward the same both to the Chief Secretary, U.P. Government, Lucknow and to the Director General of Police, Lucknow, U.P for compliance.

    _______________

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