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Equivalent Citations
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Case Number
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Acts
  • Sections 467/471 read with Sections 109/114 of the Indian Penal Code.
  • provisions of Section 195(1)(c) of the Code of Criminal Procedure
  • Section 195 (1)(c) of the Code of Criminal Procedure
  • Section 476 of the Code of Criminal Procedure
  • Section 195 of the Code of Criminal Procedure.
  • Sections 463/109 of the Indian Penal Code.
  • Sub-sections (a) and (b) of Section 195(1)
  • Section 471 of the Indian Penal Code
  • Section 193 of the Indian Penal Code,
  • Section 463 of the Indian Penal Code;
  • Section 195(1)(c),
  • Section 195(1)(b).
  • Sub-section (1)(b)
  • Sub-section (1)(c).
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Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Case Number
Judges
Acts
  • Sections 467/471 read with Sections 109/114 of the Indian Penal Code.
  • provisions of Section 195(1)(c) of the Code of Criminal Procedure
  • Section 195 (1)(c) of the Code of Criminal Procedure
  • Section 476 of the Code of Criminal Procedure
  • Section 195 of the Code of Criminal Procedure.
  • Sections 463/109 of the Indian Penal Code.
  • Sub-sections (a) and (b) of Section 195(1)
  • Section 471 of the Indian Penal Code
  • Section 193 of the Indian Penal Code,
  • Section 463 of the Indian Penal Code;
  • Section 195(1)(c),
  • Section 195(1)(b).
  • Sub-section (1)(b)
  • Sub-section (1)(c).
Smart Summary

Summary of the Opinion — Revision Application by Bhawani Das

Factual and Procedural Background

This application in revision challenges an order of a magistrate taking cognizance of a complaint filed by Cheda Lal against the applicant Bhawani Das. The complaint alleged that Bhawani Das abetted the forgery of a sale-deed dated 27 June 1913 by which Cheda Lal purported to convey property to one Het Ram. On the same date Het Ram allegedly executed a mortgage-deed borrowing money from Bhawani Das secured on the same property. Cheda Lal claimed his signature was forged by Babu Lal.

Two separate civil suits were instituted in the Subordinate Judge's court — one by Cheda Lal and one by Bhawani Das. The Subordinate Judge held the sale-deed to be a forgery, found that Bhawani Das had been defrauded, gave relief to both Cheda Lal and Bhawani Das, and initiated proceedings under Section 476 CrPC against Babu Lal and Het Ram. At the ensuing Sessions trial Bhawani Das appeared as a prosecution witness; Babu Lal and Het Ram were convicted, and the Sessions Judge issued a notice calling on Bhawani Das to show cause why he should not be prosecuted for abetment on charges framed under Sections 467/471 read with Sections 109/114 IPC.

Separately, Cheda Lal filed a complaint before a magistrate charging Bhawani Das with abetment of forgery under Sections 463/109 IPC. The magistrate took cognizance of that complaint; the present application contends that the magistrate lacked competence to do so under Section 195(1)(c) CrPC.

Legal Issues Presented

  1. Whether Section 195(1)(c) CrPC bars a criminal court from taking cognizance of an offence described in Section 463 IPC (or punishable under Sections 471, 475, 476 IPC) when the alleged offence was committed before, but the accused is a party to, a civil proceeding in which the relevant document was produced or given in evidence, unless prior sanction or complaint is given by the civil court.
  2. Whether the phrase "an offence committed by a party to any proceeding" in Section 195(1)(c) CrPC should be read with reference to the date of the alleged commission of the offence or with reference to the date on which criminal cognizance is invited (i.e., whether "committed" should be read as "alleged to have been committed").

Arguments of the Parties

Applicant's Arguments (Bhawani Das)

  • The offence alleged (abetment of forgery) is of the kind described in Section 463 IPC.
  • The alleged offence was committed in respect of a document that was produced and given in evidence in the Subordinate Judge's court in two suits to which Bhawani Das was a party.
  • No sanction or complaint has been made by the Subordinate Judge or any presiding officer of a superior court; therefore the magistrate lacked competence under Section 195(1)(c) CrPC to take cognizance.
  • Proceedings by the Sessions Judge had not resulted in any definite order against Bhawani Das, and the Subordinate Judge is not subordinate to the Sessions Judge.

Prosecution's Arguments

  • The complaint alleges abetment of forgery that was completed before Bhawani Das became a party to the civil proceeding, so the offence cannot properly be described as "committed by a party" to the civil proceeding.
  • Bhawani Das is not alleged to have committed any offence under Section 471 IPC in connection with the civil litigation; indeed he denounced the sale-deed as a forgery rather than setting it up as genuine.
  • Authorities (including Emperor v. Lalta Prasad and a Bombay decision) were relied upon to support the magistrate's taking of cognizance despite the timing of the alleged commission.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Girdhari Merwari v. King-Emperor (1908) 12 C.W.N. 822 Concession (for prosecution) that a person who first gets a document forged and then institutes a suit upon it cannot be prosecuted in respect of that document without the sanction of the court where the suit was instituted. The court notes this decision as supportive of the applicant's contention that sanction is required where a document has been forged and later produced in civil proceedings by a party.
King-Emperor v. Raja Mustafa Ali Khan (1905) 8 Oudh. Cases 313 A case cited (by prosecution in the court below) concerning forgery and sanction in relation to civil proceedings; it involved a complaint of forgery where the Civil Court had declared the document a forgery. The court treats this case as by implication favouring the applicant's contention that sanction is required in the present circumstances.
Noor Mahomed Cassum v. Kaikhosru Maneckjee (1902) 4 Bom. L.R. 268 Held (on a reference) that sanction to prosecute for an offence under Section 471 IPC is not necessary in respect of a "use made outside the court" prior to use of the document in civil proceedings. The court regards this Bombay decision as on the opposite side, but notes it is unsupported by reasoning and expresses strong doubts whether it was rightly decided or intended to endorse the broad proposition urged by the prosecution.
Emperor v. Lalta Prasad (1912) I.L.R. 34 All. 654 Relied on by the prosecution and the magistrate below; understood to hold that Section 195(1)(c) prohibits only cognizance of an offence alleged to have been committed by a party after he became such party. The court analyses this decision, observes limitations in the reported facts, and distinguishes it from the present case; it does not treat it as decisive against the applicant's construction.
Prosecution of Maharaja Nand Kumar (Nuncomar) (historical case) Historical example of scandal in the administration of justice which the Legislature intended to prevent by restricting prosecutions for certain offences without court sanction. The court invokes this historical example as part of the policy reasoning supporting a construction of Section 195(1)(c) that requires restraint on private prosecutions where a party to civil proceedings is involved with documents produced in those proceedings.

Court's Reasoning and Analysis

The court addressed a textual and purposive interpretation of Section 195(1)(c) CrPC. It found the phrasing of the subsection "somewhat lacking in precision" and concluded that the word "committed" must be read as equivalent to "alleged to have been committed." The pivotal interpretive question was whether the phrase "by a party to any proceeding" should be tied to the date of the alleged commission of the offence or to the date on which the Criminal Court is invited to take cognizance.

After surveying the case-law, the court observed that much of the existing jurisprudence deals with Sub-section (1)(b) rather than (1)(c), and that prior authorities are not uniform or conclusive on the precise point. The court considered specific authorities (both those favorable to the applicant and those relied on by the prosecution) and found some earlier decisions (notably the Bombay decision in Noor Mahomed Cassum) to be unsupported by reasoning or of doubtful applicability.

The court then turned to statutory purpose and practical consequences. It reasoned that sub-sections (a) and (b) of Section 195(1) manifest a legislative policy of restraining private individuals from initiating prosecutions affecting the administration of public justice or the authority of public servants without sanction. Sub-section (c), though covering different offences, should be interpreted in a way that avoids an anomalous result in which less restraint applies to prosecutions for forgery (and related serious offences) than applies to prosecutions for fabrication or use of false evidence.

The court also relied on public-policy considerations, including the prevention of the kind of scandal in administration of justice typified by the historical Nuncomar case. Practical problems — such as the inefficacy of a rule that would cease to operate upon final civil determination or that would allow circumvention by timing of civil proceedings — weighed in favor of construing "a party to any proceeding" with reference to the status of the person at the time a Criminal Court is invited to take cognizance.

Having considered the textual ambiguity, the case-law, and the statutory purpose, the court concluded that the words "an offence committed by a party to any proceeding" in Section 195(1)(c) should be understood with reference not to the historical date of the alleged commission but to the time when the criminal court's cognizance is invoked. In other words, the prohibition applies to any person who, when a criminal court is invited to take cognizance, can rightly be described as a party to a proceeding in which the document was produced or given in evidence (i.e., who is or has been a party to such a proceeding).

Applying that interpretation to the present facts, the court concluded that the magistrate should not have taken cognizance of Cheda Lal's complaint without the required sanction or complaint from the civil court, and therefore the magistrate's order was set aside.

Holding and Implications

Holding: The application in revision is allowed; the order of the magistrate taking cognizance of the complaint filed by Cheda Lal is set aside and the proceedings against Bhawani Das in the magistrate's court are quashed.

Implications:

  • The direct effect is that the magistrate's proceedings against Bhawani Das are nullified and the complaint taken by the magistrate is quashed.
  • The court's reasoning interprets Section 195(1)(c) CrPC to mean that the prohibition on private prosecution without sanction applies to persons who are parties to civil proceedings at the time a criminal court is invited to take cognizance, even if the alleged commission preceded their becoming parties; however, the opinion does not, in express terms, purport to lay down a new binding precedent beyond the decision in this application.

Disposition recorded: application allowed; proceedings in magistrate's court quashed. Tudball, J. delivered the principal opinion; another judge concurred.

    Emperor v. Bhawani Das

    1. This is an application in revision against the order of a magistrate taking cognizance of a complaint filed by one Cheda Lal, against the applicant Bhawani Das. The offence alleged against the latter is abetment of the forgery of a sale-deed, dated the 27th of June, 1913, whereby Cheda Lal purported to convey certain property to one Het Ram. On the same date Het Ram executed a mortgage-deed, whereby he purported to borrow money from Bhawani Das on the security of this very property. Choda Lal's case is that he knew nothing about the sale-deed, and that his signature to the same was forged by one Babu Lal. The question was raised in two separate suits filed in the court of the Subordinate Judge, one by Cheda Lal and one by Bhawani Das. The latter did not affirm the disputed sale-deed to be genuine, but on the contrary claimed damages from Babu Lal and Het Ram for having defrauded him, The Subordinate Judge held that the deed was a forgery and that Bhawani Das had been defrauded. He gave appropriate relief to the latter as well as to Cheda Lal, and he took proceedings under Section 476 of the Code of Criminal Procedure against Babu Lal and Het Ram. At the Sessions trial which followed Bhawani Das appeared as a witness for the prosecution. Babu Lal and Het Ram were convicted; but the Sessions Judge could not have been satisfied with the evidence given by Bhawani Das, for he issued a notice calling on the latter to show cause why he should not be prosecuted for abetment, on charges framed under Sections 467/471 read with Sections 109/114 of the Indian Penal Code. In the meantime, however, Cheda Lal had filed a complaint before a. magistrate charging Bhawani Das simply with abetment of forgery under Sections 463/109 of the Indian Penal Code. The magistrate has taken cognizance of this complaint, and his competence to do so is challenged by the present application.

    2. The question depends on the construction to be put on certain words in Section 195 of the Code of Criminal Procedure. The essential words to be considered are:

    "No court shall take cognizance...of any offence described in Section 463 or punishable under Sections 471, 475 or 476 of the same (i.e., of the Indian Penal Code) when such offence has been committed by a party to any proceeding in any court in respect of a document produced or given in evidence in such proceeding, except with previous sanction or on the complaint, of such court, or of some other court to which such court is subordinate."

    3. The case for the applicant is that offence alleged against him in the complaint of Cheda Lal is an offence of the kind described in Section 463 of the Indian Penal Code; that it was committed in respect of a document produced and given in evidence in the court of the Subordinate Judge in two suits to each of which Bhawani Das was a party, and that no sanction has been granted or complaint made by the Subordinate Judge or by the presiding officer of any court to which that of the Subordinate Judge is subordinate. As for the proceedings initiated by the Sessions Judge, they have not yet resulted in any definite order respecting the prosecution of Bhawani Das; moreover, the court of the Subordinate Judge is not subordinate to that of the Sessions Judge.

    4. On behalf of the prosecution it is pointed out that the complaint against Bhawani Das is for abetment of forgery, and that this offence was completed before Bhawani Das became a party to any proceeding in the court of the Subordinate Judge; hence it is contended that it cannot with propriety be described as an offence "committed by a party" to such proceeding. It may be noted further that Bhawani Das is nowhere alleged to have committed any offence punishable under Section 471 of the Indian Penal Code in connection with the litigation in the court of the Subordinate Judge. He did not set up the forged sale-deed as genuine in that court, on the contrary, he denounced it as a forgery by which he bad himself been defrauded.

    5. With regard to the actual wording of the sub-section under consideration, it does seem to me somewhat lacking in precision. To forbid a court to "take cognizance" of an "offence committed by a party" is open to the criticism that no court can decide whether an offence was committed or not, until after it has taken cognizance. It seems necessary, therefore, to read the word "committed," as equivalent to the expression "alleged to have been committed." It then remains to be decided whether the words "by a party to any proceeding" refer to the date of commission of the alleged offence, or to the date on which the allegation brought to the notice of the Criminal Court invited to take is cognizance of such commission.

    6. I am not satisfied that this precise point is covered by any reported decision. The greater part of the case-law which has grown up around Section 195 of the Code of Criminal Procedure is devoted to the elucidation of Sub-clause (b) of Clause (1) of the aforesaid section, This relates to certain offences "committed in, or in relation to, any proceeding in. any court," but in Sub-clause (c), which is now under consideration, there arc no words equivalent to the expression "or in relation to" in Sub-clause (b). It would, I think, be easy to refer to a number of cases in which the point now in question has been assumed, or decided by implication, in a sense favourable to the present applicant. I may refer to the case of Girdhari Merwari v. King-Emperor (1908) 12 C.W.N. 822, where it was obviously conceded, on behalf of the prosecution, that a person who first gets a document forged and then institutes a suit upon it, cannot be prosecuted for any offence in respect of the said document without the sanction of the court in which the suit was instituted. I note also the case of King-Emperor v. Raja Mustafa Ali Khan (1905) 8 Oudh. Cases 313, because this case would seem to have been put forward in the court below on behalf of the prosecution. It seems tome, by implication, strongly in favour of the applicant's contention that sanction is required in the present case. The complaint before the Oudh Court was one of forgery in respect of a document which a Civil Court had declared to be a forgery in a suit instituted by the complainant. The person accused had made no use of the document in the Civil Court; he had in fact declined to defend the civil suit or to produce the document. The plaintiff had obtained his declaration on the basis of a certified copy produced as secondary evidence. The learned Judges held that no sanction was necessary because the document itself had never been produced or given in evidence in the Civil Court; they obviously never thought of holding that sanction was not required because the complaint was in respect of an offence of forgery which had been completed before the accused person became a "party" to the civil suit. There is a Bombay case which is some authority on the other side, namely that of Noor Mahomed Cassum v. Kaikhosru, Maneckjee (1902) 4 Bom. L.R. 268. There a certain cheque had been forged and used as genuine in a sale transaction. It was subsequently produced and relied upon as genuine on behalf of the defendant in a civil suit. The successful plaintiff in this suit then filed a complaint against the defendant, not in respect of the forgery of the cheque, nor yet in respect of the use made of it in the Civil Court, but simply in respect of the use made of it in the sale transaction which preceded the institution of the civil suit. Objection was taken that the Chief Presidency Magistrate could not take cognizance of this complaint without the sanction of the Civil Court. The magistrate clearly thought that his cognizance ought not to be barred, but doubted whether the words of Section 195(1)(c) of the Code of Criminal Procedure were not wide enough to cover the case. He referred to the Bombay High Court the question "whether in the event of an offence punishable under Section 471 of the Indian Penal Code being made out in a complaint, the use complained of being prior in date to the use of the document in question in evidence in a Civil Court, the sanction of such court is necessary under Section 195 (1)(c) of the Code of Criminal Procedure before a Criminal Court can take cognizance of such offence." The learned Judges who sat to determine this reference did not discuss the wording of the sub-section, or refer to any authorities. They intimated their opinion that the question referred to them must be answered in the negative, and laid down the general principle that sanction to prosecute for an offence under Section 471 of the Indian Penal Code is not necessary in respect of a use made outside the court.

    7. There is one case of this Court which is strongly relied on by the prosecution and has been accepted by the magistrate as sufficient authority for his action in taking cognizance of the Cheda Lal's complaint. This is the case of Emperor v. Lalta Prasad (1912) I.L.R. 34 All. 654. The facts of that case are not fully apparent from the report, or from the record filed in this Court, I am inclined to think that the magistrate had actually taken cognizance of the alleged offence before the person accused brought the matter into the Civil Court. This is the sense in which the ruling has been understood by Mr. G.P. Boys in his commentary on the Code of Criminal Procedure. I should not feel the slightest hesitation in holding that once a magistrate had taken cognizance of an alleged forgery, the person accused could not be permitted to obstruct his proceedings by filing a civil suit on the basis of the document impeached. Cognizance having been validly taken, the magistrate's jurisdiction could not be ousted by subsequent proceedings before a Civil Court, I think, however, that the learned Judge who decided this case was obviously inclined to hold, and did in substance hold, that Section 195(1)(c) of the Code of Criminal Procedure must be understood as prohibiting only the cognizance of an offence alleged to have been committed by a party to a suit after he became such party.

    8. The present application has in fact been referred to a bench of two Judges in order that the point may be further considered. The interpretation sought to be put on Section 195(1)(c), on behalf of the prosecution in the present case, does not seem to me to follow inevitably from the wording of the section or to be consistent with its apparent purpose. Sub-sections (a) and (b) of Section 195(1) are intended to restrain private individuals from coming forward to demand the punishment of certain offences against the lawful authority of public servants, or the administration of public justice, except under the authority of the public servant or the court of justice concerned. The Legislature bats seen fit, in Sub-clause (c), to extend this prohibition to a certain limited class of offences not exactly ejusdem generis with cither of the above. Yet it is clear that when a party to a civil suit forges a document for the purpose of that suit and then produces it in support of his claim, he has committed offences punishable under Section 193 of the Indian Penal Code, and for these offences he cannot be prosecuted without the sanction of the court. It would be something of an anomaly to maintain this prohibition, and yet to permit a prosecution without any sanction for the graver offences of forgery and of using as genuine of forged document. Moreover, the Legislature doubtless intended to prevent the possibility of any such scandal to the administration of justice as is generally understood to have occurred in the historical case of the prosecution for forgery of the Maharaja Nand Kumar (Nuncomar). It was not considered proper to leave it open to the defendant in a civil suit to carry the question of the genuineness of the plaintiff's document of title before a different tribunal by instituting a prosecution against the plaintiff alleging him to have forged the same or to have made use of it knowing it to be forged. If the Legislature had seen fit to limit the prohibition to the prosecution without sanction of "a party to any proceeding pending in any court in respect of a document, etc.," there could have been no serious doubt as to the meaning of the words; but the prohibition would have ceased to be effective as the suit was decided. It may well be that this was considered practically inconvenient, in view of the possible filing of an appeal after a prosecution had been instituted. Or it may have been thought advisable, as already suggested, to make the prohibition, as against parties to a proceeding in a Civil Court, coextensive with the prohibition in respect of the offence of fabricating false evidence already embodied in Section 195(1)(b). At any rate, I am decidedly of opinion that the Legislature employed the words "an offence committed by a party to any proceeding" with reference not to the date of the commission of the alleged offence, but with reference to the date on which the cognizance of the Criminal Court was invited. The argument that an offence cannot with propriety be said to have been committed by a party to a proceeding on a date anterior to the institution of such proceeding seems to me to lose much of its force when the point is clearly grasped that the expression "offence committed by a party" is loosely used for "offence alleged to have been committed by a party." To my mind the provisions of the sub-section under consideration require to be interpreted as applying to the case of any person who, at the time when a Criminal Court is invited to take cognizance of the matter, can rightly be described as "a party to any proceeding in any court," in which the document in question has been produced or given in evidence, that is to say, who is or has been a party to such proceeding. It does not appear to me that this interpretation does any real violence to the language of the sub-section and I am confident that it is in accordance with the general practice of the courts.

    9. The only case about which I have felt any difficulty is the Bombay case of Noor Mahomed Cassum v. Kaikhosru Maneckjee (1902) 4 Bom. L.R. 268 to which I have already referred. The decision in that case is unsupported by reasoning, and it is impossible to say with certainty what view the learned Judges intended to take of the provisions of Section 195(1)(c) of the Code of Criminal Procedure as a whole. I feel the strongest possible doubts as to whether they would have accepted the general proposition contended for on behalf of the prosecution in the present case. Had they taken this view they might well have informed the Chief Presidency Magistrate that no offence anterior in date to the institution of a certain proceeding could with propriety be said to have been committed by a party to that proceeding. I am inclined to the opinion that they had present to their minds some such analogy as I have myself suggested between the prohibition with regard to the manufacture or use of false evidence in Sub-section (1)(b) and the extension of that prohibition to major offences in Sub-section (1)(c). They were trying to distinguish between offences committed by "a party to any proceeding" in respect to the said proceeding and any offence which he may have committed in the course of a transaction wholly independent of that proceeding. Personally I doubt if the case was rightly decided, and I am inclined to the opinion suggested by the Chief Presidency Magistrate, that the wording of Section 195 (1)(c) was wide enough "to cover even the case which was then before the court. If it were attempted to apply any such distinction to the facts of the present case, then the necessity or otherwise for sanction would have to depend on whether or not the prosecution was in a position to prove that Bhawani Das, at the time when he abetted this forgery, intended that the document should be produced or given in evidence in the subsequent civil suits. The distinction seems to me too fine for practical application and to involve reading into the provisions of sub-section words which are not there.

    10. I would therefore allow this application and set aside the order of the magistrate taking cognizance of the complaint filed by Cheda Lal.

    Tudball, J.

    11. I concur.

    12. The application is allowed and the proceedings against Bhawani Das in the magistrate's court are quashed.

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    Comments

    Emperor v. Bhawani Das
    (Dec 10, 1915)