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Citation Codes
Neutral Citations
2010 INSC 336
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • Article 15(3)
  • Code of Civil Procedure, 1908 (hereinafter called “CPC”)
  • Article 16(4)
  • Section 9 of the unnamed Act (referring to 'vertical reservations')
  • Article 16(1)
  • Section 5, Subsection 2 of the 1983 Income Tax Act
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Cites
Cited by
Citation Codes
Neutral Citations
2010 INSC 336
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • Article 15(3)
  • Code of Civil Procedure, 1908 (hereinafter called “CPC”)
  • Article 16(4)
  • Section 9 of the unnamed Act (referring to 'vertical reservations')
  • Article 16(1)
  • Section 5, Subsection 2 of the 1983 Income Tax Act
Smart Summary

Factual and Procedural Background

The Public Service Commission, Uttaranchal (“the Commission”) issued an advertisement dated 7-6-2002 for 35 posts of Civil Judge (Junior Division), subject to change, and applying both vertical (SC/ST/OBC) and horizontal (women, handicapped, etc.) reservations limited to candidates domiciled in Uttaranchal. Respondent 1, Ms Mamta Bisht, applied under the horizontal quota for Uttaranchal women, qualified the written examination and was interviewed. Before declaration of results, the Commission decided to fill 42 posts. On 31-7-2003 the final list showed 26 general and 16 reserved appointments; Ms Bisht was not selected.

Alleging that certain women candidates with higher marks were erroneously counted under the horizontal quota rather than the general category—thereby displacing her—Ms Bisht filed Writ Petition No. 780 of 2003 (M/B) before the High Court of Uttaranchal. The High Court accepted her contention, held that one Neetu Joshi should have been placed in the general category, and directed the State and the Commission to appoint Ms Bisht as a Civil Judge (Junior Division). The Commission and the State appealed to the Supreme Court.

Legal Issues Presented

  1. Whether the High Court erred in treating horizontal reservation for Uttaranchal women as if it operated like vertical reservation, thereby shifting a candidate to the general category and creating a vacancy for Ms Bisht.
  2. Whether the writ petition was maintainable in the absence of successful candidates (particularly the last selected woman, Neetu Joshi) as parties.
  3. Whether, after lapse of time and exhaustion of the selection list, any vacancy existed against which Ms Bisht could be appointed.

Arguments of the Parties

Appellants (Public Service Commission & State of Uttaranchal)

  • All 42 advertised vacancies were filled in 2003; no successful candidate was impleaded, rendering the writ petition defective.
  • The High Court misconstrued the principle that a reserved candidate securing higher marks than the last general-category candidate moves to the general list; that principle is inapplicable to horizontal reservations.
  • The writ petition lacked necessary pleadings regarding late submission of domicile certificates and other factual foundations.
  • Implementation of the High Court’s order years later is impracticable because officers from the 2003 batch have since been promoted.

Respondent 1 (Ms Mamta Bisht)

  • The High Court correctly held that a woman candidate with higher marks belonged in the general category, leaving a horizontal-quota vacancy for her.
  • Two candidates from the 2003 selection subsequently resigned, so vacancies still exist for her adjustment.
  • An appointment letter dated 17-5-2010 was issued pursuant to the High Court order, but she was not given a posting; the Supreme Court should therefore dismiss the appeals.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Rakhi Ray v. High Court of Delhi (2010) 2 SCC 637 Panels cannot be used to fill vacancies beyond those advertised once the selection process ends. Cited to note the general rule, then distinguished because the advertisement itself allowed variation and 42 posts were decided before results.
Udit Narain Singh Malpaharia v. Board of Revenue, AIR 1963 SC 786 Non-joinder of necessary parties renders an order unenforceable. Used to show that failure to implead selected candidates (especially Neetu Joshi) was fatal to the writ petition.
Gulabchand Chhotalal Parikh v. State of Gujarat, AIR 1965 SC 1153; Babubhai M. Patel v. Nandlal K. Barot (1974) 2 SCC 706; Sarguja Transport Service v. STAT (1987) 1 SCC 5 Although the Civil Procedure Code does not directly apply to writs, its principles (including Order 1 Rule 9 proviso) are relevant. Relied on to emphasise the importance of necessary parties in writ proceedings.
Prabodh Verma v. State of U.P. (1984) 4 SCC 251; Tridip Kumar Dingal v. State of W.B. (2009) 1 SCC 768 Successful candidates are necessary parties when a selection process is challenged. Cited to reinforce the appellants’ objection to the High Court proceeding without impleading selected candidates.
Indra Sawhney v. Union of India, 1992 Supp (3) SCC 217 Distinction between vertical social reservation and general-category merit. Relied on by the High Court; the Supreme Court held that its application to horizontal reservations was misplaced.
Rajesh Kumar Daria v. Rajasthan PSC (2007) 8 SCC 785 Clarifies how horizontal reservations operate differently from vertical reservations. Treated as controlling; the Supreme Court applied it to hold the High Court’s approach incorrect.
R.K. Sabharwal v. State of Punjab (1995) 2 SCC 745; Union of India v. Virpal Singh Chauhan (1995) 6 SCC 684; Ritesh R. Sah v. Dr Y.L. Yamul (1996) 3 SCC 253 Principles regarding reservation quotas and merit list interactions. Quoted within Rajesh Kumar Daria to illustrate differences between vertical and horizontal reservations.
Sikha Agarwal v. State of Uttaranchal (Uttaranchal HC) High Court decision on reservation; relied upon by the High Court in the present case. Its approach was implicitly overruled by the Supreme Court’s adherence to Rajesh Kumar Daria.

Court's Reasoning and Analysis

The Supreme Court observed that the advertisement expressly allowed alteration of vacancies and that the decision to fill 42 posts preceded declaration of results, thereby distinguishing the general rule in Rakhi Ray. It noted that Respondent 1 sought displacement of an already-appointed candidate (Neetu Joshi) without impleading her, contravening settled law on necessary parties (Udit Narain Singh, Prabodh Verma).

The central error of the High Court lay in treating horizontal reservation for Uttaranchal women as if it operated like vertical reservation. Citing the detailed exposition in Rajesh Kumar Daria, the Court reiterated that:

  • Vertical (social) reservation candidates who secure selection on merit do not exhaust the reserved quota.
  • Horizontal (special) reservations must first fill the vertical-category list; only shortfall, if any, is met by swapping candidates from the bottom of that vertical list.

Consequently, a woman candidate from Uttaranchal who secured selection on her own merit within the reserved vertical list remains counted against the horizontal quota; she cannot be shifted to the general category to create an additional slot. The High Court, by applying the contrary principle, misdirected itself.

Because all 42 posts were validly filled and the selection list exhausted, and since the writ petition was defective for non-joinder, the Supreme Court concluded that the High Court’s directions were legally unsustainable.

Holding and Implications

Appeals Allowed; High Court judgment dated 26-10-2005 set aside; no costs.

All consequential actions flowing from the High Court’s order—including the appointment letter issued to Ms Bisht—are rendered unenforceable. The existing appointments from the 2003 selection remain undisturbed. The decision reinforces the distinction between vertical and horizontal reservations and underscores the necessity of impleading affected candidates in challenges to selection processes; it does not establish a new legal doctrine but affirms principles already articulated in Rajesh Kumar Daria.

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    Public Service Commission, Uttaranchal v. Mamta Bisht And Others

    Dr. B.S Chauhan, J.— These appeals have been preferred by the Public Service Commission and the State Government of Uttaranchal being aggrieved of the judgment and order of the High Court of Uttaranchal, Nainital dated 26-10-2005 allowing Writ Petition No. 780 of 2003 (M/B) and directing the present appellants to appoint Respondent 1, Ms Mamta Bisht as Civil Judge, Junior Division in the State of Uttaranchal.

    2. The facts and circumstances giving rise to these appeals are that the Public Service Commission, Uttaranchal (hereinafter referred to as “the Commission”) issued an advertisement dated 7-6-2002 inviting applications for 35 posts of Civil Judge (Junior Division) with a stipulation that the number of vacancies may be increased or decreased. It clarified that the reservation policy adopted by the State i.e reservation in favour of SCs/STs/OBCs and horizontal reservation in favour of handicapped, and women, etc. belonging to Uttaranchal would be applicable. Respondent 1 applied in pursuance of the said advertisement seeking benefit of reservation in favour of Uttaranchal women. She qualified in the written examination and thus faced the interview held by the Commission. The final result of the selection was declared on 31-7-2003 and it was evident from the result that Respondent 1 was not selected. Instead of filling of 35 vacancies, recommendations to fill up 42 vacancies were made as the decision had been taken in this regard prior to declaration of the result.

    3. Out of 42 posts, 26 were filled up by general category and 16 by reserved category candidates. Some women candidates stood selected in the general category while others had been given the benefit of horizontal reservation being residents of Uttaranchal. Respondent 1, being aggrieved preferred Writ Petition No. 780 of 2003 (M/B) in the High Court of Uttaranchal seeking quashment of select list dated 31-7-2003 mainly on the ground that women candidates belonging to Uttaranchal had secured marks making them eligible to be selected in the general category and had it been done so, Respondent 1 could have been selected in the reserved category being a woman of Uttaranchal. It had also been pleaded in the petition that some of the women candidates who not only claimed the benefit of horizontal reservation but have been selected giving the said benefit, did not submit their respective certificate of domicile at the time of filling up the application forms but they produced the said certificate at a later stage and it was accepted.

    4. The High Court accepted the first submission of Respondent 1 after examining the record of selection and came to the conclusion that the last selected woman candidate who was given the benefit of horizontal reservation for Uttaranchal women had secured marks higher than the last selected candidate in the general category. Thus, the said candidate ought to have been appointed against the general category vacancy and Respondent 1 ought to have been offered the appointment giving her the benefit of horizontal reservation for Uttaranchal women. Hence, these appeals.

    5. Shri S.S Shamshery, advocate appearing for the Commission and Shri Ashok Mahajan, advocate appearing for the High Court have submitted that all the vacancies advertised had already been filled up before the writ petition could be filed. Not a single successful candidate had been impleaded as a respondent before the High Court. Thus, the petition ought to have been dismissed for not impleading the necessary parties. The High Court did not consider the issue of acceptance of domicile certificates by the Uttaranchal women at a belated stage nor any finding has been recorded on the said issue. The High Court failed to consider the principle that if a reserved category candidate secures more marks than the last selected candidate in the general category, then he is to be appointed against the general category vacancy, does not apply while giving the benefit of horizontal reservation. The writ petition filed by the respondent did not have any factual foundation or proper pleadings and thus was not worth entertaining. It is well nigh impossible to implement the judgment of the High Court at this belated stage, for the reasons that all the vacancies advertised stood filled up in 2003. Subsequent to the selection involved herein appointments have been made several times. Judicial Officers appointed from the said selection have been promoted as Civil Judge (Senior Division). Respondent 1 cannot be given seniority over and above the officers appointed in subsequent selections. Thus, appeals deserve to be allowed.

    6. On the contrary, Shri R. Venkataramani, learned Senior Counsel appearing for Respondent 1 has vehemently opposed the appeals contending that great injustice has been done to Respondent 1. She has succeeded before the High Court on the sole ground that the last selected candidate receiving the benefit of horizontal reservation in favour of Uttaranchal women could be appointed against the general category vacancy and Respondent 1 ought to have been selected giving her the benefit of horizontal reservation in favour of Uttaranchal women. There are still some vacancies from the said selection as two successful candidates have resigned after joining. Thus, Respondent 1 can be adjusted against one of such vacancies. Respondent 1 has been issued appointment letter dated 17-5-2010 in pursuance of the impugned judgment, but has not yet been given posting by the High Court. Thus, she could not join the service. Thus, the appeals are liable to be dismissed.

    7. We have considered the rival submissions made by the learned counsel for the parties and perused the record.

    8. It is a settled legal proposition that vacancies over and above the number of vacancies advertised cannot be filled up. Once all the vacancies are filled up, the selection process comes to an end. In case a selected candidate after joining resigns or dies, the vacancy, so occurred cannot be filled up from the panel, which stood already exhausted. (Vide Rakhi Ray v. High Court of Delhi (2010) 2 SCC 637, AIR 2010 SC 932). However, in the instant case, the advertisement itself made it clear that the vacancies could be increased and decreased and before completion of the selection process, a decision had been taken to fill up 42 instead of 35 vacancies and the reservation policy had been implemented accordingly.

    9. In case Respondent 1 wanted her selection against the reserved category vacancy, the last selected candidate in that category was a necessary party and without impleading her, the writ petition could not have been entertained by the High Court in view of the law laid down by nearly a Constitution Bench of this Court in Udit Narain Singh Malpaharia v. Board of Revenue AIR 1963 SC 786, wherein the Court has explained the distinction between necessary party, proper party and pro forma party and further held that if a person who is likely to suffer from the order of the court and has not been impleaded as a party has a right to ignore the said order as it has been passed in violation of the principles of natural justice. More so, proviso to Order 1, Rule 9 of the Code of Civil Procedure, 1908 (hereinafter called “CPC”) provides that non-joinder of necessary party be fatal. Undoubtedly, provisions of CPC are not applicable in writ jurisdiction by virtue of the provision of Section 141 CPC but the principles enshrined therein are applicable. (Vide Gulabchand Chhotalal Parikh v. State of Gujarat AIR 1965 SC 1153, Babubhai Muljibhai Patel v. Nandlal Khodidas Barot (1974) 2 SCC 706, AIR 1974 SC 2105 and Sarguja Transport Service v. STAT (1987) 1 SCC 5, AIR 1987 SC 88.)

    10. In Prabodh Verma v. State of U.P (1984) 4 SCC 251, AIR 1985 SC 167 and Tridip Kumar Dingal v. State of W.B (2009) 1 SCC 768, it has been held that if a person challenges the selection process, successful candidates or at least some of them are necessary parties.

    11. All the 42 vacancies had been filled up, implementing the reservation policy. All the women candidates selected from the reserved category indisputably belong to Uttaranchal and none of them is from another State.

    12. The High Court decided the case on the sole ground that as the last selected candidate, receiving the benefit of horizontal reservation had secured marks more than the last selected general category candidate, she ought to have been appointed against the vacancy in general category in view of the judgment of this Court in Indra Sawhney v. Union of India 1992 Supp (3) SCC 217, (1992) 22 ATC 385, AIR 1993 SC 477, and the Division Bench judgment of the High Court of Uttaranchal in Sikha Agarwal v. State of Uttaranchal WP No. 816 of 2002 (M/B) and Respondent 1 ought to have been appointed giving the benefit of reservation thus, allowed the writ petition filed by Respondent 1.

    13. In fact, the High Court allowed the writ petition only on the ground that the horizontal reservation is also to be applied as vertical reservation in favour of reserved category candidates (social) as it held as under:

    “In view of the above, Neetu Joshi (Sl. No. 9, Roll No. 12320) has wrongly been counted by Respondent 3.Commission against five seats reserved for Uttaranchal Women General Category as she has competed on her own merit as general candidate and as the fifth candidate the petitioner should have been counted for Uttaranchal Women General Category seats.”

    Admittedly, the said Neetu Joshi has not been impleaded as a respondent. It has been stated at the Bar that an application for impleadment had been filed but there is nothing on record to show that the said application had ever been allowed. Attempt had been made to implead some successful candidates before this Court but those applications stood rejected by this Court.

    14. The view taken by the High Court on application of horizontal reservation is contrary to the law laid down by this Court in Rajesh Kumar Daria v. Rajasthan Public Service Commission (2007) 8 SCC 785, AIR 2007 SC 3127, wherein dealing with a similar issue this Court held as under:

    “9. The second relates to the difference between the nature of vertical reservation and horizontal reservation. Social reservations in favour of SCs, STs and OBCs under Article 16(4) are ‘vertical reservations’. Special reservations in favour of physically handicapped, women, etc. under Articles 16(1) or 15(3) are ‘horizontal reservations’. Where a vertical reservation is made in favour of a Backward Class under Article 16(4), the candidates belonging to such Backward Class, may compete for non-reserved posts and if they are appointed to the non-reserved posts on their own merit, their number will not be counted against the quota reserved for respective Backward Class. Therefore, if the number of SC candidates, who by their own merit, get selected to open competition vacancies, equals or even exceeds the percentage of posts reserved for SC candidates, it cannot be said that the reservation quota for SCs has been filled. The entire reservation quota will be intact and available in addition to those selected under open competition category. (Vide Indra Sawhney 1992 Supp (3) SCC 217, (1992) 22 ATC 385, AIR 1993 SC 477, R.K Sabharwal v. State of Punjab (1995) 2 SCC 745, (1995) 29 ATC 481, Union of India v. Virpal Singh Chauhan (1995) 6 SCC 684, (1995) 31 ATC 813 and Ritesh R. Sah v. Dr. Y.L Yamul (1996) 3 SCC 253.) But the aforesaid principle applicable to vertical (social) reservations will not apply to horizontal (special) reservations. Where a special reservation for women is provided within the social reservation for Scheduled Castes, the proper procedure is first to fill up the quota for Scheduled Castes in order of merit and then find out the number of candidates among them who belong to the special reservation group of ‘Scheduled Caste women’. If the number of women in such list is equal to or more than the number of special reservation quota, then there is no need for further selection towards the special reservation quota. Only if there is any shortfall, the requisite number of Scheduled Caste women shall have to be taken by deleting the corresponding number of candidates from the bottom of the list relating to Scheduled Castes. To this extent, horizontal (special) reservation differs from vertical (social) reservation. Thus women selected on merit within the vertical reservation quota will be counted against the horizontal reservation for women.”
    (emphasis added)

    15. In view of the above, it is evident that the judgment and order of the High Court is not in consonance with the law laid down by this Court in Rajesh Kumar Daria (2007) 8 SCC 785, AIR 2007 SC 3127. The judgment and order impugned herein is liable to be set aside and all the consequential orders become unenforceable and inconsequential. Thus, the appeals succeed and are allowed. The judgment and order of the High Court dated 26-10-2005 passed in Writ Petition No. 780 of 2003 (M/B) is hereby set aside. No costs.

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    Public Service Commission, Uttaranchal v. Mamta Bisht And Others
    (Jun 3, 2010)