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AMICUS AI
Citation Codes
Neutral Citations
2010 INSC 112
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • Entry 5 with its Notes (1) and (2) relating to Medical Officers, prescribing the ratio as also a condition that the backlog will not be restored, was inserted by an amendment with effect from 12-4-1999, vide G.O dated 27-5-1999
  • 1992 Amendment rules
  • Note (3) to the said Rule 5 of the General Rules by the Kerala State Subordinate Services (Amendment) Rules, 1992
  • Section 1999 amendment to the Special Rules
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Cites
Cited by
Citation Codes
Neutral Citations
2010 INSC 112
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • Entry 5 with its Notes (1) and (2) relating to Medical Officers, prescribing the ratio as also a condition that the backlog will not be restored, was inserted by an amendment with effect from 12-4-1999, vide G.O dated 27-5-1999
  • 1992 Amendment rules
  • Note (3) to the said Rule 5 of the General Rules by the Kerala State Subordinate Services (Amendment) Rules, 1992
  • Section 1999 amendment to the Special Rules
Smart Summary

Factual and Procedural Background

The appellant, a Pharmacist (Homoeopathy) employed by the State of Kerala, sought appointment as a Medical Officer (Homoeopathy) under the Kerala State Homoeopathy Services. Pursuant to Rule 3 of the 1989 Special Rules, vacancies in the post of Medical Officer are to be filled in the ratio of 5 (direct recruits) : 1 (Nurses) : 1 (Pharmacists) : 1 (Clerks). In 2000 the Kerala Public Service Commission (KPSC) advertised 55 vacancies, apportioning them exactly in that ratio (32 direct-recruit posts and 7 each for Nurses, Pharmacists and Clerks).

The appellant and two others filed a writ petition before the Kerala High Court contending that, in light of Note (3) to Rule 5 of the Kerala State and Subordinate Services Rules, 1958 (“General Rules”), the 5:1:1:1 ratio should be applied to the entire cadre strength of 442 Medical Officers rather than to the 55 existing vacancies; this would allegedly entitle Pharmacists to 55 posts instead of 7. A learned Single Judge rejected the claim, limiting quota calculations to existing vacancies. A Division Bench dismissed the appellant’s writ appeal, and the matter reached the Supreme Court by special leave.

Legal Issues Presented

  1. Whether the 5:1:1:1 recruitment ratio in the Special Rules must be applied to the total cadre strength or only to vacancies existing at the time of recruitment.
  2. Consequently, whether Note (2) to Entry 5 of the Special Rules (inserted 12-4-1999) prevails over Note (3) to Rule 5 of the earlier-enacted General Rules.

Arguments of the Parties

Appellant’s Arguments

  • Note (3) to Rule 5 of the General Rules mandates that ratios be worked out on cadre strength, not current vacancies.
  • Owing to excess direct recruits (277) and shortage of transferees (only 25 against an entitlement of 165), all 55 advertised vacancies should be allotted to transfer categories, restoring balance.
  • Note (3) to Rule 5, being of universal application (per Supreme Court rulings in S. Prakash and Prasad Kurien), overrides the Special Rules.

Respondents’ Arguments

  • Note (2) to Entry 5 of the Special Rules expressly states that any unfilled transfer quota posts, when filled by direct recruitment, create no “backlog” to be restored later; future vacancies must therefore be divided by applying the 5:1:1:1 ratio to existing vacancies.
  • Under Rule 2 of the General Rules, Special Rules prevail over conflicting provisions in the General Rules; hence Note (2) controls recruitment.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
S. Prakash v. K.M. Kurian, (1999) 5 SCC 624 A later general rule of universal application can override earlier special rules if the language clearly so intends. Distinguished. The Court noted that in S. Prakash the special rule was earlier than the general rule, whereas in the present case the conflicting special rule was introduced in 1999, i.e. after the 1992 general rule.
Prasad Kurien v. K.J. Augustin, (2008) 3 SCC 529 Followed the principle in S. Prakash that Note (3) to Rule 5 could prevail over earlier special rules. Likewise distinguished for the same temporal reason; the Court held the precedent inapplicable because the impugned special rule is later in time.

Court's Reasoning and Analysis

1. The Court recited settled interpretive principles for competing rules. Primacy normally lies with a later special rule over an earlier general rule, and Rule 2 of the General Rules expressly gives precedence to special rules in case of conflict.

2. Note (3) to Rule 5 (General Rules) was inserted in 1992, whereas Note (2) to Entry 5 (Special Rules) came into force on 12-4-1999. Consequently, the Special Rules are later in point of time.

3. The Supreme Court acknowledged that S. Prakash and Prasad Kurien allowed Note (3) to override earlier special rules, but emphasised that those decisions do not apply where the special rule is subsequent to the general rule.

4. The rule-making authority, fully aware of Note (3), deliberately re-inserted a contrary provision in 1999, indicating an intention that the newer special rule should prevail.

5. Harmonious construction being impossible due to direct inconsistency, the Court held that Note (2) to Entry 5 controls: the 5:1:1:1 ratio must be applied only to existing vacancies, with no restoration of prior shortfalls.

Holding and Implications

APPEAL DISMISSED.

By upholding the High Court, the Supreme Court confirmed that recruitment of Medical Officers (Homoeopathy) must follow the 5:1:1:1 ratio applied to current vacancies, not cadre strength, and that any unfilled transfer-quota posts converted to direct recruitment create no future backlog. The decision affects only the parties and reiterates established principles on conflict between later special and earlier general service rules; it sets no new precedent beyond applying those principles to the Homoeopathy Services.

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    Maya Mathew v. State Of Kerala And Others

    R.V Raveendran, J.— The appellant is a Pharmacist (Homoeopathy) in the Homoeopathy Department of the State of Kerala. The Kerala State Homoeopathy Services are governed by the Special Rules for the Kerala State Homoeopathy Services, 1989 (“the Special Rules”, for short). All subordinate services in the State of Kerala including the State Homoeopathy Services are also governed by the Kerala State and Subordinate Services Rules, 1958 (“the General Rules”, for short).

    2. Rule 3 of the Special Rules provides that the method of appointment to different categories of posts shall be in the manner specified in the Table given under the said rule. Entry 5 in the said Table relating to Medical Officers (inserted by G.O dated 27-5-1999, with effect from 12-4-1999) is extracted below:

    Category of post Method of appointment Medical Officer 1. By direct recruitment 2. By transfer from the category of Nurse (Homoeopathy) 3. By transfer from the category of Pharmacist (Homoeopathy) 4. By transfer from the category of Clerks (Homeo Department)

    Note: 1. A ratio of 5:1:1:1 shall be maintained in making appointments between direct recruitment, transfer from Nurses (Homoeopathy), Pharmacist (Homoeopathy) and Clerks in the Homoeopathy Department.
    2. The appointment by transfer of Nurse (Homoeopathy), Pharmacist (Homoeopathy), Clerk (Homoeopathy) will be done by a selection through the Kerala Public Service Commission from among the three categories. In the absence of candidates by transfer those vacancies in each category will be filled up by direct recruitment from open quota and the backlog for such categories will not be restored.”
    (emphasis supplied)

    3. Rule 5 of the General Rules is a general rule relating to the manner of recruitment. The following was added as Note (3) to the said Rule 5 of the General Rules by the Kerala State Subordinate Services (Amendment) Rules, 1992:

    “(3) Whenever a ratio or percentage is fixed for different methods of recruitment/appointment to a post the number of vacancies to be filled up by the candidates from each method shall be decided by applying fixed ratio or percentage to the cadre strength of the post to which the recruitment/transfer is made and not to the vacancies existing at that time.”

    4. The Homoeopathy Department reported 55 vacancies in the post of Medical Officers (Homoeopathy) to the Kerala Public Service Commission, for purposes of recruitment. The Commission, by Notification dated 1-2-2000, invited applications for filling up the said 55 posts of Medical Officers (Homoeopathy) by dividing them (in the ratio of 5:1:1:1) as follows:

    (i) Direct recruitment 32 (ii) Transfer from Nurses (Homoeopathy) 7 (iii) Transfer from Pharmacist (Homoeopathy) 7 (iv) Transfer from clerks 7

    5. The appellant and two others filed a writ petition before the High Court seeking a direction to the State Government to report to the Public Service Commission, 32 vacancies of Medical Officers (Homoeopathy) to be filled by appointment by transfer of Pharmacists (Homoeopathy). They contended that the cadre strength of Medical Officers (Homoeopathy) was 442; that having regard to the ratio of 5:1:1:1 for making appointments [provided in the Special Rules, vide Note (1) to Entry 5 of the Table], out of the said 442 posts, 277 posts could be filled by direct recruitment and the balance of 165 posts had to be filled by the transferees from the posts of nurses, pharmacists and clerks in the Homoeopathy Department at the rate of 55 each; that due to non-availability of qualified persons in the categories from which appointments were to be made by transfer, only 23 from the category of pharmacists, one each from the categories of nurses and clerks were holding the post of Medical Officers, and all other Medical Officers (Homoeopathy) were direct recruits; that as the direct recruits were occupying posts in excess of their quota, when making further recruitments, the vacancies to be filled have to be determined by applying the fixed ratio to the cadre strength and not the vacancies then existing; and that as the direct recruits were in excess of their quota and transferees were occupying less than their entitlement, the allocation of 55 vacancies to different categories had to be reworked; and all 55 vacancies ought to be distributed among pharmacists, nurses and clerks without providing for any direct recruitment.

    6. The writ petitioners relied upon Note (3) to Rule 5 of the General Rules which requires that the ratio should be with reference to the cadre strength and not the actual vacancies existing at the time of recruitment. The appellant contends that Note (3) to Rule 5 of the General Rules will prevail over Note (2) to Entry 5 of the Table under Rule 3 of the Special Rules.

    7. The respondents resisted the petition. They contended that having regard to Note (2) to Entry 5 of the Special Rules, when in a recruitment, transfer quota posts have to be filled by direct recruits, due to non-availability of candidates from transfer categories, the backlog in regard to such transfer categories cannot be restored in future recruitments. As a result, the number of vacancies to be filled under each category (that is direct recruitment and by transfers) at any subsequent recruitment can be only by applying the ratio for appointment to the number of vacancies existing at the time of such subsequent recruitment and not with reference to the cadre strength. They submitted that the provisions of the Special Rules will prevail over the provisions of the General Rules.

    8. A learned Single Judge held that the writ petitioners can claim the quota for pharmacists only in respect of the vacancies that existed (as on 12-4-1999) and vacancies that arose subsequently. He therefore disposed of the writ petition by an order dated 28-6-2001 with a direction to the respondents to fill up the available vacancies by applying the quota mentioned in the Special Rules with reference to the existing vacancies of Medical Officers (Homoeopathy), that is vacancies available as on 12-4-1999 and vacancies which arose thereafter. He further directed that if there was any dearth of qualified pharmacists, nurses, clerks within the quota intended for them, those vacancies should be filled by direct recruitment and the backlog shall not be required to be restored in any future recruitment.

    9. The appellant challenged the said order by filing a writ appeal. A Division Bench of the High Court by the impugned order dated 29-11-2002, dismissed the writ appeal holding that the recruitment will be governed by the Special Rules. The said order is challenged in this appeal by special leave. The appellant reiterated her submissions in the writ petition relying upon two decisions of this Court in S. Prakash v. K.M Kurian (1999) 5 SCC 624 and Prasad Kurien v. K.J Augustin (2008) 3 SCC 529.

    10. The question for consideration is whether the respondents were justified in determining the number of posts to be filled by direct recruitment, and posts to be filled by transfer from the three transfer categories, by applying the prescribed ratio of 5:1:1:1 to the existing vacancies instead of the cadre strength.

    11. In this case, the general law contained in Note (3) to Rule 5 of the General Rules, came into effect in the year 1992. On the other hand, Note (2) to Entry 5 of the Table under Rule 3 of the Special Rules which is repugnant to Note (3) to Rule 5 of the General Rules came into effect on 12-4-1999.

    12. The rules of interpretation when a subject is governed by two sets of rules are well settled. They are:

    (i) When a provision of law regulates a particular subject and a subsequent law contains a provision regulating the same subject, there is no presumption that the latter law repeals the earlier law. The rule-making authority while making the later rule is deemed to know the existing law on the subject. If the subsequent law does not repeal the earlier rule, there can be no presumption of an intention to repeal the earlier rule;
    (ii) When two provisions of law—one being a general law and the other being a special law govern a matter, the court should endeavour to apply a harmonious construction to the said provisions. But where the intention of the rule-making authority is made clear either expressly or impliedly, as to which law should prevail, the same shall be given effect.
    (iii) If the repugnancy or inconsistency subsists in spite of an effort to read them harmoniously, the prior special law is not presumed to be repealed by the later general law. The prior special law will continue to apply and prevail in spite of the subsequent general law. But where a clear intention to make a rule of universal application by superseding the earlier special law is evident from the later general law, then the later general law, will prevail over the prior special law.
    (iv) Where a later special law is repugnant to or inconsistent with an earlier general law, the later special law will prevail over the earlier general law.

    13. Having regard to the fact that several special rules had been tailor-made to suit and meet the special requirements of different specified services, the General Rules recognised the need for the Special Rules to prevail over the General Rules. Rule 2 of the General Rules providing for it, is extracted below:

    “2. Relation to the Special Rules.—If any provision in the General Rules contained in the part is repugnant to a provision in the Special Rules applicable to any particular service contained in Part III, the latter shall in respect of that service, prevail over the provision in the General Rules in this part.”

    Therefore, the provision of the Special Rules [Note (2) under Entry 5 of the Table] will prevail over the provision of the General Rules [Note (3) under Rule 5]. Even without such a specific provision, contextually, the said later special rule would have prevailed over the said prior general rule.

    14. The question whether there can be an exception to the primacy given to the Special Rules by Rule 2 of the General Rules, was considered by this Court in S. Prakash (1999) 5 SCC 624 and Prasad Kurien (2008) 3 SCC 529, with particular reference to Note (3) to Rule 5 of the General Rules.

    15. In S. Prakash (1999) 5 SCC 624, this Court considered whether the provisions of the Special Rules, the Kerala Agricultural Income Tax and Sales Tax Service Rules, will have to yield to Note (3) to Rule 5 of the General Rules. This Court held:

    “14. From the aforesaid discussion, it is clear that if the intention of the rule-making authority was to establish a rule of universal application to all the services in the State of Kerala for which the Special Rules are made, then the Special Rules will give way to the General Rules enacted for that purpose. This has to be found out from the language used in the Rules which may be express or by implication. If the language is clear and unqualified, the subsequent General Rule would prevail despite repugnancy. If the intention of the rule-making authority is to sweep away all the Special Rules and to establish a uniform pattern for computation of the ratio or percentage of direct recruits and by transfer, in such a case, the Special Rules will give way. … The language of Note (3) is crystal clear and is for removal of any ambiguity by using positive and negative terms. It applies to all the Special Rules whenever a ratio or percentage is prescribed in the Rules. It also emphatically states that it has to be computed on the cadre strength of the post to which the recruitment is to be made and not on the basis of the vacancies existing at that time.”
    (emphasis supplied)

    16. In Prasad Kurien (2008) 3 SCC 529, while considering the Special Rules, the Kerala Excise and Prohibition Subordinate Service Rules, 1974, vis-à-vis Note (3) to Rule 5 of the General Rules, this Court followed the dictum in S. Prakash (1999) 5 SCC 624.

    17. These decisions reiterate the position that if the intention of the rule-making authority is to make a later general rule to apply to all services in the State, for which different earlier special rules exist, then the existing special rules will give way to such later general rule. That is, where the general rule is made subsequent to the special rule and the language of the general rule signified that it was intended to apply to all services and prevail over any prior special rules, the intention of the rule-making authority should be given effect by applying the subsequent general rule instead of the earlier special rule.

    18. This Court held that the language of Note (3) to Rule 5 of General Rules showed that it was intended to prevail over existing Special Rules which indicated a contrary position. What is significant is that the two decisions considered the Special Rules that were earlier in point of time to the General Rules as amended by the 1992 Amendment rules which introduced Note (3) to Rule 5 of the General Rules.

    19. This Court held, on reading the General Rules in conjunction with the Special Rules, that Note (3) to Rule 5 of General Rules will prevail over the corresponding provisions in the Special Rules showing a different intention, when deciding whether the ratio of each feeder category should be determined with reference to the cadre strength or existing vacancies.

    20. What logically follows from the principle enunciated in the two decisions is that if any special rule is subsequent to the general rule, then the question of examining whether the prior general rule will prevail over a later special rule will not arise at all having regard to the categorical provision contained in Rule 2 of the General Rules. The principle laid down in those decisions will not apply where the special rule is made subsequent to the general rule.

    21. Though the Special Rules are of the year 1989, Entry 5 with its Notes (1) and (2) relating to Medical Officers, prescribing the ratio as also a condition that the backlog will not be restored, was inserted by an amendment with effect from 12-4-1999, vide G.O dated 27-5-1999. The special rule, being later in point of time to the general rule, it is not permissible to carve out an exception as was done in S. Prakash (1999) 5 SCC 624 and Prasad Kurien (2008) 3 SCC 529. Entry 5 of the Table with Notes (1) and (2) in the Special Rules being subsequent to the insertion of Note (3) to Rule 5 of the General Rules, and being clear and specific in its terms, will prevail over Note (3) to Rule 5 of the General Rules. The said decisions are therefore of no assistance.

    22. The learned counsel for the appellant submitted that even before the 1999 amendment, the entry relating to Medical Officers in the Special Rules contained a provision similar to Note (2) to Entry 5, inserted by the 1999 amendment; that the said old Special Rule was superseded by Note (3) to Rule 5 of the General Rules; and therefore reinsertion of the provision in the Special Rules will not supersede the General Rules. We are afraid that the said contention has no merit.

    23. When the rule-making authority being aware of the existence of Note (3) to Rule 5 of the General Rules, chooses to subsequently make a contrary provision in the Special Rules, it is to be inferred that the subsequent rule is intended to prevail over the general rule. We therefore hold that Note (2) to Entry 5 of the Table under Rule 3 of the Special Rules will prevail over Note (3) to Rule 5 of the General Rules.

    24. It therefore follows that the ratio of 5:1:1:1 has to be applied with reference to vacancies which were notified and not with reference to the cadre strength. There is no ground to interfere with the decision of the High Court.

    25. The appeal is dismissed. Application for intervention is dismissed.

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    Maya Mathew v. State Of Kerala And Others
    (Feb 18, 2010)