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AMICUS AI
Citation Codes
Neutral Citations
2004 INSC 490
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • Sections 498-A and 506 read with Section 34 of the Indian Penal Code, 1860
  • Section 438 of the Code of Criminal Procedure, 1973
  • Sections 3 and 4 of the Dowry Prohibition Act, 1961
  • Sub-section (3) of Section 437 of the Code
  • Section 439 of the Criminal Procedure Code
  • Section 437, Section 439 of the Code
  • Section 438 and Section 439 of the Code
  • Article 141 of the Constitution of India
  • Section 5, Subsection 2 of the 1983 Income Tax Act
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Cites
Cited by
Citation Codes
Neutral Citations
2004 INSC 490
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • Sections 498-A and 506 read with Section 34 of the Indian Penal Code, 1860
  • Section 438 of the Code of Criminal Procedure, 1973
  • Sections 3 and 4 of the Dowry Prohibition Act, 1961
  • Sub-section (3) of Section 437 of the Code
  • Section 439 of the Criminal Procedure Code
  • Section 437, Section 439 of the Code
  • Section 438 and Section 439 of the Code
  • Article 141 of the Constitution of India
  • Section 5, Subsection 2 of the 1983 Income Tax Act
Smart Summary

Factual and Procedural Background

The appellant married Respondent 2, Dr. Harminder Singh Bhawara, on 11 May 1997. On 24 February 2003 the appellant filed a complaint at the Women Police Station, Jabalpur, alleging offences under Sections 498-A and 506/34 of the Indian Penal Code and Sections 3 and 4 of the Dowry Prohibition Act against Respondent 2 and his relatives, asserting that she had been subjected to physical and mental cruelty for dowry.

Respondent 2 sought anticipatory bail under Section 438 of the Code of Criminal Procedure. On 15 May 2003 the Madhya Pradesh High Court granted protection for four weeks with conditions that he (i) cooperate with the investigation, (ii) not tamper with evidence, and (iii) apply for regular bail within that period. His subsequent applications for regular bail were rejected by both the Judicial Magistrate and the Sessions Court.

On 7 June 2003 Respondent 2 filed another application, styled under Section 439, before the High Court. On 16 June 2003 a Vacation Judge passed the impugned order, effectively extending the earlier anticipatory bail protection on execution of a personal bond of ₹20,000 with one surety.

The appellant challenged this order before the Supreme Court, contending that the High Court could not extend anticipatory bail once the four-week period had lapsed and while the accused was not in custody.

Legal Issues Presented

  1. Whether an accused who is not in custody can maintain an application for bail under Section 439 of the Code of Criminal Procedure.
  2. Whether the High Court was competent to continue or extend protection originally granted under Section 438 after the stipulated period had expired.
  3. Whether the observations in K.L. Verma v. State (1998) 9 SCC 348—allowing “a few days thereafter” to move a higher court—remain good law in light of the statutory requirement of custody under Section 439.

Arguments of the Parties

Appellant’s Arguments

  • The impugned High Court order conflicts with its earlier order dated 15 May 2003, which limited anticipatory bail to four weeks.
  • Section 439 requires the accused to be “in custody”; Respondent 2 was not, rendering the Section 439 application incompetent.
  • The 16 June 2003 order amounts to a blanket, unlimited protection that nullifies the statutory distinction between Sections 438 and 439.

Respondent 2’s Arguments

  • Relied on K.L. Verma v. State, arguing that an accused need not be in custody to file a Section 439 application when it follows an anticipatory-bail order.
  • Contended that the High Court’s extension of protection was within the principles laid down in K.L. Verma, Salauddin, and related cases.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Balchand Jain v. State of M.P., (1976) 4 SCC 572 Clarified that “anticipatory bail” under § 438 merely ensures release in the event of arrest. Reiterated the conceptual distinction between anticipatory and regular bail.
Gurbaksh Singh Sibbia v. State of Punjab, (1980) 2 SCC 565 Drew distinction between orders under §§ 438 and 439. Cited to emphasise that § 438 operates in anticipation of arrest, whereas § 439 operates after arrest.
Salauddin Abdulsamad Shaikh v. State of Maharashtra, (1996) 1 SCC 667 Held that anticipatory-bail orders should be of limited duration and oblige the accused to move the regular court. Treated as the governing authority; used to underscore that the accused must ultimately seek bail under § 439 while in custody.
K.L. Verma v. State, (1998) 9 SCC 348 Suggested anticipatory bail could continue “a few days” beyond its term to allow approach to higher courts. Declared the above observation per incuriam for ignoring the custody requirement in § 439.
Niranjan Singh v. Prabhakar Rajaram Kharote, (1980) 2 SCC 559 Defined when a person is “in custody” for § 439 purposes. Used to confirm that physical submission to the court or police control is essential for invoking § 439.
State through S.P., New Delhi v. Ratan Lal Arora, (2004) 4 SCC 590 Held that a decision rendered ignoring statutory bars is per incuriam. Invoked to justify treating the relevant part of K.L. Verma as lacking precedential value.
Young v. Bristol Aeroplane Co. Ltd., (1944) 2 All ER 293 Origin of the per incuriam doctrine. Cited to explain the principle’s acceptance in Indian jurisprudence.
State of U.P. v. Synthetics and Chemicals Ltd., (1991) 4 SCC 139 Re-affirmed the applicability of the per incuriam principle under Article 141. Relied upon to justify departing from K.L. Verma where it conflicted with statute.

Court's Reasoning and Analysis

1. The Court compared the text and purposes of Sections 438 and 439. Section 438 provides protection before arrest; Section 439 empowers the court to release a person already in custody.

2. Drawing on Balchand Jain, Sibbia, and Salauddin, the Court stressed that anticipatory bail must be of limited duration, after which the accused must place himself in the custody of the regular court.

3. The Court dissected K.L. Verma, identifying the phrase permitting “a few days thereafter” to move a higher court as the “grey area.” Because that phrase ignored the statutory requirement of custody in § 439, the Court declared it per incuriam.

4. Relying on Niranjan Singh, the Court explained that “custody” for § 439 includes physical submission to the court’s jurisdiction; mere filing of an application without surrender confers no jurisdiction.

5. Consequently, the High Court lacked authority to entertain or grant relief under § 439 while Respondent 2 remained at large; its order continuing anticipatory bail effectively nullified the custody requirement and blurred the statutory distinction between §§ 438 and 439.

Holding and Implications

APPEAL ALLOWED TO THE EXTENT INDICATED.

The Supreme Court set aside the High Court’s order extending anticipatory bail. Respondent 2 must surrender to custody so that his pending Section 439 application can be heard on merits. The judgment clarifies that:

  • A Section 439 application is maintainable only when the accused is in custody.
  • Observations in K.L. Verma permitting extension of anticipatory bail “for a few days” are per incuriam and cannot override the statute.
  • The decision reinforces the limited temporal scope of anticipatory bail and preserves the distinct statutory scheme governing post-arrest bail.
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    Nirmal Jeet Kaur v. State Of M.P And Another

    Arijit Pasayat, J. Leave granted.

    2. Protection to Respondent 2 Dr. Harminder Singh Bhawara under Section 438 of the Code of Criminal Procedure, 1973 (in short “the Code”) is assailed by the appellant.

    3. A brief reference to the factual aspects would suffice:

    The appellant and Respondent 2 entered into wedlock on 11-5-1997. Alleging that she has been subjected to physical and mental torture for not satisfying the demand for dowry, a complaint was lodged at Women Police Station Jabalpur (Madhya Pradesh) on 24-2-2003 by the appellant. She alleged commission of offences punishable under Sections 498-A and 506 read with Section 34 of the Indian Penal Code, 1860 (for short “IPC”) and Sections 3 and 4 of the Dowry Prohibition Act, 1961 (in short “the Dowry Act”) against Respondent 2 and some of his relatives. On 29-4-2003 Respondent 2 filed an application for protection in terms of Section 438 of the Code before the High Court of Madhya Pradesh, Jabalpur Bench, which was registered as Misc. Crl. Case No. 2890 of 2003. By order dated 15-5-2003 the High Court disposed of the application with the following directions:

    “(i) That the petitioner shall make himself available to the police for investigation in connection with the above offences as and when required in this behalf.
    (ii) That the petitioner shall not, directly or indirectly, tamper with the prosecution evidence.
    (iii) The petitioner may approach the appropriate court within the period of four weeks for regular bail.”

    4. It appears that Respondent 2 applied for regular bail before the Judicial Magistrate, First Class, Jabalpur, which was rejected. On 5-6-2003 prayer for bail was made before the Sessions Court, Jabalpur, but that also was rejected. On 7-6-2003 Respondent 2 filed an application in terms of Section 439 of the Code before the High Court. On 12-6-2003 the matter was listed before the vacation Judge. The matter was adjourned to 16-6-2003 when the impugned order was passed. The same reads as follows:

    “This Court on 15-5-2003 in M. Cr. C. No. 2890 of 2003 allowed the application for bail for a period of four weeks. Looking to the nature of the case, the application of ad interim anticipatory bail is hereby allowed on the condition of furnishing a personal bond of Rs 20,000 with one surety of the like amount to the satisfaction of the Station Officer In-charge concerned.”

    5. According to the appellant M. Cr. C. No. 3697 of 2003 which was filed in terms of Section 439 of the Code is still pending. The case diary was called for and in M. (Crl.) P. No. 2734 of 2003 the order as quoted above has been passed.

    6. According to the learned counsel for the appellant the impugned order is clearly at variance with the earlier order dated 15-5-2003. By the said order the application in terms of Section 438 of the Code was disposed of and four weeks' time was granted to Respondent 2 for making application in terms of Section 439 of the Code. The period was over by the time the High Court passed the subsequent order. It is a blanket order extending the ad interim arrangement indicated in the earlier order. Since the period indicated in the earlier order was over and Respondent 2 is not in custody in terms of Section 439 of the Code, the order is clearly not maintainable. Learned counsel for the State of Madhya Pradesh supported the stand of the appellant.

    7. Per contra, learned counsel for Respondent 2 submitted that in view of what has been stated in K.L Verma v. State (1998) 9 SCC 348, (1996) 7 Scale (SP) 20 protection given by the High Court is clearly in order. It was submitted that for the purpose of making an application in terms of Section 439 of the Code, when the same is pursuant to an order passed on application under Section 438 of the Code, it is not necessary that the applicant should be in custody.

    8. Sections 438 and 439 operate in different fields. Section 439 of the Code reads as follows:

    “439. (1) A High Court or Court of Session may direct—
    (a) that any person accused of an offence and in custody be released on bail, and if the offence is of the nature specified in sub-section (3) of Section 437, may impose any condition which it considers necessary for the purposes mentioned in that sub-section;
    (b) that any condition imposed by a Magistrate when releasing any person on bail be set aside or modified:”
    (Underlined for emphasis)

    9. It is clear from a bare reading of the provisions that for making an application in terms of Section 439 of the Code a person has to be in custody. Section 438 of the Code deals with “direction for grant of bail to person apprehending arrest”. In Balchand Jain v. State of M.P (1976) 4 SCC 572 it was observed that the expression “anticipatory bail” is really a misnomer because what Section 438 contemplates is not anticipatory bail, but merely an order directing the release of an accused on bail in the event of his arrest. It is, therefore, manifest that there is no question of bail unless a person is arrested in connection with a non-bailable offence by the police. The distinction between an order in terms of Section 438 and that in terms of Section 439 is that the latter is passed after arrest whereas the former is passed in anticipation of arrest and becomes effective at the very moment of arrest. (See Gurbaksh Singh Sibbia v. State of Punjab (1980) 2 SCC 565.)

    10. In Salauddin Abdulsamad Shaikh v. State of Maharashtra (1996) 1 SCC 667, AIR 1996 SC 1042 it was observed as follows:

    “Anticipatory bail is granted in anticipation of arrest in non-bailable cases, but that does not mean that the regular court, which is to try the offender, is sought to be bypassed and that is the reason why the High Court very rightly fixed the outer date for the continuance of the bail and on the date of its expiry directed the petitioner to move the regular court for bail. That is the correct procedure to follow because it must be realised that when the Court of Session or the High Court is granting anticipatory bail, it is granted at a stage when the investigation is incomplete and, therefore, it is not informed about the nature of evidence against the alleged offender. It is, therefore, necessary that such anticipatory bail orders should be of a limited duration only and ordinarily on the expiry of that duration or extended duration the court granting anticipatory bail should leave it to the regular court to deal with the matter on an appreciation of evidence placed before it after the investigation has made progress or the charge-sheet is submitted.”
    (emphasis supplied)

    11. In K.L Verma case (1998) 9 SCC 348, (1996) 7 Scale (SP) 20 this Court observed as follows:

    “This Court further observed that anticipatory bail is granted in anticipation of arrest in non-bailable cases, but that does not mean that the regular court, which is to try the offender, is sought to be bypassed. It was, therefore, pointed out that it was necessary that such anticipatory bail orders should be of a limited duration only and ordinarily on the expiry of that duration or extended duration the court granting anticipatory bail should leave it to the regular court to deal with the matter on an appreciation of evidence placed before it after the investigation has made progress or the charge-sheet is submitted. By this, what the Court desired to convey was that an order of anticipatory bail does not enure till the end of trial but it must be of limited duration as the regular court cannot be bypassed. The limited duration must be determined having regard to the facts of the case and the need to give the accused sufficient time to move the regular court for bail and to give the regular court sufficient time to determine the bail application. In other words, till the bail application is disposed of one way or the other the court may allow the accused to remain on anticipatory bail. To put it differently, anticipatory bail may be granted for a duration which may extend to the date on which the bail application is disposed of or even a few days thereafter to enable the accused persons to move the higher court, if they so desire.”
    (emphasis supplied)

    12. The reference to this Court's observation as quoted above was to Salauddin case (1996) 1 SCC 667, AIR 1996 SC 1042.

    13. The grey area according to us is the following part of the judgment in K.L Verma case (1998) 9 SCC 348, (1996) 7 Scale (SP) 20 “or even a few days thereafter to enable the accused persons to move the higher court, if they so desire”.

    14. Obviously, the requirement of Section 439 of the Code is not wiped out by the above observations. Section 439 comes into operation only when a person is “in custody”. In K.L Verma case (1998) 9 SCC 348, (1996) 7 Scale (SP) 20 reference was made to Salauddin case (1996) 1 SCC 667, AIR 1996 SC 1042. In the said case there was no such indication as given in K.L Verma case (1998) 9 SCC 348, (1996) 7 Scale (SP) 20 that a few days can be granted to the accused to move the higher court if they so desire. The statutory requirement of Section 439 of the Code cannot be said to have been rendered totally inoperative by the said observation.

    15. In view of the clear language of Section 439 and in view of the decision of this Court in Niranjan Singh v. Prabhakar Rajaram Kharote (1980) 2 SCC 559, AIR 1980 SC 785 there cannot be any doubt that unless a person is in custody, an application for bail under Section 439 of the Code would not be maintainable. The question when a person can be said to be in custody within the meaning of Section 439 of the Code came up for consideration before this Court in the aforesaid decision.

    16. The crucial question is when is a person in custody, within the meaning of Section 439 of the Criminal Procedure Code? When he is in duress either because he is held by the investigating agency or other police or allied authority or is under the control of the court having been remanded by judicial order, or having offered himself to the court's jurisdiction and submitted to its orders by physical presence. No lexical dexterity nor precedential profusion is needed to come to the realistic conclusion that he who is under the control of the court or is in the physical hold of an officer with coercive power is in custody for the purpose of Section 439. The word is of elastic semantics but its core meaning is that the law has taken control of the person. The equivocatory quibbling and hide-and-seek niceties sometimes heard in court that the police have taken a man into informal custody but not arrested him, have detained him for interrogation but not taken him into formal custody and other like terminological dubieties are unfair evasions of the straightforwardness of the law.

    17. Since the expression “custody”, though used in various provisions of the Code, including Section 439, has not been defined in the Code, it has to be understood in the setting in which it is used and the provisions contained in Section 437 which relate to jurisdiction of the Magistrate to release an accused on bail under certain circumstances which can be characterised as “in custody” in a generic sense. The expression “custody” as used in Section 439, must be taken to be a compendious expression referring to the events on the happening of which the Magistrate can entertain a bail petition of an accused. Section 437 envisages, inter alia, that the Magistrate may release an accused on bail, if such accused appears before the Magistrate. There cannot be any doubt that such appearance before the Magistrate must be physical appearance and the consequential surrender to the jurisdiction of the Court of the Magistrate.

    18. In Black's Law Dictionary by Henry Campbell Black, MA (6th Edn.), the expression “custody” has been explained in the following manner:

    “The term is very elastic and may mean actual imprisonment or physical detention … Within statute requiring that petitioner be ‘in custody’ to be entitled to federal habeas corpus relief does not necessarily mean actual physical detention in jail or prison but rather is synonymous with restraint of liberty. … Accordingly, persons on probation or parole or released on bail or on own recognizance have been held to be ‘in custody’ for purposes of habeas corpus proceeding.”

    19. It is to be noted that in K.L Verma case (1998) 9 SCC 348, (1996) 7 Scale (SP) 20 the Court only indicated that time may be extended to “move” the higher court. In Black's Law Dictionary the said expression has been explained as follows:

    “Move.—To make an application to a court for a rule or order, or to take action in any matter. The term comprehends all things necessary to be done by a litigant to obtain an order of the court directing the relief sought.”

    20. In Salauddin case (1996) 1 SCC 667, AIR 1996 SC 1042 also this Court observed that the regular court has to be moved for bail. Obviously, an application under Section 439 of the Code must be in a manner in accordance with law and the accused seeking remedy under Section 439 must ensure that it would be lawful for the court to deal with the application. Unless the applicant is in custody his making application only under Section 439 of the Code will not confer jurisdiction on the court to which the application is made. The view regarding extension of time to “move” the higher court as culled out from the decision in K.L Verma case (1998) 9 SCC 348, (1996) 7 Scale (SP) 20 shall have to be treated as having been rendered per incuriam, as no reference was made to the prescription in Section 439 requiring the accused to be in custody. In State v. Ratan Lal Arora (2004) 4 SCC 590 it was held that where in a case the decision has been rendered without reference to statutory bars, the same cannot have any precedential value and shall have to be treated as having been rendered per incuriam. The present case stands at par, if not, on a better footing. The provisions of Section 439 do not appear to have been taken note of.

    21. “Incuria” literally means “carelessness”. In practice per incuriam is taken to mean per ignoratium. English courts have developed this principle in relaxation of the rule of stare decisis. The “quotable in law”, as held in Young v. Bristol Aeroplane Co. Ltd. (1944) 2 All ER 293, 1944 KB 718 is avoided and ignored if it is rendered “in ignoratium of a statute or other binding authority”. Same has been accepted, approved and adopted by this Court while interpreting Article 141 of the Constitution of India (in short “the Constitution”) which embodies the doctrine of precedents as a matter of law. The above position was highlighted in State of U.P v. Synthetics and Chemicals Ltd. (1991) 4 SCC 139 To perpetuate an error is no heroism. To rectify it is the compulsion of the judicial conscience.

    22. For making an application under Section 439 the fundamental requirement is that the accused should be in custody. As observed in Salauddin case (1996) 1 SCC 667, AIR 1996 SC 1042 the protection in terms of Section 438 is for a limited duration during which the regular court has to be moved for bail. Obviously, such bail is bail in terms of Section 439 of the Code, mandating the applicant to be in custody. Otherwise, the distinction between orders under Sections 438 and 439 shall be rendered meaningless and redundant.

    23. If the protective umbrella of Section 438 is extended beyond what was laid down in Salauddin case (1996) 1 SCC 667, AIR 1996 SC 1042 the result would be clear bypassing of what is mandated in Section 439 regarding custody. In other words, till the applicant avails remedies up to higher courts, the requirements of Section 439 become dead letter. No part of a statute can be rendered redundant in that manner.

    24. In the aforesaid background, the protection given to Respondent 2 by the High Court while the application under Section 439 of the Code is pending is clearly unsustainable. Respondent 2 would surrender to custody as required in law so that his application under Section 439 of the Code can be taken for disposal. We are very sure that the High Court will take up the matter for disposal in accordance with law immediately after Respondent 2 is in custody as required under Section 439 of the Code. We make it clear that we are not expressing any opinion on the merits of the matter.

    25. The appeal is allowed to the extent indicated.

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    Nirmal Jeet Kaur v. State Of M.P And Another
    (Sep 1, 2004)