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AMICUS AI
Citation Codes
Neutral Citations
2003 INSC 433
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • Articles 14 and 16
  • Article 14 or 16 of the Constitution of India
  • Section 5, Subsection 2 of the 1983 Income Tax Act
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Cites
Cited by
Citation Codes
Neutral Citations
2003 INSC 433
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • Articles 14 and 16
  • Article 14 or 16 of the Constitution of India
  • Section 5, Subsection 2 of the 1983 Income Tax Act
Smart Summary

Factual and Procedural Background

The respondent’s father, a Government of Manipur employee, died in harness on 19 July 1980. An Office Memorandum introducing the Die-in-Harness (compassionate appointment) Scheme was issued later on 2 May 1984. The respondent—10 years old at the time of death—first applied for compassionate employment on 25 July 1997. Despite a departmental letter dated 15 December 1999 indicating an offer of a Grade IV post, required clearance from the Department of Personnel & Administrative Reforms was never granted, and a general ban on recruitment was in force.

In 2001 the respondent filed Writ Petition (C) No. 1202 of 2001 before the Gauhati High Court, Imphal Bench, seeking a mandamus for appointment. A learned Single Judge directed immediate appointment, a decision affirmed by a Division Bench. The State of Manipur appealed to the Supreme Court.

Legal Issues Presented

  1. Whether a dependent of a government servant who died before the 1984 Die-in-Harness Scheme became operative can claim appointment under that Scheme.
  2. Whether an application made 17 years after the employee’s death (and well beyond the period stipulated in the Scheme) sustains a right to compassionate appointment.
  3. Whether the departmental letter dated 15 December 1999, issued without requisite governmental clearance and during a recruitment ban, conferred any enforceable right on the respondent.

Arguments of the Parties

Appellant State’s Arguments

  • The respondent applied on 25 July 1997, far outside the time limit prescribed in the Scheme.
  • The 15 December 1999 letter was expressly conditional upon prior clearance from the Department of Personnel & Administrative Reforms, which was never obtained.
  • A State-wide ban on appointments made it impossible to honor any compassionate appointment during the relevant period.
  • Compassionate appointment is an exception to normal recruitment and cannot be claimed as a matter of right, especially when pre-conditions are unmet.

Respondent’s Arguments

  • An initial application was allegedly made in 1981 within the stipulated period, but the authorities did not respond.
  • Because he was a minor at the time of his father’s death, the fresh application in 1997 should not be treated as belated.
  • The State should not rely on technicalities to defeat the humanitarian purpose of the Scheme.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
State of Haryana v. Rani Devi (1996) 5 SCC 308 Compassionate appointment is not a right; extension of scheme to all categories of employees is constitutionally untenable. Highlighted that the respondent had no vested right to appointment and that scheme limits must be strictly observed.
LIC of India v. Asha Ramchhandra Ambekar (1994) 2 SCC 718 Courts cannot grant compassionate appointments beyond the scope of governing regulations. Used to reject High Court’s grant of appointment contrary to scheme requirements.
Umesh Kumar Nagpal v. State of Haryana (1994) 4 SCC 138 Compassionate appointment is an exception to open competitive recruitment and exists only to meet immediate financial crisis. Supported conclusion that a 17-year delay defeats the very object of the scheme.
Sushma Gosain v. Union of India (1989) 4 SCC 468 Appointments on compassionate grounds must be made without delay; minority of the dependent is not an automatic ground for postponement. Court found respondent’s delay inconsistent with the requirement of immediacy.
Phoolwati v. Union of India 1991 Supp (2) SCC 689 Reaffirmed need for prompt compassionate appointments. Reinforced view that belated claims cannot be entertained.
Union of India v. Bhagwan Singh (1995) 6 SCC 476 Delay defeats the humanitarian purpose of the scheme. Cited to underline that a lapse of many years nullifies entitlement.
Director of Education (Secondary) v. Pushpendra Kumar (1998) 5 SCC 192 No insistence on particular post; compassionate appointment must not prejudice rights of others. Explained that even if appointment were possible, it could not override procedural safeguards.
State of U.P. v. Paras Nath (1998) 2 SCC 412 Applications made long after the death of the employee cannot be entertained. Provided direct precedent for rejecting an application filed 17 years after death.

Court's Reasoning and Analysis

The Court noted that the Die-in-Harness Scheme came into force only in 1984, four years after the respondent’s father died. Consequently, strict compliance with the time limits in the Scheme would start, at best, from its commencement. Even on that footing, the respondent’s fresh application in 1997 was excessively delayed. Citing a series of precedents, the Court reiterated that:

  • Compassionate appointments are intended to relieve immediate financial hardship and must therefore be sought and granted promptly.
  • The Scheme’s conditions—including prior governmental clearance—are mandatory; a conditional offer letter cannot crystallise a right in the absence of such clearance.
  • Courts cannot, on grounds of sympathy alone, direct appointments that contravene statutory or administrative rules.

Given the 17-year delay, the continuing recruitment ban, and lack of departmental approval, the Court held that no legal right to appointment accrued to the respondent. The High Court’s directions were therefore unsustainable.

Holding and Implications

Appeal Allowed; High Court orders set aside.

Direct Effect: The respondent is not entitled to compassionate appointment under the Die-in-Harness Scheme. The State, however, may, at its discretion and in accordance with law, choose to honour the conditional letter of 15 December 1999 at a future date.

Broader Implications: The judgment reinforces that compassionate appointments are strictly regulated exceptions, available only when sought promptly and in full compliance with scheme conditions; mere departmental letters without statutory clearance confer no enforceable right.

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    State Of Manipur v. Md. Rajaodin .

    Arijit Pasayat, J.— Leave granted.

    2. The respondent was found to be entitled to appointment under the Die-in-Harness Scheme, by a learned Single Judge of the Gauhati High Court at Imphal Bench, whose view was endorsed by the Division Bench. The State of Manipur is in appeal.

    3. There is practically no controversy so far as the factual aspects are concerned and, therefore, need to be noted in brief.

    4. The respondent's father died in harness on 19-7-1980. A writ petition [WP (C) No. 1202 of 2001] was filed in the year 2001 by the respondent who pleaded that he was initially offered Grade IV post by an order dated 15-12-1999, but no appointment was made. The writ application was filed for direction to the authorities concerned for giving appointment under the Die-in-Harness Scheme. The State resisted the claim on the ground that not only was the claim belated but also in view of the ban imposed on appointments, the question of making any appointment did not arise. Further, the letter issued was inconsequential as there was a clear stipulation in the Scheme itself about concurrence of the Government in the Department of Personnel and Administrative Reforms (Personnel Division).

    5. The learned Single Judge of the High Court found that after having issued the letter in 1999, the belated approach by the respondent cannot be a ground for denying appointment under the Die-in-Harness Scheme and direction was given to the State to forthwith appoint the respondent. Appeal by the State before the Division Bench suffered dismissal.

    6. In support of the appeal, learned counsel for the appellant State submitted that the respondent's father died on 19-7-1980. The respondent applied for a post on 25-7-1997. The Scheme itself provides the time period within which an application has to be filed. The letter dated 15-12-1999 does not confer any right on the respondent as the Scheme itself provided that the appointment will be made by the appointing authority concerned after clearance from the Government of Manipur, Department of Personnel and Administrative Reforms (Personnel Division). Admittedly, when no approval has been given by the Department concerned, the mere issuance of a letter does not confer any right, particularly when the stipulation is contained in the Scheme itself, and there was a ban operating in respect of appointments.

    7. In response, the learned counsel for the respondent submitted that within the time period stipulated, an application was filed in the year 1981, but there was no response. Finding no other alternative the respondent who was a minor at the time of his father's death applied afresh and the State cannot take plea that the benefit cannot be extended.

    8. The Government of Manipur, Department of Personnel and Administrative Reforms (Personnel Division) issued an office memorandum dated 2-5-1984. The said office memorandum deals with appointment of son/daughter/real brother/real sister/wife/husband of government servants who died in harness leaving behind his/her family in indigent circumstances.

    9. Admittedly, the respondent's father died before the office memorandum came into operation. In the memorandum a time period is stipulated. Since the Scheme itself was not in operation when the respondent's father died, the time stipulation as provided in the Scheme would not be strictly applicable to the case of the respondent and anyone seeking for relief thereunder has to at least move within the time stipulated commencing from the date of the order. Nevertheless, keeping in view at any rate the object for which such appointments which are also compassionate appointments are made, the minimum requirement is that the request for appointment should be made as expeditiously as the circumstances warrant. It could not be brought to our notice whether there was any scheme in operation prior to the Scheme of 1984 referred to above. As the appointments of such nature envisaged under the said Scheme are made to tide over immediate difficulties, there is an inbuilt requirement of urgency in making the application. Though it was contended that the respondent was a minor at the time of his father's death, it is to be noted that he was 10 years of age in 1980 when his father died. Even if a reasonable period after he attained majority is taken, certainly the application on 25-7-1997 seeking appointment was highly belated.

    10. As was observed in State of Haryana v. Rani Devi (1996) 5 SCC 308, JT (1996) 6 SC 646 it need not be pointed out that the claim of the person concerned for appointment on compassionate ground is based on the premise that he was dependent on the deceased employee. Strictly, this claim cannot be upheld on the touchstone of Article 14 or 16 of the Constitution of India. However, such claim is considered as reasonable and permissible on the basis of a sudden crisis occurring in the family of such employee who has served the State and dies while in service. That is why it is necessary for the authorities to frame rules, regulations or to issue such administrative orders which can stand the test of Articles 14 and 16. Appointment on compassionate ground cannot be claimed as a matter of right. Die-in-Harness Scheme cannot be made applicable to all types of posts irrespective of the nature of service rendered by the deceased employee. In Rani Devi case (1996) 5 SCC 308, JT (1996) 6 SC 646 it was held that the Scheme regarding appointment on compassionate ground if extended to all types of casual or ad hoc employees including those who worked as apprentices cannot be justified on constitutional grounds. In LIC of India v. Asha Ramchhandra Ambekar (1994) 2 SCC 718, (1994) 27 ATC 174 it was pointed out that High Courts and Administrative Tribunals cannot confer benediction impelled by sympathetic considerations to make appointments on compassionate grounds when the regulations framed in respect thereof do not cover and contemplate such appointments. It was noted in Umesh Kumar Nagpal v. State of Haryana (1994) 4 SCC 138, (1994) 27 ATC 537 that as a rule public service appointments should be made strictly on the basis of open invitation of applications and merit. The appointment on compassionate ground is not another source of recruitment but merely an exception to the aforesaid requirement taking into consideration the fact of the death of an employee while in service leaving his family without any means of livelihood. In such cases the object is to enable the family to get over sudden financial crisis. But such appointments on compassionate ground have to be made in accordance with the rules, regulations or administrative instructions taking into consideration the financial condition of the family of the deceased.

    11. In Sushma Gosain v. Union of India (1989) 4 SCC 468, (1989) 11 ATC 878 it was observed that in all claims of appointment on compassionate grounds, there should not be any delay in appointment. The purpose of providing appointment on compassionate ground is to mitigate the hardship due to death of the breadwinner in the family. Such appointments should, therefore, be provided immediately to redeem the family in distress. The fact that the ward was a minor at the time of death of his father is no ground, unless the Scheme itself envisages specifically otherwise, to state that as and when such minor becomes a major he can be appointed without any time consciousness or limit. The above view was reiterated in Phoolwati v. Union of India 1991 Supp (2) SCC 689, (1991) 17 ATC 937 and Union of India v. Bhagwan Singh (1995) 6 SCC 476, (1995) 31 ATC 736. In Director of Education (Secondary) v. Pushpendra Kumar (1998) 5 SCC 192 it was observed that in the matter of compassionate appointment there cannot be insistence for a particular post. Out of purely humanitarian consideration and having regard to the fact that unless some source of livelihood is provided the family would not be able to make both ends meet, provisions are made for giving appointment to one of the dependants of the deceased who may be eligible for appointment. Care has, however, to be taken that provision for grant of compassionate employment which is in the nature of an exception to the general provisions does not unduly interfere with the right of those other persons who are eligible for appointment to seek appointment against the post which would have been available, but for the provision enabling appointment being made on compassionate grounds of the dependant of the deceased employee. As it is in the nature of exception to the general provisions it cannot substitute the provision to which it is an exception and thereby nullify the main provision by taking away completely the right conferred by the main provision.

    12. In State of U.P v. Paras Nath (1998) 2 SCC 412 it was held that the purpose of providing employment to the dependant of a government servant dying in harness in preference to anybody else is to mitigate hardship caused to the family of the deceased on account of his unexpected death while in service. To alleviate the distress of the family, such appointments are permissible on compassionate grounds provided there are rules providing for such appointments. None of these considerations can operate when the application is made after a long period of time. In that case also the delay was of 17 years.

    13. When the case of the respondent is considered in the panorama of the aforesaid legal principles, the inevitable conclusion is that he was not entitled to appointment. Even after the 1984 Scheme came into force, the application was filed after a long lapse of time. He, therefore, had no right much less a legal right to ask for an appointment. The learned Single Judge of the High Court was not justified in directing the appellant to give appointment. It is also on record that there was a ban on direct recruitment under the Die-in-Harness Scheme as is evidenced by the office memorandum dated 24-7-2001. The Scheme itself provided for a clearance from the Government in the Department of Personnel and Administrative Reforms (Personnel Division).

    14. We, therefore, set aside the orders of the learned Single Judge and the Division Bench. The appeal is allowed. However, this judgment shall not stand in the way of the appellant at its discretion giving effect to the orders dated 15-12-1999, at and from a future point of time, if permissible, in accordance with law. Costs are made easy.

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    State Of Manipur v. Md. Rajaodin .
    (Aug 28, 2003)