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AMICUS AI
Citation Codes
Neutral Citations
2003 INSC 695
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • The Guardians and Wards Act, 1890
  • Article 136 of the Constitution
  • Guidelines under the Guardians and Wards Act, 1890
  • Sections 7, 10 and 17 of the Guardians and Wards Act, 1890
  • Section 13 of the Code of Civil Procedure
  • Section 5, Subsection 2 of the 1983 Income Tax Act
  • Section 7 of the Guardians and Wards Act, 1890
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Cites
Cited by
Citation Codes
Neutral Citations
2003 INSC 695
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • The Guardians and Wards Act, 1890
  • Article 136 of the Constitution
  • Guidelines under the Guardians and Wards Act, 1890
  • Sections 7, 10 and 17 of the Guardians and Wards Act, 1890
  • Section 13 of the Code of Civil Procedure
  • Section 5, Subsection 2 of the 1983 Income Tax Act
  • Section 7 of the Guardians and Wards Act, 1890
Smart Summary

Factual and Procedural Background

Smt. Anokha and her late husband Sumer Singh Yadav, a taxi driver, had six children. After Sumer Singh’s accidental death, two Italian nationals (Respondents 2 and 3) – long-standing acquaintances of the family – expressed a desire to adopt one of the daughters, Baby Alka. With the mother’s consent, the respondents filed a petition under Sections 7, 10 and 17 of the Guardians and Wards Act, 1890 before the District Judge, Alwar (January 2001) seeking appointment as Alka’s guardians. They supported their petition with extensive documentation from Italian authorities attesting to their character, financial solvency and suitability to adopt.

The District Judge issued public notices and obtained reports from the Rajasthan Social Welfare Department, all of which favoured the proposed adoption. Nevertheless, the District Judge dismissed the petition, holding that the “Guidelines for Adoption of Indian Children” issued by the Ministry of Welfare required sponsorship through an authorised agency and a “no-objection certificate” from CARA before any court could entertain a foreign-guardianship application.

The High Court of Rajasthan affirmed that view and directed the respondents to re-file only after complying with the Guidelines. The mother (appellant) approached the Supreme Court under Article 136 of the Constitution, contending that the Guidelines apply only to abandoned or institutionalised children, not to children living with and voluntarily surrendered by their biological parents to known adoptive parents.

Legal Issues Presented

  1. Whether the Ministry of Welfare’s “Guidelines for Adoption of Indian Children” are applicable when a child living with her biological parent is voluntarily given in adoption to a specific foreign couple.
  2. If the Guidelines are inapplicable, whether the materials produced by the prospective adoptive parents are sufficient under the Guardians and Wards Act, 1890 to warrant their appointment as guardians and permission to remove the child to Italy for adoption under Italian law.

Arguments of the Parties

Appellant’s Arguments (Smt. Anokha)

  • The Guidelines govern only inter-country adoptions of orphaned, abandoned or institutionalised children; they do not restrict a biological parent’s right to give a child in adoption to known individuals.
  • All requisite safeguards (consent, suitability of adoptive parents, and best interests of the child) have been satisfied through documentary evidence and government investigations.

State/Respondent Authorities

  • The State, in its counter-affidavit, supported the lower courts’ view that compliance with the Guidelines and a CARA no-objection certificate were mandatory before considering foreign guardianship applications.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Lakshmi Kant Pandey v. Union of India (1984) 2 SCC 244 Laid down judicial safeguards and categories of children (orphaned, surrendered, living with parents) for inter-country adoption. Used to show that the Court’s earlier directions expressly excluded children living with their parents from the stringent safeguards meant for abandoned/destitute children.
Laxmi Kant Pandey v. Union of India, 1985 Supp SCC 701 Clarified and modified procedural safeguards for institutional adoptions. Cited to confirm that subsequent modifications still concerned only the first two categories of children.
Laxmi Kant Pandey v. Union of India (1987) 1 SCC 66 Further refinement of safeguards for institutional placements. Reaffirmed the limited sphere of the Guidelines.
Laxmikant Pandey v. Union of India (1991) 4 SCC 33 Continued supervision of placement agencies and CARA’s role. Demonstrated that CARA oversight was intended to curb trafficking by agencies, not to fetter parental choice.
Sumanlal Chhotalal Kamdar v. Asha Trilokbhai Shah (1995) 3 SCC 700 Reiterated safeguards for adoption through institutions. Cited to emphasise consistency of approach limited to institutional adoptions.
Karnataka State Council for Child Welfare v. Society of Sisters of Charity St. Gerosa Convent 1995 Supp (4) SCC 529 Dealt with regulatory control over placement agencies. Referenced to show focus on agency-mediated adoptions.
Indian Council of Social Welfare v. State of A.P. (1999) 6 SCC 365 Considered CARA’s supervisory jurisdiction. Used to illustrate that CARA mechanisms address institutional adoptions.
Laxmi Kant Pandey v. Union of India (2001) 9 SCC 379 Later monitoring of inter-country adoption guidelines. Reinforced that earlier jurisprudence remained confined to orphaned/surrendered children.

Court's Reasoning and Analysis

The Supreme Court found that both the District Judge and the High Court erred by relying exclusively on the Guidelines without assessing the merits of the guardianship petition. Reviewing the genesis of the Guidelines in Lakshmi Kant Pandey (1984) and its progeny, the Court underscored that those directions were aimed at preventing trafficking and malpractice in institution-based or agency-mediated adoptions involving abandoned or surrendered children. The judgments expressly excluded the third category—children living with their biological parents—because parental consent itself is a strong safeguard of the child’s welfare.

Consequently, the Court held that:

  • The Guidelines and CARA procedures are inapplicable where a biological parent voluntarily gives a known child to a specific couple, even if the adoptive parents are foreigners.
  • In such cases, the court’s duty under Section 7 of the Guardians and Wards Act is limited to verifying (a) voluntariness of the parent’s consent; (b) suitability of the prospective guardians; and (c) the child’s best interests.
  • The documentary evidence—including certificates from Italian judicial and social authorities, psychological evaluations, and financial records—satisfied the functional equivalent of a Home Study Report and established the respondents’ suitability.
  • The Italian court’s judgment declaring the couple fit to adopt could be recognised under Section 13 of the Code of Civil Procedure.

Holding and Implications

Appeal Allowed; Respondents 2 and 3 appointed as guardians of Baby Alka with liberty to take her to Italy for adoption subject to specified safeguards.

Consequences:

  • Orders of the District Judge and High Court are set aside.
  • Before the child leaves India, the respondents must: (i) file an undertaking to adopt within two years and produce the child if required; (ii) deposit ₹50,000 for potential repatriation expenses; and (iii) submit annual welfare reports to the District Court until adoption is finalised.
  • The judgment clarifies that the Ministry’s Guidelines and CARA oversight do not restrict a biological parent’s decision to place a child with identified foreign guardians, thereby narrowing the Guidelines’ scope without creating new procedural requirements.
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    Anokha (Smt) v. State Of Rajasthan And Others

    Ruma Pal, J.— Leave granted.

    2. Baby Alka Singh is the daughter of Smt Anokha and Sumer Singh Yadav. Sumer Singh Yadav was a taxi driver. Respondents 2 and 3 are Italian nationals. During their frequent visits to India either singly or jointly for the last 20 years, they used Sumer Singh's taxi to tour the country. About three years ago, Sumer Singh died as a result of an accident which took place after he had dropped Respondents 2 and 3 at their destination. Sumer Singh and Anokha, the appellant before us, had six children, five of whom were girls. After Sumer Singh's death, Respondents 2 and 3 who at that point of time had no children of their own wanted to adopt one of the girls viz. baby Alka. Smt Anokha agreed.

    3. In January 2001, a petition was filed by Respondents 2 and 3 under Sections 7, 10 and 17 of the Guardians and Wards Act, 1890 in the Court of the District Judge, Alwar in which it was stated inter alia that they were issueless, that they were responsible citizens, that they have their own business and have a very good income, that they own movable and immovable properties in Italy, that they would love and look after the well-being of baby Alka and provide her the best education and milieu in Italy. In support of their application, Respondents 2 and 3 filed the following material before the District Judge:

    “1. A certificate of the Public Prosecutor of the Court of Venice to the effect that there were no criminal proceedings pending against either of them.
    2. Report of the Family Advisory Bureau of the local health office consequent upon investigation made, giving the family background of the respondents, the present financial status, their vocation, their social status and their personality. The conclusion in the report was that the couple had been married since 1986 and they always wished to have a natural child and another adopted one. They had till the date of the report been unsuccessful in having a child of their own.
    3. A certificate of the psychologist and a social worker relating to their residential accommodation, the marital harmony between Respondents 2 and 3 and their parental competency.
    4. A certificate of citizenship issued by the municipal authorities.
    5. A decree of the Juvenile Court of Venice on the basis of the material collected declaring that the couple was ‘well balanced, mature, cohesive, conscious of the problems concerning adoption’ and that they were ‘suitable to adopt a minor of foreign nationality’.
    6. Income tax records certifying solvency.
    7. A certificate issued by the Chamber of Commerce, Industry and Agriculture, Venice relating to the business carried on by Respondent 2.”

    4. The District Judge issued notices to the Social Welfare Department of the State of Rajasthan as well as to the appellant and also directed notices to be published in the local newspapers of the proposed appointment of Respondents 2 and 3 as the guardians of baby Alka. The notices were duly published. The appellant filed an affidavit before the District Judge in which she stated that she had known Respondents 2 and 3 for the last 20 years and she had no objection if they were appointed guardians of her baby daughter. A report was also filed on behalf of the Dy. Collector, Social Welfare Department, Alwar on 26-7-2001 recommending that the child could be given in adoption. The report was submitted after investigating into the financial status of the late Sumer Singh's family and ascertaining the wishes of the appellant Anokha. Both the respondents also appeared before the District Judge and reiterated on oath that they would look after the child and were competent to do so physically, financially and emotionally.

    5. The District Judge, however, was of the view that since the adoption was sought to be effected by a foreign couple, the Guidelines prescribed for “Adoption of Indian Children” issued by the Ministry of Welfare, Government of India (referred to hereafter as “the Guidelines”) would have to be followed. The Guidelines require that the child must be sponsored by a social or child welfare agency recognized or licensed by the Government of the country in which the foreigner is a resident. It was, therefore, held that unless an authorised agency in Italy submitted an enquiry report and a “no-objection certificate” was issued by the Ministry of Welfare, Government of India, no application for appointment of foreigners as guardians could be presented to the court. The District Judge held that the Guidelines would apply irrespective of whether the child's biological parents were alive or not.

    6. On the rejection of the application, an appeal was preferred by the appellant to the High Court. The High Court was also of the view that the Guidelines applied to this case. It, therefore, directed Respondents 2 and 3 to make a fresh application for being appointed guardians after the same was sponsored by a social or child welfare society recognised or licensed by the Government of Italy. In addition, the High Court said that Respondents 2 and 3 would have to get a no-objection certificate from the Central Adoption Resource Agency (CARA). In the event they did not obtain such certificate, their application for guardianship would not be entertained.

    7. The appellant has approached this Court under Article 136 of the Constitution. She has reiterated the stand taken by her before the High Court and the District Judge, namely, that the Guidelines issued by the Ministry of Welfare relating to the adoption of Indian children did not apply in the case of adoption of children living with their biological parents and that the Guidelines only applied to cases where the child was destitute or abandoned or living in social or child welfare centres. This Court issued notices to the respondents on 28-4-2003. A counter-affidavit was filed by the State opposing the special leave petition.

    8. In our view, the High Court and the District Judge erred in not considering the material produced by Respondents 2 and 3 in support of their application and in rejecting the application under the Guardians and Wards Act, 1890 solely on the basis of the Guidelines. The background in which the Guidelines were issued was a number of decisions of this Court, the first of which is Lakshmi Kant Pandey v. Union of India (1984) 2 SCC 244, AIR 1984 SC 469. This is borne out from the stated object of the Guidelines as set out in paragraph 1.1 thereof which

    “is to provide a sound basis for adoption within the framework of the norms and principles laid down by the Supreme Court of India in the series of judgments delivered in L.K Pandey v. Union of India (1984) 2 SCC 244, AIR 1984 SC 469 between 1984 and 1991”.

    The original decision of the Court was taken on the basis of a letter written by one Laxmi Kant Pandey complaining of malpractices indulged in by social organisations and voluntary agencies engaged in the work of offering Indian children in adoption to foreign parents. The judgment has considered the problem at great length after affidavits were filed not only by the Indian Council of Social Welfare but also by foreign organisations and Indian organisations which were engaged in offering and placing Indian children for adoption by foreign parents. The decision has referred to three classes of children: (i) children who are orphaned and destitute or whose biological parents cannot be traced; (ii) children whose biological parents are traceable but have relinquished or surrendered them for adoption; and (iii) children living with their biological parents. The third category has been expressly excluded from consideration as far as the decision was concerned “for in such class of cases, the biological parents would be the best persons to decide whether to give their child in adoption to foreign parents”. The reason is obvious. Normally, no parent with whom the child is living would agree to give a child in adoption unless he or she is satisfied that it would be in the best interest of the child. That is the greatest safeguard.

    9. The directions which have been given in the decision are limited to the first and second categories of children with more stringent requirements being laid down in respect of children in the first category of cases. As far as adoption of children falling within the second category is concerned, the requirements are not so stringent. All that is required is that:

    “[T]hey (viz. the biological parents) should be properly assisted in making a decision about relinquishing the child for adoption, by the institution or centre or home for child care or social or child welfare agency to which the child is being surrendered. Before a decision is taken by the biological parents to surrender the child for adoption, they should be helped to understand all the implications of adoption including the possibility of adoption by a foreigner and they should be told specifically that in case the child is adopted, it would not be possible for them to have any further contact with the child. The biological parents should not be subjected to any duress in making a decision about relinquishment and even after they have taken a decision to relinquish the child for giving in adoption, a further period of about three months should be allowed to them to reconsider their decision. But once the decision is taken and not reconsidered within such further time as may be allowed to them, it must be regarded as irrevocable and the procedure for giving the child in adoption to a foreigner can then be initiated without any further reference to the biological parents by filing an application for appointment of the foreigner as guardian of the child. Thereafter there can be no question of once again consulting the biological parents whether they wish to give the child in adoption or they want to take it back.”

    10. The aforesaid observations only pertain to children who have been or are sought to be relinquished or surrendered for adoption in general to a placement agency or other institution where there is no contact between them and the adoptive parents at all and not to cases where the child is living with his/her parent/parents and is agreed to be given in adoption to a particular couple who happen to be foreigners.

    11. This decision has been subsequently modified but reaffirmed in several decisions. In all the subsequent cases, the modification, if any, has pertained to adoptions through institutions i.e the first or second category of children. (See Laxmi Kant Pandey v. Union of India 1985 Supp SCC 701, Laxmi Kant Pandey v. Union of India (1987) 1 SCC 66, Laxmikant Pandey v. Union of India (1991) 4 SCC 33, Sumanlal Chhotalal Kamdar v. Asha Trilokbhai Shah (1995) 3 SCC 700, Karnataka State Council for Child Welfare v. Society of Sisters of Charity St. Gerosa Convent 1995 Supp (4) SCC 529, Indian Council Social Welfare v. State of A.P (1999) 6 SCC 365 and Laxmi Kant Pandey v. Union of India (2001) 9 SCC 379.)

    12. The Guidelines have formulated various directives as given by this Court in the several decisions and do not relate to regulation of the adoption procedure to be followed in respect of the third category of children, namely, children with their biological parents who are sought to be given in adoption to a known couple as is the situation in this case. It is only where there is the impersonalized attention of a placement authority that there is a need to closely monitor the process including obtaining of a no-objection certificate from the Central Adoption Resource Agency (CARA), Ministry of Welfare, the sponsorship of the adoption by a recognised national agency and the scrutiny of the inter-country adoption by a recognised Voluntary Coordinating Agency (VCA). Indeed CARA has been set up under the Guidelines for the purpose of eliminating the malpractices indulged in by some unscrupulous placement agencies, particularly the trafficking in children.

    13. Under the Guidelines, the Home Study Report to be enclosed with an application for adoption must be routed through a foreign and enlisted agency which must be an enlisted agency in India with a copy to CARA. The Home Study Report is required to contain the following particulars:

    (a) Social status and family background.
    (b) Description of home.
    (c) Standard of living as it appears in the home.
    (d) Current relationship between husband and wife.
    (e) Current relationship between the parents and children (if any children).
    (f) Development of already adopted children (if any).
    (g) Current relationship between the couple and the members of each other's family.
    (h) Employment status of the couple.
    (i) Health details such as clinical test, heart condition, past illness etc. (medical certificate etc.).
    (j) Economic status of the couple.
    (k) Accommodation for the child.
    (l) Schooling facilities.
    (m) Amenities in the home.
    (n) Reasons for wanting to adopt an Indian child.
    (o) Attitude of grandparents and relatives towards adoption.
    (p) Anticipated plans for the adoptive child.
    (q) Legal status of the prospective adopting parents.

    14. The report is required to be notarised which must in turn be attested either by an officer of the Ministry of External Affairs or an officer of the Justice or Social Welfare Department of the foreign country concerned or by an officer of the Indian Embassy or High Commission or Consulate in that country.

    15. None of these provisions in the several decisions of this Court impinge upon the rights and choice of an individual to give his or her child in adoption to named persons, who may be of foreign origin. The Court in such cases has to deal with the application under Section 7 of the Guardians and Wards Act, 1890 and dispose of the same after being satisfied that the child is being given in adoption voluntarily after being aware of the implication of adoption viz. that the child would legally belong to the adoptive parents' family, uninduced by any extraneous reasons such as the receipt of money etc.; that the adoptive parents have produced evidence in support of their suitability and finally that the arrangement would be in the best interest of the child.

    16. In the case before us although the Guidelines do not apply, Respondents 2 and 3 had produced evidence which fulfilled all the particulars required of a Home Study Report. The appellant has repeatedly affirmed her closeness to Respondents 2 and 3 and her conviction that they would nourish and care for baby Alka as if she was their own. Respondents 2 and 3 have produced sufficient evidence to justify their suitability to be adoptive parents. There was a judicially directed scrutiny by a local governmental agency in Venice. The enquiry report has resulted in a judgment passed by the Court at Venice, Italy. That judgment can be accepted by this Court under Section 13 of the Code of Civil Procedure, particularly when the respondents have filed the investigation report and other material on the basis of which the judgment was delivered.

    17. In the circumstances of the case, the decision of the High Court is set aside and the application of Respondents 2 and 3 filed under the Guardians and Wards Act, 1890 is allowed. Respondents 2 and 3 are appointed guardians of the child Alka, the daughter of Anokha and late Sumer Singh with liberty to take her to Italy for the purpose of adopting her in accordance with Italian law. However, before the child is taken out of the country the following conditions must be complied with:

    (1) Respondents 2 and 3 will file an affidavit before the District Court, Alwar with an undertaking to adopt the child within two years and to produce the child, if so required, till proof of adoption is filed with the District Court.
    (2) Respondents 2 and 3 shall keep in deposit with the District Court an amount of Rs 50,000 (Rupees fifty thousand only) to cover the air fare for the possible repatriation of the child to India till the child is legally adopted; the amount shall be kept by the District Court in a short-term fixed deposit with any nationalised bank and the fixed deposit receipt is to be held to the credit of the minor, Alka. Upon proof of her adoption by Respondents 2 and 3 the amount deposited shall be forthwith returned to the said respondents or their duly authorised representative together with the interest accrued thereon.
    (3) Respondents 2 and 3 must undertake by affidavit filed before the District Court to submit annual reports to the District Court of the child's welfare and progress in school with photographs and to inform the District Court of any change of address till the child is legally adopted.

    18. The Registry of this Court is directed to send two copies of this judgment together with two copies of the affidavit of the appellant dated 10-10-2003 and the annexures thereto to CARA, Ministry of Welfare, Government of India, one set of which is to be retained by CARA and the other forwarded by it to the relevant Indian Diplomatic Mission in Italy for their record in the event any follow-up action is necessary.

    19. The appeal is allowed and disposed of as above.

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    Anokha (Smt) v. State Of Rajasthan And Others
    (Dec 8, 2003)