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Citation Codes
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
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Acts
  • Section 141 Indian Penal Code (IPC)
  • Section 302 Indian Penal Code (IPC)
  • Sections 143, 147 and 148 of the Indian Penal Code
  • Section 149 Indian Penal Code (IPC)
  • Section 302 read with Section 149 of the Indian Penal Code
  • Section 5, Subsection 2 of the 1983 Income Tax Act
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Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • Section 141 Indian Penal Code (IPC)
  • Section 302 Indian Penal Code (IPC)
  • Sections 143, 147 and 148 of the Indian Penal Code
  • Section 149 Indian Penal Code (IPC)
  • Section 302 read with Section 149 of the Indian Penal Code
  • Section 5, Subsection 2 of the 1983 Income Tax Act
Smart Summary

Factual and Procedural Background

On 1 October 1996, political rivalry between supporters of the Indian National Congress and the Communist Party of India (Marxist) in Anjuthengu, Kerala, culminated in a violent incident. A group alleged to comprise 44 persons chased and assaulted Yugine @ Sajiv (who later died), his brother (PW-1), Jose (PW-2) and PW-4. The accused were armed with iron rods and oars; A-1 allegedly lifted and threw the deceased, after which various accused beat the victims. Yugine succumbed to his injuries at 11.20 p.m. the same night.

PW-1 lodged Ext. P-1 complaint the same afternoon, leading to registration of offences under numerous IPC sections, later including Section 302 read with Section 149. Police filed a final report against 44 accused; only 24 were tried because some had died or were absconding. The IInd Additional Sessions Judge, Thiruvananthapuram, convicted A-1 to A-4, A-6, A-7 and A-24 under several sections, including Section 302/149, and sentenced them to life imprisonment; four others were acquitted.

On appeal, the High Court of Kerala on 7 November 2001 confirmed the convictions of A-1 to A-4 under Sections 302, 143, 147, 148 and 324 IPC, but acquitted A-6, A-7 (of Section 302, while converting to Section 324) and fully acquitted A-24. The present criminal appeals before the Supreme Court are by four convicted appellants (A-1 to A-4).

Legal Issues Presented

  1. Whether the conviction of the appellants under Section 302 read with Section 149 IPC is sustainable when the High Court found that only four persons (less than the statutory minimum of five) constituted the unlawful assembly involved in the homicide.
  2. If Section 149 is inapplicable, whether the appellants can instead be convicted under Section 302 or any lesser offence with the aid of Section 34 IPC.
  3. Whether the evidence demonstrates that the appellants shared the intention or knowledge necessary to constitute murder, or whether their liability is limited to causing grievous or simple hurt.

Arguments of the Parties

Appellants' Arguments

  • The High Court extended benefit of doubt to several co-accused; the same doubt should have resulted in acquittal of the appellants.
  • The High Court identified overt acts by only four accused; therefore Section 149 (requiring at least five persons) could not be invoked.
  • Prosecution evidence contains contradictions and improbabilities.
  • Even if participation is proved, the injuries inflicted do not show intention or knowledge to cause death; at most, the offence would fall under Section 324 IPC.

Respondent State's Arguments

  • Evidence shows A-1 to A-4, A-6, A-7 and A-24, together with five unnamed persons, attacked the deceased with deadly weapons; thus Section 149 is properly applied.
  • Political rivalry supplied motive, and the nature of injuries proves an intention to kill.
  • Even if some accused were acquitted, there were still more than five persons in the unlawful assembly.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Nethala Pothuraju v. State of A.P. (1992) 1 SCC 49 Non-applicability of Section 149 IPC does not bar conviction under Section 302/34 IPC where common intention is proved. Used to justify consideration of substituting Section 34 for Section 149 once the court found that fewer than five persons were proved to constitute the assembly.
Jai Bhagwan v. State of Haryana (1999) 3 SCC 102 Ingredients necessary to invoke Section 34 IPC: (i) common intention, and (ii) participation; overt act by every accused is not mandatory. Cited to analyse whether A-1 to A-4 shared a common intention to cause the injuries that resulted in death.

Court's Reasoning and Analysis

The Supreme Court observed that both the trial court and the High Court identified members of the unlawful assembly based on overt acts, not mere presence. The trial court found seven participants (A-1 to A-4, A-6, A-7, A-24), whereas the High Court ultimately restricted the unlawful assembly to A-1 to A-4 alone. Because Section 141 IPC requires at least five persons, the High Court’s reliance on Section 149 was legally untenable.

The Court rejected the State’s request to reconsider evidence against acquitted persons, noting there was no appeal against their acquittal. Consequently, Section 149 could not sustain the murder conviction. Relying on Nethala Pothuraju, the Court examined whether Section 34 could be applied. It found:

  • A-1 threw the deceased to the ground, causing a fatal head injury, and then kicked him;
  • A-2 to A-4 struck the deceased with iron rods and oars, mainly on limbs;
  • The pattern of assault showed shared participation and a common intention, but the choice of targets (limbs, not vital areas) and use of kicks rather than weapons on the head indicated the common intention was to cause grievous hurt, not death.

Given these findings, the Court concluded that Section 34 applied, but the offence made out was grievous hurt by dangerous weapons under Section 326, not murder under Section 302.

Holding and Implications

The appeals were partly allowed. Convictions under Section 302/149 IPC were set aside. The appellants were instead convicted under Section 326/34 IPC and sentenced to seven years’ rigorous imprisonment plus a fine of ₹1,000 each (with one month’s default imprisonment). Their convictions under Section 324 were altered to Section 324/34 IPC, with the two-year sentence maintained. Sentences are to run concurrently with credit for time already served.

The decision directly reduces the appellants’ liability from murder to grievous hurt; it reiterates that when fewer than five participants are proved, courts may substitute Section 34 for Section 149, provided common intention is established. No broader legal precedent beyond this clarification was articulated.

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    Hamlet Alias Sasi And Others v. State Of Kerala .

    N. Santosh Hegde, J.— These criminal appeals are filed by the convicted accused persons against the judgment of the High Court of Kerala at Ernakulam dated 7-11-2001, whereby the High Court confirmed the sentence imposed on these appellants by the trial court under Sections 302 and 324 read with Section 149 IPC. Since particulars of the punishment imposed on other accused is not relevant for the purpose of considering these appeals, we will not advert to it unless necessary in any particular context. The appellants before us are A-1 to A-3 before the trial court.

    2. The prosecution case is that Yugine @ Sajiv and others, some of whom were prosecution witnesses in this case, were active followers of Indian National Congress Party. The accused were stated to be followers of Communist Party of India (Marxist). It is stated that at about 3 p.m on 1-10-1996, 44 accused entered into a criminal conspiracy to commit the murder of Yugine (deceased), Jose (PW 2) and others as also to commit dacoity and mischief in the houses of the followers of Congress I. In pursuance of that common object, at about 4 p.m on 1-10-1996 the accused formed themselves into members of an unlawful assembly, armed with deadly weapons. It is alleged that they chased deceased Yugine and PW 2 who were returning from the shop of PW 15 situated at Anjuthengu on a public road. In that process at a place near Manjamoodu Junction A-1 to A-4, A-24 and five others wrongfully confined the deceased and PW 2 from proceeding in any direction. The prosecution further alleges that the 1st accused caught hold of Yugine by his waist, lifted him up and threw him on the ground. Thereafter, he kicked the deceased on the stomach and A-2 and another accused beat the deceased with an iron bar, while A-3, A-4 and two others beat the deceased and PW 2 with oars. The prosecution alleges that PW 1, brother of the deceased, came running to the place of occurrence and he was also beaten up by the accused. Subsequently, A-5 to A-7, A-9 and A-10 to A-23 and other accused joined in attacking the deceased and PW 2. The further case of the prosecution is that A-6, A-7 and four other persons attacked PW 4 and inflicted injuries on him with an intention to kill him. The prosecution also alleges that the accused persons trespassed into the houses of certain prosecution witnesses and committed robbery.

    3. After the said attack the deceased, PW 2 and PW 4 were taken to the Taluka Headquarters Hospital and from there to Medical College Hospital, Trivandrum. While undergoing treatment, Yugine succumbed to the injuries at 11.20 p.m on 1-10-1996. In the meanwhile, PW 1 at about 4 p.m had lodged a complaint, Ext. P-1 in the police station which was registered for offences punishable under Sections 143, 147, 148, 120-B, 450, 451, 452, 342, 359, 397, 427, 323, 324 and 307 IPC. After investigation a final report was filed by the police against 44 persons when offence under Section 302 read with Section 149 was included. Out of these 44 accused, A-25, A-26 and A-37 died and out of the other accused persons mentioned in the final report only 24 persons were tried by the trial court, therefore, those persons against whom the trial could not proceed were treated as “other accused persons”.

    4. The learned IInd Additional Sessions Judge, Thiruvananthapuram acquitted A-5, A-9, A-10 and A-17 while he convicted A-1 to A-4, A-6, A-7 and A-24 for offences punishable under Sections 143, 147, 148, 342, 427, 450, 451, 452, 461, 395, 397, 324, 307 and 302 IPC read with Section 149 IPC. He sentenced all these accused persons to undergo rigorous imprisonment for various terms and for various offences while for the offence punishable under Section 302 he directed the said accused to undergo imprisonment for life.

    5. As stated above, in an appeal filed by the convicted accused persons the High Court while confirming the sentence imposed on A-1 to A-4 under Section 302 as well as under Sections 143, 147, 148 and 324 acquitted A-6 and A-7 of the offence punishable under Section 302 but convicted them of an offence punishable under Section 324 IPC. So far as A-24 is concerned, he was acquitted of all the charges.

    6. It is against the said judgment of the High Court, four appellants are before us who have been convicted of an offence punishable under Section 302 read with Section 149 IPC and for certain other offences.

    7. Shri Sanjay Parikh, learned counsel appearing for the appellants contended that the High Court having rightly disbelieved the prosecution case in regard to the attack on PW 4, as also the prosecution case against other acquitted accused, the High Court ought to have extended the said benefit of doubt to the appellants also. He also contended that even according to the finding of the High Court the prosecution has been able to establish the overt act of only four accused in regard to the assault on the deceased, therefore, the High Court fell in error in convicting the accused persons with the aid of Section 149 IPC because the number of people identified by the High Court in regard to the assault on the deceased was less than five as required under Section 141 IPC. Hence, in the absence of any material to show that apart from these appellants there were some more accused who formed the unlawful assembly, the High Court could not have convicted the appellants for a charge under Section 302 with the aid of Section 149 IPC. He, of course, also attacked the evidence led by the prosecution in regard to the incident itself which according to him was full of contradictions and improbabilities. Alternatively, the learned counsel argued that even assuming that the prosecution has been able to establish the attack on the deceased by these appellants, the nature of injuries suffered by the deceased were such that these appellants cannot be attributed with the intention to kill the deceased nor could they be held to have had knowledge that the injuries caused by them in the ordinary course would lead to Yugine's death, hence, at the most the appellants can be held guilty of an offence under Section 324 IPC.

    8. Shri John Mathew, learned counsel appearing for the respondent State supported the impugned judgment and contended that from the material produced by the prosecution, it is clear that Accused 1 to 4, 6, 7 and 24 along with five other persons had attacked the deceased with iron rods etc. and some of the injuries suffered by the deceased were such as would cause death in the ordinary course. Therefore, assuming that the High Court was justified in acquitting A-6, A-7 and A-24 of the offence punishable under Section 302, still it could be seen from the finding of the High Court that A-1 to A-4 and five others had attacked the deceased, therefore, Section 149 is rightly relied on by the High Court to convict the appellants. He submitted that because of the political rivalry between the two groups of people, deceased Yugine was done to death and the nature of injuries would clearly show that the intention of the accused was to commit murder, therefore, the conviction under Section 302 read with Section 149 was justified.

    9. We do notice that both the courts below have rejected the prosecution case of conspiracy punishable under Section 120-B IPC. The High Court has also found that the prosecution has not established its case under Sections 307, 395 etc. We also notice that the High Court has specifically come to the conclusion that A-5, A-6 and A-24 were not the members of the unlawful assembly, the object of which was to commit the murder of the deceased. Therefore, bearing in mind the argument of the learned counsel for the appellants, we will examine the evidence on record as also the findings of the two courts below. The trial court in this regard came to the following conclusion:

    “It is further found that the death of the deceased was caused by A-1, A-2, A-3, A-4, A-6, A-7 and A-24. After discussing Points 17, 18 and 19, I have found that A-1, A-2, A-3, A-4, A-6, A-7 and A-24 committed the aforesaid acts in furtherance of their common object. Even though the presence of other accused persons at the scene of occurrence was spoken to by PW 1, specific overt acts are alleged only against A-1, A-2, A-3, A-4, A-6, A-7 and A-24 in committing the aforesaid acts.”

    10. Based on this finding the trial court convicted the said accused of an offence punishable under Section 302 read with Section 149 among some other offences.

    11. From the above finding of the trial court, we notice that the members of the unlawful assembly were identified by their individual overt acts and not by their mere presence. On this basis, according to the learned Sessions Judge, the unlawful assembly which attacked the deceased and which had the common object of committing the murder of the deceased consisted only of A-1 to A-4, A-6, A-7 and A-24, that is, an assembly of seven members. Whereas the High Court in regard to the persons who constituted the unlawful assembly to attack the deceased held thus in its judgment:

    “So the finding of the learned Sessions Judge that the prosecution has succeeded in establishing that A-1 to A-4 are guilty of the offences under Section 302 read with Section 149 of the Indian Penal Code is correct and is confirmed. But there is no evidence to hold that A-6, A-7 and A-24 also inflicted any injuries on Yugine or they were aware that the common object of the unlawful assembly is to eliminate Yugine or there is likelihood to commit such offence.”

    12. From the above observations of the High Court, we notice that even the High Court proceeded on the basis of accepting the prosecution case as to the members of the unlawful assembly only based on the overt act of the accused persons and not by their presence. It is in this process the High Court found that the prosecution has not established that A-6, A-7 and A-24 had inflicted any injury on Yugine, therefore, it held that these three accused persons were not members of the unlawful assembly. Consequence of such a conclusion of the High Court would be that it is only A-1 to A-4 who attacked the deceased, therefore, they alone can be found to be members of the unlawful assembly and none other. However, without elaborating any further on the prosecution evidence and without naming or identifying or even coming to a final conclusion that there were persons other than A-1 to A-4 who together formed the unlawful assembly with the common object of committing the murder of the deceased, the High Court came to the following conclusion:

    “We have already found that the evidence adduced only proves the identity of A-1 to A-4 as members of an unlawful assembly. So we hold that the prosecution has succeeded in establishing that an unlawful assembly was formed at 4 p.m on 1-10-1996 and A-1 to A-4 were members of that unlawful assembly. The evidence also shows that they were armed with deadly weapons and committed the offence of rioting. So the finding of the learned Sessions Judge that A-1 to A-4 are guilty of the offences punishable under Sections 143, 147 and 148 of the Indian Penal Code is correct and confirmed…. But the finding of the court below that A-6, A-7 and A-24 are guilty of the offences under Sections 143, 147 and 148 of the Indian Penal Code is set aside and they are acquitted of that offence.”

    13. From the above, we find an element of contradiction in the judgment of the High Court in regard to its conclusion as to who were the members of the unlawful assembly. While in an earlier part of the judgment it did observe that A-1 to A-4 and five others attacked the deceased, later on, while coming to the conclusion as to who were the members of the unlawful assembly, the High Court rests satisfied with A-1 to A-4 alone as being members of the unlawful assembly. If that be so, we think the High Court was not justified in invoking Section 149 to convict the appellants of an offence under Section 302 because the said number falls short of the minimum number required to form an unlawful assembly under Section 141 IPC. It is true that this Court in any number of cases has held that there can be an unlawful assembly of less than five named accused so long as there is material to come to the conclusion that the prosecution has established that apart from these named accused there were also others who were unnamed but who were members of such assembly and shared the common object of that unlawful assembly. In the instant case it is true that originally the complaint stated that about 50 persons formed an unlawful assembly, that number came down to 44 when the final report of the investigating officer was filed before the trial court, out of which only 24 persons were brought to trial. Out of these 24 accused, the Sessions Judge came to the specific conclusion that only A-1 to A-4, A-6, A-7 and A-24 together formed an unlawful assembly which would number seven in total, while the High Court came to the conclusion that out of these seven persons three accused, namely, A-6, A-7 and A-24 could not have been the members of the unlawful assembly thus leaving only A-1 to A-4 as the members of the unlawful assembly. Therefore, in the absence of a specific finding that there were other members also in the said unlawful assembly, the invocation of Section 149 will be untenable. The learned counsel for the State contended that it is the prosecution case that apart from the appellants and the other accused there were other persons also who formed the unlawful assembly and the finding of the trial court that only seven members formed the unlawful assembly was erroneous. Similarly, he contended that the High Court also committed an error in holding that A-6, A-7 and A-24 were not the members of the unlawful assembly, therefore, we should consider the prosecution case dehors the findings of the courts below and only in the background of the complaint and evidence produced in this case which would indicate that apart from these four accused even Accused 6, 7 and 24 and many others were members of the unlawful assembly. We cannot accede to this request of the learned counsel for the respondent State because all other accused except A-1 to A-4 have been acquitted by either the trial court or the High Court and there is no appeal against their acquittal, therefore, the question of reappreciation of the evidence in these cases as against the acquitted persons does not arise at all at this stage even for the limited purpose of finding out whether A-1 to A-4 were members of an unlawful assembly as required under Section 141 IPC.

    14. The learned counsel for the State then pointed out from the judgment of the High Court that it had come to the conclusion that it is A-1 to A-4 and five others who were involved in the attack on Yugine, therefore, we should proceed on the basis that apart from A-1 to A-4 there were five others who were also members of the unlawful assembly. We are unable to accept this argument because though from the judgment of the High Court we notice that there is an observation of the High Court that A-1 to A-4 and five others were involved, this was only an observation and not a finding of the High Court. The finding of the High Court in regard to the members of the unlawful assembly is found in that part of the judgment which is extracted by us hereinabove wherein the High Court came to a definite conclusion that so far as the attack on the deceased is concerned, it is only A-1 to A-4 who were the members of the unlawful assembly. To fortify this conclusion of ours at the cost of repetition, we once again extract that part of the judgment which runs as follows:

    “We have already found that the evidence adduced only proves the identity of A-1 to A-4 as members of unlawful assembly. So we hold that the prosecution has succeeded in establishing that an unlawful assembly was formed at 4 p.m on 1-10-1996 and A-1 to A-4 were members of that unlawful assembly.”

    15. From the reading of this part of the judgment of the High Court, we find that the High Court has confined the members of the unlawful assembly only to A-1 to A-4. Therefore, we cannot accede to the argument of the learned counsel for the respondent State. In that view of the matter, we cannot accept the finding of the High Court that A-1 to A-4 can be found guilty of an offence punishable under Section 302 read with Section 149 IPC.

    16. The question then would be: will the appellants be entitled to an acquittal of the charge under Section 302 because the prosecution has failed to prove that the unlawful assembly did contain more than five persons entertaining the same common object?

    17. This Court in Nethala Pothuraju v. State of A.P (1992) 1 SCC 49 has held that the non-applicability of Section 149 IPC is no bar in convicting the accused under Section 302 read with Section 34 IPC if the evidence discloses commission of an offence in furtherance of the common intention of such accused. This is because both Sections 149 and 34 IPC deal with a combination of persons who become liable to be punished as sharers in the commission of offences. Therefore, in cases where the prosecution is unable to prove the number of members of the unlawful assembly to be five or more, courts can convict the guilty persons with the aid of Section 34 IPC provided that there is evidence on record to show that such accused shared the common intention to commit the crime. While doing so the courts will have to bear in mind the requirement of Section 34. It is well known that to establish the common intention of several persons to attract Section 34 IPC, the following two fundamental facts have to be established: (i) common intention, and (ii) participation of the accused in commission of the offences. If the above two ingredients are satisfied, even overt act on the part of some of the persons sharing the common intention is not necessary. (See Jai Bhagwan v. State of Haryana (1999) 3 SCC 102.) Bearing in mind the above principles and applying the same to the facts of the present case, we notice that on the date of incident a large number of people, which included A-1 to A-4 came in a group which the prosecution alleged had the object of causing the murder of the deceased and to assault PW 2 and PW 4 among other illegal intentions. Of course, the prosecution has failed to establish many of these charges. However, from the facts of this case it proved at least that A-1 to A-4 formed a separate group and targeted the deceased and PW 2 against whom there was a specific motive for these appellants to attack him. The prosecution has also proved that in that attack the deceased died and PW 2 suffered injuries. The question then is: what was the common intention of these persons in attacking the deceased? While the learned counsel for the appellants contended that the common intention at the most was only to cause hurt, while the learned counsel for the respondent State vehemently submitted that it was to cause the death of Yugine and grievous hurt to PW 2. In this context, if we examine the prosecution case, we notice that A-1 caught hold of the deceased by his waist and threw him on the ground causing him grievous injuries on the back side of his head and thereafter A-1 assaulted the deceased by kicking him on various parts of the body and A-2 to A-4 attacked him with iron rods and oars which caused among other injuries, a lacerated wound on the neck of the right elbow leading to fractures of the humerus, a contusion on the left ankle leading to fracture of the fibula, apart from nearly twelve other injuries on different parts of the body. Consequent to the throw the deceased suffered a head injury because of which there was cerebral bleeding. The participation of these accused persons in the assault on the deceased even after he was thrown down to the ground by A-1 clearly shows that the further attack by A-2 to A-4 was in furtherance of a common intention they shared with A-1, therefore, in our opinion, Section 34 is clearly attracted to the facts of this case.

    18. But then the question would be: what was the common intention shared by these accused persons in the attack on the deceased? While the learned counsel for the appellant contended that from the nature of injuries and the manner in which the assault was committed, it could be nothing more than to cause hurt to the deceased, whereas the learned counsel for the State contended that it is clear from Injury 4 suffered on the head of the deceased that all these persons had the knowledge that by such injuries, the victim would suffer death in the normal course, but in spite of the same, all these accused proceeded to attack the deceased, causing more injuries, which would show that each one of these persons had acted in furtherance of a common intention to cause death of the deceased.

    19. We have noted that the medical report showed that the deceased had suffered about fourteen injuries out of which Injuries 1 and 2 caused fractures and Injury 4 was a head injury leading to sub'dural haemorrhage on the left part of the temporal lobe which seems to be the most serious of all wounds which ultimately led to Yugine's death. After examining the entire prosecution evidence, we notice that none of these accused used any deadly weapon carried by them on any vital part of the body like the head. Injury 4 which led to the death of the deceased was caused by the fall caused by A-1. It is very difficult to come to the conclusion that if really A-1 had the intention to kill Yugine, he would have only thrown him to the ground without attacking him with the iron rod available to him to be used. The fact that he only kicked the deceased after the fall also supports this inference of ours. Similarly, even according to the prosecution, A-2 to A-4 used the iron rods and oars to hit the deceased on his limbs only and not on any vital part of the body. All these facts show that these appellants did share a common intention, the same was only to cause grievous hurt to the deceased and not to cause his death.

    20. Therefore, we are of the opinion that the High Court was wrong in convicting the appellants for an offence punishable under Section 302 read with Section 149 IPC. We, however, find the appellants guilty of causing grievous hurt by dangerous weapons punishable under Section 326 read with Section 34 IPC. We sentence these appellants for the said offence to undergo rigorous imprisonment for 7 years and further impose a fine of Rs 1000 each, in default, the appellants shall undergo simple imprisonment for a further period of one month each.

    21. The High Court has also convicted the appellants herein for an offence punishable under Section 324 read with Section 149 IPC and has awarded 2 years' RI on this count to the appellants. We alter this conviction also to one under Section 324 read with Section 34 IPC, and maintain the same sentence awarded by the High Court for the said offence under Section 324. We direct the sentences imposed by us to run concurrently, and the appellants shall be entitled to remission of the sentence for the period already undergone, if any. The appeals are allowed partly.

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    Hamlet Alias Sasi And Others v. State Of Kerala .
    (Aug 21, 2003)