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Smart Summary

Factual and Procedural Background

The State of Uttar Pradesh appealed to the Supreme Court against a judgment of the Allahabad High Court. The High Court had allowed the respondent’s writ petition, quashed downgraded entries in his Annual Confidential Reports (ACRs), and directed the State to consider him for promotion to the post of Chief Engineer Level II on the basis of the original high gradings (“very good”, “excellent”, “outstanding”) given by the reporting officer.

The respondent, then a Superintending Engineer, alleged that his promotion prospects were harmed when the reviewing and accepting officers reduced these gradings to “satisfactory” or “good” without notice or recorded reasons. His earlier representation against the downgrading had been rejected by an order dated 2-5-2000 of the Principal Secretary, Public Works Department. That rejection order and the downgraded entries were quashed by the High Court, prompting the present appeal.

Legal Issues Presented

  1. Whether the High Court erred in quashing the downgraded ACR entries and issuing a mandamus to consider the respondent’s promotion solely on the basis of the reporting officer’s gradings.
  2. Whether principles of natural justice required the reviewing and accepting officers to record reasons and give the respondent an opportunity to be heard before downgrading his ACR.
  3. Whether, assuming procedural irregularity, the proper course was to remit the matter to the competent authority for fresh consideration instead of granting direct relief.

Arguments of the Parties

Appellant’s Arguments (State of Uttar Pradesh)

  • The Government Orders require a reporting officer to justify any “outstanding” grading; the reporting officer failed to supply such justification, validating the reviewing officer’s downgrading.
  • The High Court ignored mandatory executive instructions governing ACR assessment, disposal of representations, and criteria for promotion from Superintending Engineer to Chief Engineer Level II.
  • Even if natural justice had been violated, the High Court should have remitted the matter to the competent authority rather than issue a writ of mandamus limiting consideration to the reporting officer’s grades.

Respondent’s Arguments

  • The downgrading was arbitrary because no reasons were recorded and no opportunity was given to explain—violating natural justice.
  • Repeated supersession for promotion, based on the downgraded entries, justified the High Court’s intervention and direction.

Table of Precedents Cited

No precedents were cited in the provided opinion.

Court's Reasoning and Analysis

The Supreme Court examined the impugned ACR entries, the order of the Principal Secretary dated 2-5-2000, and several Government Orders governing ACR preparation and promotion criteria. It observed:

  • The appellant’s contention that the reporting officer gave “outstanding/excellent” gradings without the mandated justification had substance.
  • Because the entries in question dated back to the 1980s, many of the relevant officers were likely retired, making reconsideration by them impractical.
  • The High Court, in issuing a blanket mandamus to promote on the basis of the reporting officer’s grades, failed to account for the executive instructions requiring justification for high gradings.
  • Natural justice concerns could be addressed by remitting the matter to a competent authority capable of applying the relevant rules and giving the respondent a hearing, rather than by the court substituting its own assessment.

Accordingly, the Court concluded that fresh consideration by the Principal Secretary, Public Works Department, with a reasoned order after hearing the respondent, was the appropriate remedy.

Holding and Implications

Appeal Allowed; High Court judgment and order dated 2-5-2000 set aside.

The Principal Secretary, Public Works Department, Government of Uttar Pradesh, must reconsider the respondent’s representations on ACR downgrading and promotion, grant a personal hearing, apply the relevant rules and executive instructions, and issue a reasoned decision within four months of receiving the Supreme Court’s judgment. No costs were awarded. The decision directly affects the parties but sets no new legal precedent beyond reinforcing procedural fairness in ACR evaluations.

To access the original judgment, please Sign In or Subscribe.

    State Of U.P v. Narendra Nath Sinha .

    D.P Mohapatra, J.— Leave granted.

    2. The State of Uttar Pradesh has filed this appeal assailing the judgment of the Allahabad High Court allowing the writ petition filed by the respondent on the terms and in the manner quoted hereunder:

    “In the circumstances the writ petition is allowed and the impugned order dated 2-5-2000 as well as the impugned downgrading entries are quashed. The respondents are directed to consider the petitioner for promotion to the post of Chief Engineer Level II ignoring the impugned order dated 2-5-2000 and the impugned downgrading entries given by the reviewing officer and accepting officer. No order as to costs.”

    3. The gist of the case of the appellant is that the judgment of the High Court and the directions issued thereunder are against the Government Orders issued from time to time regarding the manner of assessment of performance of the officers for the purpose of giving grading in the annual confidential report (ACR), regarding disposal of representations against adverse grading in such report and regarding consideration of eligible candidates for promotion from the grade of Superintending Engineer to Chief Engineer Level II. The respondent had approached the High Court with the grievance against non-consideration of his case for promotion to the post of Chief Engineer Level II which according to him was based on the downgraded entries made by the reviewing officer which were accepted by the accepting officers in his ACR. He prayed for quashing such downgraded entries and for fresh consideration of his case for promotion.

    4. The main ground on which he challenged the downgraded entries was that the reviewing officer and/or accepting officer had not stated any reason/justification for downgrading the entries given by the reporting officer which were either “very good” or “excellent” or “outstanding”. On a perusal of the judgment of the High Court we find that the arguments advanced on behalf of the writ petitioner, respondent herein were on the line noticed above. The High Court felt persuaded to accept the contentions raised on behalf of the writ petitioner mainly on the ground of non-compliance with principles of natural justice inasmuch as no intimation was given to, no explanation called for from the writ petitioner before downgrading the “excellent” or “outstanding” entries to “satisfactory” or “good”. It was further contended by the writ petitioner that no reason/justification was given in support of such downgrading.

    5. Shri D. Dwivedi, learned Senior Counsel appearing for the appellant contended that the High Court has failed to consider the provision in the Government Order that when a reporting officer gives “outstanding” grading to an officer he has to give justification in support of such entry which, submitted Shri Dwivedi, the reporting officer had failed to comply in the case of the writ petitioner. In these circumstances, according to Shri Dwivedi the reviewing officer was justified in downgrading the entry and the accepting officer rightly agreed with the reviewing officer. Shri Dwivedi also raised the contention that even accepting the reason stated in the judgment of the High Court, the matter should have been remitted to the accepting officer or the State Government for fresh consideration and for passing appropriate order, instead of issuing a writ of mandamus to the State Government to consider the case of the petitioner for promotion only on the basis of the gradings given by the reporting officer.

    6. Shri A.K Sanghi, learned counsel for the respondent supporting the judgment of the High Court contended that in the facts and circumstances of the case, since the writ petitioner had been repeatedly superseded while granting promotion to his juniors, relying on the downgraded entries given in the ACR by the reviewing officers and accepting officers the High Court was justified in issuing the directions as has been done in the judgment.

    7. It is relevant to note here that in pursuance of the directions issued by the High Court in another writ petition filed by the respondent earlier, the Principal Secretary of the Public Works Department of the Government of U.P had passed the order dated 2-5-2000 rejecting the representation of the writ petitioner.

    8. We have perused the said order of the Principal Secretary which is annexed as Annexure P-4 to the counter-affidavit (paper-book, Vol. II). We have also perused Government Order No. 36/1976-Karmik-2 dated 30-10-1986 and GO No. 36/1/1976-Karmik-2 of even date, GO No. 35/1/78-Karmik-2/93 dated 5-3-1993 and certain other executive instructions issued by the State Government in the matter. The contentions raised by Shri Dwivedi that the reporting officer while giving the gradings “outstanding” or “excellent” had not stated any reason or justification in support of it, cannot be rejected as without substance. The factual position cannot be ignored that the entries were made in the 1980s and a long time has lapsed since then. In all probability the reporting officers, the reviewing officers and the accepting officers concerned might not be available in the posts and might also have retired from government service and therefore, no useful purpose will be served in requiring the officers concerned to reconsider the matter.

    9. On the facts and in the circumstances of the case, we are of the view that the Principal Secretary of the Public Works Department of the Government of Uttar Pradesh should consider the matter afresh applying his mind to the grievances raised by the petitioner in the representations submitted by him in the light of the provisions of the Rules and executive instructions relating to making entries in the administrative character roll and promotion from the post of Superintending Engineer to Chief Engineer Level II and pass a reasoned order. The Principal Secretary should give a reasonable opportunity of hearing to the respondent so that he may place before the authority the materials available on record in the Department which may be relevant for consideration of the matter.

    10. In the result, we allow the appeal, set aside the judgment of the High Court under challenge and also the order dated 2-5-2000 passed by the Principal Secretary, Public Works Department of the State of Uttar Pradesh and direct him to consider the matter afresh in the light of the discussions in this judgment and pass a reasoned order expeditiously, if possible within four months of receipt of intimation of this judgment. The respondent shall produce a copy of this judgment before the Principal Secretary to enable the latter to take further steps in the matter. There will be no order for costs.

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    Comments

    State Of U.P v. Narendra Nath Sinha .
    (Aug 30, 2001)