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Citation Codes
Equivalent Citations
citation codes
Case Number
Disposition
Judges
Acts
  • Section 420 of the Indian Penal Code
  • Section 417(3) of the Code of Criminal Procedure
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Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Case Number
Disposition
Judges
Acts
  • Section 420 of the Indian Penal Code
  • Section 417(3) of the Code of Criminal Procedure
Smart Summary

Factual and Procedural Background

The respondent filed a complaint under Section 420 of the Indian Penal Code against the present appellants (Accused 1 and 3). On 19 March 1966, the learned Munsif-Magistrate, 1st Class, Aurangabad, acquitted the appellants. The respondent appealed under Section 417(3) of the Code of Criminal Procedure, giving rise to Criminal Appeal No. 52 of 1966 in the Patna High Court.

Notice of the appeal issued on 5 July 1966, and the appellants entered appearance through Advocate Shri Kedar Nath Verma on 28 July 1966. When the case was listed for hearing on 16–17 December 1968, neither the appellants’ names nor their advocate’s name appeared in the cause list. The High Court heard the matter ex parte, converted the acquittal into a conviction, and sentenced each appellant to two months’ rigorous imprisonment and a fine of Rs 500.

Learning of the conviction only later, the appellants moved an application on 7 January 1969 seeking rehearing on the ground that they had not been afforded an opportunity to be heard. The High Court dismissed that application on 24 January 1969, holding no opportunity had been denied. The present appeal by special leave challenges that dismissal and, consequentially, the conviction.

Legal Issues Presented

  1. Whether the appellants were afforded a fair and reasonable opportunity of being heard before their acquittal was reversed and they were convicted by the Patna High Court.

Arguments of the Parties

Appellants' Arguments

  • They had filed a vakalatnama on 28 July 1966; consequently, their advocate’s name should have appeared in the cause list.
  • The omission of both their names and their advocate’s name from the cause list meant they received no notice of the hearing fixed on 16–17 December 1968.
  • The ex parte hearing and resultant conviction therefore violated their right to be heard and caused prejudice.

Respondent's Arguments

The opinion does not contain a detailed account of the respondent's legal arguments.

Table of Precedents Cited

No precedents were cited in the provided opinion.

Court's Reasoning and Analysis

The Supreme Court examined the sequence of listings in the High Court’s cause list. It noted that:

  • Although Criminal Appeal No. 52 of 1966 appeared on the board on 4 December and 16 December 1968, the absence of the appellants’ and their advocate’s names would have prevented them from realising the matter was slated for hearing.
  • Advocates customarily rely on the appearance of their names in the list rather than the case number alone; thus, the defective cause list deprived the appellants of effective notice.
  • The possibility that the office had misplaced Shri Verma’s original vakalatnama could not be ruled out, and the High Court made no inquiry into that possibility when dismissing the rehearing application.
  • An initial notice served 2½ years earlier could not substitute for contemporaneous notice of the actual hearing date.
  • Accordingly, the High Court’s statement that the appellants had not been denied an opportunity of hearing was unsustainable.

The Supreme Court concluded that there had been no proper hearing of the appeal and that the conviction rendered in those circumstances violated principles of natural justice.

Holding and Implications

The Supreme Court set aside the conviction and sentence imposed by the Patna High Court and remanded Criminal Appeal No. 52 of 1966 for fresh hearing after proper notice to all parties.

Immediate consequence: the appellants’ conviction and sentence stand vacated pending rehearing. The judgment establishes no new substantive legal precedent but reinforces the necessity of affording parties a real opportunity to be heard, especially when appellate courts contemplate reversing an acquittal.

    Swarth Mahto And Another v. Dharmdeo Narain Singh .

    D.G Palekar, J.— This is an appeal by special leave. The appellants who were Accused 1 and 3 respectively were acquitted by the learned Munsif-Magistrate 1st Class, Aurangabad on March 19, 1966. The case against them had been started on a complaint filed by the respondent for an offence under Section 420 of the Indian Penal Code. Aggrieved by the acquittal, the respondent filed an appeal under Section 417(3) of the Code of Criminal Procedure and the same was registered as Criminal Appeal No. 52 of 1966 in the Patna High Court. The order-sheet shows that notice was issued to the appellants on July 5, 1966. In pursuance of the notice, the appellants appeared in the case on July 28, 1966 through Shri Kedar Nath Verma, Advocate. By some mistake, neither the name of the appellants nor of their advocate Shri Kedar Nath Verma appeared in the cause list and the case was heard in their absence on December 16 and 17, 1968. The appeal was allowed and the appellants were convicted of the offence under Section 420 of the Indian Penal Code and sentenced to undergo rigorous imprisonment for two months and to pay a fine of Rs 500 each. The appellants came to know of this order subsequently. On January 7, 1969 an application was made to the court for rehearing the appeal, in the presence of the appellants. That application was dismissed on January 24, 1969, the court holding that no opportunity had been denied to the appellants of being heard.

    2. The only question before us is whether a reasonable opportunity had been given to the appellants of being heard before the order of acquittal was converted into one of conviction. The appellants have also challenged their conviction; but, on the view we are taking on the above question, we do not think that we should enter into the merits of the case.

    3. As already stated, notice was issued to the appellants on July 5, 1966. The case came on for hearing on December 4, 1968. The cause list for that date no doubt shows that Criminal Appeal No. 52 of 1966 was on the board; but neither the names of the appellants nor of their advocate, was mentioned in the cause list. On that day, the case was not heard. It came on board on December 11, 1968, but an order was made that it will not be taken up for hearing during that week. Then, it came on board on December 16, 1968. But the same mistake of not showing in the cause list either the name of the appellants or of their advocate was repeated. The learned Judge heard the appeal on that day and the next day and delivered judgment immediately convicting the appellants.

    4. It is clear from the record that the appellants or their advocate was not heard. Though Criminal Appeal No. 52 of 1966 was duly shown in the cause list on December 16, 1968, the cause list had failed to show either the name of the appellants or their advocate. When an advocate examines the cause list, he is generally not guided by the number of the case but by his name appearing against the case. Therefore when Shri Kedar Nath Verma or his clerk examined the cause list, they must not have noticed that the case is on board either on December 4, 1968 or December 16, 1968. In a case of this type which had been filed in court in 1966 and came up for hearing two and half years later, it will be wrong to post the advocate with notice when the cause list is improperly published. If the name of the advocate who appears in the case is not shown, there would be good reason to think that he had no notice of the case being posted for hearing. Therefore, when an application is later made by the parties who were not heard, it would be an exercise of sound discretion if an opportunity is given to the party who is not heard.

    5. The appellants came to know from rumours in the village, apparently traceable to the respondent, that the case had been heard and they had been convicted. So on January 7, 1969, they approached the court by an application complaining that the case was heard in their absence. They alleged:

    “...the petitioners have been prejudiced on account of the absence of their names as well as the name of the petitioner's advocate from the cause list.”

    6. The order sheet shows that Shri Kedar Nath Verma filed his vakalatnama again on January 7, 1969 and appeared to argue the application, in the very first para of which it was alleged that he had filed his appearance in the Criminal Appeal on July 28, 1966. Since his case was that neither he nor his clients had any notice of the date of hearing, the matter should have been investigated. But the order passed by the learned Judge on January 24, 1969 dismissing the application does not disclose that any such investigation was made. It is, therefore, quite probable that the office mislaid the vakalatnama filed on July 28, 1966 by Shri Verma in the appeal and that is how his name did not appear in the cause lists. If, in fact, no such vakalatnama had been filed, we would expect that when the appeal came on board for hearing on December 4, 1968, nearly 2½ years after the filing of the appeal, some intimation would have been sent personally to the appellants who were the respondents in the appeal. We do not, therefore, believe as stated in the office note, dated February 6, 1969, that Shri Verma had not filed his appearance in Criminal Appeal No. 52 of 1966. If after filing his appearance, his name is not shown in the cause list, there was every possibility of Shri Verma not becoming aware of the fact that the appeal had been placed on board for hearing. The learned Judge has come to the conclusion that the application for rehearing of the appeal was not maintainable on the ground that no opportunity had been denied to the appellants of being heard. We are unable to see how it could be said in the circumstances of this case that a fair and reasonable opportunity had been given to the appellants before they were convicted. If by mistake of the court or its Office, the appellants who were respondents in that case were not informed of the date of hearing, it will be unreasonable to hold that an opportunity had been given to them, merely because notice had been issued to them of the appeal some 2½ years earlier. The very idea behind publishing the cause list is to give notice to advocates and the parties that the case in which they were concerned was going to be heard on or after a particular day. Where no such notice had been given, it will be idle to say that no opportunity had been denied.

    7. In our opinion, there was no proper hearing of Criminal Appeal No. 52 of 1966 and, therefore, the order of conviction and sentence recorded by the High Court must be set aside. We have not referred to the facts of the case because we are not concerned with the same. The High Court shall hear the appeal afresh after issuing necessary notice to the parties.

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    Comments

    Swarth Mahto And Another v. Dharmdeo Narain Singh .
    (Jan 31, 1972)