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AMICUS AI
Citation Codes
Neutral Citations
1966 INSC 54
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • s. 141 of the Indian Penal Code
  • Section 149, Indian Penal Code
  • Section 109, Indian Penal Code
  • Section 19(f) of the Arms Act
  • Section 326, Indian Penal Code
  • Section 148, Indian Penal Code
  • Section 439 of the Criminal Procedure Code
  • Section 423 of the Criminal Procedure Code
  • s. 19(f) of the Arms Act
  • s. 326, Indian Penal Code
  • s. 423(1)(b) of the Criminal Procedure Code
  • Sections S26/149, Indian Penal Code
  • s. 34 of the Indian Penal Code
  • s. 302, read with s.149, Indian Penal ,Code
  • Sections 302/149, Indian Penal Code
  • Section 147, Indian Penal Code
  • s. 439 of the Criminal Procedure Code
  • Section 302, Indian Penal Code
  • Section 326/109, Indian Penal Code
  • Section 423(1)(b), Criminal Procedure Code
  • ss. 114 and 149 of that Code
  • Section 302/149, Indian Penal Code
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Cites
Cited by
Citation Codes
Neutral Citations
1966 INSC 54
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • s. 141 of the Indian Penal Code
  • Section 149, Indian Penal Code
  • Section 109, Indian Penal Code
  • Section 19(f) of the Arms Act
  • Section 326, Indian Penal Code
  • Section 148, Indian Penal Code
  • Section 439 of the Criminal Procedure Code
  • Section 423 of the Criminal Procedure Code
  • s. 19(f) of the Arms Act
  • s. 326, Indian Penal Code
  • s. 423(1)(b) of the Criminal Procedure Code
  • Sections S26/149, Indian Penal Code
  • s. 34 of the Indian Penal Code
  • s. 302, read with s.149, Indian Penal ,Code
  • Sections 302/149, Indian Penal Code
  • Section 147, Indian Penal Code
  • s. 439 of the Criminal Procedure Code
  • Section 302, Indian Penal Code
  • Section 326/109, Indian Penal Code
  • Section 423(1)(b), Criminal Procedure Code
  • ss. 114 and 149 of that Code
  • Section 302/149, Indian Penal Code
Smart Summary

Factual and Procedural Background

On 7 October 1959, deceased Sheosahay Mahto objected to appellant Lakhan Mahto and one Ishwar cutting a ridge and placing a fishing net in his paddy field at Belwa Khandha. After an altercation, Lakhan allegedly returned with a pistol, shot Sheosahay near a brick-kiln and fled with 15–20 armed associates. An eyewitness, Mst. Akhji (PW-3), was also shot when she protested. A First Information Report was lodged the same evening; Sheosahay died the next morning.

The Additional Sessions Judge, Patna, by judgment dated 22 April 1961, (i) acquitted Lakhan of the specific charge of murder under section 302 IPC, (ii) convicted Lakhan and the other appellants under sections 302/149 IPC and sentenced them to life imprisonment, and (iii) passed ancillary convictions under sections 148, 147, 326, 326/109 IPC and section 19(f) of the Arms Act. Eight of the thirteen accused appealed to the Patna High Court. By judgment dated 18 September 1963, the High Court (a) acquitted those eight persons, (b) set aside the convictions of the present appellants under sections 302/149, 148, 147 and 326/149 IPC, but (c) altered Lakhan’s acquittal on the murder charge to a conviction for the lesser offence under section 326 IPC while retaining the life sentence.

The present appeal, brought by special leave, challenges the High Court’s alteration of Lakhan’s acquittal to a conviction under section 326 IPC and questions the remaining convictions.

Legal Issues Presented

  1. Whether, in an appeal filed only by the convicted person and in the absence of any State appeal against acquittal, the High Court had jurisdiction under section 423(1)(b) of the Code of Criminal Procedure, 1898 to convert Lakhan’s acquittal under section 302 IPC into a conviction for a different offence (section 326 IPC).
  2. Whether section 149 IPC is merely an enabling provision or itself constitutes a substantive offence, and consequently whether a conviction under sections 302/149 IPC can be judicially transformed into a conviction for the substantive offence of murder or hurt under section 302 or 326 IPC.

Arguments of the Parties

Appellant Lakhan Mahto

  • Lakhan had been expressly acquitted of the individual murder charge under section 302 IPC; only a conviction on constructive liability (sections 302/149 IPC) remained, which the High Court later set aside.
  • No appeal was filed by the State against the acquittal on the section 302 IPC charge; hence the High Court lacked jurisdiction to revisit that acquittal.
  • After the High Court itself found no unlawful assembly, it could not nonetheless convict Lakhan for a substantive offence (section 326 IPC) linked to an overt act of shooting.
  • The resulting conviction and life sentence under section 326 IPC were therefore illegal and had to be quashed.

The respondent State did not enter appearance in the Supreme Court proceedings.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
State of Andhra Pradesh v. Thadi Narayana, AIR 1962 SC 240 Section 423(1)(b) CrPC powers are confined to appeals against conviction; an appellate court cannot convert an acquittal into a conviction in such appeals. Used as binding authority to hold that the Patna High Court exceeded its jurisdiction when it converted Lakhan’s acquittal into a conviction under section 326 IPC.
Barendra Kumar Ghosh v. Emperor, ILR 52 Cal 197 Section 149 IPC creates a “specific and distinct offence” and is not rendered otiose by sections 34 or 114 IPC. Cited to demonstrate the legal distinction between a charge under section 302 IPC and one under sections 302/149 IPC, undermining the High Court’s view that section 149 is merely enabling.
Queen v. Sabid Ali & Ors., (1873) 20 W.R. (Cr.) 5 Early authority affirming the substantive nature of offences under section 149 IPC. Referenced in support of the proposition that section 149 IPC embodies a distinct offence.
Nanak Chand v. State of Punjab, (1955) 1 SCR 1201 Convicting an accused of murder under section 302 IPC when only charged under sections 302/149 IPC is illegal. Relied on to show that Lakhan, charged under sections 302/149 IPC, could not be validly convicted for a substantive section 302 or 326 IPC offence without an appropriate charge and appeal.
Suraj Pal v. State of Uttar Pradesh, (1955) 1 SCR 1332 Reiterates the distinction between substantive and constructive liability under the IPC. Quoted to reinforce the Court’s conclusion that the High Court’s alteration of the charge was impermissible.

Court's Reasoning and Analysis

The Supreme Court began by examining section 423 CrPC. Clause (1)(a) empowers an appellate court to interfere with an acquittal only in an “appeal from an order of acquittal”. Clause (1)(b) governs “appeals from conviction” and contains no power to convert an acquittal into a conviction. Because the State had not appealed Lakhan’s acquittal under section 302 IPC, the High Court was entertaining only an appeal from conviction. Following the ratio in Thadi Narayana, the Supreme Court held that the High Court could not employ section 423(1)(b) to revisit and reverse the acquittal.

The Court next addressed the High Court’s premise that section 149 IPC was merely an enabling provision that could be substituted with direct liability. Citing Barendra Kumar Ghosh, Queen v. Sabid Ali, Nanak Chand and Suraj Pal, it reaffirmed that a charge under sections 302/149 IPC is legally distinct from a charge under section 302 IPC. Therefore, altering a conviction for constructive liability to one for direct liability, in the face of an unchallenged acquittal on that very charge, was impermissible.

Consequently, the Supreme Court concluded that the Patna High Court had acted ultra vires in convicting Lakhan under section 326 IPC and in maintaining the life sentence on that basis. Reviewing the record, the Court found no legal infirmity in the remaining convictions of the appellants and declined to interfere with them.

Holding and Implications

Holding: The Supreme Court set aside Lakhan Mahto’s conviction and life sentence under section 326 IPC for want of jurisdiction, but otherwise affirmed the Patna High Court’s judgment and dismissed the appeal.

Implications: The decision reinforces the jurisdictional limits on appellate courts under section 423 CrPC: in an appeal solely against conviction, an acquittal cannot be converted into a conviction unless the State has appealed or revisionary powers under section 439 CrPC are invoked. It also reaffirms that section 149 IPC embodies a substantive offence distinct from direct liability offences, thereby preserving the procedural safeguards attached to specific charges.

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    Lakhan Mahto & Others v. State Of Bihar

    http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 1 of 6

    PETITIONER:

    LAKHAN MAHTO & ORS. Vs.

    RESPONDENT:

    STATE OF BIHAR

    DATE OF JUDGMENT:

    24/02/1966

    BENCH:

    RAMASWAMI, V.

    BENCH:

    RAMASWAMI, V.

    SUBBARAO, K.

    CITATION:

    1966 AIR 1742 1966 SCR (3) 643

    CITATOR INFO :

    D 1990 SC1180 (11)

    ACT:

    Code of Criminal Procedure (Act 5 of 1898), s. 423-Appeal against conviction, no appeal against acquittal-Power of Appellate Court.

    Indian Penal Code, 1860 (Act 45 of 1860), s. 149-Substantive offence, if.

    HEADNOTE:

    The trial court acquitted L, one of the appellants of the charge under s. 302 I.P.C. but convicted him and the other appellants under s. 149 I.P.C. and ss. 302/149 I.P.C. The State Government did not prefer an appeal to the High Court against the acquittal of L under s. 302 but on appeo preferred by L against his conviction, the High Court altered the conviction from a. 302/149 to a minor offence under s. 326 and maintained the sentence of life imprisonment imposed upon him. In appeal to this Court :

    HELD : The High Court acted without jurisdiction in altering the finding of acquittal of L on the charge under s. 302 I.P.C. and convicting him on the charge under s. 326 I.P.C. and imposing a sentence of imprisonment on that charge. If an order of conviction is challenged by the convicted person but the order of acquittal is not challenged by the State then it is only the order of conviction that falls to be considered by the Appellate Court and not the order of acquittal. In exercising the powers conferred by s. 423(1)(b) of Code of Criminal Procedure the High Court could not convert the order of the acquittal into one of conviction and that result can be achieved only by adopting procedure prescribed under s. 439 of the Criminal Procedure Code. [647 D-F]

    State of Andhra Pradesh v. Thadi Narayana, A.I.R. 1962 S. C. 240, applied.

    The High Court erred in taking the view that s. 149 I.P.C. did not constitute a substantive offence and that it was only an enabling section for imposition of vicarious liability and that the conviction on vicarious liability could, therefore, be altered by the appellate court to conviction for direct liability even though there was an acquittal by the trial court of the direct liability for

    1

    the- offence. There is a legal distinction between a charge under s. 302 I.P.C. and a charge of constructive liability under s. 302/149, I.P.C., I.e., being a member of an unlawful assembly, the common object of which was to kill a person. (647 G, H]

    Barendra Kumar Ghosh v. Emperor, I.L.R. 52 Cal. 197, Queen

    v. Sabid Ali and Ors. [1873] 20 W.R. (Cr.) 5 Nanak Chand v. State of Punjab, [1955] 1 S.C.R. 1201 and Suraj Pat v. State of Uttar Pradesh, (19551 1 S.C.R. 1332. referred to.

    JUDGMENT:

    CRIMINAL APPELLATE JURISDICTION: Criminal Appeal No. 214 of 1963.

    Appeal by special leave from the judgment and order dated September 18, 1963 of the Patna High Court in Criminal Appeal No. 368 of 1961.

    644

    Nur-ud-din Ahmed and D. Goburdhun, for the appellants. The respondent did not appear.

    The Judgment of the Court was delivered by Ramaswami, J. This appeal is brought, by special leave, from the judgment of the High Court of Patna dated September, 1963 in Criminal Appeal No. 368 of 1961.

    The appellant, alongwith 13 others, was tried by the Additional 'Sessions Judge of Patna who by his judgment dated April 22, 1961 convicted all the accused under ss. 302/149, Indian Penal Code and sentenced them to undergo rigorous imprisonment for life. Lakhan and Indo were convicted under s. 148, Indian Penal Code and sentenced to undergo rigorous imprisonment for two years and Gopi was convicted under s. 147, Indian Penal Code and sentenced to rigorous imprisonment for one year. Indo was also -convicted under s. 326, Indian Penal Code and Gopi was convicted under s. 326/109, Indian Penal Code and were sentenced to undergo rigorous imprisonment for eight years. Appellant Lakhan was convicted under ss. 326/149, Indian Penal Code but no separat sentence was awarded on this charge. Lakhan and Indo were convicted under s. 19(f) of the Arms Act and sentenced to undergo rigorous imprisonment for two years each. Five of the accused persons were acquitted and 8 of them were convicted on charges The appellants alongwith 8 others who were so convicted, appealed to the High Court of Patna which allowed the appeal of the 8 persons but dismissed the appeal of the appellants with the following modifications: The conviction of the appellants under ss. 302/149, Indian Penal Code, s. 148, s. 147 and ss. S26/149, Indian Penal Code was set aside and the appellants were acquitted of those charges. The conviction of Lakhan under s. 302/149, Indian Penal Code was altered into a minor offence under s. 326, Indian Penal Code, but the sentence of life imprisonment imposed upon him was maintained. The conviction and sentence of Indo under s. 326, Indian Penal Code and of Gopi under ss. 326/109, Indian Penal Code were upheld. The conviction and sentence of Lakhan and Indo under s. 19(f) of the Arms Act were also upheld.

    The case of the prosecution is that on October, 7, 1959 at about 10 a.m. deceased Sheosahay Mahto went to look after his paddy field in Belwa Khandha. On arriving at the spot, he found appellant Lakhan and one Ishwar putting up a net for catching fish in his field after cutting one of its ridges. Sheosahay protested and there was an altercation between the parties. Sheosahay threw aside the net and

    2

    Ishwar and appellant Lakhan went away towards the village. Sheosahay then repaired the ridge of the

    645

    field and after weeding some grass he was returning to the village along the Bazerachak Road. While he was passing by the side of a brick-kiln, appellant Lakhan suddenly emerged from behind it with a pistol in his hand and fired at Sheosahay hitting him on his chest. Sheosahay staggered for a few steps and fell down at the house of one Baiju. There were 15 or 20 other persons variously armed in the company of Lakhan. Mst. Akhji P.W. 3 wife of Jitu P.W.7 heard the report of a gunfire while she was in her house situated near the house of Baiju. She came out of her house and saw Sheosahay lying fallen in the village lane. She protested to Gopi who became furious and ordered that she should be assaulted. Upon his order, Rajendra who was carrying a gun fired at Akhji, P.W.3 on her left arm. After committing the assault all the members of the mob fled away. On the same evening, at about 5 p.m. a first information report was drawn up by the Assistant SubInspector of Police, P.W. 14 on the statement of Sheosahay and both the injured persons were forwarded to Nawadah hospital where Sheosahay died early next morning.

    The appellants pleaded not guilty to the charges and alleged that they were falsely implicated on account of previous enmity. The trial court held that it was unsafe to convict appellant Lakhan on the specific charge under s. 302, Indian Penal Code for causing the death of Sheosahay as it appeared from the dying declaration of the deceased (Ex. 8) that accused Ishwar had also shot at him and as such appellant Lakhan was entitled to benefit of doubt. The trial court accordingly acquitted Lakhan on the charge under s.302, Indian Penal Code but convicted him and 2 other appellants under s. 148, Indian Penal Code and ss. 302/149, Indian Penal Code. The State Government did not prefer an appeal to the High Court against the acquittal of Lakhan on the charge under s. 302, Indian Penal Code but on appeal preferred by the appellant against the judgment of the Sessions Judge, the High Court altered the conviction of Lakhan from s. 302/149, Indian Penal Code to a minor offence under s. 326, Indian Penal code and maintained the sentence of life imprisonment imposed upon him. The view taken by the High Court was that the evidence of P.Ws. 1, 6, 7 and 8 should be accepted as true and it must he held that it was Lakhan who fired the pistol at the deceased and it was Lakhan alone who fired the pistol shot and not Ishwar. The High Court held that it was competent to it in the appeal preferred by the appellant to alter the conviction of Lakhan from the constructive offence under s. 302/149, Indian Penal Code to the substantive offence under s.302, Indian Penal Code, but "in order to obviate any technical objection" the High Court altered the conviction under s.302 read with s. 149 to a minor offence under s. 326, Indian Penal Code and regard being had to the gravity of the offence, the High Court maintained the sentence imposed upon Lakhan.

    646

    On behalf of appellant Lakhan learned Counsel submitted that he had been acquitted by the trial court on the specific charge under s. 302, Indian Penal Code for the overt act of shooting at the deceased Sheosahay and he was convicted under ss. 302/149, Indian Penal Code for being a member of an unlawful assembly, the common object of which was to kill deceased Sheosahay. It was pointed out that the State Government had not preferred an appeal against the acquittal of Lakhan on the charge under s. 302, Indian Penal Code. It

    3

    was submitted that the High Court cannot, in the absence of an appeal preferred in this behalf, convict Lakhan again under s. 302, Indian Penal Code or under s. 326, Indian Penal Code for the overt act of shooting. It was also pointed out for the appellant that there was the finding of the High Court that there was no unlawful assembly and consequently Lakhan was acquitted of the charge under s. 302, I.P.C. read with s. 149, I.P.C. The argument, therefore, presented on behalf of appellant Lakhan is that the conviction and sentence of Lakhan for a substantive offence under s. 326, I.P.C. was illegal and must be quashed.

    The powers of the appellate court in disposing of an appeal are prescribed by s. 423 of the Criminal Procedure Code which states

    "423.(1) The Appellate Court shall then send for the record of the case, if such record is not already in Court. After perusing such record, and hearing the appellant or his pleader if he appears, and the Public Prosecutor, if he appears, and, in case of an appeal under section 41 1 -A, subsection (2) or section 417, the accused, if he appears, the Court may, if it considers that there is no sufficient ground for interfering, dismiss the appeal, or may-

    (a) in an appeal from an order of acquittal, reverse such order and direct that further inquiry be made, or that the accused be retried or committed for trial, as the case may be, or find him guilty and pass sentence on him according to law;

    (b) in an appeal from conviction, (1) reverse the finding and sentence, and acquit or discharge the accused, or order him to be retried by a Court of competent jurisdiction sub- ordinate to such Appellate Court or committed for trial, or

    (2) alter the finding maintaining the sentence or, with or without altering the finding, reduce the sentence, or, (3) with or without such reduction and with or without altering the finding, alter the nature of the sentence, but, subject to the provisions of section 106, sub-section (3), not so as to enhance the same;"

    Section 423 (1)(a) expressly deals with an appeal from an order of acquittal and it empowers the Appellate Court to reverse the

    647

    order of acquittal and direct that further inquiry be made or that the accused may be tried or committed for trial, as the case may be, or it may find him guilty and pass sentence on him according to, law. Section 423(1)(b) in terms deals with an appeal from a conviction, and it empowers the Appellate Court to reverse the finding and sentence and acquit or discharge the accused or order a retrial by a Court of competent jurisdiction subordinate to such Appel- late Court or committed for trial. It has been held by this Court in The State of Andhra Pradesh v. Thadi Narayana(1) that s. 423(1)(b), Criminal Procedure Code is clearly confined to cases of appeals prefeffed against orders of conviction and sentence, and that the powers conferred by this clause cannot be exercised for the purpose of reversing an order of acquittal passed in favour of a party in respect of an offence charged while dealing with an appeal preferred by him against the order of conviction in respect of another offence charged and found proved. It was also pointed out in that case that where several offences are charged against an accused person the trial is no doubt one; but where the accused person is acquitted of some offences and convicted of others the character of the appellate proceedings and their scope and extent is necessarily determined by the

    4

    nature of the appeal preferred before the Appellate Court. If an order of conviction is challenged by the convicted person but the order of acquittal is not challenged by the State then it is only the order of conviction that falls to be considered by the Appellate Court and not the order of acquittal. In exercising the powers conferred by s. 423(1)(b) the High Court cannot therefore convert the order of acquittal into one of conviction and that result can be achieved only be adopting procedure prescribed under s. 439 of the Criminal Procedure Code. In our opinion, the principle of this decision applies to the present case and it must accordingly be held that the High Court acted without jurisdiction in altering the finding of acquittal of Lakhan on the charge under s. 302, Indian Penal Code and convicting him on the charge under s. 326, Indian Penal Code and imposing a sentence of imprisonment on that charge. In this connection the High Court has taken the view that s. 149, I.P.C. does not constitute a substantive offence and it was only an enabling section for imposition of vicarious liability and the conviction on vicarious liability can, therefore, be altered by the appellate court to conviction for direct liability, though there was an acquittal by the trial court of the direct liability of the offence. In our opinion, the view taken by the High Court is not correct. There is a legal distinction between a charge under s. 302, I.P.C. and a charge of constructive liability under ss. 302/149, I.P.C., i.e., being a member of an unlawful assembly, the common object of which was to kill the deceased Sheosahay. In Barendra Kumar Ghosh v. Emperor (2) Lord Sumner dealt with

    (1) A.I.R. 1962 S.C. 240.

    (2) I.L.R. 52 Cal. 197.

    648

    the argument that if s. 34 of the Indian Penal Code bore the meaning adopted by the Calcutta High Court, then ss. 114 and 149 of that Code would be otiose. In the opinion of Lord Sumner, however, s. 149 was certainly not otiose, for in any case it created a specific and distinct offence. It postulated an assembly of five or more persons having a common object, as named in s. 141 of the Indian Penal Code and then the commission of an offence by one member of it in prosecution of that object. Lord 'Sumner referred, in this connection, to the decision of the Calcutta High Court in Queen v. Sabid All and Others(1). The observation of Lord Sumner was quoted with approval by this Court in Nanak Chand

    v. The State of Punjab(2) in which it was pointed out that by framing a charge under s. 302, read with s.149, Indian Penal ,Code against the appellant it was not charging the appellant with the offence of murder and to convict him for murder and sentence him under s. 302 of the Indian Penal Code was to convict him of an offence with which he had not been charged. It was accordingly held that the conviction of the appellant under s. 302, I.P.C. was illegal. The same view has been reiterated by this Court in a 'later case in Suraj Pal v. The State of Uttar Pradesh.(3) For these reasons we hold that the conviction and sentence imposed by the High Court on Lakhan under s. 326, Indian Penal Code is illegal and must be set aside. On behalf of the appellants it was also contended that the prosecution had not been able to establish the other charges of which they have been convicted, but having heard learned Counsel we are not satisfied that the convictions on the other charges are vitiated by any illegality and we see no reason for interfering with the judgment of the High Court. As already pointed out, we set aside the conviction and

    5

    sentence imposed on Lakhan on the charge under s. 326, Indian Penal Code; -otherwise we affirm the decision of the High Court as regards Lakhan and also as regards the other two appellants and dismiss ,this appeal.

    Appeal dismissed.

    Conviction and sentence modified.

    (1) [1873] 20 W.R. (Cr.) 5.

    (2) [1955] 1 S.C.R. 1201.

    (3) [1955] 1 S.C.R. 1332.

    649

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    Lakhan Mahto & Others v. State Of Bihar
    (Feb 24, 1966)