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1957 INSC 16
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • Sub-section (2) of Section 5 of this Act
  • Section 161, Indian Penal Code
  • Section 403 (1) of the Code of Criminal Procedure
  • Section 403, Criminal Procedure Code
  • Article 32 of the Constitution of India
  • Section 165 of the Indian Penal Code
  • ss. 190, 191, 192 of the Code of Criminal Procedure
  • Section 161 of the Indian Penal Code
  • Clause (2) of Art. 20 of the Constitution
  • Code of Criminal Procedure, 1898 (Act V of 1898)
  • ss. 190, 191, 192, 529 and 530 of the Code of Criminal Procedure
  • Section 6 of the Prevention of Corruption Act, 1947
  • Code of Criminal Procedure, s. 254
  • Section 7(2) of the Criminal Law Amendment Act, 1952 (No. XLVI of 1952)
  • Section 161, Section 165, or Section 165-A of the Indian Penal Code (Act XLV of 1860)
  • Sub-section (2) of section 5 of the Prevention of Corruption Act, 1947 (II of 1947)
  • Section 529 of the Code of Criminal Procedure
  • Section 5 of the Prevention of Corruption Act, 1947
  • Section 403 of the Code of Criminal Procedure
  • Clause (2) of Article 20 of the Constitution
  • Section 6 of the Criminal Law Amendment Act, 1952
  • Sub-section (1) of s. 7 of the Criminal Law Amendment Act
  • Section 530 of the Code of Criminal Procedure
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Cites
Cited by
Citation Codes
Neutral Citations
1957 INSC 16
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • Sub-section (2) of Section 5 of this Act
  • Section 161, Indian Penal Code
  • Section 403 (1) of the Code of Criminal Procedure
  • Section 403, Criminal Procedure Code
  • Article 32 of the Constitution of India
  • Section 165 of the Indian Penal Code
  • ss. 190, 191, 192 of the Code of Criminal Procedure
  • Section 161 of the Indian Penal Code
  • Clause (2) of Art. 20 of the Constitution
  • Code of Criminal Procedure, 1898 (Act V of 1898)
  • ss. 190, 191, 192, 529 and 530 of the Code of Criminal Procedure
  • Section 6 of the Prevention of Corruption Act, 1947
  • Code of Criminal Procedure, s. 254
  • Section 7(2) of the Criminal Law Amendment Act, 1952 (No. XLVI of 1952)
  • Section 161, Section 165, or Section 165-A of the Indian Penal Code (Act XLV of 1860)
  • Sub-section (2) of section 5 of the Prevention of Corruption Act, 1947 (II of 1947)
  • Section 529 of the Code of Criminal Procedure
  • Section 5 of the Prevention of Corruption Act, 1947
  • Section 403 of the Code of Criminal Procedure
  • Clause (2) of Article 20 of the Constitution
  • Section 6 of the Criminal Law Amendment Act, 1952
  • Sub-section (1) of s. 7 of the Criminal Law Amendment Act
  • Section 530 of the Code of Criminal Procedure
Smart Summary

Factual and Procedural Background

Both petitioners, Baij Nath Prasad Tripathi and Sudhakar Dube, were Sub-Inspectors of Police in the erstwhile State of Bhopal. Each had been prosecuted before a Special Judge for accepting illegal gratification, offences punishable under section 161 of the Indian Penal Code and section 5 of the Prevention of Corruption Act, 1947. Tripathi was convicted and sentenced to nine months’ rigorous imprisonment on each count, while Dube’s trial was quashed during the proceedings. On appeal or review in both matters, the Judicial Commissioner/Special Judge held that the prosecutions were ab initio invalid because the requisite sanction under section 6 of the Prevention of Corruption Act had not been obtained; the entire proceedings were therefore quashed.

Subsequently, the State authorities issued fresh, valid sanctions and directed retrials before another Special Judge. Alleging that a second trial would violate the constitutional protection against double jeopardy and the statutory bar in section 403 of the Code of Criminal Procedure (CrPC), the petitioners invoked the Supreme Court’s original jurisdiction under Article 32 of the Constitution, seeking writs to restrain the State from proceeding with the new prosecutions.

Legal Issues Presented

  1. Whether a second trial for the same offences, after earlier proceedings were quashed for want of a valid sanction, is barred by Article 20(2) of the Constitution (protection against “double jeopardy”).
  2. Whether section 403(1) CrPC, which prohibits re-trial after a conviction or acquittal by a court of competent jurisdiction, applies when the first trial was void ab initio for lack of sanction.

Arguments of the Parties

Petitioners' Arguments

  • The fresh prosecutions offend Article 20(2) because they expose the petitioners to being “prosecuted and punished for the same offence more than once.”
  • Section 403(1) CrPC bars a second trial once a person has already been tried for the same offence, regardless of any defect in sanction.
  • By referring to sections 190, 191, 192, 529 and 530 CrPC, counsel attempted to distinguish between “jurisdiction” and “taking cognizance,” contending that even if the sanction was defective, the earlier court remained one of “competent jurisdiction” for the purpose of section 403.

Respondents' Arguments

The opinion does not contain a detailed account of the respondents' legal arguments.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Yusofalli Mulla v. The King, AIR 1949 PC 264 Section 403 CrPC applies only when the first trial was before a court of competent jurisdiction; a trial lacking valid sanction is a nullity. Followed as directly on point to hold that the earlier proceedings, being void, created no bar to a fresh trial.
Basdeo Agarwalla v. King-Emperor, (1945) F.C.R. 93 Re-affirmed the principle that absence of sanction renders the trial incompetent, hence section 403 CrPC does not apply. Relied upon to reinforce that a court without sanction lacks competence.
Budha Mal v. State of Delhi, Criminal Appeal No. 17 of 1952 (Supreme Court, 3 Oct 1952) Distinction between an acquittal by a competent court and proceedings that are void for want of sanction. Followed; Supreme Court had already ruled that section 403 does not bar retrial where initial proceedings were void.
Basdeo v. Emperor, AIR 1945 All 340 Discussion of the conceptual distinction between “taking cognizance” and “jurisdiction.” Cited only to show that its factual context was different; the Court held it had no bearing where statutory sanction is mandatory.

Court's Reasoning and Analysis

The Court characterised the earlier trials as complete nullities because section 6 of the Prevention of Corruption Act absolutely prohibits a court from taking cognizance of the specified offences without prior, valid sanction. A proceeding held in breach of that mandate is void and confers no jurisdiction. Consequently:

  • Article 20(2): The constitutional protection is triggered only when a person has been both “prosecuted and punished” for the same offence. Since the prior convictions and proceedings were declared void, the petitioners had not been validly prosecuted or punished; Article 20(2) therefore had no application.
  • Section 403 CrPC: The statutory bar arises only after a “conviction or acquittal” by a “court of competent jurisdiction.” A court acting without sanction lacks competence; thus no legally effective conviction or acquittal was ever recorded. The earlier quashing orders left “no conviction or acquittal in force” that could preclude a fresh trial.
  • The petitioners’ reliance on other CrPC provisions distinguishing “taking cognizance” from “jurisdiction” was rejected. Where the statute expressly withholds competence absent sanction, no court can validly try the offence, and section 530 CrPC confirms that such proceedings are void.

After reaffirming and following the Privy Council, Federal Court, and prior Supreme Court decisions, the bench concluded that the legal position was “clear beyond any doubt” and the petitions lacked merit.

Holding and Implications

Petitions DISMISSED.

The dismissal dissolves the restraining requests, allowing the State of Bhopal to proceed with the freshly sanctioned prosecutions before the Special Judge. The judgment re-asserts that double-jeopardy protections, whether constitutional (Article 20(2)) or statutory (section 403 CrPC), do not attach to trials that were void for want of sanction. No new legal doctrine was created, but existing precedent on the effect of invalid sanction was emphatically reaffirmed.

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    Baij Nath Prasad Tripathi v. State Of Bhopal And Another

    http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 1 of 5

    PETITIONER:

    BAIJ NATH PRASAD TRIPATHI

    Vs.

    RESPONDENT:

    THE STATE OF BHOPAL(and connected petition)

    DATE OF JUDGMENT:

    13/02/1957

    BENCH:

    ACT:

    Criminal trial-Prosecution for offences under s. 161 of the Indian PenalCode and s. 5 of the Prevention of Corruption Act-Proceedings quashed for want of Proper sanction-Fresh sanction-Second trial for same offences--Whether betred- Constitution of India, Art. 20 (2)-Code of Criminal Procedure, S. 403.

    HEADNOTE:

    The accused was tried and convicted by a Special judge for offences under s. 161 of the Indian Penal Code and s. 5 of the Prevention of Corruption Act. On appeal the whole proceedings were quashed as being ab initio invalid for want of proper sanction. The authorities accorded fresh sanction and directed the accused to be tried by a Special judge for the same offences. It was contended by the accused that the second trial was barred by Art. 20 (2) of the Constitution of India and by s. 403 -Of the Code of Criminal Procedure. Held, that the trial was not barred. Art. 20 (2) had no application in the case. The accused was not being prosecuted and punished for the same offence more than once, the earlier proceedings having been held to be null and void. The accused was not tried in the earlier proceedings by a Court of competent jurisdiction, nor was there any conviction or acquittal in force within the meaning of S. 403(1) of the Code to stand as a bar against the trial for the same offence.

    Yusofalli'Mulla v. The King, A.I.R. (1949) P. C. 264, Basdeo Agarwalla v. King-Emperor, (1945) F.C.R. 93 and Budha Mal v. of Delhi, Criminal Appeal No. 17 Of 1952, decided on October 1952, followed.

    JUDGMENT:

    ORIGINAL JURISDICTION: Petition No. 115 of 1956, and Petition No. 132 of 1956.

    Petitions under Article 32 of the Constitution of India for the enforcement of fundamental rights.

    B. D. Sharma, for the petitioners.

    C. K. Daphtary, Solicitor-General of India, Porus A. Mehta and R. H. Dhebar, for the respondents,

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    1957. February 13. The Judgment of the Court was delivered by

    S. K. DAS J.-These two petitions for the issue of appropriate writs restraining the respondents from prosecuting and trying the two petitioners 'on certain criminal charges in circumstances to be presently stated,

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    raise the same question of law and have been heard together. This judgment will govern them both.

    Baij Nath Prasad Tripathi, petitioner in Petition No. 115 of 1956, was a Sub-inspector of Police in the then State of Bhopal. He was prosecuted in the Court of Shri B. K. Puranik, Special Judge, Bhopal, and convicted of offences under s. 161, Indian Penal Code, and s. 5 of the Prevention of Corruption Act, 1947. He was sentenced to nine months' rigorous imprisonment on each count. He preferred an appeal against the conviction and sentences to the Judicial Commissioner of Bhopal. The Judicial Commissioner held by his judGment dated March 7, 1956, that no sanction according to law had been given for the prosecution of the -petitioner and the Special JudGe had no jurisdiction to take cognizance of the case; the trial was accordingly ab initio invalid -and liable to be quashed. He accordingly set aside the conviction and quashed the entire proceedings before the Special Judge. He then observed: "The parties would thus be relegated to the position as if no legal charge-sheet had been submitted against the appellant." On April 4, 1956, the Chief Commissioner of Bhopal passed an order under s. 7(2) of the Criminal Law Amendment Act, 1952 (No. XLVI of 1952) that the petitioner shall be tried by Shri S. N. Shri- vastava, Special Judge, Bhopal, for certain offences under the Prevention of Corruption Act read with S. 161, Indian Penal Code. The case of the petitioner is that he cannot be prosecuted and tried again for the same offences under the aforesaid order of April 4, 1956.

    Sudhakar Dube, petitioner in Petition No. 132 of. 1956, was also a Sub-Inspector of Police in the then State of Bhopal. He was also prosecuted in the Court of Shri B. K. Puranik, Special Judge, Bhopal, on a

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    charge of having accepted illegal gratification for- showing official favour to one Panna Lal. The learned Special Judge by an order dated January 10, 1956, came to the conclusion that no legal sanction for the prosecution of the petitioner had been given by the competent authority and the sanction given by the Inspector. General of Police was not valid in law; he therefore held that the whole trial was null and void and he could not take cognizance of the offences in question. Accordingly he quashed the proceedings. On February 7, 1956, the Chief Secretary to the Government of Bhopal accorded fresh sanction for the prosecution of the petitioner for offences under s. 161, Indian Penal Code, and s. 5 of the Prevention of Corruption Act. The petitioner then moved this Court for appropriate writs restraining the respondents from prosecuting and trying him for the offences stated in the fresh sanction aforesaid.

    On behalf of both the petitioners the contention is that by reason of cl. (2) of Art. 20 of the Constitution and s. 403 of the Code of Criminal Procedure, the petitioners cannot now be tried 'for the offences in question. It is necessary to read here some of the relevant sections bearing on the point at issue. Section 6 of the Criminal Law Amendment Act, 1952 (prior to the amendment made in 1955), so far as is relevant for our purpose, is in these terms :

    "6. (1) The State Government may, by notification in the Official Gazette, appoint as many special Judges as may be necessary for such area or areas as may be specified in the notification Co try the following offences, namely:-

    (a) an offence punishable under section 161, section 165, or section 165-A of the Indian Penal Code (Act XLV of 1860), or sub-section (2) of section 5 of the Prevention of

    2

    Corruption Act, 1947 (II of 1947);

    (b) any conspiracy to commit or any attempt to commit or any abetment of any of the offences specified in clause (a"'.

    Sub-section (1) of s. 7 of the same Act lays down:

    "7. (1) Notwithstanding anything contained in the Code of Criminal Procedure, 1898 (Act V of 1898) or in

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    any other law the offences specified in subsection (I of section 6 shall be triable by special Judges only".

    The same section also states that when trying any case, a special Judge may also try any offence other than an offence specified in s. 6 with which the accused may, under the Code of Criminal Procedure, 1898, be charged at the same trial. It is not necessary for our purpose to read the other sections "of the Criminal Law Amendment Act, 1952. We then go to the Prevention of Corruption Act, 1947, section 6 whereof is relevant for our purpose. That section is in these terms:

    " 6. (1) No Court shall, take cognizance of an offence punishable under section 16l or section 165 of the Indian Penal Code or under sub-section (2) of section 5 of this Act, alleged to have been committed by a public servant except with the previous sanction,(a) in the case of a person who is employed in connection with the affairs of the Union and is not removable from his office save by or with the sanction of the Central Government.......... [of the] Central Government;

    (b) in the case of a person who is employed in connection with the affairs of [a State] and is not removable from his office save by or -with the sanction of the State Government................ [of the] State Government;

    (c) in the case of any other person, of the authority competent to remove him from his office.

    (2) Where for any reason whatsoever any doubt arises whether the previous sanction as required under sub-section

    (1) should be given by the Central or State Government or any other authority, such sanction shall be given by that Government or authority which would have been competent to remove, the public servant from his office at the time when the offence was alleged to have been committed."

    It is under this section that sanction was necessary for the prosecution of the petitioners. Clause (2) of Art. 20 of the Constitution, on which the petitioners rely, states:

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    "No person shall be prosecuted and punished for the same offence more than once."

    Section 403 (1) of the Code of Criminal Procedure, on which learned counsel for the petitioners has placed the greatest reliance, is in these terms:

    " A person who has once been tried by a Court of competent jurisdiction for ail offence and convicted or acquitted of such offence shall, while such conviction or acquittal remains in force, not be liable to be tried again for the same offence, nor on the same facts for any other offence for which a different charge from the one made against him might have been made under section 236, or for which he might have been convicted under section 237."

    Now, it is necessary to state that the point taken by learned counsel for the petitioners is really concluded by three decisions-(a) one of the Privy Council,(b) another of the Federal Court and (c) the third of this Court itself. The Privy Council decision is in Yusofalli Mulla v. The King (1); the Federal Court decision in Basdeo Agarwalla v. King- Emperor (2) ; and the decision of this Court (not yet

    3

    reported) was given in Budha Mal v. State of Delhi (3) on October 3, 1952. The Privy Council decision is directly in point, and it was there held that the whole basis of s. 403

    (1) was that the first trial should have been before a Court competent to hear and determine the case and to record a verdict of conviction or acquittal; if the Court was not so competent, as for example where the required sanction for the prosecution was not obtained, it was irrelevant that it was competent to try other cases of the same class or indeed the case against the particular accused in different circumstances, for example if a sanction had been obtained. So is the decision of this Court where the following observations were made with regard to the point in question:

    " Section 403, Criminal Procedure Code, applies to cases where the acquittal order has been made by a Court of competent jurisdiction but it does not bar

    (1) A.I.R. 1949 P.C. 264.

    (2) [1945] F.C. R. 93.

    (3) Criminal Appeal No. 17 Of 1952 decided on October 3,

    1952.

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    a retrial of the accused in cases where such an order has been made by a court which had no jurisdiction to take cognizance of the case. It is quite apparent on this record that in the absence of a valid sanction the trial of the appellant in the first instance was by: a magistrate who had no jurisdiction to try him."

    After the pronouncements made in the decisions referred to above, it is really unnecessary to embark on a further or fuller discussion of the point raised, except merely to state that we have heard learned counsel for the petitioners who made a vain attempt with a crusading pertinacity worthy of a better cause, to show that the Privy Council decision was wrong and the decision of this Court required reconsideration, and having heard learned counsel in full, we are of the view that the decisions referred to above state the legal position correctly. It is clear beyond any doubt that el. (2) of Art. 20 of the Constitution has no application in these two cases. The petitioners are not being prosecuted and punished for the same offence more than once,, the earlier proceedings having been held to be null and void. With regard to s. 403, Code of Criminal Procedure, it is enough to state that the petitioners were not tried,- in the earlier proceedings, by a Court of competent jurisdiction, nor is there any conviction or acquittal in force within the meaning of s. 403. (1) of the Code, to stand as a bar against their trial for the same offences. Learned counsel for the petitioners invited our attention to ss. 190, 191, 192, 529 and 530 of the Code of Criminal Procedure and submitted that in certain circumstances the Code drew a distinction between 'jurisdiction' and I taking cognizance'. The whole fabric of the argument of learned counsel was founded on this distinction. Assuming, however, that in certain cases one Magistrate may take cognizance and another Magistrate may try an accused person, it is difficult to appreciate how any Court can try the petitioners of these cases in the absence of a sanction in view of the mandatory provisions of s. 6 of the Prevention of Corruption Act, 1947. If no Court can take cognizance of the offences in question without a legal sanction, it is obvious

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    that no Court can be said to be a Court of competent jurisdiction to try those offences and that any trial in the absence of such sanction must be null and void, and the

    4

    sections of the Code on which learned counsel 1 for the petitioners relied have really no. bearing on the matter. Section 530 of the Code is really against the contention of learned counsel, for it states, inter alia, that if any Magistrate not being empowered by law to try all offender, tries him, then the proceedings shall be void. Section 529

    (e) is merely an exception in the matter of taking cognizance of an offence under s. 190, sub-s. (1), cls. (a) and (b); it has no bearing in a case where sanction is necessary and no sanction in accordance with law has been obtained.

    As part of his arguments, learned counsel for the petitioners referred to certain observations made by Braund J. in a decision of the Allahabad High Court, Basdeo v. Emperor (1), where the learned Judge drew a distinction between 'taking cognizance' and 'jurisdiction'. The distinction was drawn in a case where a Magistrate duly empowered to commit cases to the Sessions Court committed ail accused person to the Court of Session in disregard of the provisions of s. 254 of the Code of Criminal Procedure, and the question was whether the irregularity so committed rendered the Sessions Court incompetent to try the case. The facts there were entirely different from the facts of the present cases and there was no occasion nor necessity for considering such mandatory provisions as are contained in s. 6 of the Prevention of Corruption Act. We do not think that the observations made in that case can be pressed in service in support of the argument of learned counsel for the petitioners in these cases, treating those observations as though they laid down any abstract propositions of law not dependent on the context of the facts in connection with which they were made.

    Out of deference to learned counsel for the petitioners, we have indicated and considered very briefly the arguments advanced before us. As we have said

    (1) A.I.R. T045 All. 340.

    657

    before, - the point is really concluded by decisions of the highest tribunal, decisions which correctly lay down the law. The result therefore is that these petitions are devoid of all merit and must be dismissed. Petitions dismissed.

    5

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    Baij Nath Prasad Tripathi v. State Of Bhopal And Another
    (Feb 13, 1957)