Translate
Text Highlighter

Bookmark

PDF

Share

Report a problem
AMICUS AI
Citation Codes
Equivalent Citations
citation codes
Case Number
Attorney(S)
Judges
Are you a practicing lawyer?
Enhance your digital presence and reach by creating a Casemine profile.
Upload pleading to use the new AI search
Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Case Number
Attorney(S)
Judges
Smart Summary

Legal Opinion Summary — B.A. Khan, J.

Factual and Procedural Background

R-1 (an Indian Police Service officer) began service on short commission with the Army in 1964, entered the IPS in 1968 (allotted to Maharashtra) and was discharged from service on 23.4.1973 after completing probation. He challenged that discharge in CWP No. 136/74; the writ petition was allowed and the discharge was quashed with consequential benefits by order dated 11.1.1979. Petitioners appealed (LPA No. 63/79) and failed. R-1 was reinstated in service as Superintendent of Police by order dated 27.1.1982 but without consequential benefits.

While pursuing enforcement of the writ court order and consequential benefits, R-1 received adverse Annual Confidential Reports (ACRs) for 1983-84 and 1984-85. The 1983-84 ACR was expunged after the reporting officer, S.D. Rege, admitted by communication dated 15.3.1985 that it had been wrongly recorded. R-1 challenged the 1984-85 ACR by representation (dated 30.12.1986), by a memorial to the President (dismissed), and by filing OA 335/92 before the Central Administrative Tribunal (CAT) alleging bias and that officers who recorded the ACR had been his enquiry officers in departmental inquiry.

Petitioners defended the ACR as a proper evaluation and noted that R-1 had been compulsorily retired by order dated 2.2.1994, which he challenged in OA 131/94 before CAT, Bombay, where the disputed ACR also appeared and was treated as having received approval. The Tribunal (CAT) accepted R-1's contentions and ordered expunction of the contested ACR. This writ petition before the court concerned whether the 1984-85 ACR was vitiated by bias and whether the challenge in OA 131/94 affected R-1's ability to contest the ACR.

Legal Issues Presented

  1. Whether the ACR for 1984-85 was vitiated by departmental/administrative or personal bias of the petitioners, rendering it liable to be expunged.
  2. Whether R-1's challenge to his compulsory retirement in OA 131/94 (in which the disputed ACR figured) precluded him from separately challenging the 1984-85 ACR (i.e., whether he was estopped or barred by res judicata).

Arguments of the Parties

R-1's Arguments

  • The 1984-85 ACR was vitiated by bias, prejudice and subjectivity arising from departmental hostility because of his long litigation against the department and his success in earlier writ proceedings.
  • The Reporting Officer (Narayanaswamy) and Accepting/Reviewing Officer (V.K. Saraf) for the ACR had been his enquiry officers in a departmental inquiry, creating a likelihood of bias in their assessment.
  • If the consequential benefits from the writ court order had been granted in time, those officers would have been incompetent to record his ACR under Government Notification dated 20.2.1980 (because he would have been senior to them).
  • Earlier adverse ACR (1983-84) was shown to be manipulated (per S.D. Rege's letter dated 15.3.1985), supporting the contention of departmental hostility and manipulation of records.

Petitioners' Arguments

  • The disputed ACR was recorded on proper evaluation of R-1's work and conduct and the rejection of his request for expunction was justified based on assessment of material and performance.
  • R-1 was compulsorily retired by order dated 2.2.1994, which he challenged in OA 131/94 before CAT, Bombay; the disputed ACR figured in that proceedings and had been treated as having received approval there, so its validity could not be quashed now.

Table of Precedents Cited

No precedents were cited in the provided opinion.

Court's Reasoning and Analysis

The court proceeded from established principles about bias in administrative action: the rule against bias applies to administrative acts, and the relevant test is not actual proof of bias but whether the circumstances give rise to a "real likelihood of bias" or a reasonable suspicion that bias operated. The court emphasized that writing of an ACR is an administrative act whose purpose is a fair and objective assessment of an official and must not be used as an instrument of punishment or vendetta.

Applying those principles to the facts, the court found the following factors established on record and sufficient to infer a real likelihood of bias:

  • Longstanding litigation between the parties dating to 1974, during which departmental inquiry and adverse ACRs were recorded against R-1 while he pursued enforcement of his writ relief.
  • The Reporting and Reviewing Officers for the 1984-85 ACR (Narayanaswamy and Saraf) had been the enquiry officers in the departmental inquiry concerning R-1, which objectively raised the apprehension or likelihood of bias in their assessment of his ACR.
  • The earlier ACR for 1983-84 was admitted by the reporting officer (S.D. Rege) to have been "tutored and manipulated" (communication dated 15.3.85), demonstrating departmental hostility and undermining the reliability of adverse entries in R-1's record.
  • If R-1 had been granted the consequential promotions and benefits ordered by the writ court within a reasonable time, he would have ranked senior to the officers who authored the 1984-85 ACR; under the Government Notification dated 20.2.1980, those officers would then have been incompetent to write or accept that ACR, which further supports the view that denial of benefits distorted the composition of officers who evaluated him.
  • An internal inconsistency was noted: R-1 had been deemed promoted to DIG on 5.9.1981 (and Selection Grade SP on 1.1.1978), yet the controversial ACR recorded his assessment as SP for 1984-85, a contradiction pointing to infirmity in the ACR's validity.

On the procedural estoppel/res judicata point, the court observed that OA 131/94 before CAT, Bombay had been directed specifically at R-1’s compulsory retirement and not at the 1984-85 ACR; thus R-1 was not precluded from bringing a separate challenge to that ACR and the issue was not barred by res judicata.

Considering these facts together, the court concluded that the 1984-85 ACR was vitiated by petitioners' administrative/departmental bias (and possibly personal bias) and that the Tribunal's finding to expunge the ACR was correct.

Holding and Implications

Holding: The court affirmed the Tribunal's order and held that the ACR for 1984-1985 was vitiated by the petitioners' bias and deserved to be expunged from R-1's service record. The writ petition was dismissed.

Direct consequences and relief ordered:

  • The impugned ACR for 1984-85 is to be expunged from R-1's record (Tribunal's order affirmed).
  • Petitioners were directed to pay R-1 Rs. 25,000 as litigation expenses within one month from receipt of the order.

Implications beyond the parties: The decision operates as a resolution of the specific dispute between these parties. The opinion applied established principles on bias in administrative action but does not purport to lay down a new legal precedent beyond the application of those principles to the facts of this case.

    State Of Maharashtra. v. R.B Sharma & Others

    B.A Khan, J.— Parties are contesting this litigation for about three decades now and R-1, an Indian Police Service Officer, has spent his whole service life in it. Though he stands compulsorily retired by now, he is still fighting it out in a “never say die” approach.

    2. R-1 was initially on a short commission with Army from 1964. He later entered IPS in 1968 and was allotted to Maharashtra State Code. He was struck by misfortune on 23.4.73 when he was discharged from service after completing probation. He challenged this in CWP 136/74 before this court which was allowed and his order of discharge quashed with consequential benefits by order dated 11.1.79 Petitioners took Appeal (LPA No. 63/79) against this but failed. He was consequently reinstated in service as SP by order dated 27.1.82 but without any consequential benefits. While he was engaged in seeking enforcement of writ court order and its benefits, petitioners records adverse ACR against him for 1983-1984 and 1985-1986. He sought expunging of the first ACR and succeeded because the Reporting Officer of this ACR one Mr. S.D Rege admitted vide his communication dated 15.3.85 that these were wrongly recorded at the behest of some officials though there was nothing wrong about R-1 ‘s performance.

    3. R-1 made representation against the second ACR for 1986-1986 on 30.12.86 alleging that it was vitiated by bias, prejudice and subjectivity which was rejected by petitioners. He then submitted a Memorial to President which was also dismissed. He finally approached CAT in OA 335/92 on the ground that the disputed ACR was actuated by petitioners’ bias as they harboured hostility against him because of his success in litigation and that his reporting officer Narayanaswamy and accepting officer V.K Saraf were his Enquiry Officers in the departmental inquiry conducted against him and thus could not be expected to have acted fairly and objectively in recording his ACR. His further case were that if petitioners had granted his consequential benefits within time, these officers would have been incompetent to record his relevant ACR in terms of Govt. Notification dated 20.2.80

    4. Petitioners justified the controversial ACR and submitted that it was recorded on proper evaluation of R-1's work and conduct and that they had rightly rejected his demand for its expunction after it was found that the ACR was based on careful assessment of material and R-1's performance and conduct. They also disclosed that R-1 was compulsorily retired from service by order dated 2.2.94 which he had challenged in OA 131/94 before CAT, Bombay and wherein disputed ACR also figured and received approval and, therefore, its validity could not be quashed.

    5. Tribunal accepted all the contentions of R-1 and negatived those of petitioners noticing that parties were involved in a long drawn litigation and that Reporting Officer and Reviewing Officer had held departmental enquiry against R-1 at the relevant time and that his first reporting Officer Mr. Rege had given a clean chit to him culminating in expunging of his adverse ACR for 1983-1984. While dealing with this aspect, it found:—

    “Though this may not be a sufficient reason to characterise the action as colourable, the argument of Applicant (R-1) that the circumstances might have influenced the decision of those officers in adjudging his work and conduct can't be brushed aside.”

    6. Both sides have undertaken a repeat exercise before us and all that falls for consideration is whether the controversial ACR for 84-85 was vitiated because it was tainted with petitioners personal/departmental/administrative bias and whether R-1's” challenge to his compulsory retirement in OA 131/94 could have any bearing in the matter.

    7. It is no more res-integra that rule against bias is equally applicable to administrative action. It is also well settled by now that test to determine whether a decision was actuated by bias was not whether it was in fact affected by it but whether fact situation of the case was such as to give rise to “real likelihood of bias” in the decision or whether there was a reasonable suspicion that bias operated in it. It is also not in dispute that writing of ACR was an administrative act and its purpose was to fairly and objectively assess the work, conduct, performance and character of an official which assessment was required to be brought home to him to ensure his effective efficiency and enable him to improve wherever he was found wanting. It was not to be used as a medium/instrument to punish or to wreak vendetta and the Authority entrusted with recording it was under an obligation to record it correctly, faithfully, fairly and objectively because it had the consequence to make and mark the service record of an employee.

    8. Having said so, we have little doubt that the controversial ACR in the present case was tainted by petitioner's administrative/departmental, if not personal, bias and the reasons for this are not far to seek. In fact, such bias is writ large and apparent on the face of record which shows that R-1 was engaged in a survival battle against petitioners right from 1974 when his career was cut short after his discharge from service. While petitioners were contesting this litigation, they were at the same time holding departmental inquiry against him and writing his ACRs. The Reporting and Reviewing Officer M/s. Narayanaswamy and Saraf of the controversial ACR were admittedly his Enquiry Officers in the departmental inquiry and this by itself was enough to raise the apprehension/likelihood of their harbouring bias in recording of this ACR. It is a different matter whether they, in fact, did so out of bias and whether it affected their assessment. But so-long as they remained pitted against R-1 on behalf of the department, likelihood of their bias operating in their action/decision could not be ruled out. The departmental hostility against R-1 was also* manifest from their own functionary Mr. S.D Rege spilling the beans in his letter dated 15.3.85, and admitting that R-1's adverse ACR for 83-84 was tutored and manipulated and that otherwise there was nothing wrong with his performance, apart from petitioner's over all conduct denying fruits of writ court order to R-1 for about 19 years. If he was granted the consequential relief within reasonable time, he would have ranked for senior to all the officers who authored his adverse ACR for 84-85 and these officers would have been incompetent to write this ACR at all. Pursuant to writ court order, he was finally deemed promoted as Selection Grade S.P on 1.1.78 and DIG on 5.9.81 If he was treated to be holding rank/post of DIG on 5.9.81, all officers connected with recording of the disputed ACR could not have recorded it in terms of petitioner's Notification dated 20.2.80 whereby his ACR for the relevant year was to be initiated by IGP, reviewed by Home Secretary and accepted by Chief Secretary. It is also not understandable how the controversial ACR recording his assessment as SP in 84-85 could sustain when he was deemed promoted as DIG prior to it in 1981 - a contradiction in terms indeed.

    9. Petitioner's contention that R-1 could not be allowed to pose a new challenge to this ACR which was the subject matter of his OA 131/94 at CAT, Bombay is misconceived because his challenge in that OA was specifically directed at his compulsory retirement and not this ACR, as found by Tribunal in the impugned order. He was, therefore, neither estopped to question this ACR in a separate OA nor was it barred by any principle of res judicata as such.

    10. We accordingly hold that controversial ACR for 1984-1985 was vitiated by petitioner's bias in the facts and circumstances of the case and deserved to be expunged from record and that Tribunal had rightly ordered its expunction by impugned order which is affirmed and this writ petition dismissed.

    11. While dismissing this petition, we deem it just and appropriate to record that R-1 had contested this litigation for years with his back to the wall. He had barely entered service when he was discharged and pushed into this litigation. He succeeded and was ordered to be reinstated in 1979 but was, in fact, reinstated in 1982. Consequential benefits were not granted to him for 19 long years and he was compulsorily retired from service soon after. He has surely not enjoyed the fruits of this litigation though he has spent his whole service career in it. He would, therefore, deserve to be compensated at least to meet his litigation expenses. Petitioners are accordingly directed to pay him Rs. 25,000/- as litigation expenses within one month from receipt of this order.

    Use AI to get other relevant cases.

    Comments

    State Of Maharashtra. v. R.B Sharma & Others
    (Aug 21, 2001)