Translate
Text Highlighter

Bookmark

PDF

Share

Report a problem
AMICUS AI
Citation Codes
Equivalent Citations
citation codes
Case Number
Attorney(S)
Judges
Acts
  • Bombay City II, Bombay), under S. 132(1) of the Income-tax Act, 1961.
  • 3 General of Sch. B Conduct Rules
Are you a practicing lawyer?
Enhance your digital presence and reach by creating a Casemine profile.
Upload pleading to use the new AI search
Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Case Number
Attorney(S)
Judges
Acts
  • Bombay City II, Bombay), under S. 132(1) of the Income-tax Act, 1961.
  • 3 General of Sch. B Conduct Rules
Smart Summary

Structured Summary of the Legal Opinion (Nayar, J.)

Factual and Procedural Background

This appeal arises from a judgment dated 13 March 1987 of the learned Single Judge (reported at 1987 — II L.L.N 522) which quashed:

  • the enquiry officer's report dated 24 September 1980,
  • the disciplinary authority's order of compulsory retirement dated 31 March 1981, and
  • the Visitor's order dated 23 June 1982 rejecting respondent 1's statutory appeal.

Respondent 1 (Professor P.C. Jain) was Professor and Head of the Mathematics Department at IIT Bombay. His son, Navin Jain, applied for M.Sc. (Mathematics) (Computer Science) admission in 1978 to be conducted by that Department. Allegations arose that respondent 1 prepared a tentative list for the admission-related committees and did not sufficiently disassociate himself despite being aware that his son was a candidate. A complaint by a faculty member (Dr. V.M. Saundalgekar) led to preliminary enquiries, a chargesheet (alleging conduct unbecoming and violation of conduct rules), appointment of an enquiry officer, and ultimately a report finding serious lapses (including an alleged leakage of the mathematics question paper and coaching of the son).

The Board of Governors accepted the enquiry officer's conclusions, issued a show-cause notice, and, after considering respondent 1's reply, imposed the penalty of compulsory retirement effective 31 March 1981. Respondent 1 appealed under Statute 13(1) to the Visitor (President of India), whose rejection of the appeal was communicated on 23 June 1982 without reasons. Respondent 1 then filed a writ petition under Article 226 before the Delhi High Court, which quashed the enquiry report and the orders and ordered reinstatement with full back wages and benefits. The IIT sought leave to appeal by Letters Patent, which is the present appeal before this Court (Nayar, J.).

Legal Issues Presented

  1. Whether the Delhi High Court had territorial jurisdiction to entertain the writ petition challenging the disciplinary order when the original order was made in Bombay but the Visitor (the appellate authority) was in Delhi (i.e., whether the original order merged in the appellate order making the writ maintainable in Delhi).
  2. Whether the disciplinary enquiry was vitiated for violation of principles of natural justice — specifically, (a) non-supply of statements and documents recorded at the stage of the preliminary enquiry and relied upon by the enquiry officer, (b) the enquiry officer's reception of material (written statements and informal consultations) "behind the back" of respondent 1 without giving him opportunity to know and meet that material, and (c) refusal to permit respondent 1 assistance by a legal adviser or colleague.

Arguments of the Parties

Appellants' Arguments (I.I.T.)

  • Jurisdiction: The appellants contended that the cause of action arose in Bombay where respondent 1 served and where the order imposing penalty was issued, so the Delhi High Court had no territorial jurisdiction.
  • Relevance and sufficiency of supplied material: The appellants asserted that the extracts of the enquiry report sent to respondent 1 were the only portions relevant to his case and implied that omitted portions did not relate to the charge.

Respondent's Arguments (Professor P.C. Jain)

  • Denial of natural justice: Respondent alleged he was not supplied with statements recorded by the preliminary enquiry committee which later became witnesses, that parts of the enquiry officer's report and statements (e.g., written statements of Dr. Marathe and Dr. Batra) were not disclosed to him, and that material collected "behind his back" was relied upon by the enquiry officer.
  • Right to assistance: He requested assistance by a legal adviser or colleague during the inquiry, which was refused, leaving him handicapped in examining and cross-examining witnesses.
  • Prejudice: He contended that non-supply of documents and the manner of conducting the enquiry caused serious prejudice and vitiated the proceedings.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Shiv Shanker Lal Gupta Khandelwal v. Commissioner of Income-tax (1968) Vol. 67 I.T.R 393 Territorial jurisdiction: cause of action arising where searches/seizures done (used to show that Delhi HC lacked jurisdiction where cause arose elsewhere). The Court held this authority was of no assistance to the appellants because in the present case respondent had a statutory right of appeal to the Visitor in Delhi and the appellate order merged with the original order.
Jamshedpur Engineering and Machine Manufacturing Co. (P) Ltd. v. Union of India ((1968) 70 I.T.R 807) Territorial jurisdiction: technical location of central coffers is too tenuous to base jurisdiction. The Court found this case did not support the appellants because that case lacked a statutory appeal to an appellate authority located in Delhi (unlike the present case).
D.K. Chitaley v. Central Board of Revenue (1973 R.L.R 14) Authority for territorial jurisdiction analysis similar to Shiv Shanker Lal (that merely filing before a central board does not confer Delhi jurisdiction). Cited to illustrate contrary authority; Court treated it as not controlling because here a statutory appeal lay to a Visitor in Delhi.
Collector of Customs, Calcutta v. East India Commercial Co., Ltd., Calcutta [A.I.R. 1963 S.C. 1124] Principle that the original order merges in the appellate order and the appellate order is the operative order for jurisdictional purposes. The Court applied this principle to hold that once the original order merged in the Visitor's appellate order (located in Delhi), the Delhi High Court had jurisdiction to entertain the writ.
Kashinath Dikshita v. Union of India [1986 — II L.L.N 375] Disciplinary proceedings: entitlement of the charged officer to copies of relevant documents and statements to meet charges effectively. The Court relied on this authority to support the Single Judge's conclusion that non-supply of statements/documents vitiated the enquiry and denied reasonable opportunity.
Union of India v. Mohamed Ramzan Khan [1991 — I L.L.N 380] Natural justice in disciplinary/quasi-judicial proceedings: the delinquent must be supplied with material used against him; enquiries are quasi-judicial and attract principles of natural justice. The Court cited this authority to reinforce that withholding enquiry materials and findings from the delinquent officer violates natural justice and vitiates proceedings.
Gujarat case [1970 (1) S.C.R 251] (as cited) Observations on disciplinary inquiry and influence of inquiry officer's conclusions on disciplinary authority. Referenced to show that disciplinary authorities are often influenced by inquiry reports; used to support the need for transparency and supply of material to the charged officer.
Board of Trustees of Port of Bombay v. Dilipkumar Raghvendranath Nadkarni [1983 — I L.L.N 314] Refusal to permit assistance (legal or by colleague) may amount to denial of reasonable opportunity and violate natural justice. The Court applied this authority to support the Single Judge's conclusion that refusal to allow respondent assistance was prejudicial and a breach of natural justice.

Court's Reasoning and Analysis

The Court's analysis proceeds in two main parts: (A) jurisdictional question; and (B) whether the disciplinary enquiry was vitiated by breaches of natural justice and rules for such enquiries.

(A) Territorial Jurisdiction

  1. The Court accepted the principle from Collector of Customs v. East India Commercial Co. that when an original order is taken on appeal, the appellate order becomes the operative order; hence the original merges into the appellate order for jurisdictional purposes.
  2. Applying that principle, because respondent 1 had a statutory right of appeal to the Visitor (stationed in Delhi) and the Visitor had disposed of the appeal, the operative order was the Visitor's. Accordingly, the Delhi High Court had territorial jurisdiction to entertain the writ petition challenging the order that had been finally upheld in Delhi.
  3. Earlier authorities cited by the appellants (e.g., Shiv Shanker Lal and Jamshedpur Engineering) were examined and rejected as inapplicable because the present case involved a statutory appeal to an appellate authority in Delhi, distinguishing the facts of those authorities.

(B) Procedural Fairness / Natural Justice in the Enquiry

  1. The Court endorsed the Single Judge's finding that respondent 1 was not supplied with statements recorded by the preliminary enquiry committee which were later used as witness evidence before the enquiry officer. The Single Judge's reasoning (quoted and accepted) emphasized that it is for the charged officer, not the department, to determine what material is necessary to prepare a defence.
  2. The Court stressed established law (citing Kashinath Dikshita and other authorities) that a charged government servant facing departmental enquiry is entitled to copies of relevant statements and documents to meet the charges effectively; without such material, effective cross-examination and defence is impossible.
  3. Specific procedural defects noted and relied upon by the Court included:
    • The enquiry officer considered written statements submitted later by Dr. C.R. Marathe and Dr. R.L. Batra though those witnesses were not available for examination, and those statements were not disclosed to respondent 1;
    • The enquiry officer had informal discussions with Professors K.C. Mukherji, G.S. Tandolkar and C.M. Srivastava regarding their preliminary reports and sought additional information from them prior to formal enquiry, without informing respondent 1 or affording him the opportunity to confront or cross-examine;
    • The enquiry officer refused respondent 1's request for assistance by a legal adviser or colleague, leaving him without necessary help to conduct cross-examination and present his case effectively.
  4. Given these facts, the Court concluded (consistent with Supreme Court authorities cited, including Union of India v. Mohamed Ramzan Khan) that withholding of relevant enquiry material and considering evidence obtained "behind the back" of the charged officer amounted to violation of the principles of natural justice and denial of a reasonable opportunity to defend.
  5. The Court observed that the enquiry officer went beyond his brief in finding leakage and coaching and that such serious allegations required that respondent 1 be afforded full opportunity to meet the material relied upon.

Holding and Implications

Holding: The Letters Patent Appeal is dismissed.

Implications / Consequences:

  • The Court affirmed the Single Judge's conclusions that procedural unfairness and violations of natural justice occurred in the disciplinary process against respondent 1. The earlier orders quashing the enquiry report (dated 24 September 1980), the disciplinary order of compulsory retirement (dated 31 March 1981), and the Visitor's order rejecting the appeal (dated 23 June 1982) stand as quashed pursuant to the Single Judge's order which the Court has upheld by dismissing the appeal.
  • Direct effect on the parties: respondent 1 remains entitled to reinstatement with full wages, without break in service, and with full benefits, allowances, perquisites and privileges as ordered by the learned Single Judge (the appellate court has dismissed the challenge to that relief).
  • Costs: The appeal was dismissed and the Court ordered "no order as to costs."
  • Interim / monetary directions confirmed in the opinion: an earlier interim order (21 July 1987) directed replenishment by the appellants of any amount respondent 1 withdrew from his provident fund; the remaining payable amount (less tax) was ordered to be kept in fixed deposit in the name of the Registrar of the Court to be paid in accordance with the result of the appeal. The Court directed the Registrar to pay the fixed-deposit sum with accrued interest to respondent 1 in terms of the interim order after notice to the appellants.
  • Broader precedent: The Court applied and reaffirmed established principles (as cited) concerning (a) the merger of original and appellate orders for territorial jurisdiction, and (b) the necessity of supplying relevant documents/statements and ensuring a fair opportunity to meet charges in quasi-judicial/disciplinary proceedings. The decision applies existing law rather than announcing a novel legal principle.

Note: This summary is limited to and derived exclusively from the content of the provided opinion. No facts or legal conclusions beyond what appears in the opinion have been added.

    Indian Institute Of Technology v. Dr. P.C Jain And Others

    Nayar, J.:— The present appeal arises out of the judgment, dated 13 March, 1987, of the learned Single Judge reported in 1987 — II L.L.N 522, wherein a writ of mandamus was issued quashing the report, dated 24 September, 1980, of the enquiry officer and order, dated 31 March, 1981, of the disciplinary authority and order, dated 23 June, 1982, of the visitor rejecting appeal of respondent 1 against the order of compulsory retirement.

    2. Respondent 1 in the year 1978 was Professor and the Head of the Mathematics Department of the Indian Institute of Technology (for short I.I.T). He had a very brilliant academic record and was a visiting Professor at the University of Wisconsin, United States of America, from 1963 to 1965, Professor of Mathematics in B.I.T.S, Pilani, from 1965 to 1966, Professor and Head of the Department of Mathematics of I.I.T for three periods during the years 1966 to 1978. He was also honoured for his outstanding contribution and was recipient of Shanti Swaroop Bhatuagar Award as well as several other honours. Respondent 1's son, Sri Navin Jain applied for admission to M.Sc (Mathematics) (Computer Science) admission test for the year 1978–1979, which was to be conducted by the Department of Mathematics of I.I.T Sri Navin Jain was eligible to take the test. It was also averred that he had a better record in Mathematics than in Physics and had secured highest marks in Mathematics in Ruia College, Bombay University Examination in the year 1977. The admission test and interview was conducted by the committees constituted by the Mathematics Department of the I.I.T for this purpose and three committees were set up, namely, scrutiny committee, paper setting committee and interview committee. Respondent 1 was alleged to have drawn up a tentative list of members of the said committees. This list was required to be approved by the faculty members of the Mathematics Department and for this purpose, he had issued a circular, dated 3 July, 1978, calling for the meeting of the faculty for 6 July, 1978. Respondent 1 further averred that he was aware that his son was a candidate for the admission and he had disassociated himself from all the concerned committees, He further stated that a large number of faculty members including senior faculty members were on veacation and, therefore, at the time of drawing up of the tentative list of the members of the committees, all the faculty members, who were available in Bombay, were consulted. On 5 July, 1978, one member of the faculty, namely Dr. V.M Saundalgekar made a complaint to Professor A.K De, Director of the I.I.T, against respondent 1 regarding his son being one of the candidates for the admission test. Thereupon, the Director called respondent 1 and in the presence of Deputy Director told him that he should go to the faculty meeting and get its approval of the names of various members of the committees. Respondent 1 further alleged that he asked the Director for permission to go on casual leave with effect from 6 July, 1978 and to make alternative arrangements. The Director, however, is alleged to have told him that there was no need for him to immediately go on leave and he should conduct the faculty meeting on 6 July, 1978. At the meeting of the faculty members, respondent 1 announced the names of the committee members and the said names were unanimously approved. Respondent 1 thereafter had nothing to do with the admission procedure. 8 and 9 July, 1978, being holidays, he went on leave from 10 to 12 July, 1978. The question paper was set up on 7 July, 1978, by a committee consisting of Dr. C.R Marathe, Dr. R.L Batra, Dr. S.P Bhattacharya and Dr. Jai Prakash. The written examination in the paper of Mathematics took place on 11 July, 1978 and interviews of the candidates were conducted subsequently. The son of respondent 1 Sri Navin Jain got 70 out of 70 marks in General Mathematics but secured only 2 marks out of 30 marks in Physics.

    3. Dr. Saundalgekar made an oral as well as a written complaint on 13 July, 1978 to the Director of I.I.T to the effect that the test had not been conducted in a fair manner. It is an admitted case that on the aggregate of written test and interview marks the respondent's son secured eighth position in order of merit. However, in view of the complaint only 7 candidates were granted admissions and the respondent's son was not admitted to the course. The Director appointed a preliminary enquiry committee consisting of three members to go into the alleged allegations. The said committee submitted its report to the Director. Thereafter, a memorandum, dated 23 August, 1979, was served on respondent 1. The article of charge against respondent 1 and as referred in the judgment of the learned Single Judge may be reproduced as under:

    “Conduct unbecoming of a Professor, thereby showing violation of letter and spirit of Sub-para. (a) of Para. 3 General of Sch. B Conduct Rules which is quoted below:

    “3 General

    (a) Every employee shall at all times maintain absolute integrity and devotion to duty and also be strictly honest and impartial in his official dealings.”

    Along with the chargesheet was annexed a statement of imputations of misconduct. The said statement was as follows:

    “(1) On receipt of the application for admission to MSc, Degree course of his son Sri Navin, Professor Jain did not voluntarily disclose to anyone the fact that his son Sri Navin was a candidate for the 1978 admission to the M.Sc, Degree in his own Department. This fact came to light only through one of the faculty members of the Mathematics Department who informed the Director, about it just six days before the admission test, by which time most of the planning for the test had been completed under Professor Jain's overall guidance.

    (2) Professor Jain ignored the specific directions orally given by the Director to him to disassociate himself forthwith from the entire matter of M.Sc (Mathematics) admission, 1978, including the matter of appointment of paper setters and head examiners and nominated the members for all the committees which conducted the admission test as also the convenor for setting sector A; of the test paper.

    (3) His above described conduct has resulted in causing—

    (i) a significant damage to the reputation of the institute by lowering its image in the eyes of the public in so far as the fairness of its admission procedures are concerned;

    (ii) denial of admission to a few deserving candidates to the M.Sc, Programme, 1978, a line had to be drawn in all the three merit lists of admission to the three specialisations in the M.Sc (Mathematics) Programme above No. 8 which was the merit position obtained by his son through unfair means.”

    4. The respondent alleged that after the receipt of the chargesheet he requested for documents but the same were not supplied. The Board of Governors of I.I.T on 19 January, 1980, appointed Professor S.C Bhattacharya as enquiry officer to scrutinise the charges against the respondent. He once again requested for documents and in his letter, dated 26 February, 1980, it was, inter alia, stated that in the absence of the documents called for by him he was unable to reply to the chargesheet. He received letter from Assistant Registrar, I.I.T Sri K.S Hegde, vide communication, dated 5 March, 1980, informing him that the first meeting of the enquiry would be held on 13 March, 1980 and 14 March, 1980 respectively. The last letter also contained a list of 9 witnesses and the list of four documents which would be relied upon. Respondent 1 appeared before the enquiry officer on 13 March, 1980, and asked or some documents and also requested for sometime to examine the same. He further requested that he should be permitted to be represented by a legal advisor or by a colleague. This request was not accepted and it appeared that the respondent did not participate in the enquiry and on 13 and 14 March, 1980 the enquiry officer proceeded to examine the witnesses. The proceedings continued on different dates and the respondent also participated and submitted his written brief.

    5. The enquiry officer submitted his report, dated 24 September, 1980, to the I.I.T The conclusions drawn by the enquiry officer, as contained in the extract of his report which was given to respondent 1, were as follows:

    “(a) Professor P.C Jain knew perfectly well about the rules, practices, traditions of the I.I.T, Bombay. He was once reprimanded by Professor P.K Kelkar, the then Director of the I.I.T, Bombay, for not disassociating himself from the J.E.E for which his daughter, Snehlata Jain was a candidate.

    (b) In the present case, he was correctly and timely advised by the Director, Professor A.K De, in the presence of Professor, R.P Singh, Deputy Director, to completely disassociate himself from the examination, as his son was a candidate. Professor Jain bad already made the arrangements for setting the questions, constituting the committees, etc., more or less, entirely on his own and in consultation with only one or two persons, near to him. He should have entrusted the entire test to another Professor in the Department who could review the situation and make fresh and adequate arrangements. Professor Jain did not do that. He informed the faculty inadequately and arrangements made by him were executed did not actively do anything, as they wanted Professor Jain to walk into the trap, which he did.

    (c) Professor Jain went on leave for two days, during the examination, but when none of the arrangements made by him had been altered, this posture of going on leave was an eye-wash and will not carry conviction to any.

    (d) Performance of Sri Navin Jain in General Mathematics which was subsidiary subject was unusally good (70/70). On the other hand, his performance in Physics (2/30), which was his principal subject, was dismal. It is certain that he had access to the question paper on Mathematics.

    (e) Dr. M.N Gopalan as the General Co-ordinator proved inadequate for the task. Part of it was due to the fact that his colleagues in the department did not take him seriously and failed to render him adequate help. I am convinced that the leakage of question was not through him, it must have taken place at an earlier stage.

    (f) It appears obvious that Dr. R.L Batra who was the co-ordinator for the question of Mathematics was responsible for the leakage. The question paper, at the manuscript stage, must have been given to Professor Jain, who coached his son adequately, so that he could give an excellent performance. Lack of adequate amount of rough work in a complicated paper such as the one on Mathematics, by a student, who had Mathematics as his subsidiary subject and his dismal performance in Physics, his principal subject, adds further support to this connection.

    What Professor Jain did, was highly objectionable, immoral, against the tradition of the institute and more than that, against the established ethics of a teacher. It is a pity that a person of his distinction should have fallen a pray to this temptation. The institute authorities should take serious notice of his lapses and take adequate action against him.”

    6. The report was then placed before the meeting by the Board of Governors on 29 December, 1980. A resolution was passed on that date accepting the conclusions of the enquiry officer. Respondent 1 was served with a show-cause notice, dated 27 January, 1981, from the I.I.T in which it was stated that the report of the enquiry officer had been considered and it had decided to accept the findings contained therein. Respondent 1 was asked to show cause as to why the proposed penalty of compulsory retirement should not be imposed. Along with the show-cause notice some extracts of the report of the enquiry officer were sent to respondent 1. According to the appellants, extracts of the report which were sent to respondent 1 were the only ones which were relevant to his case and the omitted portions did not relate to the charge against him.

    7. Respondent 1 sent his reply to the show-cause notice in which he alleged that the entire proceedings before the enquiry officer were vitiated, inter alia, for the reasons that principles of natural justice had been violated and rules for holding such enquiry had been violated. The request for assistance in the enquiry proceedings was refused by the enquiry officer. It may be relevant to reproduce the following extract:

    “Enquiry officer.— Professor Jain requested for assistance from a colleague or a Government officer for presenting his case. The enquiry officer felt that this is neither relevant nor necessary. The institute's presentation was made by one of his officers. Professor Jain could present his own case himself.”

    8. The Board considered respondent 1's reply to the show-cause notice in the meeting held on 30 March, 1981 and concluded that the explanation of respondent 1 was not satisfactory. The Board, therefore, decided that the penalty of compulsory retirement be imposed on the respondent with effect from the afternoon of 31 March, 1981. The impugned order of compulsory retirement reads as follows:

    “Officer Order No. 717/1981

    Reference reply, dated 9 February, 1981, from Professor P.C Jain with reference to the show-cause notice issued to him on 27 January, 1981.

    The Board at its eighty-sixth meeting held on 30 March, 1981, after considering carefully the reply of Professor P.C Jain with reference to the show-cause notice bearing No. AO/Staff/O-343/81, dated 27 January, 1981, issued to him has arrived at the conclusion that the explanation of Professor P.C Jain is not satisfactory and that no satisfactory cause is shown why the proposed penalty should not be imposed upon him.

    The Board, therefore, decided that the penalty of ‘compulsory retirement’ be imposed on Professor P.C Jain of the charge of ‘conduct unbecoming of a Professor, thereby showing violation of letters and spirit of Sub-para. (a) of Para. 3 General of Sch. B Conduct Rules.’

    In accordance with the above Board's decision Professor P.C Jain is retired compulsorily from the service of the institute with effect from the afternoon of 31 March, 1981.

    Director.”

    9. The request of respondent 1 for reconsideration of his case was rejected on 27 May, 1981 and Dr. R. Ramanna, Chairman, Board of Governors, wrote to him as follows:

    “I thank you for your letter, dated 22 May, 1981. It will be extremely difficult for us to consider your request for reappointment at 1. I.T, Bombay. If, however, you are interested in other posts, we will be happy to help you, to the extent possible.”

    10. Respondent 1 filed statutory appeal on 5 June, 1981 under Statute 13(1) of the I.I.T Statutes to the Visitor, I.I.T Delhi. It may be stated that the President of India is the Visitor of the I.I.T Respondent 1 was, however, informed by the Director vide communication, dated 23 June, 1982, that the Visitor had rejected his appeal and the penalty of compulsory retirement had been upheld. This letter did not contain any reason for the said decision. Feeling aggrieved by the penalty imposed by the Board of Governors of I.I.T and the rejection of his appeal by the Visitor, respondent 1 filed writ petition under Art. 226 of the Constitution of India before this Court. The plea of lack of territorial jurisdiction was raised before this Court and it was contended that respondent 1 was serving at Bombay, and the order imposing penalty was issued at Bombay. The learned Single Judge however, rejected this contention and held that the original order merges in the appellate order, and, therefore, the writ petition is maintainable at Delhi in view of the fact that the imposition of penalty was finally upheld by the Visitor at Delhi.

    11. The learned Single Judge further noticed that there was no dispute that respondent 1 was not supplied with statements of those persons which had been recorded earlier, which persons subsequently appeared as witnesses during the course of the enquiry proceedings against him. In this regard, he concluded as follows:

    “In my opinion the non-supply of statements of persons, which had been recorded by the preliminary enquiry committee, and who were then examined as witnesses by the enquiry officer, was not warranted. Merely because those statements are not relied upon by the department cannot be a ground for not supplying the same to the officer if the statements have some relevance to the charges against him. It is not for the department to determine as to what documents are necessary to enable an officer to prepare his defence. It is for the officer who is chargesheeted to determine as to what material would be relevant in preparation of his defence. It would, to my mind, be violation of the principles or natural justice if material documents are in possession of the department and the same is not made available to the officer when he wants it and when it can be demonstrated by him that the documents so available with the department are connected with or are relevant to the enquiry to be held against him. What was desired by the petitioner were statements of those persons who were to appear as witnesses in the enquiry against him. Those statements, to my mind, would have been very relevant to enable the petitioner to prepare his defence and to effectively examine or cross-examine such witnesses when they appeared before the enquiry officer. Therefore, where a document or statement is relevant for a defence then that statement or document has to be given or shown to the officer even if the department has not relied upon it.”

    12. The learned Single Judge also refered to the fact that when the enquiry officer referred and relied on material which was collected behind the back of respondent 1, the principles of natural justice were obviously violated. There were four members of the paper-setting committee. Two of them were available and were examined by the enquiry officer during the course of the enquiry proceedings. Two other members were not available and they were Dr. Marathe and Dr. Batra. The enquiry officer in his report has stated as follows in respect of both of them:

    “Dr. C.R Marathe and Dr. R.L Batra who were not available during the sittings of the enquiry committee, subsequently, at the request of the enquiry officer, submitted written statements which were considered by him while drawing his conclusions.”

    It was also not disputed what was submitted by Dr. Marathe and Dr. Batra in writing was not made available to respondent 1. Therefore, the learned Judge held that the enquiry officer took into cosideration what was stated by these persons as admitted and the same was opposed to all principles of natural justice for the enquiry officer to have received these material statements and not to have informed respondent 1 of the contents of the same and then to have taken them into consideration.

    13. In the enquiry report it has also been stated that the enquiry officer “had informal discussions with Professor K.C Mukherji, Professor G.S Tandolker and Professor C.M Srivastava regarding the report submitted by them and also to find out from them any other additional information which might be useful to me.” After that, the formal enquiry was started. The enquiry officer, according to the learned Single Judge, was not justified in having discussion with the aforesaid three Professors who had submitted a preliminary report in this case without respondent 1 having an opportunity of knowing what was discussed between enquiry officer and them and without respondent 1 being given an opportunity for cross-examination of the said persons The learned Judge also upheld the averment of respondent 1 that he was never given a complete report of the enquiry officer and he referred to certain portions of the enquiry report which ought to have been communicated and serious prejudice, therefore, was caused to him by withholding the said portions of the enquiry report.

    14. The learned Judge commented adversely on the refusal of the institute to allow respondent 1 to be represented by a lawyer or a colleague and held that respondent 1 felt handicapped in this regard and his request for assistance ought to have been granted. The writ petition accordingly was allowed and report, dated 24 September, 1980, of the enquiry and the order, dated 31 March, 1981, of the disciplinary authority and order, dated 23 June, 1982, of the Visitor were quashed. Respondent 1 was held entitled to immediate reinstatement with full wages and without any break in service and with full benefits, allowances, perquisites and privileges as if the impugned orders had not been passed. The appellants I.I.T did not feel satisfied with the decision of the learned Single Judge and sought to challenge the same by means of this Letters Patent Appeal.

    15. The first contention raised by the learned counsel for the appellants is that this Court possesses no territorial jurisdiction to decide the matter. It was submitted that the respondent was serving at Bombay, and the order imposing penalty was issued at Bombay. We do not find any substance in this argument as it is now well settled that the original order merges in the appellate order and, therefore, the writ petition was maintainable at Delhi. The respondent has sought to challenge the order of compulsory retirement by means of statutory appeal under 13(1) of the I.I.T Statute to the Visitor, I.I.T, Delhi. Reference has been made by the learned counsel to Shiv Shanker Lal Gupta Khandelwal v. Commissioner of Income-tax [(1968) Vol. 67 I.T.R 393], wherein it was held that:

    “since the petitioner resided in the State of Bombay and the Income-tax Officer and the Commissioner resided there and their offices were also situated there, and the authorisation under S. 132(1) was also issued in that city, the entire cause of action arose in the city of Bombay and fell outside the jurisdiction of the Delhi High Court.”

    It was also held that the Central Government was not a necessary party to the petition and since the petitioner himself invoked the jurisdiction of the Central Board, by that device he could not be permitted to impose the jurisdiction on the Delhi High Court. The mere fact that he had filed an application before the Central Board under S. 132(ii) did not confer jurisdition on that High Court to entertation his petition. The learned Judges after dealing with the facts held as follows:

    “The material fact are these: On 9 and 11 July, 1966, the petitioner's house and his business premises were searched by the second respondent to this petition (the First Income-tax Officer, A-III Ward, Bombay), as per the authorisation issued by the first respondent (the Commissioner of Income-tax, Bombay City II, Bombay), under S. 132(1) of the Income-tax Act, 1961. During the searches in question, several documents were seized. In addition, the second respondent seized a sum of Rs. 1,17,000, it appears, a portion of the amount seized has been a appropriated towards the arrears of income-tax due from the petitioner. The petitioner is challenging the validity of those searches and seizures. It may be noted that the searches and the seizures in question have taken place in the City of Bombay. Respondents 1 and 2 reside in that city their offices are situate in that city. Even the petitioner is residing in that city. The authorisation issued by the first respondent under S. 132(1) was issued in that city. Therefore, prima facie, the entire cause of action has arisen in the City of Bombay. That being so, the reliefs, prayed for in the petition, whether considered under Sub-art. (1) of Art. 226, or under Sub-art. (2) of Art. 226, prima facie, fall outside the jurisdiction of this Court.”

    The abovesaid authority is of no assistance to the appellants as in the present ease respondent 1 was provided a statutory right of appeal to the Visitor who was stationed in Delhi, and the order of the Visitor obviously merged in the order of the disciplinary authority.

    16. The next authority cited is Jamshedpur Engineering and Machine Manufacturing Company (Private), Ltd. v. Union of India ((1968) 70 I.T.R 807], the learned Judges in that case held as follows:

    “Here again, we find it difficult to uphold this submission. The order which the petitioner seeks to enforce, was made by the Income-tax Appellate Tribunal, Calcutta Bench, on 3 December, 1958, and the officers to whom that order gives directions are also outside the jurisdiction of this Court. Prima facie, therefore, this Court would not have territorial jurisdiction either over the officers to whom writ is sought to go or over the cause of action from which the petitioner is feeling aggrieved. The contention that since the money realised from the petitioner has gone to the coffers of the Union of India and this Court has merely to direct the Union of India to refund the amount, has the merit of ingenuity, but appears to us to be too tenuous to sustain the plea of jurisdiction of this Court, on the facts and circumstances of the present case. The order of refund has to be made by appropriate authorities and nothing cogent has been urged to convince us that such an appropriate authority is within our jurisdiction. The technical location of the coffers of the Union of India in Delhi, is, in our opinion, too tenuous a basis for assuming jurisdiction over the controversy before us.”

    This case also does not in any manner support the contention of the appellants as there was no statutory appeal provided in the circumstances of that case. We may also refer to the judgment of the learned Single Judge in D.K Chitaley v. Central Board of Revenue [1973 R.L.R 14], wherein the learned Judge held that on consideration of the judgment in Shiv Shanker Lal v. Commissioner of Income-tax [(1968) Vol. 67 I.T.R 393] (vide supra), that the entire cause of action arose at Bombay, and the mere filing of an application to the Central Board of Revenue at New Delhi, did not give Delhi High Court jurisdiction to entertain the petition.

    17. The Hon'ble Supreme Court in Collector of Customs, Calcutta v. East India Commercial Company, Ltd., Calcatta [A.I.R 1963 S.C 1124], has dealt with the question and came to the following conclusion:

    “The question, therefore, turns on whether the order of the original authority becomes merged in the order of the appellate authority even where the appellate authority merely dismisses the appeal without any modification of the order of the original authority. It is obvious that when an appeal is made, the appellate authority can do one of three things, namely:

    (i) it may reverse the order under appeal;

    (ii) it may modify that order; and

    (iii) it may merely dismiss the appeal and thus confirm the order without any modification.

    It is not disputed that in the first two cases where the order of the original authority is either reversed or modified it is the order of the appellate authority which is the operative order and if the High Court has no jurisdiction to issue a writ to the appellate authority it cannot issue a writ to the original authority. The question, therefore, is whether there is any difference between these two cases and the third case where the appellate authority dismisses the appeal and thus confirms the order of the original authority. It seems to us that oh principle it is difficult to draw a distinction between the first two kinds of orders passed by the appellate authority and the third kind of order passed by it. In all these three cases after the appellate authority has disposed of the appeal, the operative order is the order of the appellate authority whether it has reversed the original order or modified it or confirmed it. In law, the appellate order of confirmation is quite as efficacious as an operative order as an appellate order of reversal or modification. Therefore, if the appellate order of is beyond the territorial jurisdiction of the High Court it seems difficult to hold even in a case where the appellate authority has confirmed the order of the original authority that the High Court can issue a writ to the original authority which may even have the effect of setting aside the order of the original authority when it cannot issue a writ to the appellate authority which has confirmed the order of the original authority. In effect, by issuing a writ to the original authority setting aside its order, the High Court would be interfering with the order of the appellate authority which had confirmed the order of the original authority even though it has no territorial jurisdiction to issue any writ to the appellate authority. We, therefore, feel that on principle when once an order of an original authority is taken in appeal to the appellate authority which is located beyond the territorial jurisdiction of the High Court, it is the order of the latter authority which is the operative order after the appeal is disposed of; and as the High Court cannot issue a writ against the appellate authority for want of territorial jurisdiction it would not be open to it to issue a writ to the original authority which may be within its territorial jurisdiction once the appeal is disposed of, though it may be that the appellate authority has merely confirmed the order of the original authority and dismissed the appeal.”

    18. The law is, therefore, well settled that when the original order merges in the appellate order, the writ is maintainable in the High Court within whose jurisdiction the appellate authority is based The High Court of Delhi, did possess the jurisdiction to deal with the matter and there is no infirmity or illegality in the finding of the learned Single Judge on this ground. We affirm the same accordingly.

    19. We may now come to the next point as to whether respondent 1 has been provided sufficient opportunity by the disciplinary authority to defend himself and whether the non-supply of the statements on which reliance had been placed by the department and which had been recorded by the preliminary enquiry committee vitiate the enquiry for the reason that principles of natural justice had been violated and rules for holding such enquiries had not been followed. The learned Single Judge held that the non-supply of statements of persons which had been recorded by the preliminary enquiry committee, and who were then examined by the enquiry officer was not warranted. He further concluded that it was not for the department to determine as to what documents are necessary to enable an officer to prepare his defence. It was for the officer who was chargesheeted to determine as to what material would be relevant in preparation of his defence. There would be complete violation of the principles of natural justice if material documents are in possession of the department and the same were not available to the officer when he wants it and when it can be demonstrated by him that the document so available with the department are connected with or relevant to the enquiry to be held against him. The learned Single Judge on appreciation of facts came to the conclusion that the statements would have been very relevant to enable respondent 1 to prepare his defence and to effectively examine or cross-examine such witnesses when they appeared before the enquiry officer. It may also be noticed that the enquiry officer referred to and relied on material which was collected behind the back of respondent 1. The enquiry report refers to the subsequent statements of Dr. C.R Marathe and Dr. R.L Batra to the following effect:

    “Dr. C.R Marathe and Dr. R.L Batra who were not available during the sittings of the enquiry committee, subsequently, at the request of the enquiry officer, submitted written statements which were considered by him while drawing his conclusions.”

    It is not in dispute that what was submitted by Dr. Marathe and Dr. Batra in writing was not made available to respondent 1. Furthermore, the enquiry report also states that the enquiry officer—

    “had informal discussions with Professor K.C Mukherji, Professor G.S Tandolkar and Professor C.M Srivastava, regarding the report submitted by them and also to find out from them any other additional information which might be useful to me.”

    20. It is also well settled that the enquiry is vitiated if the delinquent officer is able to establish prejudice caused to him by non-supply of documents considered at the stage of preliminary enquiry and which ultimately resulted in the passing of the impugned order. The learned Single Judge noticed that there was no dispute that respondent 1 was not supplied with the statements of those persons which had been recorded earlier, which persons subsequently appeared as witnesses during the course of the enquiry proceedings against him. Reference was also made to the judgment of the Hon'ble Supreme Court in the case of Kashinath Dikshita v. Union of India [1986—II L.L.N 375]. The learned Single Judge has correctly quoted the following passage in his judgment which will squarely cover the case of respondent 1, in Paras. 10 and 12, at pages 379 and 380:

    “… The extracts quoted hereinabove leave no room for doubt that the disciplinary authority refused to furnish to the appellant copies of documents and copies of statements. When a Government servant is facing a disciplinary proceeding, he is entitled to be afforded a reasonable opportunity to meet the charges against him in an effective manner. And no one facing a departmental enquiry can effectively meet the charges unless the copies of the relevant statements and documents to be used against him are made available to him. In the absence of such copies, how can the concerned employee prepare his defence, cross-examine the witnessess and point out the inconsistencies with a view to show that the allegations are incredible?…

    Be that as it may, even without going into minute details it is evident that the appellant was entitled to have an access to the documents and statements throughout the course of the inquiry. He would have needed these documents and statements in order to cross-examine the 38 witnesses who were produced at the inquiry to establish the charges against him. So also at the time of arguments, he would have needed the copies of the documents. So also he would have needed the copies of the documents to enable him to effectively cross-examine the witnesses with reference to the contents of the documents. It is obvious that he could not have done so if copies had not been made available to him. Taking an overall view of the matter we have no doubt in our mind that the appellant has been denied a reasonable opportunity of exonerating himself. We do not consider it necessary to quote extensively from the authorities cited on behalf of the parties, beyond making passing reference to some of the citations, for whether or not there has been a dental to afford a reasonable opportunity in the backdrop of this case must substantially depend upon the facts pertaining to this matter.”

    The learned Judge has held that non-supply of statement of persons, which had been recorded by the preliminary enquiry committee and who were then examined as witnesses by the enquiry officer was not warranted. These statements obviously would have been very relevant to enable respondent 1 to prepare his defence and to effectively examine or cross-examine such witnesses when they appeared before the enquiry officer. The conclusions of the learned Single Judge are based on the admitted facts on record and the established law is clearly in favour of the respondent that there has been violation of the principles of natural justice and denial of reasonable opportunity.

    21. The Hon'ble Supreme Court in Union of India v. Mohamed Ramzan Khan [1991 — I L.L.N 380], has further clarified the position of law and has held as follow in Para. 13, at page 385:

    “Several pronouncements of this Court dealing with Art. 311(2) of the Constitution have laid down the test of natural justice in the matter of meeting the charges. This Court on one occasion has stated that two phases of the inquiry contemplated under Art. 311(2) prior to the Forty-Second Amendment were judicial. That perhaps was a little stretching the position. Even if it does not become a judicial proceeding, there can be no dispute that it is a quasi-judicial one. There is a charge and a denial followed by an inquiry at which evidence is led and assessment of the material before conclusion is reached. These facets do make the matter quasi-judicial and attract the principles of natural justice. As this Court rightly pointed out in the Gujarat case [1970 (1) S.C.R 251], the disciplinary authority is very often influenced by the conclusions of the inquiry officer and even by the recommendations relating to the nature of punishment to be inflicted. With the Forty-Second Amendment, the delinquent officer is not associated with the disciplinary inquiry beyond the recording of evidence and the submissions made on the basis of the material to assist the inquiry officer to come to his conclusions. In case his conclusions are kept away from the delinquent officer and the inquiry officer submits his conclusions with or without recommedation as to punishment, the delinquent is precluded from knowing the contents thereof although such material is used against him by the disciplinary authority. The report is an adverse material if the inquiry officer records a finding of guilt and proposes a punishment so far as the delinquent is concerned. In a quasi-judicial matter, if the delinquent is being deprived of knowledge of the material against him though the same is made available to the punishing authority in the matter of reaching his conclusion, rules of natural justice would be affected….”

    22. Thus the matter is settled by the Hon'ble Supreme Court. Non-supply of copies of part of the enquiry report and statement of persons whose evidence had been recorded behind the back of the respondent would vitiate the entire proceedings. The enquiry officer also went beyond his brief to hold that there was leakage of paper and that respondent 1 was informed about the paper and had coached his son accordingly. The serious allegation was made against the respondent and he was not even provided sufficient opportunity to defend himself. There is a serious allegation which has been supported by the facts of the case that the respondent was never given the complete report of the enquiry officer and only the alleged relevant extracts of the report were annexed with the chargesheet and supplied to him. The learned Single Judge correctly came to the conclusion and there is no error of law in the finding that serious prejudice was caused to the respondent by withholding portions of the enquiry report. We otherwise cannot follow as to why the disciplinary authority was hesitant in supplying the complete report of the enquiry officer as well as the statement of certain witnesses to the respondent. The disciplinary authority also gravely erred in examining two witnesses behind the back of the respondent and having informal consultation with others and respondent was not confronted with the same nor he was provided sufficient opportunity in this regard. The Supreme Court has clearly held in Union of India v. Mohamed Ramzan Khan [1991—I L.L.N 380] (vide supra), that principles of natural justice demand that the relevant documents must be supplied to the delinquent officer and the delinquent is entitled to know the material being used against him.

    23. We may notice that respondent had requested to be assisted by a legal adviser or one of his colleagues. This request was not considered by the enquiry officer and in a way the same was declined. The learned Single Judge came to the conclusion that the respondent had no experience at all in examining the witnesses and no effective cross-examination had been done in his behalf. The appellants ought to have provided reasonable assistance to respondent to defend himself so that no injustice was done. Reference may be made to the case of Board of Trustees of Port of Bombay v. Dilipkumar Raghvendranath Nadkarni [1983—I L.L.N 314], which lays down that refusal to grant such request would amount to denial of a reasonable opportunity to defend and the essential principles of natural justice would be violated.

    24. We may also record our disapproval in the manner the respondent has been treated. It is needless to go further into the merits of the rival contentions of the parties but it is an admitted fact that the respondent had a brilliant academic career and he has been a visiting Professor at various universities including Wisconsin University in United States of America. He made outstanding contribution to the Mathematical Science and he was honoured jointly with Professor R. Narasimhan, with the prestigious Shanti Swaroop Bhatnagar Award. He has also been recipient of several other honours and it may not be necessary to discuss them in detail. The whole trouble started on the complaint of Dr. V.M Saundelgakar on or about 5 July, 1978. The respondent brought to the notice of the Director that his son Sri Navin Jain was candidate for the admission test and he wanted to go on casual leave with effect from 6 July, 1978. The examination for Mathematics was to be conducted on 11 July, 1978 and 8 and 9 July being holidays, the respondent went on leave from 10 to 12 July, 1978 which would indicate that he did not actively participate in any proceedings concerning his son. The Director being aware of the whole issue could have changed the examiners who were alleged to have been appointed by the respoident. He however, maintained his silence and did not act in this regard. It will also be farfetched to conclude that the examiners who were eminent Professors in their own right would confer undue advantage on the son of the respondent on mere asking. It is also relevant to point out that the SOQ of the respondent derived no benefit and did not get admission in the institute. The respondent had to go through the agony of facing the disciplinary proceeding and litigating in this Court for about nine years of the later part of his career. The Director and other persons responsible ought to have acted when the respondent informed them about the participation of his son in the admission proceedings.

    25. We see no merit in this appeal and the same is dismissed. There shall be no order as to costs.

    26. The Court on 21 July, 1987 had made an interim order to the effect that out of the amount payable to respondent, under the judgment of the learned Single Judge, the amount withdrawn by the said respondent from his provident fund will be replenished by the appellants. The remainder of the said amount payable to respondent 1, less such tax as are deductible at source, will be kept in fixed deposit in the name of the Registrar of this Court. The said sum kept in the fixed deposit was directed to be payable with interest in accordance with the result of this appeal. The Registrar of this Court is directed to pay the sum kept in the fixed deposit along with interest accrued thereon to respondent 1 in terms of order, dated 21 July, 1987, after notice to the appellants.

    Use AI to get other relevant cases.

    Comments

    Indian Institute Of Technology v. Dr. P.C Jain And Others
    (May 7, 1991)