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  • Verification of) Caste Certificates Act 2000 (Maharashtra Act No. XXIII of 2001).
  • provisions contained in Articles 341 and 342 of the Constitution of India
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  • Verification of) Caste Certificates Act 2000 (Maharashtra Act No. XXIII of 2001).
  • provisions contained in Articles 341 and 342 of the Constitution of India
Smart Summary

Factual and Procedural Background

The petitioner was appointed as an Assistant Teacher in the services of Zilla Parishad, Jalgaon on 29-12-1992. At the time of appointment she claimed to belong to Tokre Koli, a Scheduled Tribe, and relied on a caste certificate said to have been issued by the Executive Magistrate, Jalgaon on 10-12-1981. The Chief Executive Officer of Zilla Parishad Jalgaon referred the petitioner's caste certificate to a Scrutiny Committee for verification by letter dated 17-6-1996. During a vigilance enquiry the Tahsildar, Jalgaon reported that no entry was found in the Tahsildar's register to show issuance of such a certificate. The Vigilance Officer submitted a report to the Scrutiny Committee on 25-11-1999.

By order dated 29-12-2001 the Scrutiny Committee cancelled the caste certificate and recommended criminal prosecution for obtaining a fake caste certificate. The petitioner challenged that order in Writ Petition No. 5298 of 2001. This Court partly allowed the writ petition: the claim of belonging to Tokre Koli (Scheduled Tribe) was invalidated, while maintaining the Committee's finding that the certificate (outward No. MAG/S.R/81/82 dated 10-12-1981) was fake and maintaining the order initiating criminal action. The Court left the petitioner free to apply for a fresh caste/tribe certificate from the appropriate authority and directed that any such certificate be sent to the Scrutiny Committee for verification.

The Chief Executive Officer, Zilla Parishad Jalgaon issued a show cause notice dated 27-2-2004/18-3-2004 calling on the petitioner to explain why her services should not be terminated given that she had not submitted a fresh Scheduled Tribe certificate as directed. The petitioner thereafter obtained a caste certificate dated 28-4-2004 issued by the Sub Divisional Officer, Jalgaon as “Koli”, recognised as a Special Backward Class. The petitioner sought protection under a Government Resolution dated 15-6-1995 and relied on interim relief granted on 7-10-2004. The present writ petition challenges the show cause notice and seeks protection from termination.

Legal Issues Presented

  1. Whether the Government Resolution dated 15th June, 1995 overrides the statutory provisions of the Maharashtra Scheduled Castes, Scheduled Tribes, De-notified Tribes (Vimukta Jatis), Nomadic Tribes, Other Backward Classes and Special Backward Category (Regulation of Issuance and Verification of) Caste Certificates Act 2000 (Maharashtra Act No. XXIII of 2001).
  2. Whether, in the facts of this case (where the petitioner's original caste certificate was held to be fake and cancelled), the petitioner is entitled to protection in service under the Government Resolution of 15-6-1995 or other authorities relied upon.

Arguments of the Parties

Appellant / Petitioner's Arguments

  • The petitioner relied on interim relief granted on 7-10-2004 (prayer clause “B”) to argue that her services were protected.
  • The petitioner obtained a fresh caste certificate dated 28-4-2004 as "Koli" (Special Backward Class) and sought benefit under the Government Resolution dated 15-6-1995, which, according to the petitioner, protects the services of persons who fail to establish a Scheduled Tribe caste claim.
  • Learned counsel sought to distinguish State of Maharashtra v. Sanjay K. Nimje on factual grounds, submitting that in Nimje the appointment order post‑dated the Government Resolution (29-6-1995 vs 15-6-1995), whereas in the present case the petitioner was appointed on 29-12-1992.
  • The petitioner relied on a series of authorities (including M. Narayanappa v. Government of Karnataka; Union of India v. H. Ramakrishna; Superintendent of Post Offices v. R. Valasina Babu; State of Maharashtra v. Ravi Prakash B. Parmar; Sandeep Subhash Parate v. State of Maharashtra; Bank of India v. Avinash D. Mandivikar) in support of the contention that the petitioner's services should be protected.

Respondent / Zilla Parishad's Arguments

  • The Scrutiny Committee cancelled the petitioner's caste certificate as a Scheduled Tribe (Tokre Koli) and recommended criminal prosecution for obtaining a fake certificate.
  • An affidavit-in-reply from the then Tahsildar, who served 9-9-1981 to 5-1-1982, stated that the petitioner never applied to the Tahsildar/Executive Magistrate for such a caste certificate in 1981 and that no such certificate was issued by that office on 10-12-1981.
  • The petitioner obtained employment on the basis of a certificate which was subsequently cancelled; the Zilla Parishad submitted that a person who has played a fraud (obtained service by a fake certificate) is not entitled to relief under Article 226 of the Constitution and has no right to be in service.
  • The Zilla Parishad placed reliance on Nutan Vidarbha Shikshan Mandal (Division Bench) to support the position that a Government Resolution cannot override statutory provisions and that protection will not be given to persons who have acted unscrupulously.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
State of Maharashtra v. Sanjay K. Nimje, 2007 (3) Mh. L.J (S.C) 795 : 2007 ALL SCR 540 Establishes that a legislative Act (the 2000 Act) prevails over any Government Resolution; a benefit under a Government Resolution cannot be extended to a person who does not satisfy conditions precedent; the effect of statute and constitutional provisions (Articles 341 and 342) cannot be diluted by a Government Resolution. The Court relied on the Apex Court's observations in Nimje to hold that the Government Resolution dated 15-6-1995 cannot override the Maharashtra Act 2000. The Court noted that sections 7 and 10 of the Act of 2000 were considered in Nimje.
Nutan Vidarbha Shikshan Mandal v. The Presiding Officer, School Tribunal Amravati, 2007 (2) Mh. L.J 440 : 2007 (2) ALL MR 60 Considered the effect of a Government Resolution in a similar situation and stated that statutory provisions cannot be overridden by a Government Resolution; protection contrary to statutory provisions is unenforceable. The Court relied on the Division Bench's view (including para 42 quoted in the opinion) to support the conclusion that the Government Resolution cannot override the statutory scheme and cannot protect persons whose conduct is barred by the statute.
M. Narayanappa v. Government of Karnataka, (1998) 8 SCC 321 Referenced by petitioner’s counsel in support of the proposition that the petitioner's services ought to be protected. The Court noted the citation but held that the judgments relied upon by the petitioner (including this one) were not applicable to the facts of the present case, particularly in light of Sanjay K. Nimje and Nutan Vidarbha Shikshan Mandal.
Union Of India v. H. Ramakrishna, (1998) 8 SCC 322 Referenced by petitioner’s counsel in support of the contention that services should be protected. The Court noted the citation but treated it as not applicable to the facts of this case in view of the authority of Sanjay K. Nimje and the Division Bench decision in Nutan Vidarbha Shikshan Mandal.
Superintendent of Post Offices v. R. Valasina Babu, 2007 AIR SCW 1099 Relied on by petitioner’s counsel among other authorities in support of protection of service. The Court perused this judgment but found the judgments relied upon by the petitioner collectively to be not applicable to the facts of this case.
State of Maharashtra v. Ravi Prakash Babulalsing Parmar, 2007 (2) Mh. L.J (S.C) 250 : 2006 AIR SCW 6093 Relied on by petitioner’s counsel in supporting protection of service. The Court perused the judgment but concluded it was not applicable to the present facts.
Sandeep Subhash Parate v. State of Maharashtra, 2006 (6) Mh. L.J (S.C) 720 : 2006 (6) ALL MR (SC) 71 Relied on by petitioner’s counsel in support of the petitioner's case. The Court noted the citation but found the authority not applicable to the facts at hand.
Bank of India v. Avinash D. Mandivikar, 2005 (4) Mh. L.J (S.C) 409 : 2005) 7 SCC 690 Relied on by petitioner’s counsel among other judgments cited. The Court reviewed the citation but determined it was not applicable to the facts of the present case.

Court's Reasoning and Analysis

The Court reviewed the factual record and the submissions of counsel. It noted that the Scrutiny Committee had cancelled the petitioner's caste certificate and recommended criminal prosecution, and that an affidavit by the then Tahsildar stated that no such caste certificate was issued by that office on 10-12-1981.

The Court identified the core legal question as whether the Government Resolution dated 15-6-1995 can override the provisions of the Maharashtra Act No. XXIII of 2001 (the Act of 2000) which regulates issuance and verification of caste certificates. The Court examined the authorities cited by the petitioner but found them inapplicable to the facts, particularly in light of the Apex Court's decision in State of Maharashtra v. Sanjay K. Nimje and the Division Bench decision in Nutan Vidarbha Shikshan Mandal.

The Court relied on the principle articulated in Sanjay K. Nimje that a legislative Act (the 2000 Act) prevails over any Government Resolution, and that a Government Resolution cannot confer benefits on persons who do not satisfy the statutory conditions; further that statutory provisions and constitutional provisions (Articles 341 and 342) cannot be diluted by a Government Resolution. The Court also relied on the Division Bench's observation in Nutan Vidarbha Shikshan Mandal that statutory provisions cannot be overridden by a Government Resolution and that protection cannot be extended to unscrupulous persons contrary to statute.

Applying these principles to the facts, the Court emphasised that the petitioner was appointed to a post reserved for Scheduled Tribes based on a caste certificate that was subsequently found not to have been issued by the competent authority. The Court described such conduct as playing a fraud and observed that the statutory scheme did not permit protection in such circumstances. Given the authoritative pronouncements that a Government Resolution cannot displace statutory provisions, the Court concluded that the petitioner was not entitled to protection under the Government Resolution of 15-6-1995.

Holding and Implications

Holding: The writ petition is dismissed and the interim relief granted on 7-10-2004 stands vacated.

Implications:

  • The direct effect of the Court's order is dismissal of the petition challenging the show cause notice and vacation of the interim protection previously granted to the petitioner. The Court refused to stay the operation of its order for the purpose of filing a petition to the Apex Court.
  • The Court's reasoning rests on the proposition that the Maharashtra Act of 2000 governs issuance and verification of caste certificates and that a Government Resolution (dated 15-6-1995) cannot override the statutory provisions; accordingly, the petitioner could not avail herself of protection under that Resolution once the statutory requirement (valid certificate) was not satisfied.
  • The opinion does not announce any broader new precedent beyond application of the cited authorities; the Court applied existing authorities (Apex Court and Division Bench decisions) to the facts and reiterated that statutory provisions cannot be overridden by Government Resolutions. The direct consequence for the parties is the vacatur of interim protection, and further action (including any termination proceedings or criminal proceedings as recommended by the Scrutiny Committee) is left to proceed subject to applicable law and procedure.
Writ petition dismissed.
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    Malti v. State Of Maharashtra

    Naresh H. Patil and R.M Borde, JJ.:— Heard learned counsel for the petitioner, learned Assistant Government Pleader for respondent No. 1 and learned counsel for respondents Nos. 2 and 3.

    2. The petitioner was appointed as Assistant Teacher on 29-12-1992 in the services of Zilla Parishad Jalgaon. Initially the petitioner claimed that she belonged to Tokre Koli, a Scheduled Tribe. A caste certificate-was issued, according to the petitioner, by the Executive Magistrate Jalgaon on 10-12-1981. As the petitioner was appointed as a candidate belonging to Scheduled Tribe, the Chief Executive Officer, Zilla Parishad Jalgaon referred the caste certificate of the petitioner for verification to the Scrutiny committee vide letter dated 17-6-1996. During vigilance enquiry, the Tahsildar Jalgaon informed the Vigilance Officer that there was no entry found in the register maintained by the office of the Tahsildar Jalgaon regarding issuance of such a caste certificate in favour of the petitioner. Accordingly, the Vigilance Officer submitted report to the Scrutiny Committee on 25-11-1999. By judgment and order dated 29-12-2001 the Scrutiny Committee cancelled the caste certificate issued in favour of the petitioner as Tokre Koli and recommended criminal prosecution against the petitioner for obtaining fake caste certificate.

    3. The petitioner questioned the said order of the Scrutiny Committee in Writ Petition No. 5298 of 2001 before this Court. The writ petition came to be partly allowed. Operative portion of the order passed by this Court is as below:

    “In the result, the petition is partly allowed. Rule is made absolute to the extent of invalidating the caste claim as belonging to Tokre Koli is set aside. The rest of the order passed by the Committee holding the caste certificate bearing outward No. MAG/S.R/81/82 dated 10-12-1981 to be a fake caste certificate which was presented by the petitioner and order of initiation of criminal action against the petitioner is maintained. The rule is discharged to that extent. The petitioner, however, is free to apply for issuance of a caste/tribe certificate from the appropriate authority and in case the petitioner is issued such a certificate it should be first sent to the scrutiny committee for verification. No order as to costs.”

    4. The petitioner was issued a show cause notice dated 27-2-2004/18-3-2004 by the Chief Executive Officer Zilla Parishad Jalgaon. By the said notice it was brought to the notice of the petitioner that in the light of the order passed by the High Court the petitioner was to submit a fresh caste certificate as belonging to Scheduled Tribe issued in her favour but the same was not submitted in spite of repeated intimations issued by the office of the Zilla Parishad Jalgaon. The petitioner was therefore called upon to explain as to why the petitioner's services shall not be terminated. This show cause notice is the subject-matter of challenge in the present petition. The petitioner states that thereafter the petitioner obtained a caste certificate dated 28-4-2004 issued by the Sub Divisional Officer Jalgaon Division, Jalgaon as “Koli” which is recognised as a Special Backward Class.

    5. The learned counsel Shri S.B Talekar, appearing for the petitioner submitted that by virtue of the interim relief granted on 7-10-2004 in terms of prayer clause “B” the petitioner's services are protected. It was submitted that the petitioner obtained a fresh caste certificate as Koli (Special Backward Class) after the writ petition filed by the petitioner was finally disposed of by judgment and order dated 1st July, 2002. The petitioner decided not to press her claim as a Scheduled Tribe. The petitioner seeks benefit of a Government Resolution dated 15th June, 1995. The petitioner contends that under the said Government Resolution in case a candidate fails in establishing her caste claim as a Scheduled Tribe, then the services of such persons are required to be protected in accordance with the policy of the State. The State had adopted a policy that in such cases an employee shall not be terminated.

    6. The learned counsel for the petitioner placed reliance on the reported judgments. While referring to the case of State of Maharashtra v. Sanjay K. Nimje, 2007 (3) Mh. L.J (S.C) 795 : 2007 ALL SCR 540, the counsel would submit that the said case is required to be distinguished on facts. According to the learned counsel, in the case of Sanjay Nimje the appointment order issued on 29th June, 1995 was later in point of time to the Government Resolution which was issued on 15th June, 1995 whereas in the present case the petitioner was appointed on 29-12-1992. The learned counsel submits that considering the judgments reported in M. Narayanappa v. Government of Karnataka, (1998) 8 SCC 321 and Union Of India v. H. Ramakrishna, (1998) 8 SCC 322 the petitioner's services are required to be protected as the petitioner did not claim any relief as a Scheduled Tribe but insisted for benefits of a candidate belonging to Koli, which is recognized a Special Backward Class in the State of Maharashtra.

    7. The learned counsel for the petitioner further placed reliance on the following reported judgments in support of his contentions:

    (1) Superintendent of Post Offices v. R. Valasina Babu, 2007 AIR SCW 1099; (2) State of Maharashtra v. Ravi Prakash Babulalsing Parmar, 2007 (2) Mh. L.J (S.C) 250 : 2006 AIR SCW 6093; (3) Sandeep Subhash Parate v. State of Maharashtra, 2006 (6) Mh. L.J (S.C) 720 : 2006 (6) ALL MR (SC) 71; and, (4) Bank of India v. Avinash D. Mandivikar, 2005 (4) Mh. L.J (S.C) 409 : (2005) 7 SCC 690.

    8. We have perused the judgments cited (supra) by the learned counsel for the petitioner. The judgments cited are not applicable to the facts of the case and more particularly in view of the judgment delivered by the Apex Court in the case of Sanjay K. Nimje (cited supra) and the view adopted by the Division Bench of this Court in the case of Nutan Vidarbha Shikshan Mandal (cited supra). The provisions of sections 7 and 10 of the Act of 2000 were considered in the cases of Sanjay K. Nimje and Nutan Vidarbha Shikshan Mandal.

    9. The learned counsel Shri Vijay Sharma, appearing for the Zilla Parishad submitted that the Scrutiny Committee had cancelled the caste certificate issued in favour of the petitioner as a candidate belonging to Tokre Koli, a Scheduled Tribe and had recommended criminal prosecution. Our attention was drawn by the counsel to para 5 of the affidavit-in-reply filed by the then Chief Executive Officer Zilla Parishad Pune who was working as Tahsildar Jalgaon from 9-9-1981 to 5-1-1982. It was mentioned that the present petitioner never applied to the Tahsildar/Taluka Executive Officer for issuance of caste certificate in the year 1981 and no such caste certificate was issued by the deponent on 10-12-1981 which was under verification of the Scrutiny Committee. The counsel would submit that it is a matter where the petitioner entered in service on the basis of caste certificate as a Scheduled Tribe which was not issued by the office of the Tahsildar/Executive Magistrate. According to the counsel, a person who played a fraud would not be entitled to claim any relief from the Court exercising jurisdiction under Article 226 of the Constitution. It was submitted that as the petitioner initially entered in the service on the basis of a certificate which was cancelled the petitioner has no right to be in service.

    10. Learned counsel Shri Sharma places reliance on a reported judgment in Nutan Vidarbha Shikshan Mandal v. The Presiding Officer, School Tribunal Amravati, 2007 (2) Mh. L.J 440 : 2007 (2) ALL MR 60 delivered by a Division Bench of this Court.

    11. The basic issue involved in this petition is as to whether the Government Resolution dated 15th June, 1995 overrides the statutory provisions of the Maharashtra Scheduled Castes, Scheduled Tribes, De-notified Tribes (Vimukta Jatis), Nomadic Tribes, Other Backward Classes and Special Backward Category (Regulation of Issuance and Verification of) Caste Certificates Act 2000 (Maharashtra Act No. XXIII of 2001). While dealing with this issue the Apex Court in a recent judgment in State of Maharashtra v. Sanjay K. Nimje, 2007 (3) Mh. L.J (S.C) 795 : 2007 (2) SCALE 214 observed in paragraphs 16 and 17:

    “16. The 2000 Act being a legislative Act would prevail over any Government Resolution. A Government Resolution may be beneficent in nature but it is well-settled that a benefit under a Government Resolution cannot be extended to a person who does not satisfy the conditions precedent thereof.

    17. In any event, the effect of the judgment of this Court as also the provisions of a statute in the light of the constitutional provisions contained in Articles 341 and 342 of the Constitution of India cannot be diluted by reason of a Government Resolution or otherwise.”

    12. In a recent judgment delivered by a Division Bench of Bombay High Court (Coram: R.M.S Khandeparkar and S.R Dongaonkar, JJ.) the effect of a Government Resolution in identical situation was considered. The Court observed in para 42 thus:

    “42. It is settled law that the statutory provisions cannot be overridden by the Government Resolution. Once the statutory provision denied protection to unscrupulous persons, no Government Resolution providing protection contrary to such statutory provisions can be enforceable at law. The sphere which is covered by an Act cannot be allowed to be encroached upon by any Government Resolution. The law in this regard is well settled.”

    13. In the present case the petitioner claims benefit under the Government Resolution dated 15th June, 1995. The petitioner entered in service as a candidate belonging to Tokre Koli, Scheduled Tribe. Her caste claim was rejected. After disposal of the writ petition the petitioner preferred not to apply for a fresh caste certificate as Scheduled Tribe candidate but preferred to obtain caste certificate as Koli which is recognised as Special Backward Class in the State of Maharashtra.

    14. On behalf of the petitioner it was submitted that in identical situation two other candidates were retained in service by the Zilla Parishad. Therefore, the Zilla Parishad shall not be permitted to discriminate among the candidates. We reject this contention in view of the authoritative pronouncements of the Apex Court and the view adopted by this Court in the judgment cited supra. Learned counsel for the petitioner submits that under the Government Resolution various other candidates in the State of Maharashtra got benefit which accordingly be given to the petitioner. We find that the petitioner was appointed as a candidate from reserved category, based on a caste certificate which was not at all issued by the concerned authority. The petitioner occupied a post which was reserved for a person belonging to Scheduled Tribes. A candidate who obtained caste certificate, which is later on found to be not issued by the authority, plays a fraud, and the consequences are inevitable.

    15. In the light of the reasons and observations made above we find that the petition is devoid of substance and liable to be rejected.

    16. The writ petition is accordingly rejected. Interim relief granted on 7-10-2004 stands vacated.

    17. Learned counsel Shri Talekar for the petitioner at this stage prays for staying the effect and operation of this order for a period of four weeks for preferring a petition to the Apex Court. We do not find any justifiable reasons to stay operation and effect of our order. The prayer stands rejected.

    18. The Assistant Government Pleader shall forward a copy of this order to the Secretary, School Education Department, State of Maharashtra.

    Writ petition dismissed.
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    Comments

    Malti v. State Of Maharashtra
    (Apr 5, 2007)