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  • provisions of Orders 39, Rule 11 of the Code of Civil Procedure.
  • provisions of Order 39 Rule 11 of the Code of Civil Procedure.
  • provisions of Order 12 Rule 8 of the Code of Civil Procedure
  • provisions of Order 39, Rule 11 of Code of Civil Procedure.
  • provisions of Order 39 of the Code of Civil Procedure.
  • Rule 11 of Order 39 of the Code of Civil Procedure
  • Order 39 Rule 11 of the Code of Civil Procedure
  • provisions of Order 39 Code of Civil Procedure
  • Rule 11 of Order 39 of Code of Civil Procedure
  • Rule 11 of Order 39
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Citation Codes
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citation codes
Case Number
Attorney(S)
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Acts
  • provisions of Orders 39, Rule 11 of the Code of Civil Procedure.
  • provisions of Order 39 Rule 11 of the Code of Civil Procedure.
  • provisions of Order 12 Rule 8 of the Code of Civil Procedure
  • provisions of Order 39, Rule 11 of Code of Civil Procedure.
  • provisions of Order 39 of the Code of Civil Procedure.
  • Rule 11 of Order 39 of the Code of Civil Procedure
  • Order 39 Rule 11 of the Code of Civil Procedure
  • provisions of Order 39 Code of Civil Procedure
  • Rule 11 of Order 39 of Code of Civil Procedure
  • Rule 11 of Order 39
Smart Summary

Summary of the Provided Legal Opinion

Factual and Procedural Background

The respondent contractor filed Special Civil Suit No. 372 of 2004 for recovery of Rs. 25,10,401/- against the appellant Zilla Parishad, Aurangabad. The Zilla Parishad filed a written statement and a list of documents. On an application by the plaintiff under Order 12 Rule 8 of the Code of Civil Procedure, the trial Court by order dated 16-1-2006 directed the defendant to produce six documents. The Zilla Parishad produced one document but did not produce the remaining documents within the time directed; it informed the Court by a civil application dated 28-2-2006 that some approved bills were already in the plaintiff’s possession. The plaintiff then applied under Order 39 Rule 11 of the Code of Civil Procedure praying that the defendant’s defence be struck off for non-compliance with the 16-1-2006 order. By an order dated 3-2-2006 the trial Court struck off the defence. The Zilla Parishad later produced copies of certain documents and applied to have the 3-2-2006 order set aside; the trial Court rejected the application (the opinion refers both to rejection by order dated 28-2-2006 and also elsewhere references an order dated 4-7-2006). The Zilla Parishad appealed against the orders impugned in this matter.

Legal Issues Presented

  1. Whether the trial Court exceeded its jurisdiction by invoking Order 39 Rule 11 of the Code of Civil Procedure to strike out the defence of the defendant for failure to produce documents pursuant to an order under Order 12 Rule 8 / a notice to produce.
  2. Whether non-production of documents directed to be produced in pursuance of a notice (Order 12 Rule 8) can attract the sanction of dismissal of suit or striking out defence under Order 39 Rule 11 of the Code of Civil Procedure.

Arguments of the Parties

Appellant's Arguments

  • The trial Court exceeded its jurisdiction by allowing the plaintiff’s application under Order 39 Rule 11 to strike off the Zilla Parishad's defence.
  • Failure to produce documents as directed by the 16-1-2006 order could, at most, justify an adverse inference at the time of deciding the suit on merits, but did not permit striking off the defence under Order 39 Rule 11.
  • The impugned order dated 3-2-2006 is cryptic and was founded solely on non-compliance with the direction to produce documents.
  • The Zilla Parishad had sought time and subsequently sought to place additional documents (e.g., measurement book) on record to support setting aside the order striking out the defence.

Respondent's Arguments

  • The respondent supported the trial Court’s order striking out the defence and the order rejecting the application to set it aside.
  • It was submitted that the Zilla Parishad had not produced the six documents even to the date of the respondent’s submissions and that the order dated 16-1-2006 remained uncomplied with.
  • The respondent argued that Rule 11 of Order 39 provides for the penalty of striking out defence when a party contravenes or breaches an order; hence the trial Court was justified in invoking Rule 11 where a default was committed by the defendant.

Table of Precedents Cited

No precedents were cited in the provided opinion.

Court's Reasoning and Analysis

The Court examined the impugned orders (including the order dated 16-1-2006 and the orders dated 3-2-2006 and 4-7-2006) and the provisions of Order 39 of the Code of Civil Procedure. It observed that Order 39 deals with temporary injunctions and interlocutory orders specified in that Order and that Rule 11 of Order 39 applies where a Court orders a party "to do or not to do a thing during the pendency of the suit" or where a party gives an undertaking to that effect; Rule 11 permits dismissal of suit if the plaintiff breaches or striking out of defence if the defendant breaches.

The Court held that the phrase "to do or not to do a thing during pendency of a suit" would not be referable to every direction issued by the trial Court under the Code; it would normally be referable to acts directed to be done under the provisions of Order 39 itself. The directions and interlocutory orders envisaged by Order 39 (such as temporary injunctions, consequences of disobedience of injunctions, interim sale/detention/preservation/inspection of subject-matter, directions to put a person in immediate possession of land, deposit of money, etc.) are enumerated in the opinion.

Applying these principles to the facts, the Court concluded that the trial Court’s direction dated 16-1-2006 — to produce documents in pursuance of a notice (Order 12 Rule 8) — was not the sort of direction the breach of which attracts the drastic consequences under Rule 11 of Order 39. Failure to produce documents pursuant to a notice would normally give rise only to an adverse inference against the non-producing party and would not warrant striking out a defence. Consequently, the trial Court had exceeded its jurisdiction in striking out the Zilla Parishad’s defence on that ground, and the consequential refusal to set aside that order also could not stand.

Holding and Implications

APPEAL ALLOWED; the orders dated 3-2-2006 and 4-7-2006 are quashed and set aside.

Direct effects:

  • The impugned order striking out the defence of the Zilla Parishad for non-production of documents (order dated 3-2-2006) was held to be a jurisdictional error and was set aside.
  • The consequential order refusing to set aside that order (referred to in the opinion by dates including 28-2-2006 and 4-7-2006) was also set aside.
  • There was no order as to costs in the facts of the case, and Civil Application No. 7585 of 2006 was disposed of.

Broader implications: The opinion confines its conclusion to the scope of Rule 11 of Order 39: it clarifies that Rule 11 is not normally available as a penal consequence for failure to produce documents pursuant to a notice under Order 12 Rule 8; such failure ordinarily attracts at most an adverse inference. The opinion does not purport to lay down a new general precedent beyond the application of those provisions to the facts before the Court.

    Zilla Parishad, Aurangabad And Another v. Punarjanma Rewinders And Electricals .

    Admit. The appeal is being heard and finally disposed at the stage of admission.

    2. By this appeal, the appellant Zilla Parishad, Aurangabad challenges the order passed by the Civil Judge, Senior Division, Aurangabad on 3-2-2006 below Exhs. 27 and 28 in Special Civil Suit No. 372 of 2004 striking out the defence of the appellant Zilla Parishad under the provisions of Order 39 Rule 11 of the Code of Civil Procedure. By this appeal, the appellants have also challenged the order passed below Exh. 30 on 4-7-2006 rejecting the application filed by the appellants for setting aside the order dated 3-2-2006 by which the Court had directed that the defence of the appellants be struck off. A few facts giving rise to the controversy in question are stated as under:

    3. The respondent Contractor filed Special Civil Suit No. 372 of 2004 for recovery of amount of Rs. 25,10,401/- against the appellant Zilla Parishad, Aurangabad. The Zilla Parishad, Aurangabad resisted the claim of the plaintiff contractor by filing written statement and also filed a list of documents along with the written statement. On 21-10-2005, the plaintiff contractor filed an application for production of six documents under the provisions of Order 12 Rule 8 of the Code of Civil Procedure and the Civil Judge, Senior Division, Aurangabad, by an order dated 16-1-2006, directed the defendant Zilla Parishad, Aurangabad to produce the documents as per the notice. The appellant Zilla Parishad, Aurangabad was, however, not able to produce all the documents which were directed to be produced by order dated 16-1-2006. According to the appellant Zilla Parishad, Aurangabad, one of the documents was available with the Zilla Parishad, Aurangabad and, therefore, it had produced it on record. It could not produce the other documents in time as the appellant/defendant was a public body having various departments and the present matter pertained to water supply department. It was also brought to the notice of the Court by a civil application dated 28-2-2006 by the appellant that the plaintiff had already received the approved bill for the years 1999-2000 and 2000-2001 and the said copies were in possession and custody of the plaintiff. Since the appellant was not able to comply with the order passed by the trial Court dated 16-1-2006, the plaintiff filed an application under provisions of Order 39 Rule 11 of the Code of Civil Procedure praying that the defence of the Zilla Parishad, Aurangabad be struck off as there was non-compliance of the orders passed by the Court on 16-1-2006. Though the appellants sought time for production of the documents, the Court refused to grant the same and by the impugned order dated 3-2-2006, struck off the defence of the Zilla Parishad, Aurangabad.

    4. Thereafter the appellant Zilla Parishad, Aurangabad produced copies of certain documents, as per the list and requested the Court that the copies of measurement book etc. be taken on record and the order passed by the Court on 3-2-2006 be set aside. After considering the application and the say filed by the respondent/plaintiff, the Civil Judge, Senior Division, Aurangabad rejected the application filed by the appellant Zilla Parishad, Aurangabad for setting aside the order dated 3-2-2006, by order dated 28-2-2006. The appellants have challenged the orders passed by the Civil Judge, Senior Division, Aurangabad on 3-2-2006 and 28-2-2006 in the instant appeal.

    5. Shri B.R Surwase, learned counsel appearing on behalf of the appellants submitted that the trial Court exceeded its jurisdiction while allowing the application filed by the plaintiff under the provisions of Orders 39, Rule 11 of the Code of Civil Procedure. It was canvassed on behalf of the appellants that in case the appellants had failed to produce the documents as per the direction of the Court by order dated 16-1-2006, the Court at the most could have drawn an adverse inference against the Zilla Parishad, Aurangabad at the time of deciding the suit on merits but could not have struck off the defence of the defendant Zilla Parishad, Aurangabad by invoking the provisions of Order 39, Rule 11 of Code of Civil Procedure. It was then canvassed on behalf of the appellants that the order dated 3-2-2006 is a cryptic order and the only reason for allowing the application of the plaintiff under Order 39, Rule 11 of the Code of Civil Procedure for striking out the defence of the appellant Zilla Parishad, Aurangabad was that the direction of the Court for production of documents was not complied. It was submitted on behalf of the appellants that the order dated 4-7-2006 was also not justified as the appellants had sought to produce certain other documents in the form of measurement book etc. on record along with the list of documents, which was sought to be produced on behalf of the defendant.

    6. Shri Deshpande, learned counsel appearing on behalf of the sole respondent contractor supported the order passed by the Civil Judge, Senior Division, Aurangabad striking out the defence of the appellant Zilla Parishad, Aurangabad as well as the order rejecting the application for setting aside the order striking out the defence. It was submitted on behalf of the respondent that the appellant Zilla Parishad, Aurangabad has not produced six documents on record even till this date and the order passed by the trial Court on 16-1-2006 is not complied till today. It is further canvassed on behalf of the respondent that Rule 11 of Order 39 of the Code of Civil Procedure provides for penalty of striking out the defence if the contravention or breach of the order passed the Court is committed by the defendant or the opponent. According to the counsel for the respondent, when a Court orders any party to a suit or proceeding to do or not to do a thing during pendency of the suit or proceeding and if such party commits any default in respect of the order or commits any breach of the order, the trial Court is empowered to strike out the defence in case default is committed by the defendant. It is submitted on behalf of the respondent that since in the instant case, the trial Court had directed the appellants to produce six documents by order dated 16-1-2006 and since the aforesaid order was not complied with, the provisions of Order 39, Rule 11 of the Code of Civil Procedure came into play and the trial Court was justified in striking out the defence of the defendant Zilla Parishad, Aurangabad.

    7. I have perused the order passed by the trial Court on 16-1-2006 as also the orders passed by the Court on 3-2-2006 and 4-7-2006, which are impugned in this appeal. The provisions of Order 39, Rule 11 of Code of Civil Procedure are also perused. Order 39 of the Code of Civil Procedure deals with the matters relating to temporary injunction and interlocutory orders which are referred to in Order 39. The provisions of Order 39 Code of Civil Procedure deal with temporary injunctions, consequences of disobedience or breach of injunctions, power to order interim sale, detention, preservation, inspection etc. of subject matter of suit, directions to put a person in immediate possession of land which is the subject-matter of suit, deposit of any money in the Court etc. Rule 11 of Order 39 stipulates that when the Court orders any party to a suit or proceeding to do or not to do a thing during the pendency of the suit or the proceeding or where any party to a suit or proceeding gives any undertaking to the Court to do or restrain from doing a thing during pendency of the suit or proceedings and such party commits any default or contravenes such order or commits a breach of such undertaking, the Court may dismiss the suit or proceeding if the breach is committed by the plaintiff or strike out the defence if the breach or default is committed by the defendant/opponent. The words “to do or not to do a thing during pendency of a suit or proceeding” would not be referable to each and every direction which is issued by the trial Court under the provisions of the Code of Civil Procedure. The phraseology used in Rule 11 of Order 39 of Code of Civil Procedure would be normally referable to an act which is directed to be done under the provisions of Order 39 of the Code of Civil Procedure. The directions which can be issued or the interlocutory orders which can be passed by the Court under the provisions of Order 39 of the Code of Civil Procedure are already enumerated hereinabove. In the instant case, the trial Court had, by an order dated 16-1-2006, directed the appellant Zilla Parishad, Aurangabad to produce certain documents of which a notice to produce the documents was filed on behalf of the plaintiff. The appellant Zilla Parishad, Aurangabad was not able to produce those documents before the Court on the date which was specified in the order. Non-production of the documents, which are directed to be produced in pursuance of a notice, would not entail or result into consequences which are provided under the provisions of Order 39 Rule 11 of the Code of Civil Procedure. The drastic step of striking out the defence of the defendant or the opponent could not be taken merely because the defendant has failed to produce a document which was directed to be produced by the Court. Normally, failure to produce a document which is directed to be produced, would at the most result in drawing an adverse inference against the party who fails to produce it thereby resulting in an advantage to the other party at whose instance the document was sought to be produced on record. However, the Court cannot exercise the jurisdiction under Rule 11 of Order 39 of the Code of Civil Procedure in such a case for either dismissing the suit of the plaintiff or striking out the defence of the defendant or the opponent. To hold that the powers under Order 39 Rule 11 of the Code of Civil Procedure could be invoked in such a case would result in drastic consequences.

    8. In the instant case, the Civil Judge, Senior Division, Aurangabad has exceeded its jurisdiction in striking out the defence of the defendant Zilla Parishad, Aurangabad merely because the defendant had failed to produce certain documents on record as per the directions of the Court. The said directions were issued by the Court on an application filed by the plaintiff/notice to produce the document. The impugned order dated 3-2-2006, therefore, suffers from a jurisdictional error and is, therefore, liable to be interfered with in this appeal. Since the order dated 3-2-2006 suffers from a jurisdictional error, the consequential order dated 4-7-2006 refusing to set aside the order dated 3-2-2006 also has to fall. The orders dated 3-2-2006 and 4-7-2006 cannot be sustained.

    9. For the aforesaid reasons, appeal is allowed. The orders passed by the Civil Judge, Senior Division, Aurangabad on 3-2-2006 and 4-7-2006 are hereby quashed and set aside. In the facts of the case, there would be no order as to costs.

    10. Civil Application No. 7585 of 2006 also stands disposed of.

    Appeal allowed.
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    Comments

    Zilla Parishad, Aurangabad And Another v. Punarjanma Rewinders And Electricals .
    (Aug 31, 2006)