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Smart Summary

Factual and Procedural Background

The plaintiffs, Jagi Narayan Pandey and his son Lallan Pandey, appealed against the judgement and decree dated 7-8-1968 of the II Temporary Civil and Sessions Judge, Ballia. The plaintiffs had originally filed a suit for recovery of Rs. 2,000 (based on a Sarkhat dated 26-1-1961 for Rs. 800). The trial court (Munsif, East Ballia) decreed the suit. On appeal the Civil and Sessions Judge admitted several documents and received oral evidence for the respondents (including Hari Har Rai, Inspector Post Offices, and Kamla Kant), and thereafter dismissed the appellants’ suit.

The appellants challenged (1) the lower appellate court's competence to admit documentary and oral evidence produced by the respondents in the appeal and (2) the rejection by the Civil Judge of the evidence of Shahanshah Husain, Government Finger Print Expert, on the ground that negatives of photographs had not been produced.

The respondents contended that the second appeal was not maintainable under Section 102 of the Code of Civil Procedure (CPC) because the subject-matter did not exceed Rs. 2,000. The High Court registered the appeal (the Court Office had not reported the Section 102 bar). The High Court then undertook to determine whether the lower appellate court was justified in admitting the additional documentary and oral evidence.

Relevant procedural events shown in the record: the respondents applied for additional evidence on 4-1-1968 (application allowed that day; order admitted three extracts of Kutumb Register and to summon certain postal papers subject to payment); another application for additional evidence was allowed on 29-5-1968 (costs Rs. 40); Hari Har Rai was examined on 31-7-1968; arguments were heard on 3-8-1968. The High Court reviewed these events and the application of Order 41, Rule 27, CPC.

Legal Issues Presented

  1. Whether the lower appellate court (Civil Judge) was competent under Order 41, Rule 27, CPC to admit documentary and oral evidence produced by the respondents in the appeal.
  2. Whether the Civil Judge was justified in rejecting the evidence of the Government Finger Print Expert on the ground that the negatives of the photographs had not been produced.
  3. Whether the second appeal was maintainable in view of Section 102 CPC (which, on the relevant date, precluded a second appeal where the subject-matter did not exceed Rs. 2,000).
  4. Whether appellants were estopped from challenging the admission of additional evidence because they had accepted costs ordered by the lower appellate court.

Arguments of the Parties

Appellants' Arguments

  • The Civil Judge, acting as an appellate court, was not competent to take additional documentary and oral evidence produced by the respondents under Order 41, Rule 27, CPC, because the conditions permitting additional evidence were not met.
  • The Civil Judge wrongly rejected the testimony of Shahanshah Husain, the Government Finger Print Expert, on the ground that the negatives of the photographs were not produced; the expert had compared original thumb impressions and his evidence should have been accepted.
  • Even if a second appeal did not lie under Section 102, the High Court could interfere by exercise of revisional power where the subordinate court exercised jurisdiction not vested in it (citing Jay Chand Lal Babu v. Kamlaksha Chaudhury).

Respondents' Arguments

  • The second appeal was not maintainable by virtue of Section 102 CPC (amount in dispute did not exceed Rs. 2,000), and thus the High Court should not entertain the appeal; the Court Office failed to report this, resulting in registration.
  • The appellants were estopped from objecting to admission of additional evidence because they had accepted the costs ordered by the lower appellate court when those applications were allowed (relying on authorities involving acceptance of costs after amendment applications or setting aside ex parte decrees).
  • The lower appellate court formed its opinion on the material that was before the trial court and therefore its decision should stand (i.e., the influence of additional evidence was not decisive, according to respondents).

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Jay Chand Lal Babu v. Kamlaksha Chaudhury, AIR 1949 PC 239 Where an erroneous decision results in a subordinate court exercising jurisdiction not vested in it by law, the High Court may interfere in its revisional power. The appellants relied on this authority to argue that the High Court could interfere despite Section 102 issues; the Court accepted that interference by revision was justified in the present circumstances and proceeded to entertain the appeal on the merits.
Arijan Singh v. Kartar Singh, AIR 1951 SC 193 When evidence has been illegally admitted in appeal, such evidence should be ignored and the case decided as if the additional evidence were non-existent. The Court applied this principle: it ignored the additional documentary and oral evidence illegally admitted in appeal and decided the case on the material properly before the trial court.
Ramendra Mohan Tagore v. Keshab Chandra, AIR 1934 Cal 554 Authority cited by respondents in support of estoppel where costs were accepted after allowance of amendment (as described by counsel). The Court considered these authorities (including this case) but found them inapplicable because they involved discretionary acts (e.g., allowance of amendment or setting aside ex parte decree) and did not address the statutory limits on appellate power; the Court rejected the estoppel argument based on these precedents.
District Council, Wardha v. Anna Daulatrao Kunbi, AIR 1941 Nag 273 Authority cited by respondents in support of estoppel where costs were accepted after allowance of application (as described by counsel). The Court held this case inapplicable to the present situation for the same reasons: the circumstances there related to discretionary relief and did not displace statutory limits; the Court did not apply it to bar the present challenge.
Satyanarayana Murthy v. Gadepalli Sundara Rao, AIR 1938 Mad 603 Authority cited by respondents concerning acceptance of costs after an application for setting aside an ex parte decree had been allowed (as described by counsel). The Court found this authority inapplicable because it addressed discretion in setting aside an ex parte decree, which is qualitatively different from the question whether an appellate court had jurisdiction under statute to admit additional evidence; thus it rejected reliance on this precedent to establish estoppel.

Court's Reasoning and Analysis

The Court began with the textual provisions of Order 41, Rule 27, CPC (as it stood in 1968): the parties to an appeal are not entitled to produce additional evidence in the Appellate Court except where (a) the trial court refused to admit evidence which ought to have been admitted, or (b) the Appellate Court requires documents or witnesses to enable it to pronounce judgment or for any other substantial cause.

Step-by-step analysis undertaken by the Court:

  1. Examination of the record showed respondents did not move for the evidence in the trial court; therefore clause (a) of Rule 27 did not apply.
  2. The lower appellate court admitted additional documentary and oral evidence before hearing arguments; consequently it could not have first determined that any particular document or witness was required to enable it to pronounce judgment. Clause (b) therefore did not apply.
  3. Because neither clause (a) nor (b) applied, Order 41, Rule 27 did not empower the lower appellate court to admit the documentary and oral evidence produced by the respondents. The Court found that the lower appellate court admitted the evidence in a routine manner, without proper reference to the statutory constraints.
  4. Relying on Arijan Singh v. Kartar Singh, the Court held that illegally admitted evidence must be ignored; the case should be decided as if that additional evidence did not exist.
  5. After ignoring the illegally admitted evidence, the Court reviewed the material legitimately on record: the appellants had the sworn testimony of the plaintiff (Jagi Narayan), the scribe of the Sarkhat (Nathuni Singh), and Shahanshah Hussain (Government Finger Print Expert). The respondent's case consisted of a bare statement by Nand Kishore Misra, who did not positively deny his signature on the Sarkhat but only "said he had not written the Sarkhat."
  6. The Court found the fingerprint expert had compared the original thumb impressions on the Sarkhat with specimen impressions and found them to tally; in the expert's statement the negatives were not essential because the comparison was directly made with originals. If the lower appellate court had been concerned about negatives it could have summoned them instead of rejecting the expert's evidence.
  7. The Court concluded that the lower appellate court had been materially influenced by the illegally admitted additional evidence and thereby unjustifiably brushed aside the appellants' "overwhelming evidence." The Court therefore characterized the lower appellate court's approach as a gross legal error that resulted in injustice to the appellants.
  8. Regarding the respondents' contention about estoppel by acceptance of costs (citing three authorities), the Court held those cases involved discretionary allowances (amendments or setting aside ex parte decrees) and were not applicable to a question of statutory limits on appellate power; there can be no estoppel against statutory provisions.

Holding and Implications

Core Ruling: The appeal is allowed. The judgement and decree dated 7-8-1968 passed by the Civil and Sessions Judge, Ballia are set aside and the decree dated 29-8-1966 of the Munsif, East Ballia is restored.

Consequences and immediate implications:

  • The High Court restored the trial court's decree in favour of the appellants and awarded costs of the High Court as well as costs of the lower appellate court to the appellants, to be paid by the respondents.
  • The Court ordered that the illegally admitted documentary and oral evidence in the appeal be treated as non-existent for purposes of deciding the case (applying Arijan Singh v. Kartar Singh).
  • The Court rejected the respondents' estoppel argument based on acceptance of costs in the lower appellate court and held that statutory limits on appellate power cannot be circumvented by such estoppel arguments.

The opinion does not announce a new legal precedent; it applies existing statutory provisions (Order 41, Rule 27 and Section 102 CPC) and established case law to the facts, reversing the lower appellate court's decision for having admitted additional evidence without statutory authority.

    Jagi Narayan Pandey And Another v. Smt. Bach Kaliya .

    1. Jagi Narayan Pandey and his son Lallan Pandey have preferred this appeal against the judgement and decree dated 7-8-1968 passed by II Temporary Civil and Sessions Judge, Ballia.

    2. The plaintiff-appellants brought the suit for recovery of Rs. 2,000/- on the basis of a Sarkhat dated 26-1-1961 for Rs. 800/-. The appellants alleged that Nand Kishore Misra had taken a loan of Rs. 800/- from them at 5 Anna per cent per month as interest. The suit was decreed by the Munsif, East Ballia. In appeal the Civil and Sessions Judge, hereinafter called the Civil Judge, admitted several documents filed by the respondents and took oral evidence of one Hari Har Rai, Inspector Post Offices and Kamla Kant produced on behalf of the respondents. Then on an appraisal of the entire evidence the Civil Judge dismissed the appellants' suit.

    3. Sri G.P Bhargava, learned counsel for the appellants contended : (1) The Civil Judge, as an appellate court, was not competent to have taken documentary and oral evidence produced by the respondents, and (2) The Civil Judge was not justified in rejecting the evidence of Shahanshah Husain, Government Finger Print Expert on the ground that the negatives of the photographs had not been produced.

    4. The learned counsel for the respondents urged that the second appeal was not maintainable in view of the provisions of Section 102 of the CPC. This Section lays down that no second appeal shall lie in any suit of the nature cognizable by Courts of Small Causes, when the amount or value of the subject-matter of the original suit does not exceed two thousand rupees. In this Section originally the amount was five hundred rupees. This amount was substituted by the sum of two thousand rupees by U.P Act No. XXIV of 1954 with effect from 30-11-1954. Thus on the date of the filing of this second appeal the amount in Sec. 102 was two thousand rupees. Therefore, on the very face, this appeal was not entertainable in this Court. The Office of this Court made no report on this behalf. Therefore, this appeal was registered. Sri G.P Bhargava, learned counsel for the appellants urged that as the lower appellate court had not exercised jurisdiction legally in admitting the additional evidence this Court could in its power of revision interfere, even though the second appeal did not lie, in view of the provisions of Sec. 102. In the case of Jay Chand Lal Babu v. Kamlaksha Chaudhury, AIR 1949 PC 239, it was held that if the erroneous decision had resulted in the subordinate Court exercising jurisdiction not vested in it by law, the High Court could interfere in its revisional power.

    5. We have now to determine whether the lower appellate court was wholly unjustified in admitting oral and documentary evidence of the respondents in appeal.

    6. In the year 1968, O. 41, R. 27 read as follows:

    “The parties to an appeal shall not be entitled to produce additional evidence, whether oral or documentary, in the Appellate Court. But if—

    (a) the Court from whose decree the appeal is preferred has refused to admit evidence which ought to have been admitted, or

    (b) the Appellate Court requires any document to be produced or any witness to be examined to enable it to pronounce judgement, or for any other substantial cause,

    the Appellate Court may allow such evidence or document to be produced, or witness to be examined.”

    7. The record shows that on 4-1-1968, the respondents moved an application for additional evidence. This application was allowed by the Civil Judge on that very day. The order passed on this application is rather interesting and is reproduced below:

    8. This is an application under O. 41, R. 27 of the CPC for filing three extracts of Kutumb Register and for summoning some Savings Bank Account papers from the Village Post Office of Daya Chhapra.

    9. I have heard learned counsel in regard to this application. The three Kutumb Registers had been in existence since 1947 and it is an idle plea of the appellant that he was not aware of the existence of these papers. Similarly, the prayer about the summoning the postal papers is also greatly delayed. The application has been rightly opposed on behalf of the respondent.

    10. I admit the papers on payment of Rs. 8/- per paper………… A date for final disposal of the appeal will be fixed later.”

    11. It will be noticed that the Civil Judge found the objection of the appellants against the application justified. Even then he admitted the papers. Correctly speaking he should have rejected the application.

    12. Thereafter, on 29-5-1968, the respondents moved another application for additional evidence. This application was also allowed on the same day on payment of Rs. 40/- as costs.

    13. Record further shows that Hari Har Rai, Inspector Post Offices, was examined on 31-7-1968. Arguments in the appeal were then heard on 3-8-1968.

    14. It is evident that the respondent did not move any application before the trial court for filing the papers and leading evidence which he wanted to produce before the first appellate court. Therefore, Cl. (a) of R. 27 did not come into operation. It is also evident that the lower appellate court had not heard the arguments of the parties prior to the admission of the additional documentary and oral evidence. Therefore, the lower appellate court could not have judged whether any particular document or evidence was required in the case to enable it to pronounce judgement, or for any other substantial reason. In this way Cl. (b) of R. 27 also did not come into operation.

    15. The position that follows is that O. 41, R. 27 did not empower the lower appellate court to admit the documentary or oral evidence produced by the respondents in the appeal. It would not be incorrect to say that the lower appellate court allowed the applications of the respondents in a routine manner and without taking into consideration the provision of R. 27 under which he proceeded to act. It will be noticed that the Rule 27 is negative in form. It does not entitle a party to produce additional evidence at his own will. The rule clearly shows that a party to an appeal shall not be entitled to produce evidence. Therefore, it was necessary for the lower appellate court to see if the provisions of Cls. (a) and (b) of R. 27 were strictly applicable or not. It has been indicated above that both these clauses were not applicable to the case and as such the lower appellate court committed a gross legal error in admitting the documentary and oral evidence of the respondents.

    16. The effect of illegal admission of evidence in appeal is that the said evidence should be ignored and case decided as if the additional evidence was non-existent. Such view was expressed in the case of Arijan Singh v. Kartar Singh, AIR 1951 SC 193.

    17. The learned counsel for the respondents urged that as the appellants' counsel had taken costs awarded by the lower appellate court while allowing applications for additional evidence the appellants were estopped from raising this point. Reference was made to three cases : Ramendra Mohan Tagore v. Keshab Chandra, AIR 1934 Cal 554; District Council, Wardha v. Anna Daulatrao Kunbi, AIR 1941 Nag 273 and Satyanarayana Murthy v. Gadepalli Sundara Rao, AIR 1938 Mad 603.

    18. In the first two cases amendment application was allowed and the other party had accepted the costs. In the third case an application for setting aside an ex parte decree was allowed and the other side had accepted costs. It is well known that allowing an amendment or allowing an application for setting aside an ex parte decree are matters of discretion and appraisal of evidence. These three cases are not applicable to the instant case where the mistake committed by the lower appellate court is about jurisdiction to accept additional evidence in appeal. The appellate court does not have an unfettered right to admit additional evidence. The appellate court has to act within the limits of the statute. There can be no estoppel against the provisions of a statute. In these circumstances, the three cases relied upon by the learned counsel for the respondents are not at all applicable to the case. Therefore, this contention does not carry force.

    19. The learned counsel for the respondents next contended that the lower appellate court formed its opinion on the material which was before the trial court. No doubt, the lower appellate court has decided the points on the evidence which was before the trial court, but a persual of the judgement of the lower appellate court shows that it was very much influenced by the additional evidence which was illegally admitted in appeal. In such a case it is difficult to say that the lower appellate court formed its opinion merely on the material which was before the trial court. Where a wholly inadmissible evidence is taken into consideration by a court along with the admissible evidence, there is always a risk of doing injustice in the case and prejudicing the rights of the party. We have carefully seen the judgement of the lower appellate court and we are unable to accept the contention of the respondents' counsel.

    20. As soon as the additional evidence taken in appeal is ignored, the position that remains is that on behalf of the appellants, there was sworn testimony of Jagi Narayan, plaintiff, Nathuni Singh, scribe of the Sarkhat and Shahanshah Hussain, Government Finger Print Expert. On the other side, there was the bare statement of Nand Kishore Misra, respondent. A look at the statement of Nand Kishore Misra clearly shows that he did not venture to deny his signature on the Sarkhat. He made a bald statement by saying that he had not written the Sarkhat. The Sarkhat was actually written out by Nathuni Singh. Government Finger Print Expert compared the thumb impressions on the Sarkhat with the specimen thumb impressions of Nand Kishore Misra and found that they tallied. Thus there was overwhelming evidence on behalf of the appellants to prove the due execution of the Sarkhat. The testimony of Jagi Narayan and Nathuni Singh also prove the passing of the entire consideration. Therefore, the trial court was justified in decreeing the appellants' suit. The lower appellate court was wholly in error in brushing a side the overwhelming evidence of the appellants in the case. A perusal of the judgement of the lower appellate court shows that this Court has been hypercritical of the evidence of the plaintiffs' witnesses. As a matter of fact the lower appellate court was impressed by the additional evidence taken by him in appeal and for that reason he found petty faults in the evidence led by the appellants. Therefore, great injustice has been done to the appellants in this case.

    21. With regard to the production of the negatives of the photographs of the finger prints by the Government Finger Print Expert, a look at the statement of Shahanshah Hussain is sufficient. His statement clearly shows that he had compared the original thumb marks on the Sarkhat with the specimen thumb marks of the respondent. In view of this statement, there was hardly any need of the negatives to have come to the court. The photographs are taken with the intention of making enlargements so as to show to the Court the point of similarities and dissimilarities. If the lower appellate court was keen about the negatives, he could easily summon the same from the Finger Print Expert just as he was inclined to allow the respondents to lead oral and documentary evidence against the specific provisions of O. 41, R. 27 of the CPC.

    22. Therefore, the lower appellate court was not justified in not accepting the statement of the Finger Print Expert.

    23. No other point was urged.

    24. The result of the entire discussion of the material on record is that the lower appellate court fell in gross legal error in dismissing the appellants' suit and in setting aside the decree passed by the trial court.

    25. Therefore, this Court would be justified in making interference.

    26. The appeal is allowed and the judgement and decree dated 7-8-1968 passed by the Civil and Sessions Judge, Ballia are set aside and the decree dated 29-8-1966 of Munsif, East Ballia is restored. The appellants shall get costs of this Court as well as of the lower appellate court from the respondents.

    27. Appeal allowed.

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    Comments

    Jagi Narayan Pandey And Another v. Smt. Bach Kaliya .
    (Jan 9, 1979)