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  • Article 29 and other provisions of the Constitution.Article 228A(3) of the Constitution
  • Constitution (Forty Second Amendment) Act, 1976 reads:Special provisions
  • Section 58(2) of the Constitution (Forty Second Amendment) Act
  • Constitution (Forty Second Amendment) Act, 1976 by clause(3)
  • provisions of clauses (3) and (4) of Article 228
  • provisions of Article 131-A,
  • provisions of Article 226
  • Article 226 rule
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Citation Codes
Equivalent Citations
citation codes
Case Number
Attorney(S)
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  • Article 29 and other provisions of the Constitution.Article 228A(3) of the Constitution
  • Constitution (Forty Second Amendment) Act, 1976 reads:Special provisions
  • Section 58(2) of the Constitution (Forty Second Amendment) Act
  • Constitution (Forty Second Amendment) Act, 1976 by clause(3)
  • provisions of clauses (3) and (4) of Article 228
  • provisions of Article 131-A,
  • provisions of Article 226
  • Article 226 rule
Smart Summary

Structured Summary of the Opinion (Satish Chandra, J.)

Factual and Procedural Background

This matter arises from a writ petition under Article 226 of the Constitution in which the petitioners challenged the validity of U.P. Ordinance No. 14 of 1976 (subsequently replaced by an Act) on the ground that it contravened Article 29 and other provisions of the Constitution. On February 7, 1977 a Division Bench of the High Court passed an order observing that Article 228-A(3) of the Constitution provides that a minimum of five Judges must sit to determine questions as to the constitutional validity of any State law, and directed that the papers be placed before the Chief Justice for appropriate orders. The Chief Justice directed that the petition be listed before the Bench that delivered this opinion. At the initial hearing before this Bench, the Court considered whether a Bench of less than five Judges may deal with the admission (preliminary) stage of a writ petition under Article 226 that raises a question as to the constitutional validity of a State law; hearing was adjourned to allow the petitioner's counsel time to make considered submissions. The opinion records the Court's analysis of Article 228-A and related principles and concludes by returning the reference to the Division Bench to hear the petition for admission.

Legal Issues Presented

  1. Whether clause (3) of Article 228-A (which prescribes that the minimum number of Judges who shall sit for determining any question as to the constitutional validity of any State law shall be five) requires that at least five Judges sit even at the admission or preliminary stage of a writ petition under Article 226.
  2. Whether a Bench of less than five Judges may dismiss (reject) at the admission stage a writ petition which raises a question as to the constitutional validity of a State law, given that dismissal might be characterised as a "determination".
  3. What is the proper meaning of the word "determine" (and its derivatives) as used in Article 228-A(3), when read in the context of clauses (3) and (4) and established practice regarding admission hearings under Article 226.

Arguments of the Parties

Petitioner's Arguments

  • Learned counsel for the petitioner contended that clause (3) of Article 228-A requires that at least five Judges must sit to determine questions as to the constitutional validity of a State law.
  • It was argued that the word "determining" means setting or resolving the question; therefore a Bench of less than five Judges cannot, at the admission stage, dismiss the writ petition because by dismissal the question as to constitutional validity is, in effect, determined (albeit against the petitioner).
  • The petitioner conceded that a Bench of less than five Judges may admit a writ petition, but maintained that such a Bench could not validly dismiss it where a constitutional question is involved.
  • The petitioner sought time to study the question because the reference before the Bench implicitly raised this issue though it had not been expressly referred.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Jaswant Sugar Mills Ltd., Meerut v. Lakshmi Chand The expression "determination" (in the context of Article 136) signifies an effective expression of opinion which ends a controversy or dispute. The Court cited this case to show that "determination" can mean an authoritative ending of a dispute and to inform the analysis of the word "determine" in Article 228-A.
Divisional Personnel Officer, Southern Railways v. T. R. Challappan (1976 3 SCC 190) Held that the word "determine" has a much wider scope than "consider"; "consider" denotes active application of mind while "determine" may mean to come to an end. Used to support the view that "determine" can carry a broader meaning and to inform the interpretive exercise regarding Article 228-A.
Sital Sukhiram v. Central Government Industrial Tribunal cum Labour Court, Wright Town, Jabalpur (A.I.R. 1969 M.P. 200)

This information was not available in the provided opinion.

The opinion cites the case; the specific rule or its application in the Court's reasoning is not detailed in the provided text.
Krishna Kutty Nair v. Industrial Tribunal Trivandrum (A.I.R. 1960 Ker. 31)

This information was not available in the provided opinion.

The opinion cites the case; the specific rule or its application in the Court's reasoning is not detailed in the provided text.
Rama Shanker v. Mst. Hubraji (A.I.R. 1969 All. 407) The word "determination" connotes the idea of final determination and not a mere opinion or finding. The Court relied on this authority to support the proposition that "determination" implies finality, relevant to whether the admission-stage action qualifies as "determining" constitutional validity.
B.P. Refinery (Kent) Ltd. v. Kent River Board (1956 II All England Law Reporters 834) The word "determination" connotes the idea of ascertaining precisely. Used as an external/common-law authority to show nuanced meanings of "determination" and to inform the interpretive process.
Annapu Rammanna v. Ponduri Sreeramulu (A.I.R. 1958 A.P. 768) Held that a summary dismissal of an appeal is also a "determination" so as to bring about merger of the lower court's decree in that of the appellate court. The Court cited this to illustrate that summary dismissal can amount to a "determination" in some contexts, contributing to the analysis of whether dismissal at admission stage is a determination.
Union of India v. Shri Harbhajan Singh Dhillon (A.I.R. 1973 S.C. 1961) Principle of constitutional interpretation: interpret language fairly in the light of the broad and high purposes of the Constitution, without doing violence to the language. The Court invoked this decision as the guiding principle for interpreting the Constitution and Article 228-A.
Dilip Kumar Sharma v. State of Madhya Pradesh (1976 1 SCC 560) If two constructions are possible, choose the one consistent with good sense and fairness and avoid the construction leading to oppressive, unreasonable or impractical results. The Court applied this methodological principle to prefer an interpretation of Article 228-A that avoids practical difficulties and inconvenience.
Kanwar Singh v. The Delhi Administration (A.I.R. 1965 S.C. 871) If a literal meaning defeats the legislature's object, the Court may depart from the dictionary/popular meaning to give a meaning that advances the remedy and suppresses the mischief. The Court cited this authority to support a purposive reading of Article 228-A where necessary to prevent impractical consequences.
Himansu Kumar Bose v. Jyoti Prokash Mitter (1964 1 S.C.A 347) In writ petitions under Article 226, rule nisi (or admission) is usually issued where arguable issues are raised; admission-stage hearing is meant to screen for triable or arguable points and it is inappropriate to dismiss petitions in limine where triable issues exist. The Court relied on this decision to explain the function of the admission stage and to conclude that the declaration of constitutional invalidity is properly made at the final hearing, not at the admission stage.

Court's Reasoning and Analysis

The Court undertook a textual and contextual interpretation of Article 228-A (inserted by the Forty-Second Amendment) focusing in particular on clause (3) which prescribes that "the minimum number of Judges who shall sit for the purpose of determining any question as to the constitutional validity of any State law shall be five" and clause (4) which prescribes the two-thirds majority rule (or unanimity where fewer than five Judges sit) for declaring a State law constitutionally invalid.

The Court examined dictionary definitions of "determine" and "determination" (Shorter Oxford English Dictionary and Webster's Third) and surveyed authorities where the word had been construed to mean final, authoritative resolution, as well as authorities showing a broader meaning. The Court noted that "determine" and "determination" have several meanings and that some meanings connote finality while others have a more restricted scope.

Applying well-established principles of constitutional interpretation (cited from Union of India v. Dhillon and other authorities), the Court emphasized that constitutional provisions should be interpreted fairly and purposively, in light of the Constitution's broad aims, and where two constructions are possible the one that is sensible and avoids impractical consequences should be preferred.

The Court analyzed established High Court practice in Article 226 proceedings: admission hearings operate as a screening mechanism to decide whether triable or arguable points arise and whether rule nisi should be issued. Citing Himansu Kumar Bose, the Court observed that even if judges at the admission stage form the view that a law is constitutionally invalid, they cannot properly hold or declare it invalid at that stage; such a declaration properly follows a final hearing where all parties are heard.

Reading clauses (3) and (4) of Article 228-A together as an integrated scheme, the Court concluded that the "determining" contemplated by clause (3) should be read as the final decision reached after hearing both sides at a substantive or final hearing rather than the preliminary opinion formed at the admission stage. The Court reasoned that if Parliament had intended the five-judge requirement to apply at the admission stage it could have used the word "entertained" (which has been explained to mean the first occasion the Court takes up the matter at the admission stage).

The Court also considered practical consequences: requiring a Bench of five Judges to sit at the admission stage for every petition that raises any question of constitutional validity would cause immense inconvenience and seriously hamper the disposal of the Court's work. The Court therefore adopted the construction that avoids such impracticality and fulfills the protective objective of Article 228-A (i.e., that declarations of constitutional invalidity be made by the prescribed larger Bench at the final determination).

On that basis the Court held that a Division Bench of less than five Judges may reject (dismiss) a writ petition at the admission stage if it is of the opinion that the question as to the constitutional validity of a State law has no prima facie substance. The Court thus returned the reference to the Division Bench for hearing the writ petition for admission.

Holding and Implications

Holding: The Court held that the requirement in Article 228-A(3) that at least five Judges shall sit "for the purpose of determining" questions as to the constitutional validity of State laws applies to the final determination after a substantive hearing; a Division Bench of less than five Judges may, at the admission stage, reject a writ petition if it considers that the constitutional question raised has no prima facie substance.

Direct Implications

  • The reference made to the Bench has been returned and the Division Bench is to proceed to hear the writ petition for admission.
  • At the admission (screening) stage a Bench of less than five Judges retains the power to dismiss a petition raising a constitutional question if the Bench concludes there is no prima facie substance to that question.
  • The protective mechanism in Article 228-A that requires a larger Bench and a specified majority to declare a State law constitutionally invalid will operate at the final hearing stage, thereby reserving declarations of invalidity to the constitutionally mandated procedure.

Broader Observations by the Court

The Court emphasized that its interpretive choice was influenced both by textual/contextual analysis and practical considerations: a literal or formalistic reading that would compel five-Judge Benches to be convened for routine admission-stage screening would cause substantial practical inconvenience and impede the Court's functioning.

The opinion does not purport to create a new binding precedent beyond the interpretation applied to the facts and questions before this Court; it addresses the proper construction and application of Article 228-A in the context of admission-stage practice under Article 226.

    Chandra Kanta Devi And Others v. State Of U.P And Others

    Satish Chandra, J.:— On February 7, 1977, a Division Bench of this Court passed the following order:

    “By this writ petition under Article 226 of the Constitution, the petitioners seek to challenge the validity of the U.P Ordinance No. 14 of 1976, which has since been replaced by an Act, on the ground that its contravenes Article 29 and other provisions of the Constitution.

    Article 228—A(3) of the Constitution provides that the minimum number of Judges who shall sit for the purpose of determining any question as to the constitutional validity of any State law has to be five. Even if we are not inclined to accept the argument of the petitioners, it will not be possible for us to reject the writ petition, as it would amount to determination of a question on constitutional validity of the Ordinance. The object of placing a writ petition for admission obviously cannot be to compel the Division Bench to admit the writ petition whether it agrees with the arguments advanced by the petitioner or not. In the circumstances, in cases where the constitutional validity of some State law is being questioned, it will serve no useful purpose to list that petition before Division Bench. Accordingly we direct that the papers of this writ petition be placed before the Hon'ble the Chief Justice for making the appropriate orders.”

    2. The Hon'ble the Chief Justice directed that the petition be listed before this Bench. When the hearing began, we felt that even though a petition under Article 226 of the Constitution may raise question as to the constitutional validity of any State law, it may not be necessary for it to be heard by a Bench of five Judges for its admission. Learned counsel for the petitioner conceded that though this aspect was implicit in the reference but since such a question was not expressly referred, he may be granted time to study and make considered submissions. We accordingly adjourned the hearing. Article 228—A as added to the Constitution by the Constitution (Forty Second Amendment) Act, 1976 reads:

    “Special provisions as to disposal of questions relating to constitutional validity of State laws—(1) No High Court shall have jurisdiction to declare any Central law to be constitutionally invalid.

    (2) Subject to the provisions of Article 131-A, the High Court may determine all questions relating to the constitutional validity of any State law.

    (3) The minimum number of Judges who shall sit for the purpose of determining any question as to the constitutional validity of any State law shall be five:

    Provided that where the High Court consists of less than five Judges, all the Judges of the High Court may sit and determine such question.

    (4) A State Law shall not be declared to be constitutionally invalid by the High Court unless—

    (a) Where the High Court consists of five Judges or more, not less than two thirds of the Judges sitting for the purposes of determining the validity of such law, hold it to be constitutionally invalid; and

    (b) Where the High Court consists of less than five Judges, all the Judges of the High Court sitting for the purpose hold it to be constitutionally invalid.

    (5) The provisions of this article shall have effect not withstanding anything contained in this Part.

    Explanation—In computing the number of Judges of a High Court for the purposes of this article, a Judge who is disqualified by reason of personal or pecuniary bias shall be excluded.”

    3. The scheme of this Article is that the High Court has been debarred from declaring any Central law to be Constitutionally invalid. In the next places, a High Court can declare a State law to be constitutionally invalid if two thirds of the Judges sitting for the purpose of determining the validity of such law hold it to be constitutionally invalid. To this end, at least five Judges must sit and hear the case. If a High Court consists of less than five Judges all the Judges have to sit and hold that the law is constitutionally invalid.

    4. Learned counsel for the petitioner urged that by clause (3) at least five Judges have to sit for determining the question as to the constitutional validity of the State law. The word ‘determining’ meant setting or resolving the question. According to learned counsel a Bench of less than five Judges cannot, at the admission stage, dismiss the writ petition involving a constitutional question because by dismissal, the question as to the constitutional validity of any State law, is determined, though against the petitioner. While conceding that a Bench of less than five Judges may after hearing it admit a writ petition, but they cannot validly dismiss it.

    5. The word ‘determination’ has been defined under Shorter Oxford English Dictionary, page 493, as a bringing or coming to an end, judicial or authoritative decision or settlement, the resolving of a question the action of decisively ascertaining the position, the mental action of coming to a decision. The word ‘determine, has been defined to mean to put an end to, to settle or decide, to come to a Judicial decision, to lay down decisively or authoritatively, to ascertain definitely, to resolve a question. In Webster's Third New International Dictionary, page 616, the word ‘determine’ has been defined to mean to fix conclusively or authoritatively to settle a question or controversy to settle or decide by choice of alternatives or possibilities.

    6. In Jaswant Sugar Mills Ltd., Meerut v. Lakshmi Chand,1, it was held that the expression ‘determination’ in the context in which it occurs in Article 136 signifies an effective expression of opinion which ends a controversy or a dispute. In the Divisional Personnel Officer, Southern Railways v. T.R Challappan . 1976 3 SCC 190, it was held that the word ‘determine’ has a much wider scope than the word ‘consider.’ The word consider ‘merely’ connotes that there must be active application of the mind by an authority after considering the entire circumstances of the case. In some decision, the word ‘determine’ has been held to mean to come to an end.

    7. See Sital Sukhiram v. Central Government Industrial Tribunal cum Labour Court, Wright Town, Jabalpur . A.I.R 1969 M.P 200., and Krishna Kutty Nair v. Industrial Tribunal Trivandrum . A.I.R 1960 Ker. 31..

    8. In Rama Shanker v. Mst. Hubraji . A.I.R 1969 All. 407., a Division Bench held that the word ‘determination’ connotes the idea of final determination and not a mere opinion or finding. In B.P Refinery (Kent) Ltd. v. Kent River Board . 1956 II All England Law Reporters 834., it was held that the word ‘determination’ connotes the idea of ascertaining precisely.

    9. In Annapu Rammanna v. Ponduri Sreeramulu . A.I.R 1958 A.P 768., it was held that a summary dismissal of an appeal is also determination so as to bring out merger of lower court's decree in that of the appellate court.

    10. It is evident that the word ‘determine’ has several meanings, some giving the word the widest simplitude while others a restricted ambit.

    11. The principles of interpretation of provisions in a constitution are well known. In Union Of India v. Shri Harbhajan Singh Dhillon. . A.I.R 1973 S.C 1961., it was held that the only safe guide for the interpretation of an article or articles of an organic instrument like our Constitution is the language employed interpreted not narrowly but fairly in the light of the broad and high purposes of the Constitution, but without doing violence to the language.

    12. In Dilip Kumar Sharma v. State of Madhya Pradesh . 1976 1 SCC 560, it was laid down that if two constructions are possible upon the language of the statute, the Court must choose the one which is consistent with good sense and fairness, and eschew the other which makes its operation unduly oppressive, unjust or unreasonable, or which would lead to strange inconsistent results, or otherwise introduce an element of bewildering uncertainty and practical inconvenience in the working of the statute.

    13. In Kanwar Singh v. The Delhi Administration . A.I.R 1965 S.C 871., the Supreme Court held that if giving a literal meaning to a word used in statute would defeat the object of the legislature which is to suppress a mischief, the Court can depart from the dictionary meaning or even the popular meaning of the word and instead give it a meaning which will advance the remedy and suppress the mischief.

    14. During the last 25 years, the High Court speaking through a Single Judge or a Division Bench, as the case may be used to and could declare a law constitutionally invalid. The obvious object of Article 228-A is to avoid this. It has specifically provided that two thirds of at least five Judges or if there are less than five, all of them must hold the law to be constitutionally invalid then alone the High Court could declare it so. The object was that a declaration of constitutional invalidity could be done after determining the constitutional question by a Bench of five Judges.

    15. It is an established practice that High Courts take up a petition under Article 226 for admission or preliminary hearing, to decide whether a notice or rule nisi be or be not issued to the respondents. In Himansu Kumar Bose v. Jyoti Prokash Mitter . 1964 1 S.C.A 347., the Supreme Court held that in writ petitions filed in High Courts under Article 226 rule nisi is usually issued where arguable issues are raised. At another place it observed that if triable issues are raised by a petition, it would be inappropriate to dismiss the petition in limine. The purpose of an admission hearing is to screen cases in order to see whether triable or arguable points arise. If such a question arises the petition is admitted. Dismissal means lack of such an issue in the opinion of the Bench. Then at the final hearing all interested parties are heard on the raised questions with a view to decide or determine them. This is the stage when alone a State law can possibly be declared constitutionally invalid. At the admission stage, even if the Judges hearing the petition are of opinion that the law is constitutionally invalid, they cannot either hold it or declare it to be so. They can only admit the writ petition to a regular or final hearing.

    16. The aim and object of Article 228 A was to make sure that a State Law is not declared constitutionally invalid except by the stated majority of at least five Judges. This safeguard to the validity of a law would be fully achieved if the provisions of clauses (3) and (4) of Article 228 A are held applicable to the final hearing of a writ petition and not to the admission stage. If we read the entire article as disclosing an integrated scheme, the word, determining occurring in clause (3) would take its colour from the context. In other words, if we read clauses (3) and (4) together as cognate parts of a single scheme, there is no difficulty in holding that the determining required by clause (3) is the decision reached after hearing both the parties and not merely the opinion formed at the admission hearing.

    17. Article 226 as substituted by the Constitution (Forty Second Amendment) Act, 1976 by clause(3) provides that no petition shall be entertained if………The word’ entertained has been explained by the Supreme Court:—

    “We are of opinion that the word ‘entertain’ means the first occasion on which the Court takes up the matter at the admission stage or if by the rules the appeals are automatically admitted, it will be the time of hearing of the appeal.”

    18. If Parliament intended that at least five Judges should sit to hear a writ petition raising a constitutional question even at the admission stage, it may as well have couched clause (3) of Article 228-A by suitably using the word ‘entertained.’

    19. Of Course, the Parliament well knew the established practice that writ petitions are at first heard for admission. In Section 58(2) of the Constitution (Forty Second Amendment) Act it has provided that every pending petition before a High Court which would not have been admitted by the High Court under the provisions of Article 226 as substituted by Section 38 if such petition had been made after the appointed day shall abate……… If the submission of the learned counsel for the applicant is accepted, it will mean that every writ petition in which a question as to the constitutional validity of a State Law has been raised must be heard by at least five Judges sitting together, no matter how frivolours the question may be and no matter whether the question has already been settled. This procedure would cause immense inconvenience to the disposal of the work in this Court. Looking to the number of writ petitions that are instituted every day a Bench of five Judges would be required virtually every day to hear one or more of such petitions at the admission stage. It will seriously hamper the ultimate disposal by the Court. On the practical plain the inconvenience will be substantial. This is another reason why of the two available connotations the Court should adopt one which would not only advance the remedy but also obviate practical difficulties and inconvenience.

    20. In our opinion, a Division Bench can reject a writ petition if it is of opinion that the question as to the constitutional validity of a State law has no prima facie substance. We, therefore, return the reference with this opinion to the Division Bench for hearing the writ petition for admission.

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    Chandra Kanta Devi And Others v. State Of U.P And Others
    (Mar 1, 1977)