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  • Sec. 409, I.P.C4. Sec. 4(1) of the U.P First Offenders' Probation Act
  • Sec. 4 of the U.P First Offenders' Probation Act.3.
  • Sec. 4 of the U.P First Offenders' Probation Act
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  • Sec. 409, I.P.C4. Sec. 4(1) of the U.P First Offenders' Probation Act
  • Sec. 4 of the U.P First Offenders' Probation Act.3.
  • Sec. 4 of the U.P First Offenders' Probation Act
Smart Summary

Factual and Procedural Background

This opinion arises from a reference by the Sessions Judge of Ghazipur recommending that an order passed by a Judicial Officer be set aside and that the opposite-party be awarded such sentence as this Court may consider proper. The facts are undisputed: the opposite-party, Sheo Shankar Lal, misappropriated a sum of Rs. 15/5/11 in his capacity as Sajawal. He pleaded guilty under Section 409 of the Indian Penal Code (I.P.C) and refunded the amount. The Judicial Officer convicted him under Section 409, I.P.C but, considering his youth (18 years old), released him on probation under Section 4 of the U.P First Offenders' Probation Act. The Sessions Judge, upon a reference by the District Magistrate, sought this Court’s opinion on whether the probation order should be set aside and the opposite-party sentenced instead.

Legal Issues Presented

  1. Whether an offence punishable under Section 409, I.P.C, which carries a sentence of transportation for life or imprisonment and fine, qualifies as an offence "not punishable with death or transportation for life" under Section 4(1) of the U.P First Offenders' Probation Act, thus allowing release on probation.
  2. The correct interpretation of the phrase "punishable with death or transportation for life" in Section 4(1) of the U.P First Offenders' Probation Act.
  3. Whether the learned Magistrate erred in releasing the opposite-party on probation under Section 4 of the U.P First Offenders' Probation Act despite the nature of the offence.

Arguments of the Parties

The opinion does not contain a detailed account of the parties' legal arguments.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
King Emperor v. Nga San Htwa, I.L.R 5 Rangoon 276 Interpretation of "punishable with death or transportation for life" as meaning "punishable with death or punishable with transportation for life." Supported the court's interpretation of the phrase in Section 4(1) of the U.P First Offenders' Probation Act, aligning it with a similar interpretation in Section 497 Cr.P.C.
Naranji Premji…Accused Applicant; v. Emperor…Opposite Party, A.I.R 1928 Bombay 244 Interpretation of "punishable with death or transportation for life" consistent with King Emperor v. Nga San Htwa. Reinforced the court's approach to interpreting the phrase uniformly across statutes.
Public Prosecutor Madras v. Pingali Mallikarjana Kota Paneswara Rao, A.I.R 1946 Madras 173 Recognition of offences punishable with death or transportation for life as serious offences. Supported the court's view on the legislative intent to exclude serious offences from probation.
Emperor v. Bakhsha, 36 Cr. L.J 105 Classification of serious offences punishable with death or transportation for life. Used to validate the court's interpretation of the relevant statutory provision.
Emperor v. Bahawali, 30 Cr. L.J 789 Interpretation of punishments and seriousness of offences. Supported the court's reasoning on legislative intent regarding serious offences.
Emperor v. Mst. Janki, A.I.R 1932 Nag. 130 Understanding of punishments under the Penal Code. Further supported the court’s view on the nature of punishments and offences.
Emperor v. Rahmat Khan, A.I.R 1927 Lahore 735 Legal interpretation of punishments and offences punishable with death or transportation for life. Provided additional authority for the court's interpretation of the statutory language.

Court's Reasoning and Analysis

The court analyzed the phrase "an offence not punishable with death or transportation for life" in Section 4(1) of the U.P First Offenders' Probation Act and found the learned Magistrate's interpretation erroneous. The Magistrate construed the phrase to mean that the punishments of death and transportation for life must be alternatives for the offence to be excluded from probation. The court clarified that the plain and correct meaning is that if an offence is punishable either with death or with transportation for life (whether solely or in addition to other punishments), it is not eligible for probation.

The court emphasized that the word "or" in the statute is disjunctive, not conjunctive or alternative, and that the legislative intent was to exclude serious offences—those punishable with death or transportation for life—from probation. The court drew parallels with Section 497 of the Criminal Procedure Code, which prevents bail for offences punishable with death or transportation for life, and other statutory provisions treating such offences as serious.

The court also reasoned that the Magistrate’s interpretation would lead to absurd results, such as allowing probation for offenders convicted of certain serious offences punishable with death but not with transportation for life as an alternative, which contradicts legislative intent. The court supported its view with several precedents and statutory provisions, confirming that the highest punishment possible defines seriousness, regardless of additional or alternative punishments.

Consequently, the court held that the opposite-party’s offence under Section 409, I.P.C, punishable with transportation for life or imprisonment and fine, is a serious offence ineligible for probation. The Magistrate’s order releasing the opposite-party on probation was therefore illegal and set aside.

Despite setting aside the probation order, the court considered mitigating factors: the youth of the opposite-party, his confession, and the small amount embezzled. The court sentenced him to imprisonment only until the rising of the court, choosing not to impose a harsher penalty.

The court further observed that the Magistrate’s probation order did not comply with Section 4(1) of the U.P First Offenders' Probation Act, as it failed to order good behaviour or peacekeeping and improperly threatened severe punishment upon repetition, which was beyond his jurisdiction. Additionally, the Magistrate improperly challenged the Sessions Judge’s referral order instead of offering explanation, which was not his role.

Holding and Implications

The court held that the order releasing the opposite-party on probation under Section 4 of the U.P First Offenders' Probation Act was illegal and set it aside.

The opposite-party was sentenced to imprisonment until the rising of the court, reflecting the court’s balanced approach considering his youth and circumstances. The decision clarifies the correct interpretation of "punishable with death or transportation for life" in Section 4(1) of the U.P First Offenders' Probation Act, emphasizing that any offence punishable with either death or transportation for life is serious and not eligible for probation.

No new precedent was established beyond this clarification, but the ruling reinforces the legislative intent to exclude serious offences from probation and affirms the proper judicial approach to probation orders and referrals.

    State v. Sheo Shanker

    Desai, J.:— This is a reference by the Sessions Judge of Ghazipur recommending that an order passed by a Judicial Officer be set aside and that the opposite-party be awarded such sentence as this Court may consider proper.

    2. There is no controversy about the facts which are that the opposite-party Sheo Shankar Lal mis-appropriated an amount of Rs. 15/5/11 in his capacity as Sajawal. He pleaded guilty to the charge under Sec. 409, I.P.C, and also refunded the misappropriated amount. He has been convicted by the Judicial Officer under Sec. 409, I.P.C but on account of his being a young man of 18 years of age he has been released on probation under Sec. 4 of the U.P First Offenders' Probation Act.

    3. The learned Sessions Judge, on being moved by the District Magistrate, has referred the case to this Court with the recommendation that the order passed by the learned Magistrate under Sec. 4 of the U.P First Offenders' Probation Act be set aside and that the opposite-party be sentenced under Sec. 409, I.P.C

    4. Sec. 4(1) of the U.P First Offenders' Probation Act lays down that “when a person is convicted of an offence not punishable with death or transportation for life”, he may be released on probation of good conduct in certain circumstances. The learned Magistrate interpreted the words “punishable with death or transportation for life” to mean “punishable with death or in the alternative with transportation for life”. According to this interpretation a person convicted of an offence cannot be released on probation only if death and transportation for life are the two alternative punishments provided for it. In other words he can be released on probation if the offence is punishable with,—

    (1) death only or

    (2) transportation for life only or

    (3) death and any other punishment or

    (4) transportation for life and any other punishment or

    (5) death and in the alternative any other punishment except transportation for life or

    (6) transportation for life and in the alternative any other punishment except death.

    5. Since the offence of Sec. 409, I.P.C is punishable with transportation for life or imprisonment and fine, the learned Magistrate thought that the opposite-party could be released on probation. The interpretation placed by the learned Magistrate is erroneous. The plain meaning of the words “an offence not punishable with death or transportation for life” is “an offence not punishable with death or an offence not punishable with transportation for life.” Death or transportation for life must not be a punishment that can be legally inflicted for the offence; if death can be inflicted or if transportation for life can be inflicted, it is not “an offence not punishable with death or transportation for life” regardless of whether any other punishment can be inflicted either in the alternative or in addition to the punishment of death or transportation for life, as the case may be. The word ‘or’ does not mean that the two punishments are in the alternative; there is no justification whatsoever for interpreting the provision to mean that death and transportation for life must be the two alternative punishments provided for the offence in order to exclude it from the benefit of Sec. 4 of the Act. To do so one would have to add words in the section which is beyond the court's jurisdiction. The intention of the legislature obviously is not to release on probation persons convicted of serious offences. There are several criteria for deciding which are serious offences and which are not, but one of the criteria selected by the legislature for certain purposes is to treat as serious all offences for which a sentence of death can be passed or a sentence of transportation for life can be passed, whether as the sole punishment or as a punishment in addition to, or in lieu of, another punishment. The seriousness of an offence is to be judged from highest punishment that can be inflicted for it, and it is not at all dependent upon whether some additional or alternative punishment is also provided for it or not. An offence for which death can be inflicted and an offence for which transportation for life can be inflicted are both serious offences according to this criterion regardless of whether or not another punishment also is prescribed, either in addition to, or as an alternative to, death or transportation for life.

    6. A person accused of a non-bailable offence may be released on bail, but the legislature does not permit him to be released on bail if he is guilty of a serious offence. So it has provided in Sec. 497 of the Code that if he is charged with an offence “punishable with death or transportation for life”, he cannot be released on bail by a Magistrate. The words “punishable with death or transportation for life” in this provision have been interpreted to mean “punishable with death or punishable with transportation for life” in King Emperor v. Nga San Htwa I.L.R 5 Rangoon 276. and Naranji Premji…Accused Applicant; v. Emperor…Opposite Party. A.I.R 1928 Bombay 244.. The words in the First Offenders' Probation Act should be interpreted in the same manner as the words in Sec. 497; both have been used by the legislature obviously with the same intention. Sec. 29-B, Cr. P.C contains a special provision for trial of juveniles, but it is not applicable if the juvenile is charged with an offence “punishable with death or transportation for life.” Evidently the legislature thought that offences which are punishable with death and offences punishable with transportation for life are serious offences and a juvenile charged with such offences must be tried like an adult.

    7. The different punishments that can be inflicted by courts are mentioned in Sec. 53 of the Penal Code. Death is one punishment and transportation another, but there is no such composite punishment as “death or transportation.” Therefore, an offence punishable with death or transportation for life must mean an offence punishable with death or an offence punishable with transportation for life. An offence for which death can be inflicted and an offence for which transportation for life can be inflicted are both offences “punishable with death or transportation for life” regardless of whether another punishment can or cannot be inflicted either in addition or in substitution.

    8. We are supported in the view we take by a number of authorities, for instance.

    Public Prosecutor Madras v. Pingali Mallikarjana Kota Paneswara Rao A.I.R 1946 Madras 173., Emperor v. Bakhsha 36 Cr. L.J 105., Emperor v. Bahawali 30 Cr. L.J 789, Emperor v. Mst. Janki A.I.R 1932 Nag. 130., and Emperor v. Rahmat Khan A.I.R 1927 Lahore 735..

    9. The interpretation placed by the learned Magistrate not only strains the language but also would cause anomalies. To say that only a person convicted of an offence punishable with death or in the alternative with transportation for life according to the court's discretion, cannot be released on probation would mean that persons guilty of more serious offences can be released on probation. A person guilty of offence of Sec. 303 I.P.C must be punished with death; since there is no alternative punishment of transportation for life provided for it, according to the learned Magistrate's interpretation, he is not guilty of an offence punishable with death or transportation for life and can be released on probation. It would be absurd if a person guilty of murder cannot be released on probation but a person guilty of an aggravated form of murder could be released on probation. Had it been the intention of the legislature to exclude from the scope of Sec. 4 of the First Offenders' Probation Act only such offences as are punishable with death or in the alternative with transportation for life, it would not have used the words “punishable with death or transportation for life”; it would have been sufficient to use the words “punishable with death. The offence of Sec. 132 (abetment of mutiny) is punishable with death or transportation for life or imprisonment. Since there are three alternative punishments, the offence cannot be said to be one punishable with death or transportation for life in the alternative and there would be nothing more absurd than releasing on probation a person guilty of abetment of mutiny which has been committed in consequence thereof. Offences of Secs. 396 and 194, I.P.C also are punishable with death or transportation for life or imprisonment and persons guilty of these offences also would be eligible for release on probation. Death and transportation for life are the alternative punishments only for the offences' of Secs. 121 and 302, I.P.C and we do not at all think that these were the only two offences meant to be excluded from the benefit of Sec. 4, First Offenders' Probation Act. There wen no reason for the legislature to consider only these offences as serious to which the benefit of release on probation could not be extended.

    10. We agree with the learned Sessions Judge that the opposite-party could not be released on probation of good conduct and that the learned Magistrate has illegally released him. The order of release is, therefore, set aside. The opposite-party was convicted on 13-5-52. He had embezzled only a small amount of money. He was a youth and he readily confessed his guilt. In these circumstances we do not think that we should send him to jail, but he must be sentenced to imprisonment. We, therefore, sentence him to imprisonment till the rising of the court.

    11. Before we take leave of the case we would like to make a few observations. One is that the order passed by the learned Magistrate is not in accordance with the provision of Sec. 4(1) at all. The learned Magistrate ought to have ordered the opposite party to be of good behaviour and to keep the peace during the period of probation. Further he ought not to have laid down that he would be called upon to receive severe punishment if he repeated the offence; he had no jurisdiction to pass such an order. Fie should have confined himself to the order that he was required to pass under Sec. 4 and ought not to have gone out of his way to pass an arbitrary order. Secondly, he was quite wrong in challenging the opinion of the learned Sessions Judge in his referring order. He was called upon to explain and not to enter into an argument with the learned Sessions Judge. It was not for him to show that the referring order of the learned Sessions Judge was wrong. His duty was to take it as correct and to offer an explanation, if he so desired, without questioning the correctness or propriety of it. It was for this Court only to decide whether the referring order was correct or proper.

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    Comments

    State v. Sheo Shanker
    (Aug 25, 1955)