The Adjudicatory Framework of Appeals in the Court of Session: An Analysis of Section 381 of the Code of Criminal Procedure, 1973
Introduction
The Code of Criminal Procedure, 1973 (Cr.P.C.) establishes a comprehensive framework for the administration of criminal justice in India. Within this framework, the appellate process serves as a crucial mechanism for reviewing and rectifying errors that may have occurred in trial court decisions. Section 381 of the Cr.P.C. specifically addresses the procedural question of how appeals to the Court of Session are to be heard, designating the judicial officers competent to adjudicate such appeals. This provision plays a significant role in the distribution of judicial workload and ensures that appeals are heard by judges of appropriate rank and experience. This article undertakes a scholarly analysis of Section 381 Cr.P.C., examining its legislative content, judicial interpretations, and its interplay with other relevant provisions of the Code.
Legislative Mandate of Section 381 Cr.P.C.
Section 381 of the Code of Criminal Procedure, 1973, is titled "Appeal to Court of Session how heard." The text of the section is as follows:
381. Appeal to Court of Session how heard.
(1) Subject to the provisions of sub-section (2), an appeal to the Court of Session or Sessions Judge shall be heard by the Sessions Judge or by an Additional Sessions Judge:
Provided that an appeal against a conviction on a trial held by a Magistrate of the second class may be heard and disposed of by an Assistant Sessions Judge or a Chief Judicial Magistrate.
(2) An Additional Sessions Judge, Assistant Sessions Judge or a Chief Judicial Magistrate shall hear only such appeals as the Sessions Judge of the division may, by general or special order, make over to him or as the High Court may, by special order, direct him to hear.
Text and Interpretation of Section 381(1)
Sub-section (1) of Section 381 lays down the general rule that an appeal preferred to the Court of Session or a Sessions Judge is to be heard either by the Sessions Judge himself or by an Additional Sessions Judge. This designates the primary appellate authorities within the Sessions Division for most appeals.
The proviso to sub-section (1) carves out an important exception. It stipulates that appeals arising from convictions in trials conducted by a Magistrate of the second class can be heard and disposed of by an Assistant Sessions Judge or a Chief Judicial Magistrate. This allocation allows for a tiered system of appellate review within the Sessions Division, ensuring that appeals from lower magisterial courts can be handled by specifically designated judicial officers, potentially easing the burden on the Sessions Judge and Additional Sessions Judges.
Mechanism of 'Making Over' Appeals under Section 381(2)
Sub-section (2) of Section 381 introduces a crucial administrative and procedural control over the hearing of appeals by Additional Sessions Judges, Assistant Sessions Judges, and Chief Judicial Magistrates. It mandates that these judicial officers shall hear only those appeals that are specifically assigned to them. This assignment, or 'making over', can be effected in two ways:
- By a general or special order of the Sessions Judge of the division.
- By a special order of the High Court directing them to hear specific appeals.
This sub-section underscores the administrative authority of the Sessions Judge in distributing appellate work within their division and also acknowledges the overarching supervisory role of the High Court. It ensures an organized allocation of cases and prevents any ambiguity regarding the jurisdiction of these designated appellate judges to hear particular appeals.
Judicial Interpretation and Application of Section 381 Cr.P.C.
The judiciary has, in various pronouncements, clarified the scope and application of Section 381 Cr.P.C. These interpretations primarily revolve around the competency of judges to hear appeals and the procedural requirements for the assignment of such appeals.
Competency and Jurisdiction of Appellate Judges
The case of Vasudeo Raut,LODGED IN SADA SUB JAIL,VASCO DA GAMA v. State, THROUGH PUBLIC PROSECUTOR, PANAJI-GOA. (Bombay High Court, 2004) provides a significant exposition of Section 381 Cr.P.C. In this case, an appeal against conviction was decided by an Assistant Sessions Judge. The petitioner contended that the Assistant Sessions Judge was incompetent to hear and decide the appeal. The Bombay High Court examined Section 381 Cr.P.C. and noted that sub-section (1) permits an appeal to be heard by a Sessions Judge or an Additional Sessions Judge, with the proviso allowing an Assistant Sessions Judge or a Chief Judicial Magistrate to hear appeals against convictions by a Magistrate of the second class. Crucially, sub-section (2) empowers an Assistant Sessions Judge to hear appeals made over by the Sessions Judge.
The Court in Vasudeo Raut found that the appeal had indeed been "made over to the Assistant Sessions Judge by an Order of the Sessions Judge which is reflected in the roznama." Consequently, the Assistant Sessions Judge was deemed competent to hear the appeal by virtue of Section 381(2) Cr.P.C. The Court also observed that the objection regarding jurisdiction was not raised before the Assistant Sessions Judge and no prejudice was claimed to have been caused to the accused. This decision underscores that the 'making over' of an appeal by the Sessions Judge under Section 381(2) is a valid source of jurisdiction for an Assistant Sessions Judge, even if the appeal does not fall under the proviso to Section 381(1) (i.e., not an appeal from a Magistrate of the second class).
Procedural Context of Appeals in Sessions Court
The Punjab & Haryana High Court in SANJIV MAHAJAN AND ORS. v. REENA MAHAJAN (Punjab & Haryana High Court, 2018), while primarily dealing with the requirement of furnishing bonds under Section 437A Cr.P.C. in an appeal against acquittal, contextually mentioned Section 381 Cr.P.C. The Court observed, "Section 381 Cr.P.C. deals with the procedure to hear an appeal by the Court of Sessions. Section 385 Cr.P.C., deals with the procedure for hearing appeal not dismissed summarily." This reference, though brief, situates Section 381 as a foundational provision outlining which judicial officer within the Sessions Court is designated to hear the appeal, following which other procedural provisions like Section 385 Cr.P.C. (detailing the hearing procedure) come into play.
Allocation of Appeals and Administrative Control
The power of the Sessions Judge or the High Court to 'make over' appeals under Section 381(2) Cr.P.C. is a significant aspect of judicial administration. The Telangana High Court in Petta Satya Govinda Ramachandra Rao @ Babji v. Yarlagadda Vijaya Kumar And Another S (Telangana High Court, 2014) touched upon this. While discussing the forum for appeals against acquittal (Section 372 proviso v. Section 378(4) Cr.P.C.), the Court referred to the power under Section 381(2) Cr.P.C. (equating it to the old Section 409(2) Cr.P.C.). It noted that an Additional Sessions Judge hears such appeals as the High Court (or Sessions Judge under the current Code) may direct. The Court observed that even in matters where leave might have been granted under Section 378 Cr.P.C., the High Court could, under its powers including those analogous to Section 381(2) Cr.P.C., direct a Court of Session (i.e., a specific judge therein) to hear and dispose of the appeal. This highlights the flexibility and administrative discretion vested by Section 381(2) in ensuring that appeals are heard by the appropriate judicial officer within the Sessions division as directed.
Distinction from Substantive Powers of Appeal
It is important to distinguish Section 381 Cr.P.C., which pertains to *who* hears the appeal in the Court of Session, from other sections that define the powers of the appellate court or the procedure for hearing. In Mrs. Monika Acharya v. State Of Orissa (Orissa High Court, 1999), a Sessions Judge had refused to stay the realisation of a fine, partly reasoning that Section 381 Cr.P.C. had no application to the prayer for stay under Section 389 Cr.P.C. The High Court found the Sessions Judge's overall reasoning on the stay of fine to be erroneous. While Section 381 was not the central issue, the Sessions Judge's comment indicates a potential misattribution of Section 381's scope. Section 381 does not govern the substantive powers of the appellate court (like granting stay, which is covered by Section 389 Cr.P.C.), but rather designates the judge who will exercise those powers.
Interplay with Other Procedural Provisions
Section 381 Cr.P.C. operates as a gateway provision within Chapter XXIX ("Appeals"). Once an appeal is assigned to a competent judge in the Court of Session as per Section 381, the subsequent procedures for hearing the appeal are governed by other sections. For instance:
- Section 384 Cr.P.C.: Deals with summary dismissal of appeals.
- Section 385 Cr.P.C.: Outlines the procedure for hearing appeals not dismissed summarily, including issuing notice, perusing records, and hearing the appellant or their pleader and the Public Prosecutor. The importance of trial court records for appellate review was emphasized in State Of U.P v. Abhai Raj Singh And Another (2004 SCC 4 6), which dealt with reconstruction of records for the purpose of appeal under Sections 385 and 386.
- Section 386 Cr.P.C.: Details the extensive powers of the Appellate Court, such as dismissing the appeal, acquitting the accused, altering the finding or sentence, or ordering a retrial.
Thus, Section 381 Cr.P.C. ensures that the appeal is placed before the correct judicial officer within the Sessions Court, who then proceeds to adjudicate the appeal using the powers and procedures laid down in the subsequent sections of the Code.
Conclusion
Section 381 of the Code of Criminal Procedure, 1973, provides a clear and structured mechanism for the hearing of appeals by the Court of Session. It delineates the authority of the Sessions Judge, Additional Sessions Judge, Assistant Sessions Judge, and Chief Judicial Magistrate in hearing such appeals, with specific provisions for appeals from convictions by Magistrates of the second class. The critical element of 'making over' appeals, as enshrined in Section 381(2), ensures administrative efficiency and proper allocation of judicial responsibilities under the supervision of the Sessions Judge or the High Court.
Judicial interpretations, notably in cases like Vasudeo Raut, have affirmed the jurisdictional competence derived from such 'making over' orders. Section 381 Cr.P.C., therefore, stands as a vital procedural provision that underpins the organizational integrity of the appellate process within the Sessions Division, ensuring that appeals are channeled to the appropriate judicial authority for fair and effective adjudication in accordance with the broader principles of criminal justice.
References
- Niranjan Singh And Others v. State Of Uttar Pradesh . (1957 AIR SC 142, Supreme Court Of India, 1956)
- State Of U.P v. Abhai Raj Singh And Another (2004 SCC 4 6, Supreme Court Of India, 2004)
- Smt. Shakira Khatoon Kazmi And Others v. State Of U.P And Others (2001 SCC ONLINE ALL 737, Allahabad High Court, 2001)
- SANJIV MAHAJAN AND ORS. v. REENA MAHAJAN (Punjab & Haryana High Court, 2018)
- VASUDEO RAUT,LODGED IN SADA SUB JAIL,VASCO DA GAMA v. STATE, THROUGH PUBLIC PROSECUTOR, PANAJI-GOA. (Bombay High Court, 2004)
- Mrs. Monika Acharya v. State Of Orissa (2000 OLR 1 299, Orissa High Court, 1999)
- Petta Satya Govinda Ramachandra Rao @ Babji v. Yarlagadda Vijaya Kumar And Another S (Telangana High Court, 2014)
- The Code of Criminal Procedure, 1973