Supreme Court of Missouri Clarifies Non-Admissibility of Corporate Prior Criminal Convictions and Limits Use of Abandoned Pleadings in Civil Litigation
Introduction
This commentary explores the landmark decision in Eve Sherrer v. Boston Scientific Corporation and C.R. Bard, Inc. (609 S.W.3d 697), adjudicated by the Supreme Court of Missouri en banc on October 13, 2020. The case addresses pivotal issues surrounding the admissibility of corporate prior criminal convictions and the use of abandoned pleadings for impeachment purposes in civil litigation.
Summary of the Judgment
Eve Sherrer filed a lawsuit against Boston Scientific Corporation (BSC) and C.R. Bard Inc. (Bard) alleging negligence, product defects, and failure to warn regarding polypropylene mesh slings implanted in her during surgical procedures. Following a jury trial, the circuit court ruled in favor of BSC and Bard. Sherrer appealed, raising four primary claims of error:
- Exclusion of Bard's prior criminal convictions.
- Admission of portions of her abandoned original petition against settled defendants TMC and UPA.
- Allowing cross-examination based on those allegations.
- Denial of a mistrial after evidence of settlements was presented.
The Missouri Supreme Court affirmed the circuit court’s judgment, holding that:
- Section 491.050 does not permit the impeachment of a corporation with its prior criminal convictions.
- Allegations in an abandoned original petition cannot be used as admissions of a party opponent or as prior inconsistent statements under Rule 55.10.
- The alleged errors were not prejudicial enough to warrant reversal of the judgment or the denial of a mistrial.
Analysis
Precedents Cited
The court referenced several key precedents to support its decision:
- FISHER v. GUNN: Affirmed the discretion of trial courts in controlling cross-examination, within the bounds of statutory provisions.
- State v. Smith and State v. Blitz: Provided historical context on witness competency and the evolution of impeachment rules under Section 491.050.
- Carter v. Matthey Laundry & Dry Cleaning Co.: Addressed the use of abandoned pleadings to demonstrate bad faith or afterthoughts in claim formulations.
- MACHECA v. FOWLER: Emphasized the limitations on using inconsistent pleadings for impeachment purposes when alternative allegations are involved.
- Jimenez: Highlighted that inconsistent allegations in abandoned pleadings should not infringe on the right to plead alternatives under Rule 55.10.
- CALLAHAN v. CARDINAL GLENNON HOSP.: Established the stringent standards required to overturn a trial court's denial of a mistrial.
- CITY OF SPRINGFIELD v. THOMPSON SALES CO.: Distinguished cases requiring mistrials based on prejudicial errors during trial.
Legal Reasoning
The court dissected each of Sherrer’s four claims of error meticulously:
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Exclusion of Corporate Prior Convictions:
The court determined that Section 491.050, which allows for the impeachment of a witness’s credibility based on prior criminal convictions, does not extend to corporations. This interpretation was grounded in the legislative intent and the definition of a "witness," which cannot apply to corporate entities. The court emphasized that corporations, as artificial persons, cannot meet the criteria of a witness under this statute.
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Use of Abandoned Pleadings:
The court held that Rule 55.10 permits the filing of inconsistent pleadings but restricts their use for impeachment or as admissions of a party opponent. Since Sherrer had amended her petition to include BSC and Bard while dismissing claims against TMC and UPA, the original allegations could not be used to undermine her credibility or the validity of her current claims. The court further noted that any improper use would not be prejudicial as similar evidence was admitted without objection.
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Denial of Mistrial:
Regarding the denial of a mistrial, the court reiterated the high threshold required to overturn such a decision. Sherrer failed to demonstrate that the accidental display of settlement information had a prejudicial impact that could not be rectified through less drastic remedies. The brief and inadvertent nature of the error did not meet the standard of manifest abuse of discretion.
Impact
The decision underscores several critical implications for future civil litigation in Missouri:
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Clarification on Section 491.050:
Corporations cannot be impeached using their prior criminal convictions, as the statute does not apply to corporate entities. This limits the scope of evidence that can be introduced against corporate defendants concerning their criminal history.
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Liberal Use of Rule 55.10:
The ruling reinforces the principle that plaintiffs can file inconsistent pleadings to present alternative claims without those pleadings serving as admissions against their credibility. This promotes flexibility in litigation strategies without compromising the fairness of trials.
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Standards for Granting Mistrials:
Court decisions reiterate the necessity of demonstrating both prejudice and absence of alternative remedies before a mistrial is warranted. This maintains the integrity of trials by preventing the frequent invocation of mistrials for minor or non-prejudicial errors.
Complex Concepts Simplified
Section 491.050 and Corporate Entities
Section 491.050 is a Missouri statute that permits the impeachment of a witness's credibility based on prior criminal convictions. However, this court clarified that the statute does not extend to corporations. Since corporations cannot serve as witnesses, the rule is limited strictly to individual persons, preventing the use of a corporation’s criminal history to challenge its credibility in court.
Rule 55.10 and Inconsistent Pleadings
Rule 55.10 allows plaintiffs to present multiple claims against different defendants within a single lawsuit, even if those claims are inconsistent with one another. This flexibility enables plaintiffs to adapt their legal strategies as new information becomes available without being constrained by prior filings. However, the rule also imposes restrictions on how such inconsistencies can be used during trial, particularly regarding the impeachment of the plaintiff's credibility.
Impeachment and Admissions of a Party Opponent
Impeachment is a legal process used to challenge the credibility of a witness. An Admission of a Party Opponent refers to statements made by one party that are unfavorable to their case and can be used against them. This court clarified that allegations in an abandoned original petition cannot be utilized as admissions against the plaintiff or to impeach their testimony.
Mistrial Standards
A mistrial is declared when a trial cannot continue to a fair conclusion, often due to significant errors or prejudicial events. However, the court emphasized that mistrials are a last resort, requiring a clear demonstration of prejudice that cannot be remedied by other means. The denial of a mistrial in this case highlights the judiciary's reluctance to overturn trial proceedings unless absolutely necessary.
Conclusion
The Supreme Court of Missouri's decision in Eve Sherrer v. Boston Scientific Corporation and C.R. Bard, Inc. establishes crucial guidelines for the admissibility of corporate criminal histories and the use of inconsistent pleadings within civil litigation. By affirming that corporations cannot be impeached using their prior criminal convictions and limiting the use of abandoned pleadings for impeachment, the court reinforces the boundaries of evidence admissibility and the integrity of the litigation process. Additionally, the stringent standards for granting mistrials ensure that such drastic measures are reserved for cases where fairness is irreparably compromised. This judgment serves as a cornerstone for future cases dealing with similar evidentiary and procedural issues, promoting both fairness and procedural efficiency in Missouri's legal landscape.
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