Reclaim the Records v. New York State Department of Health (2025):
A New FOIL Standard for Vital-Statistics Data
1. Introduction
In Matter of Reclaim the Records v. New York State Department of Health, 2025 NY Slip Op 03102, the New York Court of Appeals reshaped the landscape of public access to death-index information. The petitioner, Reclaim the Records (“RTR”), a not-for-profit genealogy and open-government organization, sought electronic copies of every field contained in the Department of Health’s (“DOH”) statewide death indices through 31 December 2017. DOH denied most of the request, invoking Public Health Law (“PHL”) §4174 and the “personal-privacy” exemption in the Freedom of Information Law (“FOIL”). After mixed results below, the Court of Appeals issued a split decision that:
- Compels DOH to release the same basic identifiers it already posts on-line for 1957-1972—name, middle initial, date of death, age, gender, residence code and state file number—for all deaths 1957-2017.
- Holds that certain sensitive fields—medical history, cause of death, burial/cremation details, anatomical-gift status, and place of interment—are categorically exempt as an “unwarranted invasion of personal privacy.”
- Rejects DOH’s reliance on PHL §4174(1)(a) and its own 50-year regulation as blanket justifications for nondisclosure of the death index.
- Remits the case for in-camera review of any other data fields to decide whether further disclosure or redaction is required.
The ruling is the Court’s most detailed treatment of FOIL privacy principles since New York Times v. FDNY (2005) and establishes a first-of-its-kind doctrine for statewide “vital-events” databases.
2. Summary of the Judgment
- PHL §4174 does not shield the death index itself. The statute protects certified copies or transcripts of death certificates, not the separate index that DOH must maintain under PHL §4100(2)(g).
- Agency regulations cannot create a FOIL exemption. DOH’s 50-year waiting-period regulation (10 NYCRR 35.5) lacks independent statutory authority and therefore cannot justify withholding under Public Officers Law §87(2)(a).
- Balancing test applied. Employing the New York Times public-interest–vs–privacy framework, the Court distinguished between (a) routine demographic data, which it found carries minor privacy weight and strong public value, and (b) intimate medical or burial details, which it found to have high privacy weight and limited public value.
- Disclosure ordered. DOH must supply the routine demographic fields for 1957-2017 and conduct further review of any remaining fields, but may permanently withhold the four sensitive categories.
3. Analysis
3.1 Precedents Cited and Their Influence
- Gould v. NYPD, 89 NY2d 267 (1996)
Reaffirmed FOIL’s presumption of openness and the agency’s burden to articulate “particularized and specific” grounds for denial. The Court uses Gould as the starting point for its narrow-construction mantra. - Matter of New York Times Co. v. FDNY, 4 NY3d 477 (2005)
Supplies the balancing test for privacy claims outside the eight enumerated categories in POL §89(2)(b). The majority analogizes the decedent-data dispute to 9/11 recordings, again weighing survivor privacy versus generalized public interest. - Harbatkin v. NYC Dept. of Records, 19 NY3d 373 (2012)
Quoted for the “particularized and specific” standard and for the notion that non-exempt portions must be disclosed with redactions. - Kosmider v. Whitney, 34 NY3d 48 (2019)
Cited for the rule that a statute must evince “clear legislative intent” to create a FOIL exemption; mere agency preference will not suffice—key to rejecting DOH’s §4174 argument. - Data Tree v. Romaine, 9 NY3d 454 (2007)
Provides the rule that an agency need not “create” new records but must retrieve electronically stored data with “reasonable effort.” Undercuts DOH’s claim that it would have to build “an entirely new death index.” - Other decisions—Capital Newspapers v. Burns, Vertucci, Federation of Rifle & Pistol Clubs—appear mainly as doctrinal backdrop or in the dissent.
3.2 Legal Reasoning
- Statutory Interpretation.
The majority reads §4174 narrowly: because the legislature expressly shielded certified
certificates and left the index untouched, the index is not “specifically exempted
by statute” within POL §87(2)(a). It invokes the
expressio unius
canon—if lawmakers intended to cloak the index they would have said so. - Invalid Regulation. FOIL recognizes statutory, not regulatory, exemptions. DOH’s 50-year rule, lacking textual support in §4174, cannot trump FOIL.
- Balancing Test Re-affirmed and Refined.
a) For routine demographic data, survivors’ privacy is “of a different caliber” from the
traumatic 9/11 calls in NYT; public benefits (genealogical research, fraud
prevention, administrative efficiency) outweigh privacy.
b) For medical, cause-of-death and burial data, privacy prevails because disclosure would reveal intimate details, potentially religious or genetic, with limited added public value. - Burden of Proof on Agency. DOH failed to supply evidence of identity-theft or fraud linked to public death indices, so its privacy rationale was deemed “conclusory.”
- Procedural Defects Below. Supreme Court erred by not conducting an in-camera review; the Appellate Division erred by crediting post-litigation rationales not raised during the FOIL process.
3.3 Impact of the Decision
- Immediate Disclosure Obligation. DOH must release roughly 3.1 million additional death-index lines (1973-2017)—a treasure trove for genealogists, journalists, insurers, pension funds, and fraud-prevention services.
- Guidance for Other Agencies. Agencies can no longer rely on internal regulations or undeveloped “identity-theft” fears to withhold data. They must articulate privacy harms with evidence and consider targeted redactions rather than blanket denials.
- Vital-Statistics Regimes Nationwide. Although binding only in New York, the opinion is likely to be cited in other jurisdictions wrestling with open-data requests for birth/ death/ marriage indices.
- Legislative Catalyst. The legislature may revisit PHL §4174 to codify, expand, or counteract the Court’s privacy carve-outs; lobbyists for both privacy and transparency groups are already mobilizing.
- Dissent as Cautionary Roadmap. Chief Judge Wilson’s dissent signals an alternative approach that future agencies may test: argue that a comprehensive statutory framework implicitly weighs privacy so heavily that FOIL balancing should rarely override it.
4. Complex Concepts Simplified
FOIL | New York’s Freedom of Information Law (Public Officers Law art. 6). Presumes all government “records” are public unless an enumerated exemption applies. |
Record vs. Index | A death certificate (record) is the full, official entry. A death index is a separate finding-aid listing basic details so clerks can locate the certificate. |
Certified Copy | An officially stamped replica of a vital record; statutorily restricted. |
Article 78 | A special NY civil proceeding to challenge state or local agency action. |
In-camera Review | Judge privately inspects withheld records to decide if exemptions apply. |
Balancing Test | When no enumerated privacy category fits, courts weigh (i) privacy harm from disclosure against (ii) FOIL’s public-interest objectives. |
Expressio Unius | Canon of construction: the expression of one thing implies exclusion of another. |
5. Conclusion
The Court of Appeals has crafted a nuanced, two-tier rule for New York’s vital-statistics data. Routine demographic identifiers of the dead are now presumptively open under FOIL, regardless of age, while intimate medical and burial details remain private. By rejecting both DOH’s 50-year regulation and its speculative identity-theft rationale, the Court strengthened FOIL’s core premise that secrecy demands affirmative, evidence-based justification. At the same time, it acknowledged genuine post-mortem privacy interests and supplied concrete categories for future guidance. Agencies must now prepare fact-driven privacy showings and be ready for granular redactions; requesters gain a clearer roadmap for obtaining bulk datasets. Whether the legislature chooses to recalibrate the balance, this decision stands as the leading precedent on how FOIL applies to digitized death-index information and, more broadly, on how courts should navigate the tension between big-data transparency and 21st-century privacy.
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