Loss of a Chance as Proximate Cause in Wrongful Death: Herskovits v. Group Health Cooperative

Loss of a Chance as Proximate Cause in Wrongful Death: Herskovits v. Group Health Cooperative

Introduction

The case of Edith E. Herskovits, as Personal Representative v. Group Health Cooperative of Puget Sound addresses a pivotal issue in medical malpractice and wrongful death litigation: whether a reduction in a patient's chance of survival, even when below a 50% probability, constitutes sufficient proximate cause for a recovery. The Supreme Court of Washington, in an en banc decision rendered on May 26, 1983, reversed the Superior Court's summary judgment, thereby allowing the case to proceed to trial on its merits.

The plaintiff, acting as the personal representative of Leslie Herskovits' estate, alleged that Group Health Cooperative negligently failed to diagnose her husband's lung cancer in a timely manner, resulting in a 14% reduction in his chances of survival. The defendant contended that, under Washington law, such a reduction in survival chances was insufficient to establish proximate cause, arguing that the plaintiff needed to demonstrate a greater than 50% probability of survival had the negligence not occurred.

Summary of the Judgment

The Supreme Court of Washington found in favor of the plaintiff by holding that a reduction in a patient's chance of survival due to medical negligence can constitute proximate cause. The court determined that:

  • A trier of fact can find that an act increasing the risk of death (even if the chance of survival remains below 50%) is a proximate cause if the increased risk is a substantial factor in the death's occurrence.
  • Medical testimony demonstrating a reduction in survival chances (from 39% to 25% in this case) is sufficient to allow the proximate cause issue to be addressed by a jury.
  • Damages recoverable would correspond to the equivalent percentage of damages resulting from wrongful death, reflective of the reduced survival chances.

The judgment reversed the Superior Court's summary judgment and remanded the case for trial, emphasizing that the traditional "but for" causation standard should be adapted to consider the loss of a chance in such medical negligence cases.

Analysis

Precedents Cited

The court extensively reviewed both supportive and dissenting precedents to navigate the complexities of proximate cause in medical malpractice:

  • BROWN v. MacPHERSON'S, Inc. (1975): Established that negligence increasing the risk of harm can lead to liability.
  • HAMIL v. BASHLINE (1978, Pennsylvania): Allowed loss of a chance to be considered a substantial factor in harm, influencing the majority's reasoning.
  • HICKS v. UNITED STATES (1966): Suggested that a substantial possibility of survival can establish proximate cause, although its application was debated.
  • JEANES v. MILNER (1970): Supported recovery based on reduced survival chances.
  • COOPER v. SISTERS OF CHARITY, Inc. (1971): Rejected loss of a chance where survival probability did not exceed 50%, which was the line contested in this case.
  • Additional cases like KALLENBERG v. BETH ISRAEL HOSP., McBRIDE v. UNITED STATES, and Wolfstone provided varying degrees of support for considering loss of survival chances in proximate cause analysis.

Notably, the majority diverged from rulings like Cooper and aligned more closely with cases that accepted loss of a chance as a viable basis for proximate cause, despite statistical survival chances being below the traditional 50% threshold.

Legal Reasoning

The court's legal reasoning centered on adapting traditional proximate cause standards to accommodate the nuanced realities of medical malpractice. Key points include:

  • Recognition that insisting on a "probable" (over 50%) chance of survival post-negligence would unjustly preclude victims from obtaining rightful compensation.
  • Embracing the "substantial factor" test, allowing juries to consider whether a reduction in survival chance is a significant contributor to the harm.
  • Citing HAMIL v. BASHLINE and similar cases to justify a less rigid approach, emphasizing that denying liability in cases of statistical risk undermines the tort system's integrity.
  • Arguing that requiring absolute certainty is neither practical nor just, especially in medical contexts where outcomes are inherently probabilistic.

The majority also addressed dissenting opinions, particularly those advocating for maintaining strict causation standards to prevent potential abuses and speculative liability.

Impact

This judgment has significant implications for future wrongful death and medical malpractice cases in Washington and potentially other jurisdictions:

  • It establishes a precedent that a reduction in a patient's chance of survival, even below 50%, can be sufficient to establish proximate cause, thereby broadening the scope for plaintiffs in medical negligence cases.
  • Encourages medical professionals to adhere more strictly to diagnostic standards, knowing that even partial causation can lead to liability.
  • Influences how damages are calculated, potentially leading to compensation based on the statistical reduction in survival chances rather than solely on definitive outcomes.
  • Provokes discussions and potential legal reforms regarding the best practices for establishing causation in cases involving probabilistic outcomes.

Complex Concepts Simplified

Proximate Cause

Proximate cause in law refers to the primary cause of an injury. It is not necessarily the most immediate cause but a cause that has a sufficient connection to the harm. In the context of this case, the court examined whether the negligence in diagnosing cancer was sufficiently connected to the eventual death of the patient.

Loss of a Chance Doctrine

The "loss of a chance" doctrine allows for recovery when a defendant's negligence reduces the plaintiff's probability of a favorable outcome, even if that probability does not exceed 50%. This case is pivotal in establishing that such a loss can be considered proximate cause.

Substantial Factor Test

This test determines liability by assessing whether the defendant's conduct was a significant contributing factor to the harm, regardless of whether it was the sole cause. The court applied this test to justify holding the defendant liable for the reduction in survival chances.

Preponderance of Evidence

This is the standard of proof in civil cases, which requires that something be more likely than not to be true. In this case, the plaintiff needed to demonstrate that it was more likely than not that the negligence reduced the patient's chance of survival.

Conclusion

The Supreme Court of Washington's decision in Herskovits v. Group Health Cooperative marks a significant evolution in addressing causation in wrongful death and medical malpractice cases. By recognizing that a reduction in a patient's chance of survival, even below 50%, can constitute proximate cause, the court has expanded the avenues for plaintiffs to seek justice in instances of medical negligence. This landmark ruling not only aligns with a more humane and practical approach to medical outcomes but also reinforces the tort system's role in holding medical professionals accountable for their duty of care. Moving forward, this precedent is expected to influence both litigation strategies and medical practices, ensuring that the balance between legal standards and compassionate consideration of patient outcomes is thoughtfully maintained.

Case Details

Year: 1983
Court: The Supreme Court of Washington. En Banc.

Judge(s)

PEARSON, J. (concurring)DORE, J.BRACHTENBACH, J. (dissenting)

Attorney(S)

Leonard W. Schroeter and Janet Lane Eaton (of Schroeter, Goldmark Bender), for appellant. Williams, Lanza, Kastner Gibbs, Joel D. Cunningham, and Mary H. Spillane, for respondent. Bryan P. Harnetiaux and Robert H. Whaley on behalf of Washington Trial Lawyers Association, amici curiae for appellant.

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