NHS England Upholds Consultation and Guidance Procedures in Homeopathy Prescription Case

NHS England Upholds Consultation and Guidance Procedures in Homeopathy Prescription Case

Introduction

The case of British Homeopathic Association, R (On the Application Of) v. National Health Service Commissioning Board ([2018] EWHC 1359 (Admin)) was adjudicated in the England and Wales High Court (Administrative Court) on June 5, 2018. The British Homeopathic Association, a charity focused on ensuring access to homeopathy for patients, challenged two key actions by NHS England (NHSE):

  1. A consultation on "Items which should not routinely be prescribed in primary care" published on July 21, 2017, specifically addressing homeopathic treatments.
  2. The decision to implement the consultation's proposals regarding homeopathy by issuing guidance to Clinical Commissioning Groups (CCGs).

The core issue revolved around NHSE's authority and the fairness of its consultation process in recommending that General Practitioners (GPs) should cease prescribing homeopathic treatments due to perceived lack of clinical effectiveness.

Summary of the Judgment

The High Court dismissed the British Homeopathic Association's claim, upholding NHSE's consultation process and the subsequent guidance issued to CCGs. The Judge concluded that:

  • NHSE acted within its legal authority under the National Health Service Act 2006.
  • The consultation process met the required standards of fairness, providing sufficient information for meaningful responses.
  • The issuance of guidance based on assessments of clinical effectiveness was lawful and justified.
  • The public sector equality duty under the Equality Act 2010 was appropriately considered and addressed.

Consequently, the challenges raised by the British Homeopathic Association were not substantiated, leading to the dismissal of the claim.

Analysis

Precedents Cited

The judgment extensively referenced several key legal precedents to assess the fairness and legality of the consultation process:

  • R v Brent LBC, ex p Gunning [1985] 84 LGR 189: Established the Sedley criteria for fair consultation, emphasizing the necessity of early-stage consultation, adequate reasoning, sufficient time, and conscientious consideration of responses.
  • R (Moseley) v Haringey LBC [2014] 1 WLR 2947: Endorsed the Sedley criteria and reinforced the standards for fair consultation processes.
  • R (Beale) v Camden LBC [2004] HLR 48: Clarified that consultation requires sufficient reasons for proposals to enable intelligent consideration, without necessitating an articulation of opposing arguments.
  • R (Baird) v the Environment Agency [2011] EWHC 939 (Admin): Highlighted the principal purpose of consultations to allow identification of overlooked factors by decision-makers.
  • R (Unison) v Lord Chancellor [2016] ICR 1: Discussed the role of Equality Impact Assessments (EIAs) in ensuring decision-makers comply with equality duties.

These precedents collectively underscored the importance of a fair, transparent, and unbiased consultation process, which NHSE was able to demonstrate adherence to.

Legal Reasoning

The court's reasoning was structured around several key legal aspects:

  1. Authority to Issue Guidance: NHSE's power to issue guidance was examined under sections 14Z8 and 14Z10 of the National Health Service Act 2006. The court affirmed that NHSE appropriately relied on section 14Z10 to issue guidance not explicitly covered under the more specific section 14Z8.
  2. Fairness of Consultation: Evaluating against the Sedley criteria, the court found that NHSE provided sufficient rationale, allowed adequate response time, and conscientiously considered the submissions received, thereby fulfilling the fairness requirements.
  3. Public Sector Equality Duty (PSED): The court reviewed NHSE's Equality Impact Assessment and determined that it adequately addressed potential impacts on protected groups, ensuring compliance with the Equality Act 2010.
  4. Dismissal of Grounds of Challenge: The remaining grounds, including alleged bias and premature consultation, were dismissed due to lack of evidence indicating preconceived decisions or unfair bias.

Overall, the legal reasoning confirmed that NHSE's actions were within legal bounds and met necessary procedural standards.

Impact

The judgment has significant implications for future administrative consultations and guidance issuances by public bodies:

  • Affirmation of NHS Authority: Reinforces NHSE's authority to issue guidance based on clinical effectiveness assessments, ensuring evidence-based prescribing practices.
  • Standard for Fair Consultations: Sets a clear standard for public consultations, emphasizing the need for clear rationale, opportunity for meaningful responses, and consideration of all submissions.
  • Equality Considerations: Highlights the importance of thorough Equality Impact Assessments in policy-making, ensuring that public health decisions do not inadvertently discriminate against protected groups.
  • Precedent for Medical Guidance: Establishes a precedent for how medical and pharmaceutical guidance can be challenged, emphasizing the necessity of robust evidence and fair process adherence.

These impacts collectively promote a framework where public health decisions are both evidence-based and procedurally sound, balancing clinical effectiveness with equitable access to treatments.

Complex Concepts Simplified

1. Efficacy vs. Effectiveness

Efficacy refers to whether a treatment produces the intended result under ideal, controlled conditions, such as in a laboratory or clinical trial. In contrast, effectiveness measures how well a treatment works in real-world settings.

2. Public Sector Equality Duty (PSED)

The PSED, under the Equality Act 2010, requires public authorities to consider how their decisions and policies affect people with protected characteristics, aiming to eliminate discrimination, advance equality of opportunity, and foster good relations.

3. Sedley Criteria

Established in R v Brent LBC, ex p Gunning, the Sedley criteria set the standards for fair public consultations, which include:

  • Consultation occurs when proposals are still forming.
  • Providing sufficient reasons for proposals.
  • Allowing adequate time for responses.
  • Conscientiously considering all consultation responses.

4. Equality Impact Assessment (EIA)

An EIA evaluates how a proposed policy or decision might affect different equality groups, ensuring that potential negative impacts are identified and mitigated in line with the PSED.

Conclusion

The High Court's judgment in British Homeopathic Association v NHS England underscores the robustness of NHSE's consultation and guidance processes. By adhering to established legal standards and demonstrating a commitment to evidence-based decision-making, NHSE effectively navigated challenges related to homeopathic prescriptions. This case reinforces the importance of maintaining high standards of fairness and equality in public health consultations, ensuring that policy decisions are both legally sound and in the best interest of public health.

Case Details

Year: 2018
Court: England and Wales High Court (Administrative Court)

Judge(s)

THE HONOURABLE MR JUSTICE SUPPERSTONE

Attorney(S)

Richard Clayton QC (instructed by Bates Wells & Braithwaite (London) LLP) for the ClaimantJonathan Moffett QC (instructed by Bevan Brittan) for the Defendant

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