Duty to Conduct Risk Assessments for Pregnant Employees: Insights from Day v. T Pickles Farms Ltd

Duty to Conduct Risk Assessments for Pregnant Employees: Insights from Day v. T Pickles Farms Ltd ([1998] UKEAT 369_98_0111)

Introduction

Day v. T Pickles Farms Ltd is a significant case adjudicated by the United Kingdom Employment Appeal Tribunal on November 1, 1998. The case centers around Mrs. Shelley Day, the appellant, who alleged that her employer, T Pickles Farms Ltd, unlawfully discriminated against her on the grounds of sex, in contravention of the Sex Discrimination Act 1975. Additionally, Mrs. Day contested claims related to constructive dismissal, statutory sick pay, and the employer's failure to conduct necessary risk assessments under the Health and Safety at Work Regulations 1992.

The key issues in this case involve whether Mrs. Day was constructively dismissed due to the employer's actions and whether the employer failed to comply with statutory obligations to conduct risk assessments for pregnant employees, thereby constituting sex discrimination.

Summary of the Judgment

The Industrial Tribunal at Manchester, presided over by Mr. Lay, delivered a unanimous decision indicating that:

  • The appellant, Mrs. Day, was not dismissed by the respondent, T Pickles Farms Ltd.
  • The respondent unlawfully discriminated against the appellant in violation of the Sex Discrimination Act 1975.

The Tribunal awarded a relatively small compensatory sum to Mrs. Day for her claims related to failure to pay hourly rates during her attendance at ante-natal clinics. However, Mrs. Day's larger claim regarding the failure to pay statutory sick pay was dismissed. Upon appeal, the Employment Appeal Tribunal upheld part of the Tribunal's findings but remitted the case back for reconsideration of specific points related to risk assessments under the Health and Safety regulations.

Analysis

Precedents Cited

While the judgment does not explicitly cite specific precedents, it builds upon established legal frameworks concerning constructive dismissal and sex discrimination. The critical statutes referenced include:

  • Sex Discrimination Act 1975: Prohibits discrimination on the basis of sex in employment.
  • Health and Safety at Work Regulations 1992: Mandates employers to conduct suitable and sufficient risk assessments to ensure workplace safety.
  • Council Directive 92/85/EEC: Focuses on the safety and health of pregnant workers, workers who have recently given birth, or are breastfeeding.

The Tribunal’s reference to these regulations aligns the case with existing legal obligations of employers towards pregnant employees and sets the stage for interpreting compliance and liability.

Legal Reasoning

The court's legal reasoning can be dissected into two primary areas: constructive dismissal and sex discrimination through inadequate risk assessments.

Constructive Dismissal

Constructive dismissal occurs when an employee resigns due to the employer's repudiatory conduct. Mrs. Day alleged that multiple breaches by her employer, including the failure to allow paid time off for ante-natal clinics and not conducting risk assessments, amounted to such repudiatory conduct.

The Tribunal found that Mrs. Day did not unequivocally communicate her intention to terminate her employment, thus dismissing the constructive dismissal claim. The Employment Appeal Tribunal upheld this aspect, emphasizing the necessity of clear communication in cases of constructive dismissal.

Sex Discrimination and Risk Assessments

The crux of the sex discrimination claim hinged on the employer's failure to conduct required risk assessments for pregnant employees as stipulated under the Health and Safety at Work Regulations 1992. Specifically, Regulation 3(1) mandates suitable and sufficient assessments of workplace risks, which should include considerations under Regulation 13A(1) when pregnant employees are involved.

The Tribunal concluded that T Pickles Farms Ltd failed to perform these assessments, thereby not only breaching statutory obligations but also discriminating against Mrs. Day based on her pregnancy. The Employment Appeal Tribunal identified legal misdirections by the Industrial Tribunal, particularly regarding the timing and necessity of risk assessments, and remitted the case for reconsideration with these perspectives in mind.

Impact

This judgment underscores the imperative for employers to diligently conduct risk assessments, especially when employing pregnant individuals or those of child-bearing age. It clarifies that:

  • Employers must proactively assess and mitigate workplace risks that could adversely affect pregnant employees.
  • Failure to conduct such assessments can constitute unlawful sex discrimination under the Sex Discrimination Act 1975.
  • The burden of proof regarding the provision of written notice of pregnancy may shift to the employer, especially when medical documentation indicates pregnancy-related conditions.

Future cases will likely reference this judgment when addressing employer obligations under health and safety laws, especially in contexts involving protected characteristics such as pregnancy. It serves as a precedent reinforcing that compliance with statutory duties is not merely procedural but integral to preventing discrimination.

Complex Concepts Simplified

Constructive Dismissal

Constructive dismissal occurs when an employee resigns due to the employer's behavior, which effectively forces the employee to leave. Key elements include:

  • Repudiatory Conduct: Employer's actions must breach the employment contract fundamentally.
  • Intention to Resign: The employee must intend to leave or must have no choice but to resign.
  • Connection to Employer's Actions: The resignation must be directly linked to the employer's breach.

In this case, the Tribunal found that Mrs. Day did not unequivocally communicate her intention to resign, thus negating the constructive dismissal claim.

Risk Assessment Regulations

Health and Safety at Work Regulations 1992 outline employers' duties to ensure a safe working environment. Key provisions include:

  • Regulation 3(1): Employers must conduct thorough risk assessments of workplace hazards.
  • Regulation 13A(1): When employing women of child-bearing age, employers must assess risks specific to pregnancy, childbirth, or breastfeeding.
  • Regulation 13A(2) and (3): Require employers to alter working conditions or suspend work if risks cannot be mitigated reasonably.

Failure to comply with these regulations can lead to legal consequences, including claims of discrimination.

Burden of Proof

The burden of proof determines which party must prove a particular fact in a legal dispute. In employment discrimination cases:

  • Initial Burden: The employee must establish facts suggesting discrimination.
  • Secondary Burden: Once discrimination is suggested, the employer must prove that no discrimination occurred.

In this case, the Employment Appeal Tribunal indicated that the burden regarding the written notification of pregnancy should shift to the employer, especially when clear medical evidence of pregnancy-related conditions exists.

Conclusion

The decision in Day v. T Pickles Farms Ltd serves as a pivotal reference point for employers and legal practitioners alike. It highlights the critical importance of adhering to statutory obligations related to health and safety, particularly concerning vulnerable employee groups such as pregnant women. The case reinforces that:

  • Employers must proactively conduct and act upon risk assessments to mitigate workplace hazards.
  • Failure to fulfill these obligations can lead to findings of unlawful discrimination under the Sex Discrimination Act 1975.
  • Clear communication and proper procedural adherence are essential in employment termination scenarios to avoid claims of constructive dismissal.

Ultimately, this judgment emphasizes the legal imperative for employers to foster safe and non-discriminatory workplaces, thereby protecting employees' rights and well-being.

Case Details

Year: 1998
Court: United Kingdom Employment Appeal Tribunal

Judge(s)

MRS E HARTMR J C SHRIGLEYTHE HONOURABLE MR JUSTICE LINDSAY

Attorney(S)

MR K UNDERWOOD (Solicitor) Messrs Underwoods Solicitors 1 Holywell Hill St. Albans Hertfordshire AL1 1ERMR S LEWINSKI (of Counsel) Messrs Brabner Holden Banks Wilson Solicitors 7-8 Chapel Street Preston Lancashire PR1 8AN

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