17 C.F.R. § 249.501 : Commodity and Securities Exchanges — SECURITIES AND EXCHANGE COMMISSION — FORMS, SECURITIES EXCHANGE ACT OF 193 — FORMS FOR REGISTRATION OF BROKERS AND DEALERS TRANSACTING BUSINESS ON OVER-THE-COUNTER MARKETS — Form BD, for application for registration as a broker and dealer or to amend or supplement such an application

(a) This form shall be used for application for registration as a broker-dealer under the Securities Exchange Act of 1934, or to amend such application.
(b) Interim Form BD shall be used for application for registration as broker-dealer under the Securities Exchange Act of 1934, or to amend such application, only by order of the Commission. In the event broker-dealers are required to comply with their filing obligations on Interim Form BD, the form will be made available at the Commission's Publication Office at (202) 942-4040.

17 C.F.R. § 249.501

33 FR 18995, 12/20/1968

For FEDERAL REGISTER citations affecting Form BD, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at .