49 C.F.R. § 229.7 : Transportation — OTHER REGULATIONS RELATING TO TRANSPORTATION — FEDERAL RAILROAD ADMINISTRATION, DEPARTMENT OF TRANSPORTATION — RAILROAD LOCOMOTIVE SAFETY STANDARDS — GENERAL — Prohibited acts and penalties

(a) Federal Rail Safety Laws ( 49 U.S.C. 20701-20703) make it unlawful for any carrier to use or permit to be used on its line any locomotive unless the entire locomotive and its appurtenances -

(1) Are in proper condition and safe to operate in the service to which they are put, without unnecessary peril to life or limb; and

(2) Have been inspected and tested as required by this part.

(b) Any person (including but not limited to a railroad; any manager, supervisor, official, or other employee or agent of a railroad; any owner, manufacturer, lessor, or lessee of railroad equipment, track, or facilities; any employee of such owner, manufacturer, lessor, lessee, or independent contractor) who violates any requirement of this part or of the Federal Rail Safety Laws or causes the violation of any such requirement is subject to a civil penalty of at least $1,052, but not more than $34,401 per violation, except that: Penalties may be assessed against individuals only for willful violations, and, where a grossly negligent violation or a pattern of repeated violations has created an imminent hazard of death or injury to persons, or has caused death or injury, a penalty not to exceed $137,603 per violation may be assessed. Each day a violation continues shall constitute a separate offense. FRA's website at contains a statement of agency civil penalty policy.

(c) Any person who knowingly and willfully falsifies a record or report required by this part is subject to criminal penalties under 49 U.S.C. 21311.

49 C.F.R. § 229.7

77 FR 21342, 4/9/2012, as amended at 77 FR 24421, 4/24/2012; 81 FR 43111, 7/1/2016; 82 FR 16134, 4/3/2017; 83 FR 60748, 11/27/2018; 84 FR 23735, 5/23/2019; 84 FR 37074, 7/31/2019; 86 FR 1758, 1/11/2021; 86 FR 23255, 5/3/2021; 87 FR 15868, 3/21/2022; 88 FR 1128, 1/6/2023