17 CFR 279.1 : Commodity And Securities Exchanges (§ 1.1 To Parts 451-499) — (§ 240.0-1 To Parts 451-499) — Securities And Exchange Commission (Continued) (§ 240.0-1 To Parts 302-399) — Forms Prescribed Under The Investment Advisers Act Of 1940 (§ 279.0-1 To § 279.9) — Form ADV, for application for registration of investment adviser and for amendments to such registration statement.

4 Aug 2016

This form shall be filed pursuant to Rule 203-1 (§ 275.203-1 of this chapter) as an application for registration of an investment adviser pursuant to sections 203(c) or 203(g) of the Investment Advisers Act of 1940, and also as an amendment to registration pursuant to Rule 204-1 (§ 275.204-1 of this chapter).


Editorial Note:

For Federal Register citations affecting Form ADV, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.fdsys.gov.

17 CFR 279.1
[44 FR 21008, Apr. 9, 1979]