17 CFR 300.500 : Commodity And Securities Exchanges (§ 1.1 To Parts 451-499) — (§ 240.0-1 To Parts 451-499) — Securities And Exchange Commission (Continued) (§ 240.0-1 To Parts 302-399) — Rules Of The Securities Investor Protection Corporation (§ 300.100 To § 300.600) — Rules Relating To Satisfaction Of A “Claim For Cash” Or A “Claim For Securities” (§ 300.500 To § 300.503) — General.

4 Aug 2016

These rules will be applied in determining whether a securities transaction gives rise to a “claim for cash” or a “claim for securities” on the filing date of either a liquidation proceeding pursuant to the Securities Investor Protection Act (hereinafter referred to as “the Act”) or a direct payment procedure pursuant to section 10 of the Act.

17 CFR 300.500