17 CFR 203.1 : Commodity And Securities Exchanges (§ 1.1 To Parts 451-499) — (§ 200.1 To § 239.900) — Securities And Exchange Commission (§ 200.1 To § 239.900) — Rules Relating To Investigations (§ 203.1 To § 203.8) — In General (§ 203.1 To § 203.3) — Application of the rules of this part.

4 Aug 2016

The rules of this part apply only to investigations conducted by the Commission. They do not apply to adjudicative or rulemaking proceedings.

17 CFR 203.1