17 CFR 200.61 : Commodity And Securities Exchanges (§ 1.1 To Parts 451-499) — (§ 200.1 To § 239.900) — Securities And Exchange Commission (§ 200.1 To § 239.900) — Organization; Conduct And Ethics; And Information And Requests (§ 200.1 To § 200.800) — Canons Of Ethics (§ 200.50 To § 200.72) — Impressions of influence.

4 Aug 2016

A member should not, by his conduct, permit the impression to prevail that any person can improperly influence him, that any person unduly enjoys his favor or that he is affected in any way by the rank, position, prestige, or affluence of any person.

17 CFR 200.61