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Alibiari, R (On the Application Of) v Secretary of State for the Home Department

Smart Summary

Factual and Procedural Background

This is a judicial review claim brought by the Plaintiff challenging version 6 of a Secretary of State policy entitled "Nationality: good character requirement" (in force 13 February 2025 to 30 April 2026). The Plaintiff is a national of Country A who entered the United Kingdom on 13 September 2016 after travelling through multiple European countries and arriving concealed in a lorry. He was granted refugee status and indefinite leave to remain. The Plaintiff applied for naturalisation; the Defendant refused the application on the basis that, under version 6, persons who previously entered the UK illegally or who arrived without required entry clearance after making a dangerous journey would normally be refused citizenship. The Plaintiff does not challenge the individual refusal decision and did not seek reconsideration; instead he challenges the lawfulness of version 6 of the policy on three grounds. The court (Judge Lewis and Judge Farbey) heard the claim over two days and proceeded despite submission and agreement that reconsideration rules could mean the policy's lawfulness might affect any future reconsideration.

Legal Issues Presented

  1. Whether version 6 of the policy misinterprets, or gives irrational guidance about, the statutory "good character" requirement in the British Nationality Act 1981 and thereby directs unlawful decisions.
  2. Whether version 6 gives rise to a real risk of discriminatory treatment contrary to Article 14 of the European Convention on Human Rights read with Article 8.
  3. Whether version 6 was adopted in breach of the public sector equality duty in section 149 of the Equality Act 2010.

Arguments of the Parties

Plaintiff's Arguments

  • Version 6 treats a single instance of illegal entry or irregular arrival as ordinarily indicative of lack of "good character", equating it with a propensity for criminal or antisocial conduct and failing to assess moral responsibility.
  • Version 6 therefore either misstates the law or is irrational and, per R (A), may include a positive wrong statement or omission rendering it unlawful.
  • Version 6 discriminates against refugees (directly or indirectly) because refugees are more likely to have entered unlawfully, and the Defendant has not justified the measure.
  • The equality impact assessment was defective in failing to analyse which ethnic minorities would be affected and failing to analyse how women (including victims of trafficking or domestic abuse) would be affected.

Defendant's Arguments

  • Version 6 identifies matters likely to indicate bad character but requires a fact-based, individual assessment and permits balancing of negative and positive factors, including exceptional grants.
  • Illegal entry and irregular arrival are legitimately capable of indicating lack of good character; the Secretary of State is entitled to treat them as normally indicative of that state.
  • The Plaintiff did not show that version 6 has a disproportionate adverse impact on refugees, and in any event the policy is objectively justified as a social policy measure.
  • An equality impact assessment was carried out; the Defendant complied with the duty under section 149 and was not required to perform the further analyses the Plaintiff sought.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
R (A) v Secretary of State for the Home Department [2021] 1 WLR 3931 Test for when a policy is unlawful because it positively authorises or misstates the law (categories (i)–(iii)). Court applied the test to determine whether version 6 misstates the law or presents a misleading picture; concluded version 6 did not fall within those unlawful categories when read as a whole.
Gillick [1986] AC 112 Authority on when a policy may sanction unlawful conduct by those to whom it is directed (as explained in R (A)). Used as part of the legal framework in assessing whether version 6 authorized unlawful conduct; court concluded it did not.
R (Amin) v Secretary of State for the Home Department [2022] EWCA Civ 439 Principle that assessment of good character involves evaluation and that the burden is on the applicant to prove good character. Reinforced that good character is a judgment for the Secretary of State and supported deference to executive assessment of standards.
R (Howard) v Secretary of State for the Home Department [2022] 1 WLR 4997 Discussion of "character" in the context of criminal convictions and the phrase "propensity to criminal or other anti-social conduct". Court held Howard does not define good character for Schedule 1(1)(b) and does not prevent considering a single illegal entry as indicative of lack of good character.
Thlimmenos v Greece (2000) 31 EHRR 15 That Article 14 may be breached where States fail to treat differently persons whose situations are significantly different. Court distinguished the present facts and found version 6 did not require treating refugees and other illegal entrants identically in a way that violated Thlimmenos.
Thlimennos v Greece (2001) EHRR 15 Same principle as above (as cited in the opinion). Referred to the same discrimination principle; court applied it and found no comparable discrimination in version 6.
Bank Mellat v Her Majesty's Treasury (No.2) [2014] AC 700 Four-stage approach to objective justification for measures that have discriminatory effect. Court applied the Bank Mellat four-stage test and concluded version 6 was objectively justified.
R (SC) v Secretary of State for Work and Pensions [2022] AC 223 Respect to be given to executive decisions in social policy; weight accorded to policy choices. Court afforded significant weight to Defendant's policy choices about citizenship standards when assessing justification.
R v Secretary of State for the Home Department ex p. Al-Fayed [2001] Imm AR 134 That courts should not discourage ministers from adopting a high standard for discretionary assessments. Supported the court's view that the Secretary of State may set high standards for good character and that review is limited.
R (SG) v Secretary of State for Home Department [2016] EWHC 2639 Approach to review of compliance with the public sector equality duty; process-focused and not requiring micro-management. Court cited it in support of a realistic, proportionate approach to assessing compliance with section 149.
R Clarke- Holland) v Secretary of State for the Home Department) [2024] PTSR 617 Observations on the proper approach to PSED compliance (as cited). Court endorsed Thornton J's observations in that case in assessing the adequacy of the equality impact assessment here.

Court's Reasoning and Analysis

The court first set out the statutory scheme: section 6 and Schedule 1(1)(b) of the British Nationality Act 1981 require the Secretary of State to be satisfied that an applicant is "of good character" and place the evidential burden on the applicant. Version 6 of the policy identifies illegal entry and arrival after a dangerous journey as factors that will "normally" lead to refusal, while providing for case-by-case assessment and exceptional grants.

On Ground 1 (misinterpretation/irrationality), the court applied the test from R (A) and related authorities to ask whether version 6 positively misstates the law or gives a misleading impression. The court concluded version 6 did not misstate the law: it correctly identified conduct that may indicate lack of good character, allowed for individual assessment and exceptional grants, and did not compel unlawful decision-making. The court rejected the submission that a single illegal entry could not be treated as indicia of lack of good character and found the policy wording, read as a whole, lawful and rational.

On Ground 2 (Article 14 read with Article 8), the court analysed (i) whether the policy fell within the ambit of Convention rights (it did), (ii) whether like cases were treated alike or unlike cases required differential treatment (applying Thlimmenos), (iii) whether refugee status is a protected status (it is), and (iv) whether any differential treatment was objectively justified (applying Bank Mellat). The court found no Thlimmenos-style failure: refugees who can demonstrate reasons are not precluded from exceptional grants. The Plaintiff did not demonstrate a disproportionate impact on refugees; there was no data showing refugees were less likely to succeed than others in similar positions. The court held the policy pursued legitimate aims, was rationally connected to those aims, no less intrusive measures were plainly available, and it struck a fair balance between community interests and individual interests; accordingly the measure was objectively justified.

On Ground 3 (public sector equality duty under section 149 Equality Act 2010), the court noted the Defendant had carried out an equality impact assessment which expressly addressed race and sex impacts and had considered whether differential impacts were justified. The court applied a realistic, proportionate standard of review and concluded the Defendant had had due regard to the specified equality considerations; no further discrete analysis was required and the Plaintiff's suggested additional analyses did not show a breach.

Holding and Implications

CLAIM DISMISSED

Direct effect: The court dismissed all grounds of the Plaintiff's challenge and upheld the lawfulness of version 6 of the policy as it related to the issues raised. The refusal decision in the Plaintiff's individual application was not challenged in these proceedings and remains unaltered by this judgment. The court did not establish any new legal rule; it applied existing authorities to conclude version 6 was not unlawful, discriminatory, or adopted in breach of section 149.

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Alibiari, R (On the Application Of) v Secretary of State for the Home Department

Contains public sector information licensed under the Open Justice Licence v1.0.

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Alibiari, R (On the Application Of) v Secretary of State for the Home Department
(Jun 30, 2026)