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AS1, Re Application for Judicial Review

Smart Summary

Factual and Procedural Background

This appeal concerns a judicial review application by a minor (the Appellant), acting through her mother and next friend, challenging the making and retention of a video and audio recording by police officers during a lawful search of her home on 3 August 2016. The search was conducted under powers granted by the Justice and Security (Northern Ireland) Act 2007 following a fatal shooting in the area. The recording captured intermittent and fleeting images of the Appellant, who was then nine years old, primarily in her mother's arms. The recording was made as part of police evidence gathering and to protect officers and residents during the search.

The Appellant sought judicial review of the police's use and retention of the recording. Leave to apply for judicial review was granted on 12 December 2017, with substantive hearings held in March and May 2018. The initial judicial review application was dismissed by the High Court. The appeal to the Court of Appeal was lodged in June 2018 but delayed over three years due to procedural developments, including a remittal to the trial judge to consider a new challenge regarding retention policies. A second judgment in February 2021 upheld the lawfulness of the police retention policy, which was not appealed further. The present appeal challenges only the lawfulness of the original making (capture) of the recording under Article 8 of the European Convention on Human Rights (ECHR).

Legal Issues Presented

  1. Whether the making ("capture") of the video and audio recording by the police during the search of the Appellant's home was "in accordance with the law" within the meaning of Article 8(2) ECHR, thereby justifying the interference with the Appellant's right to respect for private life under Article 8(1).

Arguments of the Parties

Appellant's Arguments

  • The interference with the Appellant’s Article 8 rights was particularly invasive due to the private and familial context of the home and the Appellant’s status as a child.
  • The police conduct required specific statutory authorisation, which did not exist at the time of the recording.
  • The legal framework failed to satisfy the "quality of law" requirement, specifically the criteria of accessibility and foreseeability under Article 8(2) ECHR.
  • The absence of a specific legal basis meant the interference was not "in accordance with the law" and thus unlawful.
  • The Appellant sought declaratory relief only, not damages or other remedies.

Respondent's Arguments

  • The quality of law requirement was satisfied by a combination of statutory provisions, common law, and police policies.
  • Sections 31A and 32 of the Police (Northern Ireland) Act 2000, the Justice and Security (Northern Ireland) Act 2007, relevant Codes of Practice, and common law powers collectively provided a lawful basis for the recording.
  • The police acted within a lawful, proportionate, and accountable framework consistent with the rule of law and human rights obligations.
  • The police policies and statutory codes provided sufficient safeguards and were accessible and foreseeable to the public.
  • The recording was overt, not covert, and incidental to a lawful search operation.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Malone v United Kingdom [1984] 7 EHRR 14 Definition of "in accordance with the law" in Article 8(2) ECHR requiring legal basis, accessibility, and precision to prevent arbitrariness. Used as foundational authority for the quality of law requirement and the need for safeguards against arbitrary interference.
R (Gillan) v Commissioner of Police of the Metropolis [2006] 2 AC 307 Exercise of public power must be governed by clear, accessible legal rules to prevent arbitrary interference. Quoted to emphasize the principle that public officials must act within legal limits, reinforcing the quality of law requirement.
R (Catt) v Commissioner of the Police for the Metropolis [2015] UKSC 9 Common law, statutory provisions, and codes can satisfy Article 8(2) if they provide clear rules and safeguards against arbitrariness. Applied to confirm that common law powers combined with statutory and administrative regulation can meet the quality of law standard.
PG v United Kingdom [2008] 46 EHRR 51 Specific statutory or express legal authority required for invasive measures; law must protect against arbitrariness. Distinguished covert surveillance from overt recording; emphasized the need for legal protection against arbitrary state conduct.
R (Wood) v Metropolitan Police Commissioner [2009] EWCA Civ 414 Common law powers satisfy "in accordance with the law" but retention may raise proportionality issues. Referenced to support that police powers to gather and retain information can meet legal standards if properly regulated.
Re JR 38 [2016] AC 167 Police photographing a child in public during a riot did not violate Article 8; "in accordance with the law" requirement considered. Supported the proposition that common law and police policies addressing children’s rights can satisfy Article 8(2).
Brown v Stott [2003] 1 AC 681 Balancing individual rights with community interests under the Convention framework. Quoted to highlight the necessity of balancing rights and limitations inherent in community living and policing.
R (P) v Secretary of State for Justice [2019] UKSC 3 Accessibility and foreseeability requirements of the quality of law; law must not confer unfettered discretion. Used to refine the understanding of foreseeability and accessibility in the context of public powers and discretion.

Court's Reasoning and Analysis

The court carefully examined the "quality of law" requirement under Article 8(2) ECHR, which mandates that any interference with private life must have a legal basis that is accessible, foreseeable, and compatible with the rule of law to prevent arbitrary state action. The court identified multiple domestic legal sources relevant at the time of the police conduct on 3 August 2016:

  • Primary legislation: Sections 31A and 32 of the Police (Northern Ireland) Act 2000 imposing duties on police officers and conferring powers.
  • Justice and Security (Northern Ireland) Act 2007, including Schedule 3, authorising searches for munitions and wireless apparatus.
  • Subordinate legislation and codes of practice providing procedural safeguards and ethical standards.
  • Common law police powers to gather and retain information for policing purposes.
  • Relevant police policies addressing the treatment of children and data management, although the Body Worn Video (BWV) policy was not publicly accessible at the material time.

The court found that these combined measures constituted "law" for the purposes of Article 8(2), meeting the accessibility criterion as they were either publicly promulgated or ascertainable with professional advice. The BWV policy, being internal and not publicly available in 2016, was excluded from consideration on accessibility grounds.

Regarding foreseeability, the court emphasized the need to assess the specific conduct challenged: the incidental, fleeting, and overt recording of the Appellant during a lawful search. The court concluded that it was reasonably predictable that such a recording might include images of the Appellant. The police operation was meticulously planned, lawful, and subject to oversight, negating any suggestion of arbitrariness or unconstrained discretion.

The court also noted that the interference was overt, not covert, and that the recording was made for legitimate policing purposes, including officer protection and evidentiary needs. The legal framework and policies in place provided sufficient safeguards against arbitrary interference.

Consequently, the court held that the police conduct in making the recording was "in accordance with the law" within the meaning of Article 8(2) ECHR, satisfying the quality of law requirement.

Holding and Implications

The Court of Appeal DISMISSED the appeal, upholding the High Court’s decision that the making of the video and audio recording by the police during the lawful search was lawful under Article 8(2) ECHR.

This decision confirms that a combination of statutory provisions, common law powers, and police policies can satisfy the quality of law requirement for police recording during searches, even in the absence of specific statutory authorisation for the recording itself, provided the interference is lawful, proportionate, and accompanied by adequate safeguards.

The ruling applies narrowly to the specific conduct of making the recording and does not establish a new precedent beyond affirming established principles regarding the "in accordance with the law" standard under Article 8 ECHR. The court emphasized the importance of balancing individual rights with legitimate policing functions within the rule of law framework.

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AS1, Re Application for Judicial Review

Contains public sector information licensed under the Open Justice Licence v1.0.

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AS1, Re Application for Judicial Review
(Oct 12, 2021)