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  • Sect. 6 of the General Clauses Act X of 1887,
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  • Sect. 6 of the General Clauses Act X of 1887,
Smart Summary

Factual and Procedural Background

The Sub-Magistrate of Kumbakonam granted leave to the petitioner before the Court, Ramakrishna Aiyar, to prosecute the respondent, Sithai Ammal, under Section 211 of the Indian Penal Code for bringing a false charge of dacoity. The respondent approached the District Magistrate of Tanjore, Mr. Shield, who passed an order on 11 September 1923 (the new Code of Criminal Procedure had come into force on 1 September 1923). Mr. Shield concluded there was nothing for him to do and refused to revoke the sanction, apparently under the mistaken belief that the complaint had been filed after the new Code came into operation. It is admitted (and the record shows) that the complaint had been filed before 1 September 1923.

After Mr. Shield took no further action, the matter was brought before his successor, Mr. Hood. Mr. Hood pointed out the incorrect assumption on which Mr. Shield had acted, disallowed the prosecution and revoked the sanction that had been granted. Mr. Hood held that he was not revising any order of Mr. Shield because Mr. Shield had not considered the petition and there was no order of Mr. Shield to revise. The present challenge to Mr. Hood's action asserts that Mr. Hood acted illegally and without jurisdiction and that the sanction granted by the Sub-Magistrate should remain in force.

Legal Issues Presented

  1. Whether Mr. Hood (the successor District Magistrate) had jurisdiction to disallow the prosecution and to revoke the sanction previously granted by the Sub-Magistrate of Kumbakonam.
  2. Whether the coming into operation of the new Code of Criminal Procedure (which, according to the Court, "abolishes sanction entirely" and substitutes a complaint in writing) had the effect of abolishing the power to revoke a previously granted sanction under the old Code when the complaint had been filed before the new Code came into force.
  3. Whether the power to invoke the aid of a superior court to interfere with or revoke a sanction is a matter of mere procedure (and therefore retrospective) or a substantive right (and therefore not to be affected retrospectively by the new Code).
  4. Whether the repeal or alteration of statutory machinery by the new Code affected existing rights, privileges, or proceedings in light of Sect. 6 of the General Clauses Act X of 1887.

Arguments of the Parties

Appellant's Arguments

  • The new Code dispensed with and abolished the sanction required by the old Code; because the complaint in this case was filed before the new Code came into operation, the abolition of the sanction by the new Code consequently abolished the power to revoke the sanction which had been conferred by the old Code.
  • The power to invoke the Court to interfere with the sanction of the Court below is not a vested right but a mere matter of procedure; if it is procedural, it can be affected retrospectively by the new Code. The opinion of a Bench of the Court in Nataraja Pillai v. Rangaswami Pillai was relied upon to support the contention that this was a procedural matter.
  • Reference was made to another authority, Sesha Ayyar v. The Public Prosecutor, as being in favour of the appellant, though the Court stated that the facts of that decision were not applicable.

Respondent's Arguments

The opinion does not contain a detailed account of the respondent's separate legal arguments; their position is reflected through the Court's analysis, which treats the question as touching on a substantive right to invoke a superior tribunal and applies statutory and precedent-based principles to uphold Mr. Hood's action.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Nataraja Pillai v. Rangaswami Pillai Held by a Bench of this Court that the power to invoke the Court to interfere with a sanction was a matter of procedure. The Court noted the decision but distinguished it on the principle that the present question is whether the power to invoke a superior court is a substantive right; the Court indicated that Nataraja Pillai had based observations on procedural character but that the present case required treating the matter as a right to invoke higher jurisdiction.
Sesha Ayyar v. The Public Prosecutor Relied upon by the appellant (said to support appellant's position). The Court held this authority did not apply on the facts because the judgment appeared to have proceeded on the incorrect assumption that the prosecution had been launched after the new Code came into force; therefore it did not assist the Court here.
Gardner v. Lucas Established the general principle that rules of procedure are prima facie retrospective unless there is good reason they should not be. The Court cited this as part of the background rule distinguishing procedural changes (generally retrospective) from changes affecting substantive rights (generally not retrospective), and used it to frame the substantive-procedural distinction to be applied to the present facts.
The Attorney-General v. Sillen Emphasized that the right of appeal (or invoking a superior court) is not merely procedure but the right to invoke a superior tribunal; it is not appropriate to call such rights part of inferior tribunal practice. The Court quoted this passage to support its view that the power to invoke a superior court is a substantive right and not merely procedural, reinforcing the conclusion that the new Code could not retrospectively deprive parties of that right.
Colonial Sugar Befitting Co. v. Irving Held that if a change touches a right in existence at the time an Act is passed, the change is not to be treated as retrospective; deprivation of an appeal or of existing rights is not a mere procedural regulation. The Court relied on this Privy Council authority to underscore the distinction between procedural changes and changes affecting existing rights, concluding that depriving a suitor of access to a superior tribunal is an interference with an existing right and thus not retrospective.
Bapu v. Bapu (Sir Arnold White, C.J.) Contains a passage that Sect. 195(6) of the Criminal Procedure Code is not part of the Appellate and Revisional jurisdiction under chapters 31 and 32; it relates to procedure. The Court observed that Sir Arnold White was right in saying the power under Sect. 195(6) was not part of chapters 31 and 32 appellate/revisional jurisdiction, but held that the principal question was whether the power to invoke the superior court was a substantive right — and on that point the Court concluded the power amounted to a right to invoke higher tribunal.

Court's Reasoning and Analysis

The Court began by identifying the statutory framework. Under the old Code of Criminal Procedure, Section 195 required, as a condition precedent to prosecution for certain offences (including the offence in question), that the previous sanction of the Court be obtained; subsection (6) provided that any sanction given or refused under the section might be revoked or granted by any authority to which the authority giving or refusing it was subordinate, with a six-month limit on the duration of a sanction unless extended by the High Court.

The new Code of Criminal Procedure, which had come into force on 1 September 1923, "for all practical purposes ... abolishes sanction entirely" and substitutes in its place a requirement of a complaint in writing by the Court before which the related proceedings are tried or by a supervisory Court. The appellant's argument was that because the complaint was filed before the new Code took effect, and because the new Code abolished the sanction regime of the old Code, the new Code thereby also abolished the power (under the old Code) to revoke a sanction — on the theory that the power to invoke the superior Court's interference was merely procedural and thus subject to retrospective change.

The Court examined established authorities distinguishing between matters of mere procedure and matters affecting substantive rights. It cited authoritative English and Privy Council decisions (including Gardner v. Lucas, The Attorney-General v. Sillen, and Colonial Sugar Befitting Co. v. Irving) to extract two controlling principles:

  • Alterations in form or procedure are generally retrospective unless there is good reason they should not be.
  • Where a change affects an existing right — such as the right to invoke a superior tribunal or an appeal — the change is not to be given retrospective effect unless clearly intended.

The Court then applied these principles to the facts. It concluded that the power to seek the intervention of a superior Court to review or revoke a subordinate court's action is not a mere procedural privilege but a real right to invoke a superior tribunal's aid to redress error. On this basis the Court held that the new Code could not be treated as having retrospectively extinguished that right where the right had accrued under the old statutory scheme.

The Court further relied on Section 6 of the General Clauses Act X of 1887, which provides generally that a repeal of an enactment "shall not" (unless a different intention appears) affect prior operations, rights, privileges, obligations, or ongoing investigations or proceedings. The Court described this statutory provision as "the shortest method of dealing with this matter" and used it to reinforce the conclusion that the repeal or change effected by the new Code did not destroy existing rights or pending remedies conferred under the old Code.

The Court also dealt with the earlier authorities relied on by the parties, observing that some decisions (such as Sesha Ayyar) proceeded on mistaken factual assumptions and that observations in Nataraja Pillai required careful analysis in light of the present question. The Court accepted the concession made by Mr. Srinivasagopalachariar that, apart from the jurisdictional question, Mr. Hood's order was not challenged on its merits.

Holding and Implications

Holding: The petition is DISMISSED.

Direct consequences for the parties (as expressed in the opinion):

  • The Court dismissed the petition challenging Mr. Hood's action.
  • The decision in the body of the opinion upholds Mr. Hood's disallowance of the prosecution and his revocation of the sanction that had previously been granted.

Broader implications and precedent: The Court framed the ruling by applying established English and Privy Council authorities distinguishing procedural changes from changes affecting substantive rights, and it anchored the conclusion in Section 6 of the General Clauses Act X of 1887. The opinion treats the power to invoke a superior tribunal as a substantive right and holds that repeal or alteration of statutory machinery (by the new Code) does not, absent clear intention, retrospectively deprive parties of such existing rights. The opinion does not purport to create a novel departure from these long-standing principles; it applies them to the facts and dismisses the petition accordingly.

C. K. Petition dismissed.

    Ramakrishna Aiyar Petitioner (Petitioner). v. Sithai Ammal (Counter-Petitioner).

    The Chief Justice:—In this case the Sub-Magistrate of Kumbakonam gave leave to the petitioner before us one Ramakrishna Aiyar, to prosecute the respondent, a woman called Sithai Ammal under Sect. 211 of the Indian Penal Code for bringing against him a false charge of dacoity. The respondent thereupon went before Mr. Shield who was the then the District Magistrate of Tanjore and be passed an order on the 11th September, 1923, the new Code of Criminal Procedure having came into force on the 1st of the month. The learned District Magistrate came to the conclusion that there was nothing for him to do. He was asked to revoke the sanction and he said “I am not going to revoke the sanction, there is nothing in it.” It is admitted that the complaint had been filed before the 1st of September 1923. In that view,—we have found from the records it was wrongs—but that being his view and he presumably not being properly instructed on the facts, he supposed that no complaint had been filed before the new statute came into operation. He first outlines the procedure relating to such a complaint and says it would be regulated by the new Code. In point of fact, as we have already said, he was misinformed about that and the complaint had in fact been filed before the operation of the new Code. Mr. Shield having done nothing, the matter was brought before his successor as District Magistrate of Tanjore, Mr. Hood; and Mr. Hood after pointing out the incorrect assumption on which his predecessor had acted, disallowed the prosecution and revoked the sanction that was granted, rightly holding that he was not revising the order of his predecessor, Mr. Shield, because the petition was not considered by Mr. Shield and there was no order of Mr. Shield to revise. It is now sought to be said before us that that action of Mr. Hood was illegal and without jurisdiction and that the sanction granted by the Second Class Magistrate of Kumbakonam must stand. It is best to begin with a citation of the material sections of the old and new Codes. Under the old Code of Criminal Procedure, Sect. 195 the machinery for dealing with certain offences, of which the one in question in this case was one, was that, before the prosecution could be launched, it was an essential condition precedent either that the previous sanction of the Court should have been obtained, obviously by one of the parties, or that the Court should suo motu make a complaint. By Sub-sect. (6) it is provided that:

    “Any sanction given or refused under this section may be revoked or granted by any authority to which the authority giving or refusing it is subordinate (and no sanction shall remain in force for more than sis months from the date on which it was given provided that the High Court may for good cause shown extend the time)”.

    The new Code envisages an entirely different state of things and for all practical purposes it abolishes sanction entirely. It provides a substitute, for the condition precedent is not a sanction but a complaint in writing by the Court before which such proceeding as the matter arose out of is tried or by the Court to which that Court is subordinate. The argument put before us is this, that as the complaint in this case was filed before the coming into operation of the new Code and as the sanction required by the old Code was dispensed with and abolished by the new Code, therefore, it abolished the power to revoke the sanction which was conferred by the old Code; and it is said that that must be so, because this power to invoke the Court to interfere with the sanction of the Court below is not a right vested in anybody but a mere matter of procedure. That undoubtedly was definitely held by a Bench of this Court in Nataraja Pillai v. Rangaswami Pillai(1).it is said that there is another authority, in favour of the present appellant, which is Sesha Ayyar v. The Public Prosecutor. We do not think that that decision under the circumstances in which it was given really applies to this case at all, because it is quite apparent from the concluding sentences of Mr. Justice Krishnan's judgment, which was the only one that was pronounced in the case, that the Court was under the misapprehension that the prosecution in that case had been launched after the new Code came into force. That is a supposition which we now know to be wrong and we are not prepared to say that we should differ from the decision in the case; but as it was based on an incorrect supposition the decision is not really before us and does not give us any assistance one way or the other.

    What are the principles guiding such matters as this? The line of distinction is very clearly laid down in a series of English cases of great authority which we respectfully follow and the distinction drawn is between a matter of substantive right and a matter of mere procedure. The main cases that have been referred to are Gardner v. Lucas(2) and The Attorney-General v. Sillen(3).

    Their Lordships in Gardner v. Lucas lay down the general principle that rules of procedure are always retrospective in their operation, unless there is good reason ‘why they should not be.

    Lord Blackburn says.—

    “The general rule not merely of England and Scotland but, I believe, of every civilised nation is expressed in the maxim Nova constitutio futuris formam imponere debet non praeteritis prima facie any new law that is made affects future transactions, not past ones. Nevertheless, it is quits clear that the subject matter of an Act might be such that, though there were not any express words to show it, it might be retrospective. For instance, I think, it is perfectly settled that, if the Legislature intended to frame a new procedure that instead of proceeding in this form or that, you should proceed in another and a different way, clearly there by-gone transactions are to be sued for and enforced according to the new form of procedure. Alterations in the form of procedure are always retrospective unless there is some good reason or other why they should not be. Then, again, I think that, where alterations are made in matters of evidence, certainly upon the reason of the thing, and I think upon the authorities also, those are retrospective, whether Civil or Criminal.

    But where the effect would be to alter a transaction already entered into, where it would be to make that valid which was previously invalid—to make an instrument, which had no effect at all and from which the party was at liberty to depart as long as he pleased, binding, I think, the prima facie construction of the Act is that it is not to be retrospective and it would require strong reasons to show that it is not the case. The Lord President has put instances which show the reason and object for this ruling; we must apply the ordinary rule in considering statutes and say it is not retrospective for such a purpose as this, there being no evidence of an intention upon the face of the language to make it retrospective.”

    The other rule is best illustrated by the decision of the Privy Council in Colonial Sugar Befitting Co. v. Irving that was a case in which the opinion of their Lordships was delivered by Lord Macnaghten and he lays down the principle in language so clear that I cannot possibly do better than adopt it.

    “As regards the general principles applicable to the case there was no controversy. On the one hand it was not disputed that if the matter in question be a matter of procedure only, the petition is well founded. On the other hand, if it be more than a matter of procedure, if it touches a right in existence at the passing of the Act, it was conceded that, in accordance with a long line of authorities extending from the time of Lord Coke to the present day, the appellants would be entitled to succeed. The Judiciary Act is not retrospective by express enactment or by necessary intendment. And therefore the only question is, was the appeal to His Majesty in Council a right vested in the appellants at the date of the passing of the Act, or was it a mere matter of procedure? It seems to their Lordships that the question does not admit of doubt. To deprive a suitor in a pending action of an appeal to a superior tribunal which belonged to him as of right is a very different thing from regulating procedure. In principle, their Lordships see no difference between abolishing an appeal altogether and transferring the appeal to a new tribunal. In either case there is an interference with existing rights contrary to the well-known general principle that statutes are not to be held to act retrospectively unless a clear intention to that effect is manifested”.

    There is one other passage which I should like to quote and it is from a judgment of Lord Westbury in the well-known case of The Attorney-General v. Sillen, and it is quoted in Stroud's Judicial Dictionary, 2nd Edition, Vol. I at p. 98:

    “The right of appeal is only by statute. It is not in itself a necessary part of the procedure in an action but is the right of entering a supreme Court and invoking its aid and interposition, to redress the error of the Court below. It seems absurd to denominate this paramount right part as the practice of the inferior tribunal.”

    Now turning again to the Indian authorities what do we find? The learned Judges in Nataraja Pillai v. Rangaswami Pillai seem to me to base their observations on the following passage in the judgment of Sir Arnold White, O. J., in Bapu v. Bapu

    “We think, however, that the power conferred on this Court by Sect. 195 (6) of the Criminal Procedure Code is not a part of the Appellate and Revisional jurisdiction of this Court conferred by chapters 31 and 32 of the Code of Criminal Procedure.”

    It follows therefore it was concerned with the question of what was the proper procedure. However, the matter is not directly before us, though Sir Arnold White, C.J, was quite right in thinking that the power conferred was not a part of the appellate and revisional jurisdiction under chapters 31 and 32 of the Code. But that is not the question we have to determine. The question we have to decide is whether this was a right of entering the Superior Court and invoking its aid and interposition to redress the error of the Magistrate's Court below and therefore it seems to us that, on principle and those very weighty authorities, we ought to hold that this is not a a case of procedure but it is a case of a real right to invoke the aid of a higher tribunal. We are also of opinion that those principles are really involved and carried out by Sect. 6 of the General Clauses Act X of 1887, because what that section says is this:

    “Where this Act or any Act of the Governor-General in Council or Regulation made after the commencement of this Act repeals any enactment hitherto made or hereafter to be made, then, unless a different intention appears, the repeal shall not.

    (a) revive anything not in force or existing at the time at which the repeal takes effect; or

    (b) affect the previous operation of any enactment so repealed or anything duly done or suffered thereunder; or

    (c) affect any right, privilege, obligation or liability acquired, accrued or incurred under any enactment so repealed;

    (d)……………….

    (e) affect any investigation, legal proceeding or remedy in respect of any such right, privilege, obligation, liability, penalty, forfeiture or punishment as aforesaid and any such investigation, legal proceeding or remedy may be instituted, continued or enforced and any such penalty, forfeiture or punishment may be imposed as if the repealing Act or Regulation had not been

    That is the shortest method of dealing with this matter, namely to base our decision on the words of that section, but, as in our opinion a very important legal principle is involved, we have thought it better to state that principle with reference to the pronouncements of the very eminent Judges whose judgments we have quoted. Mr. Srinivasagopalachariar conceded that, apart from the question of jurisdiction, he could not argue that Mr. Hood's Order was not right in other respects.

    The result will be that this petition is dismissed.

    C. K.Petition dismissed.

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    Ramakrishna Aiyar Petitioner (Petitioner). v. Sithai Ammal (Counter-Petitioner).
    (Dec 17, 1924)