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  • sub-ss. (3) and (4) of s. 373 of the Indian Succession Act,
  • provisions of s. 385 of the Succession Act.
  • s. 373(4) of the Indian Succession Act
  • s. 372 of the Indian Succession Act,
  • Court below.Rule absolute.A.C.S
  • Indian Succession Act
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Citation Codes
Equivalent Citations
citation codes
Case Number
Attorney(S)
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  • sub-ss. (3) and (4) of s. 373 of the Indian Succession Act,
  • provisions of s. 385 of the Succession Act.
  • s. 373(4) of the Indian Succession Act
  • s. 372 of the Indian Succession Act,
  • Court below.Rule absolute.A.C.S
  • Indian Succession Act
Smart Summary

Factual and Procedural Background

This Rule challenges an appellate order dated July 31, 1940, by the District Judge of Faridpur concerning a succession certificate proceeding. Mrinalini Mitra inherited money and securities absolutely under the will of her husband Ram Gobinda. Upon her death on September 11, 1926, her four unmarried daughters—Parbati, Malati, Kamala, and Sabitri—inherited her ajoutuka stridhan property. Sabitri died unmarried in 1934, and Kamala, who held a one-third share, applied for a succession certificate in 1935, followed by similar applications by Parbati and Malati. A joint succession certificate was granted to the three daughters in 1936. Kamala died in 1937, leaving behind her husband (petitioner No. 1) and two sons. Parbati and Malati later applied for a succession certificate for Kamala’s one-third share, claiming it devolved upon them under Hindu law. The Subordinate Judge dismissed this application citing the existence of a prior succession certificate under section 385 of the Succession Act. On appeal, the District Judge reversed this decision, holding that the previous certificate was no longer in force regarding Kamala’s share, and remanded the case for issuance of a joint succession certificate to the four sisters. This Rule seeks to challenge that appellate decision.

Legal Issues Presented

  1. Whether a fresh succession certificate can be granted in respect of a share of the estate when a previous succession certificate is already in force under section 385 of the Indian Succession Act.
  2. Whether the application for succession certificate, which initially misstated the deceased as Kamala instead of Mrinalini, was substantially defective and if such defect warrants dismissal.
  3. Whether joint succession certificates are permissible and appropriate under the Indian Succession Act, particularly when multiple applicants have equal interest.
  4. Whether security should be demanded from applicants who have limited interest as Hindu widows in the estate when granting a succession certificate.

Arguments of the Parties

Petitioners' Arguments (Husband and Son of Kamala)

  • The applicants (Parbati and Malati) were not heirs of Kamala and thus had no right to the succession certificate.
  • The Subordinate Judge lacked jurisdiction to grant the certificate as Kamala’s last residence was in the Goalando subdivision, not Faridpur.
  • A succession certificate had already been issued in respect of Mrinalini’s properties; hence, a fresh certificate could not be granted.
  • The application was technically defective because it prayed for a certificate in respect of Kamala’s estate rather than Mrinalini’s.

Opposite Parties' (Applicants') Position

  • They conceded that the certificate sought was in respect of Mrinalini’s estate, not Kamala’s, and clarified this before the hearing.
  • They argued that the previous certificate was no longer operative with respect to Kamala’s share due to her death.
  • They agreed to take the succession certificate jointly as sisters inheriting equally.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Radha Rani Dassi v. Brindabun Chundra Basack The Court’s duty in granting a succession certificate is to make a prima facie enquiry as to whether debts belonged to the deceased. The Court held that a summary enquiry is sufficient to verify ownership of debts and securities before granting the certificate.
Madan Mohan v. Ramdial; Jamnâbâi v. Hastubâi Joint succession certificates are generally discouraged due to practical inconveniences. The Court acknowledged problems with joint certificates but allowed them where applicants have equal interest and consent to joint holding.
Ram Raj v. Brij Nath Permissibility of joint succession certificates when applicants have equal interest and no one is better qualified. The Court cited this case to justify granting joint certificates to the four sisters.

Court's Reasoning and Analysis

The Court first addressed the defect in the application, noting that although the original petition incorrectly named Kamala as the deceased, the applicants corrected this before hearing. The Court emphasized that the application must strictly comply with section 372 of the Indian Succession Act and that defects could be remedied by amendment. The Court then analyzed whether a fresh succession certificate could be granted despite a prior certificate under section 385. It rejected the District Judge’s view that the previous certificate ceased to be operative for Kamala’s share, explaining that a succession certificate does not confer title but only authority to collect debts. Joint certificate holders must act together, and upon death of one, the certificate becomes inoperative rather than partially operative. Consequently, the old certificate is inoperative but must be formally revoked before a new certificate is granted, per section 383(d). The Court discussed the issue of joint certificates, acknowledging their inconvenience but recognizing their legality when applicants have equal interest and consent. Lastly, the Court considered security, holding that although the case does not fall under subsections (3) and (4) of section 373, it is prudent to require security from applicants with limited interest to protect future reversioners. The Court directed a security of Rs. 5,000 to be furnished.

Holding and Implications

The Rule is made absolute. The orders of the lower courts are set aside, and the case is remanded to the trial Court with directions to:

  • Allow the applicants to amend their petition to conform strictly with section 372 of the Indian Succession Act.
  • Conduct a summary enquiry to verify whether the debts and securities belong to Mrinalini.
  • Formally revoke the existing succession certificate before granting a fresh certificate.
  • Grant the succession certificate jointly to the four sisters on condition that they furnish security of Rs. 5,000.

The direct effect is to clarify procedural and substantive requirements for succession certificates involving joint heirs and to ensure proper formalities under the Indian Succession Act are followed. No new legal precedent is established beyond the application of existing statutory provisions and case law. There will be no order as to costs in this Rule, with further costs left to the discretion of the trial Court.

    Sukumar Deb Ray v. Bina Pani Majumdar

    This Rule is directed against an appellate order dated July 31, 1940, made by the District Judge of Faridpur in a proceeding to obtain a succession certificate. The material facts are not in controversy and they may be stated as follows:—

    One Mrinalini Mitra got certain money and securities in absolute right under the will of her husband Ram Gobinda. Mrinalini died on September 11, 1926, leaving behind her her two married daughters, Saraju Bala and Suniti Bala, and four unmarried daughters, to wit, Parbati, Malati, Kamala and Sabitri. It is not disputed that the properties which she got under her husband's will constituted her ajoutuka stridhan, and they devolved after her death upon her four unmarried daughters. Sabitri, the youngest daughter, died unmarried on May 29, 1934. The other three maiden daughters had been married in the meantime, and in February, 1935, Kamala, who got one-third share in her mother's estate, presented an application before the Court of the Subordinate Judge at Faridpur for a succession certificate with regard to the debts and securities left by her mother Mrinalini. On March 11, 1935, the other two daughters, Parbati and Malati, filed a similar application before the same Subordinate Judge, claiming succession certificate as heirs of their mother. On July 26, 1936, the Court granted succession certificate to the three daughters jointly, and they were given all powers to collect debts and securities of Mrinalini specified in the schedule, and also to negotiate and transfer the securities mentioned therein. On November 2, 1937, Kamala died, leaving behind her her husband, the petitioner No. 1, and two sons, Habul and Tapas. Tapas subsequently died and his father, the petitioner No. 1, is his heir according to Hindu law. On November 22, 1938, Parbati and Malati, who are the opposite parties Nos. 1 and 2 in this Rule, filed an application before the Subordinate Judge, First Court, Faridpur, for a succession certificate in respect of the one-third share of the estate belonging to Mrinalini, which had devolved on Kamala. In the application it was mentioned that Kamala was the deceased person in respect of whose properties the certificate was prayed for and the claim was made on the basis that, on the death of Kamala, her one-third share in her mother's property devolved upon her two sisters, Parbati and Malati, as heirs under the Hindu law.

    Objections were taken by the petitioners before us, the husband and the son of Kamala, and they contended inter alia that the applicants were not the heirs of Kamala, and the Subordinate Judge at Faridpur had no right to grant the succession certificate, inasmuch as Kamala had her last-place of residence within the jurisdiction of Goalando subdivision. It was further contended that as a succession certificate had already been issued in respect to the properties left by Mrinalini, no fresh succession certificate could be granted. Saraju Bala and Suniti Bala, the other two daughters of Mrinalini, who are opposite parties Nos. 3 and 4 in this Rule, also filed petitions claiming shares in the assets left by Kamala; but ultimately they made a compromise with the applicants and all the four sisters agreed to have a succession certificate issued to them jointly.

    When the case came up for hearing, it was conceded on behalf of the applicants that the certificate that was prayed for was in respect of properties left by Mrinalini and not by Kamala, and the application, so far as it mentioned the name of Kamala as the deceased person, was wrong. The Subordinae Judge, who heard the application, was of opinion that the four sisters were entitled under the Hindu law to inherit the one-third share of the estate belonging to Mrinalini which had devolved on Kamala and which, being vested in the latter in the limited interest of a Hindu female heir, would now pass on not to her own heirs, but to the next heirs of her mother.

    The Subordinate Judge held, however, that, as there was a previous succession certificate still in force, no new certificate could be granted in view of the provisions of s. 385 of the Succession Act. The application for certificate was, therefore, dismissed.

    On appeal, the learned District Judge of Faridpur has taken a different view. The District Judge is of opinion that the previous certificate was not in force so far as the one-third share belonging to Kamala was concerned and consequently there could be no bar to granting a fresh certificate in these altered circumstances. The learned Judge reversed the decision of the trial Court and sent the case back in order that a succession certificate might be granted to all the four sisters jointly, provided their applications were otherwise in order. It is against this decision that the present Rule has been obtained.

    Mr. Pakrasi, who appears in support of the Rule, has argued before us, in the first place, that the application that was presented by the applicants was substantially defective and no succession certificate should be granted on such an application. This contention is technically correct.

    As we have already pointed out, in the application filed by the opposite parties Nos. 1 and 2, the prayer for succession certificate was made in respect of the estate left by Kamala and not by Mrinalini. They, however, put in another petition before the hearing took place, in which they stated definitely that it was in respect of the estate left by Mrinalini, and not by Kamala, that the certificate was prayed for. It is somewhat regrettable that the original petition was not amended nor a formal order was recorded by the trial Court granting the prayer for amendment. As the certificate that is to be granted must be in accordance with the petition made under s. 372 of the Indian Succession Act, it is only proper that the application for certificate should conform strictly to the requirements of that section.

    Mr. Pakrasi has further argued that all the properties and debts mentioned in the schedule did not belong to Kanmla, but, as a matter of fact, there was some, money lying in the Faridpur Bank, which was the property belonging to all the daughters under the will of Ram Gobinda. As has been held in the case of Radha Rani Dassi v. Brindabun Chundra Basack, the Court, in granting a succession certificate, has only to make a prima facie enquiry as to whether the debts mentioned in the schedule did or did not belong to the deceased. The petitioner certainly can demand an enquiry of that sort, and the Court will be bound, in that case, to investigate the point and take such evidence as it considers proper for the purpose of satisfying itself as to whether the debts and securities prima facie belonged to Mrinalini or not. But although we hold that the petition was in some respects defective, that is not a ground for dismissing the suit altogether. The defects could be cured by amendment and, as the applicants did take up the proper position before the hearing actually commenced, we think that the petitioners were, not, in any way, taken by surprise. The case will certainly have to go back, in order that the application may be put in proper form and the necessary enquiries made as to whether or not all the items of debts mentioned in the schedule did belong to the deceased.

    The next point for our consideration is whether a fresh certificate should be granted in respect of the estate left by Mrinalini when there is a previous certificate already in existence.

    Section 385 of the Indian Succession Act invalidates a succession certificate if a previous certificate is in force. The District Judge was of opinion that, on the death of Kamala, the previous grant had ceased to be in force so far as the one-third share of Kamala was concerned, and consequently a fresh grant was justified under the altered circumstances. We are of the opinion that the District Judge has not looked at the matter from the correct standpoint.

    There is no question of the original certificate ceasing to be operative with regard to the one-third share of Kamala. The grant of a certificate does not confer any title upon the grantee as an heir to the deceased; it only invests him or her with the requisite authority to collect debts due, to the deceased and allows the debtors to make payments without any risk. If a certificate is granted to two or more persons jointly, the authority vested in them can, in our opinion, be exercised by all of them together, and, if one of them dies, the remaining certificate-holders cannot exercise the powers which could only be exercised by them along with the deceased, and as there is no estate vested in any of the grantees no question of survivorship at all arises.

    In this view of the case, it may be said that, on the death of Kamala, the certificate became wholly inoperative, as the other two certificate-holders could not exercise their powers under the certificate in the absence of the deceased. Though we hold that the previous certificate has become inoperative on account of the death of Kamala, we think that the existing certificate should be formally revoked before any fresh certificate is granted, and the opposite party should make a formal prayer to that effect under s. 383(d) of the Succession Act.

    We may mention here in passing that the practice of granting joint certificates has been condemned in several cases. Vide Madan Mohan v. Ramdial; Jamnâbâi v. Hastubâi. It is no doubt fraught with obvious inconveniences and s. 373(4) of the Indian Succession Act makes it clear that, when there are several applicants for a succession certificate, the Judge should grant certificate to one of them on a consideration of the extent of their interests in the property of the deceased and the relative fitness of the applicants themselves. But there may be cases, we think, when the several applicants have the same degree of interest in the estate of the deceased and there are no circumstances present which would enable, the Judge to say that one is better qualified than the other. Under such circumstances, we think that the granting of joint certificate is not illegal, particularly if the persons to whom the certificate is granted agree to take it in that form. Vide Ram Raj v. Brij Nath.

    The last question that has been raised relates to the question of security. As the present case does not come under sub-ss. (3) and (4) of s. 373 of the Indian Succession Act, the matter lies entirely in the discretion of the Court. We think, however, that, in the interest of future reversioners, it is proper that some security should be demanded from the applicants, who, although they are heirs to the deceased, have only the limited interests of a Hindu widow. We think it should be enough if they are required to furnish security to the extent of Rs. 5,000 (five thousand rupees) only in such manner as the Court thinks proper.

    The result, therefore, is that the Rule is made absolute. The orders of both the Courts below are set aside and the case is sent back to the trial Court in order that it may be disposed of in acordance with the directions given above. The trial Judge will, in the first place, give an opportunity to the applicants to amend the petition and put it in the proper form in accordance with the requirements of s. 372 of the Indian Succession Act. The Judge will also make a summary enquiry if he considers necessary as to whether or not the different items of debts and securities mentioned in the schedule belonged to Mrinalini. After these things are done, succession; certificate will be granted to the four opposite parties in this Rule on condition that they furnish security to the extent of Rs. 5,000 as mentioned above.

    There will be no order as to costs in this Rule.

    Further costs will be I in the discretion of the Court below.

    Rule absolute.
    A.C.S

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    Comments

    Sukumar Deb Ray v. Bina Pani Majumdar
    (May 14, 1941)