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1999 INSC 409
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Citation Codes
Neutral Citations
1999 INSC 409
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • Section (no section mentioned), Subsection (no subsection mentioned) of the (no act/article title mentioned)
  • Section 5, Subsection 2 of the 1983 Income Tax Act
Smart Summary

Factual and Procedural Background

The judgment consolidates multiple civil appeals arising from a common decision of the Rajasthan High Court dated 2 April 1998 on eight writ petitions filed by general-category officers of the Rajasthan Police Service (RPS) and Rajasthan Administrative Service (RAS). The writ petitions challenged the method of implementing reservation in promotions—specifically the operation of Rules 8 and 33 of the 1954 RPS/RAS Rules—and sought modification of seniority lists that had favoured Scheduled Caste/Scheduled Tribe (SC/ST) officers.

The High Court, applying this Court’s ruling in Ajit Singh I, (1996) 2 SCC 715, struck down promotions granted to SC/ST officers beyond the 28 % quota and realigned seniority so that roster-point promotees could not claim seniority over their erstwhile seniors in the general category. At the same time, following State of Rajasthan v. Fateh Chand Soni, (1996) 1 SCC 562, the High Court treated movement from “Senior Scale” to “Selection Scale” as a promotion attracting reservation.

This produced three broad groups of appeals before the Supreme Court: (i) appeals by reserved-category officers contesting the denial of seniority, (ii) appeals by general-category officers challenging the very notion that movement to the Selection Scale is a promotion, and (iii) appeals by the State of Rajasthan seeking to preserve seniority lists previously accepted in Fateh Chand Soni and to protect roster-point promotees who had been promoted between 1 March 1996 and 1 April 1997.

Legal Issues Presented

  1. Whether placement from “Senior Scale” to “Selection Scale” constitutes a promotion so as to attract reservation benefits under the roster system.
  2. Whether roster-point promotees from the reserved categories can claim seniority in the promoted cadre over general-category officers who are promoted later.
  3. Whether seniority lists finalised pursuant to Fateh Chand Soni could be reopened in light of Ajit Singh I and Ajit Singh II.
  4. The temporal (“prospective”) operation of Ajit Singh I—in particular, whether reserved-category promotions effected between 1 March 1996 and 1 April 1997 should be protected from reversion.

Arguments of the Parties

General-Category Appellants

  • Movement from Senior Scale to Selection Scale is merely a placement, not a promotion; therefore, reservation should not apply (Fateh Chand Soni needs reconsideration).
  • Even if reservation applies, roster-point promotees cannot claim seniority over senior general-category officers, particularly after Ajit Singh I.

Reserved-Category Appellants

  • Ajit Singh I was wrongly decided; the Court should instead follow Jagdish Lal v. State of Haryana, (1997) 6 SCC 538, which recognised seniority for roster-point promotees.
  • Consequently, their seniority from the date of roster promotion should remain intact.

State of Rajasthan

  • While accepting the principles of Ajit Singh I, the State argued that seniority lists already settled in Fateh Chand Soni should not be disturbed.
  • Additionally, because several promotions occurred between 1 March 1996 and 1 April 1997, the cut-off date for protecting roster-point promotees from reversion should be shifted to 1 April 1997.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Ajit Singh Januja v. State of Punjab (“Ajit Singh I”), (1996) 2 SCC 715 Roster-point promotees cannot claim seniority over senior general-category officers; prospectivity from 1-3-1996. Applied to hold that SC/ST promotees cannot outrank senior general candidates and to govern fixation of seniority.
Ajit Singh II, (1999) 7 SCC 209 Clarifies and affirms principles in Ajit Singh I; sets guidelines on prospectivity. Followed for detailed directions on seniority and cut-off dates, with a modified date (1-4-1997) for Rajasthan.
State of Rajasthan v. Fateh Chand Soni, (1996) 1 SCC 562 Movement from Senior Scale to Selection Scale in RPS is a promotion attracting reservation. Upheld; Court refused to overrule it, affirming that reservation applies at that stage.
R.K. Sabharwal v. State of Punjab, (1995) 2 SCC 745 Reservation cannot exceed the prescribed quota; seniority principles post-reservation. Used to emphasise that promotions must stay within the 28 % quota and to structure implementation.
Union of India v. S.S. Ranade, (1995) 4 SCC 462 Distinction between promotion and up-gradation/placement. Cited by general candidates; Court held the case had been considered and explained in Fateh Chand Soni.
Lalit Mohan Deb v. Union of India, (1973) 3 SCC 862 Tests for determining what constitutes a promotion. Similarly distinguished within the reasoning affirming Fateh Chand Soni.
Jagdish Lal v. State of Haryana, (1997) 6 SCC 538 Recognised seniority rights of roster-point promotees. Relied upon by reserved candidates but expressly found inapplicable after Ajit Singh II.

Court's Reasoning and Analysis

1. Promotion to Selection Scale. The Court reaffirmed Fateh Chand Soni, holding that movement from Senior Scale to Selection Scale is indeed a promotion. Previous authorities (S.S. Ranade, Lalit Mohan Deb) had already been considered in Soni, and no fresh ground existed for reconsideration. Hence, reservation applies at that stage.

2. Seniority of Roster-Point Promotees. Relying on Ajit Singh I and the contemporaneously delivered Ajit Singh II, the Court ruled that SC/ST officers promoted against roster points cannot claim seniority over their earlier-ranked general-category counterparts who are promoted later. Consequently, the High Court was correct in directing a revision of seniority lists.

3. Re-opening of Seniority Lists. The Court rejected the State’s submission that seniority lists accepted in Fateh Chand Soni were immune from alteration. Because Ajit Singh I (decided after Soni) had settled the seniority issue, those lists had to be updated to comply with the later binding precedent.

4. Prospectivity and Non-Reversion. Acknowledging administrative difficulties peculiar to Rajasthan, the Court extended the protection against reversion of roster-point promotees from the original date of 1-3-1996 (specified in Ajit Singh II) to 1-4-1997. Promotions granted to SC/ST officers before 1-4-1997 therefore stand, but their inter-se seniority must still be recalculated in line with Ajit Singh I/II.

Holding and Implications

All appeals dismissed, save for the limited concession that SC/ST officers promoted prior to 1 April 1997 will not be reverted, though their seniority shall be recomputed pursuant to Ajit Singh I and Ajit Singh II.

Implications: The decision firmly entrenchs the principles of Ajit Singh I/II on seniority after roster-based promotion while confirming that movement to Selection Scale is a promotive event subject to reservation. No new legal doctrine is created; rather, the judgment harmonises earlier rulings and grants a one-time administrative relaxation (non-reversion up to 1-4-1997) specific to Rajasthan’s services.

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    Ram Prasad And Others v. D.K Vijay And Others

    M. Jagannadha Rao, J.— Leave granted in the special leave petitions.

    2. All the civil appeals arise out of the judgment of the Rajasthan High Court in a batch of writ petitions. There are three sets of appeals.

    3. Civil Appeals Nos. 2866, 2867, 2868, 3282 and 4084 of 1998 have been filed by the reserved candidates and arise out of DB CWPs Nos. 2545, 2812, 3086, 2963 of 1996 and 4918 of 1997 respectively. Civil Appeal No. 3935 of 1998 is filed by the general candidates and arises out of CWP No. 3080 of 1996. The State of Rajasthan has filed CAs Nos. 3147-50 of 1998 and they arise out of CWPs Nos. 3086, 6208 and 4918 of 1997 respectively. The civil appeals arising out of SLPs Nos. 9185-88 of 1999 have also been filed by the State of Rajasthan and arise out of CWPs Nos. 2545, 2675 of 1996, 4726 of 1997 (646 of 1997) and 2963 of 1996. The High Court has disposed of all the writ petitions by a common judgment dated 2-4-1988.

    4. All the eight writ petitions were filed in the High Court by the general candidates. DB CWPs Nos. 2812, 3086, 6208 of 1996 and 4918 of 1997 were filed in the High Court by the general candidate officers of the Rajasthan Police Service (for short RPS) seeking modification of the seniority list. Similarly, DB Civil Writ Petitions Nos. 2543, 2675 of 1996, 4726 of 1997 (646 of 1997) and 2963 of 1996 were filed by the general candidate officers of the Rajasthan Administrative Service (for short “RAS”) challenging the mode of implementation of Rules 8 and 33 of the Rajasthan Administrative Service Rules, 1954.

    Decision of the High Court

    5. The High Court took up CWP No. 2812 of 1996 in the police service and CWP No. 2545 of 1996 in the administrative service as the main case. The writ petitions were partly allowed so far as the seniority of the reserved candidates at the promotional level was concerned, by following the judgment of this Court in Ajit Singh Januja v. State of Punjab (1996) 2 SCC 715, (1996) 33 ATC 239 i.e Ajit Singh I (1996) 2 SCC 715, (1996) 33 ATC 239 dated 1-3-1996. Promotions in excess of 28% quota were quashed.

    6. In regard to the question whether the placement of Additional Superintendents of Police (Senior Scale) as Additional Superintendents (Selection Scale) amounted to a promotion so as to give the reserved candidates the benefit of reservation by way of roster points the High Court held in favour of the reserved candidates that it amounted to a promotion and that reservation as per the roster points for promotion to the selection scale has to be given. The High Court in that context followed the decision of this Court in State of Rajasthan v. Fateh Chand Soni (1996) 1 SCC 562 dated 12-12-1995. The general candidates are aggrieved in this behalf and filed CA No. 3935 of 1998.

    7. The High Court has also followed Ajit Singh I (1996) 2 SCC 715, (1996) 33 ATC 239 dated 1-3-1996 and held that the reserved candidates on promotion at roster points cannot count their seniority from the date of such promotion and their senior general candidates at the lower level, on promotion, become senior to them. The reserved candidates have preferred appeals CAs Nos. 2866-68, 3282 and 4084 of 1998 in regard to this part of the judgment. No submissions were made before us on behalf of the reserved candidates that reservation should be in excess of 28% quota.

    Contentions in this Court

    8. The State of Rajasthan while accepting the principles laid down in Ajit Singh I (1996) 2 SCC 715, (1996) 33 ATC 239 has, however, filed CAs Nos. 3147-50 of 1998 and the appeals arising out of SLPs Nos. 9185-88 of 1999 to contend that the seniority lists accepted in Fateh Chand Soni (1996) 1 SCC 562 by this Court could not have been altered by the High Court, under the impugned judgment.

    9. The general candidates contend that Fateh Chand Soni (1996) 1 SCC 562 requires reconsideration. They also contend that, in any event, Fateh Chand Soni case (1996) 1 SCC 562 was decided on 12-12-1995 and at that time this Court was not dealing with the issue of seniority of the roster-point promotees and hence after judgment in Ajit Singh I (1996) 2 SCC 715, (1996) 33 ATC 239 dated 1-3-1996, it becomes necessary for the High Court to modify the seniority lists as accepted in Fateh Chand Soni case (1996) 1 SCC 562 in implementation of Ajit Singh I (1996) 2 SCC 715, (1996) 33 ATC 239. The reserved candidates contend that Ajit Singh I (1996) 2 SCC 715, (1996) 33 ATC 239 is not correctly decided and Jagdish Lal v. State of Haryana (1997) 6 SCC 538 is to be followed.

    10. The State of Rajasthan made an additional plea that between 1-3-1996 when Ajit Singh I (1996) 2 SCC 715, (1996) 33 ATC 239 was decided on (sic and) 1-4-1997, certain further promotions of the reserved candidates had taken place and that the prospectivity of Ajit Singh I (1996) 2 SCC 715, (1996) 33 ATC 239 may be postponed from 1-3-1996 to 1-4-1997 for the limited purpose of preventing reversions of the roster-point promotees who were promoted up to 1-4-1997 though in respect of seniority, Ajit Singh I (1996) 2 SCC 715, (1996) 33 ATC 239 could be given effect in respect of reserved candidates promoted at roster points before 1-4-1997.

    The Rules

    11. It may be noted that the RPS officers are governed by the Rajasthan Police Service Rules, 1954 and the Indian Police Service (Appointments by Promotion) Regulations, 1955 issued in pursuance of sub-rule (1) of Rule 9 of the Indian Police Services (Recruitment) Rules, 1954. The relevant rules are Rules 8, 9, 28-A and 33 of the 1954 Rules. The above rules are pari materia with the Rajasthan Administrative Service Rules, 1954.

    12. Rule 8 of the RPS Rules, 1954 deals with “reservation of vacancies for the Scheduled Castes and Scheduled Tribes”. Rule 9 deals with the method of determination of vacancies. Rules 27, 27-A and 28 deal with the criteria for selection and procedure for selection by seniority-cum-merit, eligibility being reckoned as on the first day of April of the year of selection. Rule 28-A refers to the “revised criteria, eligibility and procedure for promotion to junior, senior and other posts ex-cadred in the services”. Rule 33 deals with “seniority”.

    Rajasthan Rules are consistent with Ajit Singh I (1996) 2 SCC 715, (1996) 33 ATC 239

    13. Today we have delivered judgment in IAs Nos. 1-3 in Civil Appeals Nos. 3792-94 of 1989 (Ajit Singh I (1996) 2 SCC 715, (1996) 33 ATC 239) and that is called for convenience, Ajit Singh II (1999) 7 SCC 209.

    14. It is important to note that in Rajasthan, there is a general amendment dated 1-4-1997 made to the RPS and RAS Rules of 1954 which directs that roster-point promotees shall not be given such seniority. That amendment reads as follows:

    “After the existing last proviso of rule as mentioned in column 3 against each of the Service Rules, as mentioned in column 2 of the Schedule appended hereto, the following new proviso at the next serial number shall be added, namely:

    ‘That if a candidate belonging to the Scheduled Caste/Scheduled Tribe is promoted to an immediate higher post/grade against a reserved vacancy earlier than his senior general/OBC candidate who is promoted later to the said immediate higher post/grade, the general/OBC candidate will regain his seniority over such earlier promoted candidate of the Scheduled Caste/Scheduled Tribe in the immediate higher category.’ ”

    The above circular is consistent with what has been laid down in regard to seniority of reserved candidates in Ajit Singh I (1996) 2 SCC 715, (1996) 33 ATC 239 and Ajit Singh II (1999) 7 SCC 209.

    Fateh Chand Soni (1996) 1 SCC 562 correctly decided

    15. The contention of Shri Gopal Subramanium for the general candidates that appointment from senior scale to selection scale is not a promotion and that Fateh Chand Soni (1996) 1 SCC 562 requires reconsideration in view of the judgments in Union of India v. S.S Ranade (1995) 4 SCC 462, (1995) 30 ATC 559 and Lalit Mohan Deb v. Union of India (1973) 3 SCC 862 cannot be accepted. We are unable to agree. We find that both these cases have been referred to and explained in Fateh Chand Soni case (1996) 1 SCC 562. Therefore, the reserved candidates are entitled to be promoted to the selection scale by way of the roster points. But this has to be done in the manner mentioned in R.K Sabharwal v. State of Punjab (1995) 2 SCC 745, (1995) 29 ATC 481. The appeal of the general candidates has to fail.

    Seniority is to be decided as per Ajit Singh I (1996) 2 SCC 715, (1996) 33 ATC 239 and Ajit Singh II (1999) 7 SCC 209

    16. So far as the seniority of the roster-point promotions is concerned, the reserved candidates have contended that upon promotion at the roster points, the promotees can reckon seniority and that senior general candidates who later got promoted cannot be treated as seniors at the promotional stage. But in view of what has been decided in our separate judgment in Ajit Singh II (1999) 7 SCC 209 today, the above contention cannot be accepted. Thus, there are no merits in the appeals filed by the reserved candidates.

    17. On behalf of the State of Rajasthan, learned Additional Solicitor General, Shri Altaf Ahmed contended that the seniority settled by Fateh Chand Soni (1996) 1 SCC 562 could not have been disturbed by the High Court. We are unable to agree. Fateh Chand Soni (1996) 1 SCC 562 was decided on 12-12-1995 while Ajit Singh I (1996) 2 SCC 715, (1996) 33 ATC 239 was decided on 1-3-1996. In Soni case (1996) 1 SCC 562 the question of the seniority of roster-point promotees vis-à-vis senior general candidates was not in issue. Here, the seniority lists prepared in accordance with Fateh Chand Soni (1996) 1 SCC 562 have to be modified in the light of Ajit Singh I (1996) 2 SCC 715, (1996) 33 ATC 239. The High Court was, therefore, right in applying Ajit Singh I (1996) 2 SCC 715, (1996) 33 ATC 239 and giving direction to implement that judgment. In our view, the question of seniority of the roster-point promotees will be on the basis of what was decided in Ajit Singh I (1996) 2 SCC 715, (1996) 33 ATC 239 and under Points 1 to 3 in Ajit Singh II (1999) 7 SCC 209.

    Prospectivity of Sabharwal (1995) 2 SCC 745, (1995) 29 ATC 481 and Ajit Singh I (1996) 2 SCC 715, (1996) 33 ATC 239

    18. We first make it clear that so far as the “prospectivity” of Sabharwal (1995) 2 SCC 745, (1995) 29 ATC 481 is concerned, the decision in Point 4 in Ajit Singh II (1999) 7 SCC 209 will apply. There is no change in the cut-off date so far as Sabharwal (1995) 2 SCC 745, (1995) 29 ATC 481 is concerned.

    19. So far as prospectivity of Ajit Singh I (1996) 2 SCC 715, (1996) 33 ATC 239 is concerned, our decision in Ajit Singh II (1999) 7 SCC 209 will apply in principle but with a slight modification of the cut-off date.

    20. It was argued for the State of Rajasthan that on the peculiar factual situation concerning the RPS and RAS officers, the judgment of this Court in Ajit Singh Januja v. State of Punjab (1996) 2 SCC 715, (1996) 33 ATC 239 (called Ajit Singh I (1996) 2 SCC 715, (1996) 33 ATC 239), could not be implemented forthwith and hence a few more promotions of the reserved candidates took place up to 1-4-1997. It was pointed out that as per Ajit Singh I (1996) 2 SCC 715, (1996) 33 ATC 239 those reserved candidates who were promoted before 1-3-1996 were not to be reverted, though their seniority in the promoted cadre, even if made before 1-3-1996, would be governed by Ajit Singh I (1996) 2 SCC 715, (1996) 33 ATC 239. It was submitted that this concession of non-reversion could be extended to those reserved candidates who were promoted before 1-4-1997.

    21. In view of the peculiar facts of these cases, we are inclined to accede to this contention. The result is that officers from the reserved category who were promoted at the roster points before 1-4-1997 shall not be reverted but their seniority in the promoted category shall be governed by the principles enumerated under Points 1 to 3 in Ajit Singh I (1996) 2 SCC 715, (1996) 33 ATC 239 and Ajit Singh II (1999) 7 SCC 209. The prospectivity of Sabharwal (1995) 2 SCC 745, (1995) 29 ATC 481 as explained under Point 4 in Ajit Singh II (1999) 7 SCC 209 is not disturbed. So far as prospectivity of Ajit Singh I (1996) 2 SCC 715, (1996) 33 ATC 239 is concerned, the principles in Ajit Singh II (1999) 7 SCC 209 in Point 4 will apply but subject to postponement of 1-3-1996 to 1-4-1997.

    22. In other words, we agree that there is no need to revert those reserved category officers, if they were promoted even beyond 1-3-1996 but before 1-4-1997. To give an example — in the case of two rosters from Level 1 to Level 2 and Level 2 to Level 3, if the reserved candidate was promoted before 1-4-1997 to Level 4, such reserved candidate need not be reverted. If by the date of promotion of the reserved candidate before 1-4-1997 from Level 3, the senior general candidate at Level 2 has reached Level 3, he has to be considered as senior at Level 3 to the reserved candidate because the latter was still at Level 3 on that date. But if such a general candidate's seniority was ignored and the reserved candidate was treated as senior at Level 3 and promoted to Level 4, this has to be rectified after 1-3-1996 by following Ajit Singh I (1996) 2 SCC 715, (1996) 33 ATC 239 as explained in Ajit Singh II (1999) 7 SCC 209. In other words, if a reserved candidate was promoted to Level 4 before 1-4-1997, without considering the case of the senior general candidate who had reached Level 3 before such promotion, such reserved candidate need not be reverted but the said promotion to Level 4 is to be reviewed and seniority at Level 3 and Level 4 (as and when the general candidate is promoted to Level 4) is to be refixed.

    23. Thus, we reject the main contentions of the general candidates and the reserved candidates but accede to the request of the State of Rajasthan to the extent indicated above. All the appeals are, therefore, dismissed subject to the above concession.

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    Ram Prasad And Others v. D.K Vijay And Others
    (Sep 16, 1999)