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AMICUS AI
Citation Codes
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • Section 147, Section 148/307 of the Penal Code
  • Section 32(1) of the Evidence Act, Chapter II
  • Section 452 of the Indian Penal Code
  • Section 148, 302 read with 149 and 323/149 of the Indian Penal Code
  • Section 8 of the Evidence Act, Chapter II
  • Article 136 of the Constitution
  • Sections 157, 145 and 155 of the Evidence Act
  • Section 323/506/504 of the Indian Penal Code
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Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • Section 147, Section 148/307 of the Penal Code
  • Section 32(1) of the Evidence Act, Chapter II
  • Section 452 of the Indian Penal Code
  • Section 148, 302 read with 149 and 323/149 of the Indian Penal Code
  • Section 8 of the Evidence Act, Chapter II
  • Article 136 of the Constitution
  • Sections 157, 145 and 155 of the Evidence Act
  • Section 323/506/504 of the Indian Penal Code
Smart Summary

Factual and Procedural Background

The appellant, Shanker son of Prem Raj, together with co-accused Persoti and Uttam, was tried for the murders of two brothers, Shanker and Keshri, that occurred on 27 October 1971 in Village Baldeopuri, District Moradabad, Uttar Pradesh. Hostility between the families had escalated after a series of prior incidents, including the murders of Pitam and Megha (relatives of the present parties) and multiple cross-cases under the Indian Penal Code and the Code of Criminal Procedure.

According to the prosecution, the appellant (armed with a pistol) and four companions abducted the two deceased from their potato field, shot and stabbed them, and assaulted their mother, Smt Rani. An FIR (Exh. Ka-3) was lodged the same afternoon by Ram Swarup (father of the deceased). A counter-FIR (Exh. Kha-2) was lodged the following morning by Smt Ishwari, mother of a person involved in earlier litigation.

The Additional Sessions Judge convicted all three accused under Sections 148, 302/149 and 323/149 IPC, sentencing the present appellant to death and the others to life imprisonment. The Allahabad High Court upheld the appellant’s conviction and sentence but acquitted the co-accused. The appellant obtained special leave under Article 136 of the Constitution and filed the present appeal before the Supreme Court of India.

Legal Issues Presented

  1. Whether the High Court erred in treating FIR Exh. Kha-2 as corroborative evidence against the appellant when its author was not examined at trial.
  2. Whether the non-examination of three cited eyewitnesses (Hulasi, Ram Swarup son of Hulasi, and Bansi) warranted an adverse inference against the prosecution.
  3. Whether the testimony of the three remaining eyewitnesses (PWs 2, 3, 4) was reliable and sufficient to sustain the conviction of the appellant.
  4. Whether discrepancies between medical evidence and eyewitness accounts undermined the prosecution case.
  5. Whether the capital sentence should be commuted in light of mitigating factors such as delay and the appellant’s family circumstances.

Arguments of the Parties

Appellant's Arguments

  • The High Court improperly used Exh. Kha-2 to corroborate PWs 2–4 even though its author, Smt Ishwari, was not called as a witness.
  • The withholding of independent eyewitnesses (Hulasi, Ram Swarup son of Hulasi, and Bansi) justified an adverse inference that their testimony would have favoured the defence.
  • Eyewitness testimony was unreliable due to inconsistencies regarding weapons used, nature of meals served, and the witnesses’ conduct during the incident.
  • Medical evidence did not confirm injuries allegedly caused by a saria to Smt Rani.
  • Humanitarian considerations—delay in execution and the fact that the appellant is the last surviving son of Prem Raj—warrant commutation of the death sentence.

Respondent State's Arguments

  • Conceded that Exh. Kha-2 could not legally corroborate witnesses other than its author, but maintained that the direct testimony of PWs 2–4 was wholly trustworthy and sufficient.
  • Contended that the prosecution withdrew the three cited eyewitnesses because they had been “won over” or intimidated by the defence; the defence never sought their examination under Section 540 CrPC.
  • Argued that minor inconsistencies in eyewitness accounts and medical evidence were inconsequential and had been correctly evaluated by both lower courts.
  • Urged that no mitigating circumstance justified interference with the death sentence awarded by the trial court and affirmed by the High Court.

Table of Precedents Cited

No precedents were cited in the provided opinion.

Court's Reasoning and Analysis

The Supreme Court first addressed the evidentiary use of Exh. Kha-2. Reiterating established principles under the Evidence Act, the Court held that a first information report is generally admissible only to corroborate, contradict, or discredit its author unless it falls within an exception such as Section 32(1) or Section 8. Because Smt Ishwari was not examined, the High Court erred in using Exh. Kha-2 to bolster other witnesses. However, this misstep did not vitiate the conviction because the concurrent findings of both lower courts on the credibility of PWs 2–4 remained sound.

On the alleged withholding of witnesses, the Court noted the prosecution’s contemporaneous application stating that these witnesses had been “won over.” The defence neither sought their compulsory examination nor objected at the relevant stage, undermining any claim of prejudice. Consequently, no adverse inference was drawn.

The Court meticulously reviewed challenges to the eyewitnesses’ credibility—relation to the deceased, medical inconsistencies, and minor discrepancies—and found them insufficient to disturb concurrent findings. The injuries suffered by Smt Rani corroborated her presence; the term “roti” was construed broadly as “meal,” aligning with autopsy findings of rice and dal; and the conduct of PW 4 (a pregnant woman) in not intervening was deemed natural under the circumstances.

Having upheld the factual findings, the Court turned to sentence. It acknowledged that prolonged pendency of a death sentence and family hardship are factors meriting sympathy, but held that they do not mandatorily warrant judicial commutation. Such humanitarian considerations lie primarily within the executive clemency power.

No “palpably erroneous” assessment of evidence or misapplication of law was found that would justify appellate interference.

Holding and Implications

The appeal is dismissed; the conviction and death sentence of the appellant are affirmed.

The decision leaves intact the capital sentence imposed by the trial court and confirmed by the High Court. The Court set no new precedent on evidentiary rules but reiterated established limitations on the use of an FIR for corroborative purposes. Broader policy considerations regarding delay and family hardship were referred to the executive domain of clemency rather than judicial review.

    Shanker v. State Of U.P .

    R.S Sarkaria, J.— The Appellant, Shanker s/o Prem Raj, aged 35 years, and two others, namely, Persoti son of Megha and Uttam son of Lallu were tried and convicted by the Additional Sessions Judge, Moradabad on charges under Sections 148, 302 read with 149 and 323/149 of the Indian Penal Code in respect of the murders of two brothers, Shanker and Keshri. All the three were convicted under Section 302 read with 149 of the Penal Code. The appellant was sentenced to death, and each of the other two to imprisonment for life. They were also convicted on the minor charges and sentenced to various terms of imprisonment. On appeal, the Allahabad High Court confirmed the conviction and sentence of the appellant but acquitted Persoti and Uttam. Shanker has come to this Court in appeal after obtaining special leave under Article 136 of the Constitution.

    2. Prem Raj had three sons, namely, Shanker appellant, Pitam and Megha. Pitam was murdered on June 21, 1970. FIR with regard to that incident was lodged by Megha, in which, Basanta son of Har Dayal was named as one of the culprits. On June 23, 1970 Megha made another report to the police alleging that Keshri, the deceased person in the present case, had committed an offence under Section 452 of the Indian Penal Code. On October 6, 1970, the police initiated proceedings under Section 107/117 of the CrPC against both the parties. Megha, his brother Shanker, Piarey and Chhotey were arrayed on one side, while Basanta s/o Har Dayal, Keshri deceased and four others were proceeded against as the other party. On May 2, 1971 a written complaint was filed by the said Basanta against Megha, Shanker appellant and three others under Sections 147, 148/307 of the Penal Code at Police Station Moghal Pura. On June 30, 1971, Keshri laid a report under Sections 323/506/504 of the Indian Penal Code at the police station complaining that Megha, Persoti and Shanker sons of Prem Raj and Uttam s/o Lallu had beaten him and threatened to murder him. On September 2, 1971 a clash between the parties took place in Moradabad. This is apparent from the General Diary Entry, Exhibit Kha 18, which was recorded in the police station. On September 29, 1971 Megha reported to the police that the said Basanta and Piare s/o Baldeo had attempted to murder him.

    3. Towards the end of September 1971, Megha was murdered and Basanta and Piare aforesaid were prosecuted therefor. The deceased persons used to look after the defence of Basanta and Piare.

    4. On account of these past events the accused bore hostility against the deceased persons.

    5. On October 27, 1971, Keshri and Shanker deceased were hoeing their potato field situated at a short distance from the Abadi of Village Baldeopuri. They used to reside in a hamlet. At about noon, their mother, Smt Rani, PW 2, and Keshri's wife, Smt Bhagwati, PW 4 reached there and served the deceased with meal. The deceased rested for sometime and thereafter resumed their work. The women also stayed there.

    6. At about 1 or 1.30 p.m, the appellant armed with a pistol, Persoti s/o Megha and Uttam armed with knives, Hetram armed with a tabal and one stranger armed with a saria (iron rod) appeared on the scene. They caught hold of the deceased persons and forcibly took them to the adjoining field of Hulasi. The two women raised an alarm. Smt Rani went ahead to the rescue of her sons, but was stopped and given saria blows by the stranger. The appellant fired his pistol at Keshri from close range, and Hetram assaulted him with the tabal. Simultaneously, Persoti and Uttam stabbed Shanker deceased with their knives. Both Keshri and Shanker died at the spot.

    7. The culprits then went away. Smt Rani called her husband Ram Swarup, PW 1, to the spot through the Village chowkidar. Ram Swarup came and she apprised him all about the occurrence. Ram Swarup then accompanied by the village chowkidar went to Police Station Moghal Pura and lodged the first information report, Exhibit Ka 3, at 2-30 p.m, the same day.

    8. On October 28, 1971 at 3.30 a.m Smt Ishwari, mother of Basanta (who was being tried for the murder of Megha) made the report Exhibit Kha 2, to the police that on October 27, 1971 at about noon, Shanker (appellant) and three or four unknown persons forcibly entered her house and enquired regarding the whereabouts of her son, Cheta. Cheta who was then on the roof escaped by jumping into the lane at the backside of the house. When Cheta was not found, the intruders assaulted Smt Ishwari with a saria. Thereafter, the visitors went away saying that they would deal with the supporters of Basanta.

    9. The first contention of Mr Pramod Swarup, learned Counsel for the appellant is that the High Court had committed an error of law in using the FIR, Kha 2, for the purpose of corroborating the evidence of PWs 2, 3 and 4, against the appellant, although its author Smt Ishwari was not examined as a witness in this case. If the evidence of these witnesses, proceeds the argument, was not safe enough without corroboration from Exhibit Kha 2, for sustaining the conviction of Persoti and Uttam, it was equally so qua the appellant.

    10. Mr Uniyal, learned Counsel for the State, while conceding that Exhibit Kha 2 could not be used to corroborate or contradict witnesses other than its author, maintains that the evidence of the three eyewitnesses was fully trustworthy so as to constitute a safe basis for conviction of the appellant.

    11. It is well settled that unless a first information report can be tendered in evidence under any provision contained in Chapter II of the Evidence Act, such as a dying declaration falling under Section 32(1) as to the cause of the informant's death, or as part of the informant's conduct under Section 8, it can ordinarily be used only for the purpose of corroborating, contradicting or discrediting (under Sections 157, 145 and 155, Evidence Act) its author, if examined, and not any other witness. As already noticed, in the present case, Smt Ishwari the informant was not examined as a witness. It is admittedly not a statement falling under any provision in Chapter II of the Evidence Act. The High Court was thus in error in using Exhibit Kha 2, as they did. The High Court did not record a positive finding that Persoti and Uttam were falsely implicated. It merely held that the case against these two accused was “not free from reasonable doubt” because the possibility of “their being falsely implicated in the case on account of enmity cannot be excluded”.

    12. Be that as it may, the fact remains that the evidence of the three eyewitnesses has been believed and relied upon, concurrently by the two courts below against the appellant, and no good reason has been shown for us to take a different view of the evidence.

    13. Mr Swarup next contended that Hulasi, Ram Swarup son of Hulasi and Bansi who were originally cited as other eye witnesses by the prosecution, were withheld without any reason, and consequently, an adverse inference should be drawn that these independent witnesses, if produced, would have falsified the account given by PWs 2, 3 and 4.

    14. This contention also does not appear to be well-founded. It is on record that on September 16, 1972, the Public Prosecutor submitted an application to the trial court, for discharge of these witnesses on the ground that they had been won over by the defence, and consequently, the prosecution did not want to examine them as their witnesses. The defence Counsel disputed this assertion of the Prosecutor. But he did not make any request for their examination as court witnesses under Section 540 of the CrPC so that the defence might get an opportunity to cross-examine them, although it seems that the witnesses were then in attendance. On the contrary, the Court's order recorded on that application, gives the impression that the defence informed the Court that it did not want to examine them. It is thus too late in the day to argue that these witnesses were withheld by the prosecution for any ulterior motive. This contention was not raised before the High Court. It was no doubt agitated in the trial court and was rightly rejected.

    15. We find force in the contention of Shri Uniyal that these witnesses were “won over” by the accused, in the sense that they were not prepared to give evidence in the case for fear of their lives, or otherwise. Keshri and Shanker were not concerned in or prosecuted for the murders of Pitam and Megha. They became victims of the wrath of Shanker appellant simply because they were on friendly terms with Basanta and were looking after the latter's defence when he was being tried for the murder of Megha. Naturally, therefore, Hulasi, Bansi etc. would be mortally afraid of giving evidence in court, and of being caught in this vicious chain of murders. We therefore repel the argument that Hulasi etc. were withheld with an oblique motive.

    16. True, that Smt Rani and Smt Bhagwati are interested witnesses. But that was no ground to disbelieve their evidence. Being relations of the deceased persons, they would be the least disposed to substitute the appellant for the real culprit. Smt Rani had received injuries which were the hall-mark of her presence at the scene.

    17. It was contended that the medical evidence did not confirm the assertion of Smt Rani that the injuries to her had been caused with a saria. The argument is stated only to be rejected. It was raised in the courts below and was rightly rejected. There is no real conflict between the medical evidence and her testimony on this point.

    18. Mr Swarup also contended that according to Smt Rani, roti was served to the deceased persons, while the autopsy revealed rice and dal in the stomachs of the deceased. There is no merit in this contention. “Roti” is generally used to connote “meals”. Smt Rani herself at another place referred to it as “khana”. Presence of undigested rice and dal in the stomachs of the deceased persons, rather lends assurance to the evidence of the mother that she had shortly before the occurrence served meals to her sons. She was not asked as to whether that meal consisted of rice and dal.

    19. Counsel then pointed out minor discrepancies in the evidence of the eyewitnesses regarding the relative position of the assailants and the assailed. These have also been considered by the courts below and we do not think it necessary to go over the same field again.

    20. As regards Bhagwati, PW 4, it was argued that she did not make any attempt to intervene and save her husband. This contention is utterly devoid of merit. She was in a state of pregnancy. She had seen her mother-in-law being beaten by the culprits. It was therefore natural for her to remain at a safe distance from the scene.

    21. The criticism levelled against the evidence of Sri Ram (PW2) is that he was a chance witness. His version that he remained smoking bidis on his way for an hour or so was the focus of this castigation. PW 2 is a village rustic, having a very vague sense of time. He had no animus to depose falsely against the appellant. The mere fact that after the occurrence he did not proceed to another place for purchasing wheat on that very day, was not a ground to discredit him.

    22. To sum up, nothing palpably erroneous in the assessment of evidence made by the courts below has been pointed out to us which would warrant our interference with that assessment.

    23. The only question that remains to be considered is about the capital sentence imposed on the appellant. In this connection two commiserative circumstances have been pointed out by the learned Counsel for the appellant. First, that the death penalty has been hovering over the appellant for the last 13 months. Secondly, that two brothers of the appellant have been murdered by the opposite party. The appellant is the only surviving brother. He has children and a family.

    24. It is true that lapse of a long period between the award of death penalty and hearing of the appeal by this Court is a factor which, in the context of a particular case, may, in conjunction with other circumstances, justify the commutation of the capital sentence by the Court. But this is not an absolute rule justifying interference with the discretion of the trial court in the matter of sentence in every case. Similarly, that the execution of the death sentence will render extinct the immediate progeny of Prem Raj and will throw the family of the condemned prisoner orphaned and resourceless on the scrap heap of society, are matters extraneous to the judicial computer. Nevertheless these are compassionate matters which can be and we are sure, will be, considered by the Executive Government while exercising its powers of clemency.

    25. The appeal fails and is dismissed.

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    Comments

    Shanker v. State Of U.P .
    (Jan 29, 1975)