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Structured Summary of the Opinion (H.L. Agrawal, C.J.)

Factual and Procedural Background

Two writ applications, heard together and disposed of by the judgment, arose from orders of Revenue Authorities restoring lands to the private opposite parties on the ground that those opposite parties belonged to a Scheduled Caste and therefore the sales were void under section 22 of the Orissa Land Reforms Act, 1960 for lack of prior permission. Opposite party No. 1 in both cases claimed to belong to the caste called 'Rajaka' and relied upon entry No. 26 of the State list (which records 'Dhoba', 'Dhobi') and a certificate of the Additional Tahasildar indicating that the nature of work performed by 'Rajaka' was similar to that of 'Dhoba'/'Dhobi'. No evidence was led in support of this claim. The Additional District Magistrate observed that 'Rajaka' is a literary word equivalent to the common term 'Dhoba' and referred to the Purnachandra Odia Bhashakosha (lexicon) which lists meanings for 'Rajaka' including washerman, dyer, and a name of a hybrid caste. The Revenue Authorities concluded that the opposite parties belonged to the Scheduled Caste and ordered restoration of the lands. The petitioner challenged those orders by way of writ petitions before this Court. At the time of hearing before this Court, although opposite parties had earlier appeared through counsel, nobody appeared for them when the matters were taken up.

Legal Issues Presented

  1. Whether the Court must refer only to the Presidential Notification issued under Article 341 or 342 of the Constitution of India (and the list appended to the Scheduled Castes Order) to determine whether a particular person or community belongs to any Scheduled Caste or Scheduled Tribe notified therein.
  2. Whether the Court may look beyond the Presidential notification to other materials or circumstances (such as popular meaning, vocations, or functions followed by members of a community) to conclude that a community not expressly named in the notification is covered by an entry in the notification.

Arguments of the Parties

Petitioner's Arguments

  • The Court (and the Revenue Authorities) cannot refer to any material other than the List of Scheduled Castes issued under the Presidential Order of 1950 to determine membership of a notified caste or tribe.
  • Because 'Rajaka' was not incorporated in the Presidential List for Orissa (which contains 'Dhoba', 'Dhobi' at item No. 26), the Revenue Authorities misdirected themselves by relying on the so-called prevalent meaning of the term 'Rajaka' and thereby extending protection beyond the notified entry.

Arguments/Contentions advanced on behalf of State/Revenue or in support of opposite parties

  • The learned Additional Government Advocate argued that the jurisdiction of the Court was not strictly confined to the Schedule and that the Court was competent to look at popular meaning, vocations and activities, and other materials to determine whether an unnamed community is in substance part of a notified caste or tribe.
  • Opposite parties' claimed basis: certificate from the Additional Tahasildar asserting similarity of work between 'Rajaka' and 'Dhoba'/'Dhobi' and the Additional District Magistrate's reliance on the Purnachandra Odia Bhashakosha to equate 'Rajaka' with washerman/'Dhoba'.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Bimala Parida v. Thabir Dandia. 19732 C.W.R 990. That where an entry in the notified list does not classify a sub-group separately, the List is final and it is not open to the competent authority to construe the entry to include an unlisted name by reference to other circumstances. The Court cited it to support the proposition that the Presidential list is final and cannot be varied by evidentiary material to include unlisted communities.
Prasana Mishal v. Jain Jamana. 1977 2 C.W.R 681. Reiterates that while examining whether a person belongs to a scheduled tribe, a court is not entitled to add or subtract entries; whatever is notified for a State is final. Used to emphasize the finality of the notified list and to reject attempts to expand it by reference to other materials.
Narayan Behera v. State of Orissa. 49 1980 C.L.T 47. Where a notified word does not correspond to any community (i.e. is non-existent) and appears to describe a profession, identity must be established by evidence; reference to accepted lexicons and other materials may be relevant to determine identity. The Court distinguished this as a limited instance in which, because the notified name was not the name of a known community, evidence was relevant to identify the caste; the opinion treated this as a narrow exception, not a general rule to expand the Schedule.
B. Basavalingappa v. D. Munichinnappa. A.I.R 1965 S.C 1269. Principle that identity of a caste name (including variations in spelling) must be established by evidence where necessary. Referenced (via Narayan Behera) to show that establishing identity may require evidence, but that such enquiries are confined and do not authorize widening the notified list arbitrarily.
K. Adikanda Patra v. Gandua Chaitanya Pradhano. 54 1982 C.L.T 475. Where a listed tribe exists, a sub-tribe or group within that tribe may be regarded as included if it is shown to be a species of the main notified tribe. Applied to illustrate that inclusion is permissible only for bona fide sub-tribes/groups of a notified community, not for entirely different communities performing similar work.
Bhaiya Lal v. Harikishan Singh. A.I.R 1965 S C. 1557. Observed that no enquiry is permissible into whether a particular sub-caste was included in the caste mentioned in the notification under Article 341; cautioned against re-writing the notification by judicial enquiry. Relied on as a leading Supreme Court authority restricting the Court's power to expand the notified list by enquiry.
Parasuram v. Shivchand. 1969 1 SCC 20. Held that the Court cannot scrutinise Gazettes and glossaries to include an unlisted community in a notified entry. Cited to support the proposition that courts should not use glossaries/gazettes to alter the effect of the Presidential notification.
Bhaiya Ram Munda v. Anirudha Patar. 1970 2 SCC 825. Recognized that a name included in the Order may be a general name applicable to sub-tribes and that sub-tribes akin to the notified tribe may fall within the notified name. Distinguished by the Court: useful only where the notified name is a general name covering sub-tribes; not applicable to include an altogether different caste (such as 'Rajaka') as a sub-caste of 'Dhoba' merely on account of similar occupation.

Court's Reasoning and Analysis

The Court framed the central question as whether determination of membership in a Scheduled Caste/Tribe must rely solely on the Presidential notification under Article 341/342 or whether other materials and circumstances may be considered to expand the notified list. The Court proceeded by examining relevant precedents (from this Court and the Supreme Court) and the language of the Scheduled Castes Order (Clause 2) which affirms the finality of the notification except where Parliament legislates otherwise.

Key steps in the reasoning:

  1. The Court observed that the Presidential list for Orissa contains 'Dhoba', 'Dhobi' at item No. 26 and that 'Rajaka' is not named in that List.
  2. The Court reviewed authorities showing two strands of law: (a) decisions emphasizing the finality of the notified list and the general rule that courts cannot add or subtract entries (Bimala Parida; Prasana Mishal; Bhaiya Lal; Parasuram), and (b) narrow exceptions where identity evidence is necessary because the notified name either does not correspond to any known community or is a general label that may include sub-tribes (Narayan Behera; B. Basavalingappa; Bhaiya Ram Munda; K. Adikanda Patra).
  3. The Court distinguished the authorities that permitted limited factual inquiry. It emphasized that those decisions confined the investigatory ambit to identifying sub-tribes or groups that are species of a named community in the notification, not to including an altogether different caste or tribe merely because they perform similar occupations.
  4. Applying this framework to the facts, the Court found the Revenue Authorities erred in holding that 'Rajaka' fell within the notified caste 'Dhoba' simply because of similar nature of work. The Court noted that the Purnachandra Odia Bhashakosha did not categorically establish that 'Rajaka' is a caste constituting a class of washermen; the lexicon gives multiple meanings, some not limited to washermen.
  5. Consequently, the Court concluded that the Revenue Authorities had committed a serious error of law by effectively extending the notified list without lawful authority or adequate evidentiary basis.

Holding and Implications

Holding: The writ petitions were allowed and the orders of the Revenue Authorities restoring lands to opposite parties on the basis that they belonged to the Scheduled Caste (as 'Rajaka' being included within 'Dhoba'/'Dhobi') were quashed. Specifically, the Court quashed Annexures-1 and -3 of O.J.C No. 1007 of 1983 and Annexures-2, -3 and -4 of O.J.C No. 1008 of 1983. No order as to costs was made because the private opposite party's counsel did not appear at hearing. The opinion records: "Writ applications allowed."

Implications: The direct effect is the annulment of the impugned restoration orders and the success of the petitioner in both writ petitions. The Court reiterated and applied established authorities to stress that courts (and administrative authorities) are not free to expand the Presidential notification by treating an unlisted community as included merely because of similar occupations; only limited enquiries (e.g., to identify sub-tribes where the notified name is general or where identity must be established by evidence) are permissible. The opinion does not purport to create a new precedent beyond applying and reconciling existing case law.

Note: This summary is confined strictly to the content and statements contained in the provided opinion. No information has been added beyond what appears in the text.

    Prafulla Kumar Pati Petitioner [In Both] v. Paramananda Sethi & Others

    H.L Agrawal, C.J:— Both these writ applications were heard together and are being disposed of by this judgment as the facts and the question of law involved therein are the same and similar, namely, as to whether the Court has to refer only to the Presidential Notification issued under Article 341 or 342 of the Constitution of India to determine as to whether any particular person belongs to any Scheduled Caste or Scheduled Tribe notified therein or the Court can look into any other material or circumstances also to give the advantage to any other caste or tribe by reason of the party of functions or vocations followed by the members thereof.

    2. Although the question has come up for consideration before this Court as also the Supreme Court on several occasions and the same seems to have been fairly settled, the learned counsel for the petitioner has vehemently argued that it is not possible for the Court to look beyond the Presidential notification with reference to some of the observations here and there in some of those decisions. Briefly stated, the facts are these:

    Opposite party No. 1 of the cases had filed applications before the Revenue Officer, Baripada, (opposite party No. 2) under section 23 of the Orissa Land Reforms Act, 1960 (for short ‘the Act’) for restoration of their lands sold to the petitioner and others on the ground that as they were members of the Scheduled Caste, namely. Rajaka, the sales in question were hit by the provisions contained in section 22 of the Act and have succeeded in getting the orders in their favour which have been separately annexed to these applications.

    3. It may be stated that ‘Rajaka’ is not mentioned in the List appended to the Constitution (Scheduled Caste) Order, 1950 (for short ‘Presidential Order’) as caste or tribe. This fact is not in dispute but the claim was made by opposite party No. 1 on the basis of entry No. 26, i.e, ‘Dhoba’, ‘Dhobi of the List and the certificate of the Additional Tahasildar, Betnoti, to the effect that the nature of work performed by the members of the ‘Rajaka’ community was similar to that of ‘Dhob’, ‘Dhobi’. No evidence, however, was led in support of this fact. The Additional District Magistrate has observed in his order that:

    “It is a known fact that there is no community called ‘Rajaka’ community which is different from ‘Dhoba’ community. ‘Rajaka’ is only a literary word for the common term ‘Dhoba’……….”

    4. It was submitted that he had made these observations on the basis of the meaning of the word ‘Rajaka’ given in Purnachandra Odia Bhashakosha (A lexicon of the Oriya language) which gives the following meanings to the word ‘Rajaka’.:

    “(i) Washerman,

    (ii) A dyer, and

    (iii) Name of a hybrid caste (born of a fisherman father and Tibara mother.”

    5. Clause 2 of the Scheduled Castes Order reads thus:—

    “Parliament may by law include in or exclude from the list of Scheduled Castes specified in a notification issued under Clause (1) any caste, race or tribe or part of or group within any caste, race or tribe, but save as aforesaid a notification issued under the said clause shall not be varied by any subsequent notification.”

    6. I have already said above that so far as the State of Orissa is concerned, the entry in item No. 26 of the List is ‘Dhoba’, ‘Dhobi’.

    7. Taking this view, the Revenue Authority came to the conclusion that opposite party No. 1 in both the cases were members of the Scheduled Caste and since no previous permission was obtained from the Revenue Officer by them for transferring their lands in favour of the petitioner and others, the sales were hit by the restriction contained in section 22 of the Act and, therefore, the transfer were illegal. Accordingly, restoration of the lands in favour of the opposite party No. 1 has been ordered.

    8. Although opposite party No. 1 had appeared through their counsel in this Court, when the cases were taken up for hearing, nobody appeared before us.

    9. Learned counsel for the petitioner submitted that no reference can be made to any other material except to the List of the Scheduled Castes issued under the Presidential Order of 1950 and inasmuch as ‘Rajaka’ was not incorporated in that List, the Revenue Authorities have misdirected themselves in referring to the so-called prevalent meaning of the term ‘Rajaka’.

    10. Before entering into any further discussion, let me examine some of the relevant decisions on this question at the first instance of this Court and then of the Supreme Court.

    11. In the case of Bimala Parida v. Thabir Dandia . 19732 C.W.R 990., the question was as to whether a member of ‘Jara Savar’ was covered by the entry ‘Savar’ of the List. It was observed by the Court that there being no classification as ‘Jara Savar’, the List was final and it was not open to the competent authority to construe the entry ‘Savar’ to include also ‘Jara Savar’ on referring to other circumstances.

    12. In the case of Prasana Mishal v. Jain Jamana . 1977 2 C.W.R 681., of this Court, the question as to whether ‘Kampa Saura’ could be held to be Scheduled Tribe within the State, the argument being that although ‘Kampa Saura’ was not included in the Presidential Order, yet the community ‘Kampa Saura’ was a section of the major tribe ‘Saura’. In support of this argument, a letter of the State Government in the Tribal and Rural Welfare Department was pressed into service. This connection was rejected and it was observed:—

    “……The legal position has been settled that while examining as to whether a particular person belongs to a scheduled tribe, a Court, is not entitled to add or substract the entry and whatever has been notified in relation to a particular State must be taken as final.”

    13. In the case of Narayan Behera v. State of Orissa . 49 1980 C.L.T 47., the position was, however, slightly different. There, the question was whether the community known by the name of ‘Dhibara’ could also be taken to be a Scheduled Caste. The Presidential Notification mentioned only ‘Dewar’. On reference to some other materials, it was found that ‘Dhibara’ community was traditionally engaged in fishing, boating, etc.. References in this case were also made to the Purnnachandra Odia Bhashakosha, an accepted authority for knowing the correct meaning of the word ‘Dhibara’ and to the following observations of the Supreme Court in the case of B. Basavalingappa v. D. Munichinnappa . A.I.R 1965 S.C 1269..

    “……As the President could not have included in the Order a non-existent caste, it means the word ‘Bhovi’ relates to some caste in Mysore as it was before 1956 and we have, therefore, to establish the identity of that caste and that can only be done by evidence. In that connection the High Court has held that ever since the order of 1956, the Voddar caste has been variously spelt as Boyi, Bovi, and Bhovi in English, though the Kanada equivalent is one and the same….”

    14. Adopting the above principle, it was held that since no community was known as ‘Dhibara’, the word essentially referred to a profession, and since the petitioner of that case (Dhewar community) carried on the same trade, it was held that he belonged to ‘Dhibara’ community.

    15. The next case of this Court that was cited on behalf of the learned Additional Government Advocate was K. Adikanda Patra v. Gandua Chaitanya Pradhano . 54 1982 C.L.T 475., and it was held that ‘Jarasavars’ were sub-tribe/group within the tribe or tribal community of ‘Savar’ and, therefore, were members of the Scheduled Tribe. In coming to this conclusion the Court referred to certain observation of the Supreme Court in the case of Bhaiya Lal v. Harikishan Singh . A.I.R 1965 S C. 1557., which run as follows:—

    “……Thus, the question which arose between the parties for decision in the present proceedings is a question of fact and on this question both the Tribunal and the High Court have made concurrent findings against the appellant. It is true that in reaching their conclusion on this point, the Tribunal as well as the High Court had to consider oral as well as documentary evidence; but in cases of this kind where the Tribunal and the High Court make concurrent findings on question of fact, this Court does not usually interfere; and after hearing Mr. Chatterjee we see no reason to depart from our usual practice in this matter.”

    16. It is perhaps on the observations of this Court in these decisions that the learned Additional Government Advocate submitted that the jurisdiction of the Court was not limited and confined to the Schedule but the Court was competent to step forward and interpret and look to the popular meaning and the vocations and activities and compare it with those performed by the members of the notified castes.

    17. I am afraid, in my considered view, is neither of the decisions the proposition has been extended so far. Rather, the observations are just to the contrary that it would not be open to lead evidence to establish that a particular caste or tribe was part of the caste/tribe notified in the Presidential Order.

    18. In Narayan Behera's case (supra) we have already seen the limitation within which the Court proceeded to determine the question of issue.

    19. The decision in the case of K. Adikanda Patra, (supra) is also not very much different as the claim was by a member of ‘Jarasavar’ where a ‘Savar’ was already a notified tribe and the enquiry was confined only to find out as to whether ‘Jarasavar’ was a sub-tribe (group) within the notified tribe.

    20. In both the cases the Court did not travel to include any altogether different tribe though it might be performing the same work but only known by a different name in the notified tribe or caste, on the basis of evidence or other materials.

    21. The leading case on this question appears to be of the Supreme Court in Bhaiya Lal's case (supra) reference to which was made in the earlier decision of this Court referred to above. It was very clearly observed in that case that no enquiry was permissible as to whether a particular sub-caste was included in the caste mentioned in the notification issued under Article 341 of the Constitution of India to find out as to whether it was a Scheduled Caste.

    22. Similar was the position in the other case of the Supreme Court in the case of Parasuram v. Shivchand . 1969 1 SCC 20. Here the question was as to whether a person described as ‘Mochi’ in Punjab could be included in the caste of ‘Chamara’ mentioned in the Presidential Order. It was held that the Court cannot scrutinise the Gazettes and glossaries for this purpose.

    23. In my opinion, the observations of the Supreme Court in the case of Bhaiya Ram Munda v. Anirudha Patar . 1970 2 SCC 825, to the effect that “it may be shown that the name included in the Order is a general name applicable to sub-tribes” and the finding that Patars of Tamar district in Bihar are sub-tribes of Mundas and are not different from Mundas can be of no help to the opposite parties of these cases as it is nobody's case that ‘Rajaka’ is a sub-caste of ‘Dhoba’ and that the notified name was the general name, and since Rajakas also perform the same nature of work as Dhoba, they should also be given the same protection of section 22 of the Act as was available to Dhobas. A perusal of the last two authorities of this Court clearly shows that the area of investigation conferred upon the authority was too limited, namely, to include only such sub-tribes or sub-castes which may be the species of the main caste or tribe notified in the Presidential Order. An altogether different tribe or caste which cannot be said to be a sub-tribe or group of the mainstream of the notified community cannot be included and cannot by any stretch of imagination, be included by the executive machinery thus giving an extended meaning to the List of communities and tribes notified by the Presidential Order.

    24. Considering the cases in hand in the light of the above discussions, I have no hesitation to come to the conclusion that the Revenue Authorities have committed a serious error of law in coming to the conclusion that ‘Rajaka’ caste was included within the notified caste/community of ‘Dhoba’ as their nature of work was similar. Although it is unnecessary to make any further discussion. I must point out that even on a reference to the Bhashakosha it could not be categorically said that ‘Rajaka’ was a caste which could be said to be a class of washermen as the Bhashakosha itself gives other meanings of this word.

    25. The inevitable result and conclusion in my view would be that the petitioner who is common in both the writ petitions must succeed and the orders passed by the Revenue Authorities be quashed. I accordingly quash the impugned orders, i.e, Annexures-1 and 3 of O.J.C No. 1007 of 1983 and all the impugned orders, i.e, Annexures-2, 3 and 4 of O.J.C No. 1008 of 1983. Since the learned counsel for the private opposite party No. 1 did not appear at the time of hearing, I do not propose to pass any order as to costs.

    G.B Patnaik, J.:— I agree

    26. Writ applications allowed.

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    Prafulla Kumar Pati Petitioner [In Both] v. Paramananda Sethi & Others
    (Jul 4, 1986)