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  • O. 16, R. 8, O.S Rules, read with O. 3, R. 1, O. 5, R. 1, O. 9, R. 5 of O.S Rules and O. 11, R. 18 and S. 151, C.P.C
  • Amending Act 104 of 1976. O. 11, R. 18, C.P.C,
  • Rules, read with O. 19, R. 2, and S. 151, C.P.C,
  • S. 41 of the Arbitration Act
  • S. 74(2) of the Evidence Act.
  • Order 43, rule 1
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citation codes
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  • O. 16, R. 8, O.S Rules, read with O. 3, R. 1, O. 5, R. 1, O. 9, R. 5 of O.S Rules and O. 11, R. 18 and S. 151, C.P.C
  • Amending Act 104 of 1976. O. 11, R. 18, C.P.C,
  • Rules, read with O. 19, R. 2, and S. 151, C.P.C,
  • S. 41 of the Arbitration Act
  • S. 74(2) of the Evidence Act.
  • Order 43, rule 1
Smart Summary

Structured Summary of the Judgment by Padmanabhan, J.

Factual and Procedural Background

The dispute arises out of the administration and proposed litigation concerning the "Thanthi Trust" created by the late S.B. Adityan on 1 March 1954. The founder initially appointed himself, his elder brother S.T. Adityan, and his elder son B.R. Adityan as trustees. B.R. Adityan resigned on 19 May 1959; subsequently (22 May 1959) the founder appointed his son B.S. Adityan (the first appellant) and Educational Trustee Co. (P) Ltd. as trustees. Over time there were further appointments and resignations of trustees including the founder and members of his family. Prior to certain resignations, there were original-side proceedings in the High Court by the appellants challenging appointments of additional trustees and by others seeking removal of the appellant from trusteeship; those proceedings concluded following resignations.

The respondents (sons of B.R. Adityan) filed Application No. 165 of 1981 under Section 92, Civil Procedure Code (C.P.C.) seeking leave to file a suit to appoint them as additional trustees and for accounts from the trustees. They filed a copy of the proposed plaint with a list of documents. The appellants contested the application on grounds including that the respondents were not "persons interested" within Section 92 and that the proposed suit was a cloak for personal rights; appellants filed a counter-affidavit and later sought leave to cross‑examine the respondents (Application No. 879 of 1981). A single Judge (Shanmukham, J.) dismissed that cross-examination application, but a Division Bench allowed an appeal permitting cross-examination, subject to the Supreme Court's clarification in S.L.P. No. 6040 of 1982 that cross-examination be confined to the question of sanction and principles governing the same and directing prompt resolution.

The appellants then sought an order (Appln. No. 3124 of 1982) directing the respondents to file originals or certified copies of the documents listed with the proposed plaint and to permit inspection prior to cross-examination. A single Judge (Swamikkannu, J.) dismissed this application on 2 September 1982. The present Original Side Appeal challenges that dismissal.

Legal Issues Presented

  1. Whether the appeal is maintainable under Clause 15 of the Letters Patent (i.e., whether the order of the learned single Judge dismissing Appln. No. 3124 of 1982 is a "judgment" within the meaning of Clause 15).
  2. Whether the appellants are entitled to inspection of the documents included in the list appended to the plaint (i.e., whether the court should order production/inspection of those documents in the context of the Section 92 application and permitted cross-examination limited to sanction principles).

Arguments of the Parties

Appellants' Arguments (summarised)

  • The order dismissing inspection effectively removed the appellants' rights to cross-examine and thus adversely affected their right to contest the Section 92 application; the order had qualities of finality and so was a "judgment" under Clause 15 of the Letters Patent.
  • Before leave under Section 92 can be granted, the court must be satisfied about the ingredients of Section 92 (public nature of trust, real interest of proposed plaintiffs, representative capacity and public — not private — character of the suit), and that determination must be made with reference to the averments in the plaint (which was filed or filed as a copy with the Section 92 application).
  • The appellants required inspection of the documents listed with the plaint because they alleged the respondents were instruments of their father; inspection is necessary to show documents had been handed to the respondents by their father and that the respondents lacked independent knowledge of the trust.
  • Order 11, C.P.C. and Section 141, C.P.C. principles (including inspection provisions) apply to the Section 92 proceeding and to the documents listed with the plaint.

Respondents' Arguments (summarised)

  • The single Judge's order dismissing Appln. No. 3124 is not a "judgment" within Clause 15 of the Letters Patent; accordingly the appeal is not maintainable.
  • The appellants were only permitted to cross-examine on the affidavit filed in support of the Section 92 application; they cannot cross-examine with reference to allegations in the plaint and hence have no right to inspection of documents listed in the plaint at this stage.
  • The procedural provisions relied upon (Order 11, C.P.C., etc.) are applicable only to an instituted suit and parties to it; since the suit is not instituted and only an application for leave is pending, those provisions do not apply yet.
  • The respondents had only filed a copy of the plaint as required by the Original Side Rules; affidavits in support of the Section 92 application are not pleadings and therefore discovery/inspection rules tied to pleadings do not apply.
  • Documents listed in the plaint are public documents within the meaning of Section 74(2) of the Evidence Act, and the appellants can obtain certified copies if needed.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Ahmed v. Ayeshabai (1909, 11 I.C. 167) Illustrative earlier decision on inspection in administration suits and maintainability of appeals under Letters Patent. The Court observed that the factual situation in Ahmed was different and that the decision did not assist the respondents' preliminary objection; it rejected reliance on Ahmed as unhelpful.
Shah Babulal Khimji v. Jayaben D. Kania (Supreme Court) Wide and liberal interpretation of the word "judgment" in Clause 15 of the Letters Patent; tests for when interlocutory orders may amount to appealable judgments (finality, direct and immediate adverse effect). The Court applied the Supreme Court's tests to hold the single Judge's order had the "traits and trappings of finality" and therefore the appeal was maintainable under Clause 15.
T.V. Tuljaram Rao v. M.K.R.V. Alagappa Chettiar (35 Mad. 1) Test that an interlocutory order must contain traits/trappings of finality to be treated as a judgment under Clause 15. The Court adopted and approved the tests in T.V. Tuljaram Rao (as approved by the Supreme Court) when deciding that the impugned order adversely affected a valuable right and therefore constituted a judgment.
Ramanathan v. Annamalai Held that a list of documents appended to the plaint should be deemed part of the plaint (i.e., "referred to" equated with "entered in the list"). The Court relied on Ramanathan to support the proposition that documents listed with the plaint are part of the pleadings for the purposes of inspection rules (O.11 R.15 & R.18).
Ram Chandra v. State of U.P. Authority that provisions of C.P.C. (including S.141) apply to certain proceedings before civil courts beyond ordinary suits; the expression "civil proceedings" is not confined to original proceedings. The Court cited Ram Chandra to support the applicability of Section 141, C.P.C. to a Section 92 application (a civil proceeding) and thus to import procedural provisions of the Code where applicable.
Munshiram (Munshiram/Munsiram) v. Banwarilal Rule that S.141 and related C.P.C. provisions can apply to proceedings other than original suits (example given in arbitration context). The Court relied on the principle in Munshiram to buttress the view that Code procedure may apply to non‑ordinary proceedings and to justify application of discovery/inspection rules to the Section 92 proceeding.
M.L. Sethi v. R.P. Kapur, A.I.R. 1972 S.C. 2379 Held that provisions of Order 11, Rule 12 (discovery) apply to proceedings under Order 33; discovery may be ordered even where the proceeding is not a suit; documents relevant to the controversy are discoverable. The Court relied on M.L. Sethi to support the proposition that discovery/inspection can be ordered in non‑suit proceedings and that discovery need not list every specific document initially if those documents are relevant to the matter in controversy.
Vijay Pratap Singh v. Dukh Haran Nath Singh Previously followed principle that suit/proceeding may be deemed to commence for certain procedural purposes once an initiating application is filed. The Court referred to this precedent as part of the reasoning that relevant Code provisions apply to proceedings like an application for leave to sue, supporting the conclusion that inspection/discovery rules are attracted.

Court's Reasoning and Analysis

The Court's analysis proceeded in two main stages corresponding to the questions identified.

1. Maintainability of the appeal under Clause 15 of the Letters Patent

  • The respondents argued the single Judge's order dismissing inspection was not a "judgment" under Clause 15 and so an appeal did not lie. The Court examined authoritative tests from the Supreme Court and this Court on the meaning of "judgment" in the Letters Patent (notably Shah Babulal Khimji and T.V. Tuljaram Rao).
  • The Court recited the Supreme Court's view that "judgment" under Clause 15 must be given a wider meaning than under the C.P.C., but that not every interlocutory order is a "judgment" — only orders that possess characteristics/trappings of finality and that directly and immediately adversely affect a valuable right of a party.
  • Applying those tests to the facts, the Court found the impugned order denied the appellants an effective opportunity to use the cross‑examination the Division Bench had permitted. That denial was concluded to have a direct and immediate adverse effect and to cause potential grave and substantial injustice, since inspection of the listed documents was material to the appellants' contention that the respondents had no independent interest in the trust.
  • On that basis the Court held the order had the traits of finality for the relevant part of the proceedings and therefore constituted a "judgment" within Clause 15 — the appeal was maintainable. The preliminary objection was overruled.

2. Entitlement to inspection of documents listed with the plaint

  • The Court examined the scheme of Section 92, C.P.C. and the Original Side Rules (O.3 R.1 and others). It noted that an application for leave under Section 92 must be accompanied by the plaint or a copy thereof and that the court must determine whether the statutory ingredients for granting leave are present by reference to the averments in the plaint.
  • From that premise the Court reasoned the plaint (and documents listed with it) are necessarily part of the Section 92 application; hence procedural provisions governing production and inspection of documents (including Order 7 R.14 and Order 11 R.15 and R.18 of the C.P.C.) are applicable to the present proceedings.
  • The Court addressed the contention that Code provisions apply only after a suit is instituted and concluded that Section 141, C.P.C. requires that the procedure in the Code be followed "as far as it can be made applicable" to proceedings in civil courts; precedents (Ram Chandra, Munshiram) support this application to non‑suit proceedings. The Court therefore held Section 141 and related rules apply to the Section 92 application.
  • The Court discussed prior divergence of opinion about whether a list of documents appended to a plaint forms part of the pleadings and relied on Ramanathan v. Annamalai and the 1976 amendment to Order 11 R.15, which clarified that documents entered in any list annexed to pleadings are within the scope of inspection rules.
  • Drawing on M.L. Sethi and related authorities, the Court accepted that discovery/inspection may be ordered in proceedings other than ordinary suits, that documents need not be admissible to be discoverable if relevant, and that a party seeking inspection need not be confined by overly strict specificity in the initial request where relevant documents are identified by list.
  • The Court also noted that copies of the listed documents had already been served on the appellants, reinforcing that inspection/production orders were appropriate.
  • Taking the above together, the Court concluded the appellants were entitled to inspect the documents listed with the plaint for the limited purpose of cross‑examination confined to the principles governing sanction under Section 92 (as the Supreme Court's order had limited cross-examination to that subject matter).

Holding and Implications

Holding: THE APPEAL IS ALLOWED; the order of the single Judge dismissing Appln. No. 3124 of 1982 is set aside and the appellants are entitled to inspection of the documents listed with the plaint for use in cross‑examination to the extent necessary for purposes of the Section 92, C.P.C. application.

Direct consequences for the parties (as rendered in the opinion):

  • The appellants may inspect and make use of the documents listed with the plaint to the extent necessary to cross‑examine the respondents on issues limited to the principles governing sanction under Section 92, C.P.C.
  • The Court allowed the appeal but directed that there would be no order as to costs.

Note: The judgment applies established authorities and procedural provisions (as summarised above) to hold that inspection/discovery rules can be applied at the stage of an application for leave under Section 92 where the plaint and list of documents have been presented with that application. The judgment does not purport in express terms to state that it is laying down a novel legal doctrine beyond its application to the circumstances before the Court.

    B.S Adityan And Others v. R. Kannan Adityan And Another

    JUDGMENT

    Padmanabhan, J.

    1. This O.S Appeal has been filed against, the order passed by a learned single Judge of this Court on 2nd September, 1982 in Appln. No. 3124 of 1982 in Appln. No. 165 of 1981.

    2. The facts leading to the filing of Appln. No. 3124 of 1982 may be briefly stated as follows. The late S.B Adityan created a trust called the ‘Than the Trust’ on 1st March, 1954. While creating the trust he appointed besides himself, his elder brother S.T Adityan and his elder son, B.R Adityan, as trustees. On 19th May, 1959 B.R Adityan resigned. The respondents herein, Kannan Adityan and Kathiresan Adityan, are the sons of the said B.R Adityan. On 22nd May, 1959 the founder appointed his another son, B.S Adityan, the first appellant herein, and also the Educational Trustee Co. (P) Ltd. as trustees. B.S Adityan was appointed as director-trustee. On 8th November, 1961 the founder, S.B Adityan, resigned. On 27th December, 1963 S.T Adityan, the elder brother of the founder, also resigned from the trusteeship. On 20th June, 1978 the founder appointed again his elder son, B.R Adityan, who had resigned in 1959, as additional trustee. On 30 June, 1978 the founder appointed himself as additional trustee. On 1st July, 1978 the founder appointed his elder; brother, S.T Adityan, again as additional trustee. On 16th September, 1978 S.B Adityan, the founder, his elder brother, S.B Adityan, and the founder's elder son, B.R Adityan, resigned from the trusteeship. It may be mentioned that before the resignation of S.B Adityan, S.T Adityan and B.R Adityan there were certain proceedings initiated by the parties on the Original Side of the High Court, one by the appellant herein challenging the appointment of additional trustees by the founder and the other by S.T Adityan and B.R Adityan for removing the appellant from trusteeship. In view of the resignations of the three persons, the proceedings came to a close.

    3. The respondents herein who are the sons of B.R Adityan the elder son of the founder, filed Appln. No. 165 of 1981, under S. 92, C.P.C, to file a suit against the appellants. The relief asked for in the plaint is for a decree appointing the respondents as additional trustees and directing the appellants and to render a true and faithful account of their administration of the trust from he dates of the assumption of charges as trustees. Along with the Application No. 165 of 1981, the respondents filed a copy of the plaint to which was annexed a list of documents relied on by them. The first appellant filed a detailed counter-affidavit. One of the main contentions urged by the appellants is that the application to file a suit under S. 92, C.P.C, is unsustainable since the respondents are not persons interested in the trust within the meaning of S. 92, C.P.C, and the proposed suit is essentially for vindication of their personal rights and that the prayer for the other relief is only a camouflage to bring the suit within S. 92, C.P.C It is also contended that the suit is not filed in a representative character. It is unnecessary to refer in detail to the other contentions raised in the counter-affidavit except to state that in paragraph 11 of the counter-affidavit it is averred that the respondents are students and are living with their parents under their care and protection at No. 2, Third Crescent Park, Madras 20. The first respondent is said to be just 20 years old and the second respondent is about 18 years and the application under S. 92, C.P.C, has been filed by the father and respondents have been used as mere name lenders. It is further made clear in paragraph 34 that the respondents are not persons interested in the public trust and their alleged interest is illusory and if at all they claim any interest in the trust, it is only to bolster up their private interests and the personal interest of their father.

    4. The appellants then filed Appln. No. 879 of 1981 under O. 15, R. 1 of the Original Side Rules, read with O. 19, R. 2, and S. 151, C.P.C, for an order summoning the respondents to be cross examined on the allegations made by them in their affidavit filed in support of their Application No. 165 of 1981. That was opposed by the respondents. Shanmukham, J., by his order, dt. 21st September, 1981 found that there was no valid justification to entertain the application and accordingly dismissed the same. Against the said order, the appellants preferred O.S.A No. 152 of 1981 (B.S. Adityan v. R. Kannan Adityan and another-respondents). A Bench of this Court allowed the appeal and permitted the appellants to cross-examine the respondents with regard to matters stated in the application. The respondents filed S.L.P No. 6040 of 1982. R. Kannan Adityan and and another petitioners v. B.S Adityan and 2 others-respondents in the Supreme Court against the judgment of this Court in O.S.A 152 of 1981. The Supreme Court dismissed the petition with the observation— “The cross examination however will be confined only to the question of sanction and principles governing the same.” The Supreme Court further directed that as far as practicable, this Court should decide the question of sanction within two months from the date of the order. The application stood posted for hearing on 20th August, 1982. It may be stated at this juncture that the respondents had served on the appellants copies of the documents mentioned in the list of documents annexed to the plaint. On 24th August, 1982, the counsel for the appellants wrote to the counsel for the respondents requesting him to give inspection of the certified copies of the documents, referred to in the list of documents in the proposed plaint, in court on 25th August, 1982. That letter is marked in these proceedings as Ex. P1. On 25th August, 1982 the respondents' counsel sent a reply to the appellants' counsel stating that no reference has been made to any certified copy of a document in the list of documents annexed to the plaint and asked for clarification thereof. That letter is marked as Ex. R1. On 26th August, 1982, the appellants' counsel again wrote to the respondents' counsel under Ex. P2, clarifying that he wanted to inspect all documents referred to in the plaint. That was replied to by the counsel for the respondents by his letter, dt. 30th August, 1982, marked as Ex. R2, stating that the request for inspection of documents would not be complied with at that stage. Thereupon, the appellants filed Appln. No. 3124 of 1982 to direct the respondents to file the original or certified copies of the documents mentioned in the list attached to the proposed plaint and to direct that inspection of such documents be given to them prior to the cross-examination of the respondents. This was objected to by the respondents. On 2nd September, 1982, Swamikkannu, J. dismissed the Application. Hence this O.S Appeal.

    5. In Appln. No. 3124 of 1982, the appellants have invoked the following provisions, viz, O. 16, R. 8, O.S Rules, read with O. 3, R. 1, O. 5, R. 1, O. 9, R. 5 of O.S Rules and O. 11, R. 18 and S. 151, C.P.C In the affidavit filed in support of Appln. No. 3124 of 1982, it is stated by the appellants that while dismissing S.L.P No. 6040 of 1982, the Supreme Court directed that the cross-examination shall be confined to the question of sanction and principles governing the same. It is further stated that the inspection of the documents is very vital for the effective cross-examination of the respondents as the answer to the questions pertaining to these documents will have ample bearing in the application of the principles of sanction and the sanction now sought.

    6. The ground on which the learned Judge dismissed the application is that the suit has not been instituted and that only a copy of the proposed plaint has been filed along with Appln. No. 165 of 1981. O. 11, C.P.C, will be applicable only to the parties to the suit which is duly instituted and therefore, the previsions of O. 11, C.P.C are not applicable to the facts of this case.

    7. Mr. U.N.R Rao, appearing for the respondents, raised a preliminary objection that the order passed by the learned single Judge dismissing Appln. No. 3124 of 1982, is not a ‘judgment’ within the meaning of Cl. 15 of the Letters Patent and consequently, the appeal itself is not maintainable.

    8. Mr. G. Vasantha Pai, the learned counsel for the appellants, contended that there was no merit in the preliminary objection raised by the learned counsel for the respondents. In the submission of Mr. Vasantha Pai, the order passed by the learned single Judge effectively affected the rights of cross-examination granted to the appellants and that it caused great injustice to the appellants as it really and effectively took away the right of the appellants to contest the application filed by the respondents for leave to sue under S. 92, C.P.C The order passed by the learned single Judge has all the trappings of finality in relation to a part of the proceedings and therefore, fell within the meaning of ‘judgment’ In Cl. 15 of the Letters Patent.

    9. On the merits, the contentions of Mr. Vasantha Pai may be summarised as follows: Before sanction could be granted to a party to file a suit under S. 92, C.P.C, the court has to be satisfied that the ingredients of S. 92, C.P.C are present. S. 92, C.P.C, requires that before a suit is filed for any of the reliefs mentioned therein, it must be shown that the trust is a public trust, that the proposed plaintiffs have a real interest in the suit trust, that the suit is filed in public interest and not to vindicate the personal rights of the proposed plaintiffs and that it is being filed in a representative capacity. The question whether leave can be granted or not can be decided by the court only with reference to the averments in the plaint. In view of the stand taken by the appellant that the respondents have been set up by their father to file the application under S. 92, C.P.C, it would be necessary for him to have the documents produced for inspection to show that these documents have been handed over to the respondents by their father for the purpose of filing the application for sanction and the respondents have no knowledge whatever of the affairs of the trust. Mr. Vasantha Pai also relied on S. 141, C.P.C, and stated that O. 11, C.P.C, would be attracted even to an application under S. 92, C.P.C

    10. Mr. U.N.R Rao, the learned counsel for the respondents urged, in reply to Mr. Vasantha Pai, that the prayer in the application filed by the appellants for permission to cross-examine is to cross-examine the respondents on the affidavit filed by them. Consequently, the appellants cannot cross-examine the respondents with reference to any allegations in the plaint and therefore, no inspection of the documents covered by the list annexed to the plaint can be granted at this stage. (2) The provisions of law relied upon in Appln No. 3124 of 1982 are applicable only to a suit and a party to the suit. Here in as much as the suit is only at the stage of contemplation and depended on sanction being accorded by court, O. 11, C.P.C would not be attracted. The respondents have not filed the original plaint in court and have only filed a copy of the plaint as required by O. 3, R. 1, O.S Rules. The affidavit filed in support of the application for sanction under S. 92, C.P.C does not constitute pleadings. Further, S. 141, C.P.C does not apply to proceedings under S. 92, C.P.C, because in the submission of the learned counsel it does not apply to applications under the C.P.C The learned counsel also stated that in any event the documents mentioned in the plaint are all public documents within the meaning of S. 74(2) of the Evidence Act. It will be open to the appellants to take certified copies of the same and make use of them if they so desire.

    11. The following two questions arise for consideration in this appeal: (1) Is the appeal maintainable under Cl. 15 of the Letters Patent? (2) Whether the appellants are entitled to inspection of the documents included in the list appended to the plaint.

    12. Under Cl. 15 of the Letters Patent, an appeal lies to a Division Court from a judgment of one Judge of the High Court. The contention of Mr. U.N.R Rao is that the order passed by the learned single Judge is not a judgment within the meaning of Cl. 15 of the Letters Patent. In this context, the learned counsel relied upon the decision of the Bombay High Court in Ahmed v. Ayeshabai . 1909 11 I.C 167.. In an administration suit, pending before a Judge in Chambers, defendants 3 and 4 applied that the receiver appointed by the Court be directed to give them free and full inspection of all papers, documents, vouchers, letters and account books of the deceased in his possession. It was objected to by some of the parties on the ground that some of the documents were privileged or irrelevant and an inspection might be allowed only of the documents which were declared relevant on affidavit. The learned single Judge round that the defendants 3 and 4 were entitled to inspection of all the documents which the court had taken possession of by means of a receiver. Against the said decision, the plaintiff preferred an appeal under Cl. 15 of the Letters Patent which was dismissed by the learned Judges on the ground that no appeal lies. There is no discussion in the judgment as to the circumstances under which the order passed by the single Judge could be considered to be a judgment within the meaning of Cl. 15 of the Letters Patent. Apart from that, the factual situation in that case was entirely different from what it is in the present case. We are therefore, of the view that the said decision is of no help to the learned counsel for the respondents.

    13. The question as regards the scope and ambit of the word ‘judgment’ in Cl. 15 of the Letters Patent came up for consideration before the Supreme Court in Shah Babulal Khimji v. Jayaben D. Kania. The question that arose for consideration before the Supreme Court was whether an appeal would lie against an order passed by a single Judge on the original side dismissing an application for appointment of a receiver as also for an interim injunction. Fazal Ali, J. speaking for Varadarajan, J. and himself observed as follows:—

    “The intention of the givers of the Letters Patent was that the word ‘judgment’ should receive a much wider and more liberal interpretation than the word ‘judgment’ used in the Code of Civil Procedure. At the same time, it cannot be said that any order passed by a trial Judge would amount to a judgment: otherwise there will be no end to the number of orders which would be appealable under the Letters Patent It seems that the word ‘judgment’ has undoubtedly a concept of finality in a broader and not a narrower sense. In other words, a judgment can be of three kinds: (1) A final judgment (2) A preliminary judgment, and (3) Intermediary or interlocutory judgment. Most of the interlocutory orders which contain the quality of finality are clearly specified in Cls. (a) to (w) of Order 43, rule 1 have already been held by us to be judgments within the meaning of the Letters Patent and therefore appealable. There may also be interlocutory orders which are not covered by O. 43, R. 1 which also possess the characteristics and trappings of finality in that the orders may adversely affect a valuable right of the party or decide an important aspect of the trial in an ancillary proceeding. Before such an order can be a judgment adverse effect on the party concerned must be direct and immediate rather than indirect or remote.”

    The learned Judges give various instances and also took care to point out that the instances given were illustrative and not exhaustive. Among others, the learned Judge approved the following tests laid down by Sir White, C.J in T.V Tuljaram Rao v. M.K.R.V Alagappa Chettiar . 35, Mad. 1., viz., that the interlocutory order in order to be a judgment must contain the traits and trappings of finality either when the order decides the questions in controversy in an ancillary proceeding or in the suit itself or in a part of the proceedings. Sen, J. observed thus:

    “What kind of an order will constitute a judgment within the meaning of Cl. 15 depends on the facts and circumstances of each case and on the nature and character of the order passed. In my opinion, an exhaustive or a comprehensive definition of judgment as contemplated in Cl. 15 of the Letters Patent cannot be properly given and it will be wise to remember that in the Letters Patent itself, there is no definition of the word ‘judgment’.

    The expression has necessarily to be construed and interpreted in each particular case. It is, however, safe to say that if any order has the effect of finally determining any controversy forming the subject-matter of the suit itself or any part thereof or the same affects the question of court's jurisdiction or the question of limitation, such an order will normally constitute a judgment within the meaning of Cl. 15 of the letters Patent. I must not, however, be understood to say that any other kind of order may not become judgment within the meaning of Cl. 15 of the Letters Patent to be appealable under the provisions thereof”.

    14. Applying the tests laid down by the Supreme Court in the above decision, we are of the view that the present appeal is maintainable. The respondents have filed an application for sanction to institute a suit under S. 92, C.P.C, which is being opposed by the appellants. The question whether the leave to institute a suit, prayed for by the respondents, can be granted will have to be decided on the application of the principles governing sanction. The appellants have been given the permission to cross-examine the respondents. The Supreme Court in its order dismissing S.L.P 6040 of 1982, observed that the cross-examination will be confined to the question of sanction and principles governing the same. The appellants have taken the stand that the respondents have no interest of their own in the Thanthi Trust, that they are not suing in a representative capacity and that they are mere tools in the hands of their father, B.R Adityan. To establish this contention, the appellants require the inspection of the documents listed in the copy of the plaint filed by the respondents in order to effectively cross-examine the respondents. When the appellants have been given the permission to cross-examine the respondents it will be certainly open to them to insist on the production of such documents as are necessary for an adjudication of the issue before the court. The aim of S. 92, C.P.C, is intended to provide proceedings of a special nature for the purpose of determining questions that relate to the administration of public, religious or charitable trusts and to prevent multifarious and vexatious suits being filed by irresponsible persons against the trustees whose duty it is to administer the trusts. The suit must be fundamentally on behalf of the public for the vindication of a public right and infringement of private rights is outside the scope of the section. It is precisely because of this the section provides that a suit can be instituted only with the leave of the court. The very object of giving the right of cross-examination to the appellants s to enable the appellants to justify their case that no leave can be granted to the respondents on the basis of the established principles governing sanction to institute the suit under S. 92, C.P.C To effectively defend the application under S. 92, C.P.C, and also to effectively make use of the opportunity given to them for cross-examination of the respondents, the appellants are entitled to inspect the documents that are necessary for them to establish their contention that the respondents are only tools in the hands of their father, that the father is really behind the institution of the application for leave under S. 92, C.P.C, and that the respondents neither represent the public nor have any interest in the trust. In is much as the order appealed against has negatived the request of the appellants for permission to inspect the documents relied upon by the plaintiffs, it must be deemed to have a direct and immediate adverse effect on the appellants. The order appealed against has not only the effect of adversely affecting the valuable right granted to the appellants to effectively cross-examine the respondents, but also causes grave injustice to them, for, their case is that if these documents are allowed to be inspected they will be able to establish that these documents have been handed over to the respondents only by their father and that the respondents could not have had any direct knowledge or information about the Thanthi Trust. We are therefore, of the view that the order appealed against possesses the characteristics and trappings of finality and decides an important aspect of the proceedings initiated by the respondents under S. 92, C.P.C We have already extracted the tests laid down by this Court in T.V Tuljaram Rao v. M.K.R.V Alagappa Chettiar and approved by the Supreme Court in Shah Babulal Khimji v. Jayaben D Kania viz., that the interlocutory order in order to be a judgment must contain the traits and trappings of finality either when the order decides the questions in controversy in an ancillary proceeding or in the suit itself or in a part of the proceedings. Mr. U.N.R Rao, drew our attention to the first of the tests laid down by this Court in T.V Tuljaram Rao v. M.K.R.V Alagappa Chettiar, and extracted in the decision of the Supreme Court in Shah Babulal Khimji v. Jayaben D. Kania, viz, the Courts must give sufficient allowance to the trial Judge and raise a presumption that any discretionary order which he passes must be presumed to be correct unless it is ex facie legally erroneous or causes grave and substantial injustice. We are of the view that in this case, the denial of opportunity to the appellants to have inspection of the documents in the list attached to the plaint would cause grave and substantial injustice to them. In this view, we are of the view that the order of she learned Judge is a judgment within the meaning of Cl. 15 of the Letters Patent and that the appeal is maintainable. We overrule the preliminary objection.

    15. The main thrust of the arguments of Mr. U.N.R Rao, is that no suit as such has been instituted against the appellants by the respondents, that O. 11, R. 14, C.P.C, will apply only to suits and parties thereto, and that therefore, the appellants will not be entitled to demand inspection of the documents before leave is granted under S. 92, C.P.C, and the suit is formally instituted. We are unable to accept the contention of the learned counsel for the respondents. S. 92, C.P.C, states that the Advocate General or two or more persons having an interest in the trust and having obtained the leave of the court may institute a suit, whether contentious or not in the principal civil court of original jurisdiction or in any other court empowered in that behalf by the State Government within the local limits of whose jurisdiction the whole or any part of the subject-matter of the trust is situate to obtain a decree for any of the reliefs mentioned in Cls. (a) to (m). O. III, R. 1 of the Original Side Rules enjoins that an application for leave to institute a suit should be accompanied by the plaint in the intended suit, or a copy thereof. Now the scheme of S. 92, C.P.C, is the suit must be filed in conformity with the provisions of S. 92, C.P.C In other words, the court has to satisfy itself whether the persons asking leave have interest in the trust, whether the trust is a public trust and whether there are prima facie grounds for thinking that there is a breach of the trust and whether the reliefs prayed for in the plaint fall within the reliefs mentioned in Cl. (a) to (h) of S. 92, C.P.C Viewed in this light, the plaint necessarily forms part of the Application for leave to file a suit under S. 92, C.P.C It may also be stated as has been rightly pointed out by Mr. Vasantha Pai that once leave has been granted by the court, it will not be possible for the persons who have obtained leave either to alter the name of the parties suing or substantially change the character of the suit or enlarge the scope of the suit without the sanction of the court. The suit must, therefore, in our opinion, be deemed to have commenced with the filing of the application for leave under S. 92, C.P.C Consequently, the provisions of the Original Side Rules or the C.P.C, relevant to the production and inspection of documents will be attracted to the proceedings.

    16. O. I, R. 3 of the Original Side Rules states that except to the extent specifically provided for by the rules, the provisions of the Code shall apply to all proceedings. It further states that the rules and forms mentioned in Appendix III thereto and all previous rules and forms and the provisions of the Code, so far as such provisions are inconsistent with the rules and forms, are repealed and superseded and the rules, orders and forms mentioned therein shall stand in lieu thereof. O. I, R. 4(12) defines a pleading as including a plaint, written statement, reply statement, petition, special case, memorandum of appeal and memorandum of objections. O. II, R. 1 states that a suit shall be commenced presenting a plaint to the court or such Officer as the Chief Justice appoints in this behalf; all other proceedings shall be commenced by petition unless otherwise provided for by these rules or by rules framed under any special Act. O. III, R. 1 states that an application for leave to institute a suit in the court shall be made by Judge's summons entitled in the matter of the intended suit, and shall be supported by an affidavit stating the residence and occupation of the defendant, and the reason for instituting the suit in the court. The application shall be accompanied by the plant in the intended suit, or a copy thereof. O. 4, R. 1 states—

    “A suit shall be instituted by presenting to the Registrar a plaint in Form No. 5 of Appendix II hereto containing the particulars prescribed by the Code.”

    Statements of accounts and any document relied upon by the plaintiff, shall not be set out in the body of the plaint, but shall be shortly referred to. The plaint shall, at the foot thereof, contain a list to be signed by the plaintiff or his advocate, of the documents filed therewith, in Form No. II or a statement signed as aforesaid, that no document is filed therewith. It shall not be necessary to file the list of documents mentioned in O. 7, R. 14(2) of the Code,

    17. O. 7, R. 14, C.P.C states as follows—

    1. Where a plaintiff sues upon a document in his possession or power, he shall produce it in court when the plaint is presented and shall at the same time deliver the document or a copy thereof to be filed with the plaint.

    2. Where he relies on any other document (whether in his possession or power or not) as evidence in support of his claim, he shall enter such documents in a list to be added or annexed to the plaint”.

    O. 7, R. 14 refers to two kinds of documents, viz, (1) those on which the plaintiffs filed the suit, and (2) those which the plaintiffs rely upon as evidence in support of their claim. In the former case, they are enjoined to produce the document along with the plaint and in the latter case they are to enter the documents in a list to be added or annexed to the plaint. O. 11, R. 15, C.P.C, states as follows—

    “Every party to a suit shall be entitled at any time to give notice to any other party, in whose pleadings or affidavits reference is made to any document or who has entered any document in any list annexed to his pleadings to produce such documents for the inspection of the party giving such notice, or of his pleader and to permit him or them to take copies thereof; and any party not complying with such notice shall not afterwards be at liberty to put any such document in evidence on his behalf in such suit unless he shall satisfy the court that such document relates only to his own title, he being a defendant to the suit, or that he had some other cause or excuse which the court shall deem sufficient for not complying with such notice, in which case the court may allow the same to be put in evidence on such terms as to costs and otherwise as the court shall think fit.”

    In O. 11, R. 85, C.P.C the words ‘or who has entered any document in any list annexed to his pleadings’ were introduced by the Amending Act 104 of 1976. O. 11, R. 18, C.P.C, reads as follows—

    “1. Where the party served with notice under R. 15 omits to give such notice of a time for inspection or objects to give inspection, or offers inspection elsewhere than at the office of his pleader, the court may, on the application of the party desiring it make an order for inspection in such place and in such manner as it may think fit; provided that the order shall not be made when and so far as the court shall be of opinion that it is not necessary either for disposing fairly of the suit or for saving costs.

    2. Any application to inspect documents, except such as are referred to in the pleadings, particulars or affidavits of the party, against whom the application is made or disclosed in his affidavit of documents, shall be founded upon an affidavit showing of what documents inspection is sought, that the party applying is entitled to inspect them, and that they are in the possession or power of the other party. The Court shall not make such order for inspection of such documents when and so far as the court shall be of opinion that it is not necessary either for disposing fairly of the suit or for saving costs.”

    18. The necessity for amendment of O. 11, R. 15, C.P.C arose because of a conflict of opinion among various High Courts on the question whether a list of documents appended to the plaint formed part of the pleadings. In Ramanathan v. Annamalai the question arose whether the expression ‘referred to’ in O. 11, R. 15, C.P.C as it originally stood was equivalent to ‘entered in the list appended to the plaint’ and also whether inspection of documents contd be granted even before the written statement was filed. Curgenven, J. held thus—

    “The only reasonable way of reading O. 7, R. 14 with O. 2, R. 15 is to hold that the expression ‘referred to’ is equivalent to ‘entered in the list’. It seems to me that for this purpose the list must be deemed to be part of the plaint, as for instance would be a schedule of property. It is to be noted that R. 14, R. 7 is headed ‘documents relied on in plaint’, which goes in support of this view.”

    As regards the contention that was raised before the learned Judge that O. 11, R. 18 invested the court with the discretion to grant or refuse a request for inspection of documents and that it would be unfair to the plaintiff to allow inspection of his documents before the defendants filed their written statement, the learned Judge observed as follows—

    “My conclusion is that while the court has a certain discretion, limited to the terms of the proviso to O. 2, R. 18(1) it would not be a proper exercise of that discrete n to refuse inspection on the general ground that it was sought before the written statement was filed.”

    In view of the above decision it has to be held that O. 11, R. 15, C.P.C and O. 11, R. 18, C.P.C, are attracted to the case.

    19. It may be recalled that prior to the amendment in 1976, there was a difference of opinion whether the court could order inspection of documents entered in any list annexed to the pleadings. As already stated, Curgenven, J. in Ramanathan v. Annamalai took the view that the list must be deemed to be part of the plaint. Now, this controversy has been set at rest by the amendment of O. 11, R. 15, C.P.C which now enables every party to a suit to give notice to any other party, who has entered any document in any list annexed to his pleadings, to produce such documents for the inspection of the party giving such notice, or his pleader and to permit him or them to to take copies thereof.

    20. Even assuming that it is not a commencement of a suit, an application filed by a party for leave to sue under S. 92, C.P.C, can be said to be a civil proceeding and the procedure provided in the Code of Civil Procedure in regard to suits shall be followed in so far as it can be made applicable to such proceedings. S. 141, C.P.C reads as follows—

    “The procedure provided in this Code in regard to suits shall be followed, as far as it can be made applicable, in all proceedings in any court of civil jurisdiction.

    Explanation: In this section, the expression ‘proceedings’ includes proceedings under O. 9 but does not include any proceeding under Art. 226 of the Constitution”.

    So long as a proceeding is a proceeding in a court of civil jurisdiction, S. 141, C.P.C, enjoins that the procedure provided in the Code in respect of suits shall be followed in so far as it can be made applicable. Mr. U.N.R Rao, went to the extent of arguing that S. 141, C.P.C, will not apply to any application filed under the provisions of the C.P.C, and therefore, oannot apply to an application filed under S. 92, C.P.C, for leave to file a suit. We are unable to agree with the submission of the learned counsel. Our conclusion is fortified by the Explanation which explains that the expression ‘proceedings’ include proceedings under O. 9, but does not include any proceeding under Art. 226 of the Constitution of India. We are of the view that S. 141, C.P.C applies to all proceedings filed under the Code of Civil Procedure, also.

    21. In Ram Chandra v. State of U.P the question arose whether provisions of the C.P.C, would apply generally to a proceeding before a civil court arising out of a reference to it by a Magistrate under S. 146(1), Crl. P.C The Supreme Court answered the question in the affirmative. It was argued before the Supreme Court that a proceeding upon a reference under S. 146(1), Crl. P.C, entertained by a civil court not being an original proceeding the provisions of S. 141, C.P.C, were not attracted and therefore those provisions of the Civil Procedure Code which related to a suit were not applicable to a proceeding entertained by a civil court upon a reference to ft under S. 146(1), Crl. P.C Referring to its decision in Munsiram v. Banwarilal the Supreme Court observed as follows—

    “Similarly recently this Court has held in Munshiram v. Banwarilal that under S. 41 of the Arbitration Act and also under S. 141, C.P.C, it was competent to the Court before which an award made by an arbitration tribunal is filed for passing a decree in terms thereof to permit parties to compromise their dispute under O. 23, R. 3, C.P.C Though there is no discussion, this court has acted upon the view that the expression ‘civil proceeding’ in S. 141 is not necessarily confined roan original proceeding like a suit or an application for appointment of a guardian, etc., but that it applies also to a proceeding which is not an original application. Thus, though we say that it is not necessary to consider in this case whether the proceeding before the civil court is a civil proceeding as contemplated by S. 141, or not there is good authority for saying that it is a civil proceeding.”

    22. Whatever doubt there might have been prior to the above decision, it is now settled by the above decision, that the words ‘civil proceedings’ in S. 141, are not necessarily confined to an original proceeding like a suit or application for appointment of guardian, etc., but applies to all proceedings which are not original proceedings.

    23. In M.L Sethi v. R.P Kapur . A.I.R 1972 S.C 2379 the Supreme Court was called upon to consider the question whether the provisions of O. 11, R. 12 regarding discovery of document would be applicable to proceedings under O. 33. The Supreme Court held that the provisions of O. 11, R. 12 would be applicable. Following its own decision in Vijay Pratap Singh v. Dukh Haran Nath Singh,4 the Supreme Court took the view that the suit would commence from the moment an application for permission to sue in forma pauperis as required by O. 33, was presented and therefore, the provisions of R. 12 of O. 11, relating to discovery would in terms apply to proceedings under O. 33. With reference to the English law on the subject the Supreme Court observed as follows—

    “In England, discovery is ordered in any ‘cause’ or ‘matter’ in the Supreme Court to which the rules of the Supreme Court apply. And ‘cause’ includes any action, suit or other original proceeding between a plaintiff and a defendant. Generally speaking, discovery is granted there in all proceedings except purely criminal proceedings, and civil proceedings where the action is brought merely to establish a forfeiture or enforce a penalty—Halsbury's Laws of England volume 12, page 2. There is no reason to hold, if costs could be saved, that it is not salutary to resort to the procedure in proceedings under O. 33.”

    With regard to the contention that the application for discovery did not specify the documents sought to be discovered, the Supreme Court observed as follows:

    “We think that the High Court was wrong in holding that since the application for discovery did not specify the documents sought to be discovered, the lower court acted illegally in the exercise of its jurisdiction in ordering discovery. Generally speaking, a party is entitled to inspection of all documents which do not themselves constitute exclusively the other party's evidence of his case or title. If a party wants inspection of documents in the possession of the opposite party, he cannot inspect them unless the other party produces them. The party wanting inspection must, therefore, call upon the opposite party to produce the document. And how can a party do this unless he knows what documents are in the possession or power of the opposite party? In other words, unless the party seeking discovery knows what are the documents in the possession or custody of the opposite party which would throw light upon the question in controversy, how is it possible for him to ask for discovery of of specific documents.”

    Then, after referring to O. 11, R. 12, C.P.C, the Supreme Court again stated thus—

    “When the court makes an order for discovery under the rule, the opposite party is bound to make an affidavit of documents and if he fails to do so, he will be subject to the penalties specified in R. 21 of O. 11. An affidavit of documents shall set forth all the documents which are, or have been in his possession or power relating to the matter in question in the proceedings. And as to the documents which are not, but have been in his possession or power, he must state what has become of them and in whose possession they are, in order that the opposite party may be enabled to get production from the person who have possession of them (see Form No. 5 Appendix C of the Civil Procedure Code). After he has disclosed the documents by the affidavit, he may be required to produce for inspection such of the documents as he is in possession of and as are relevant… Nor do we think that the High Court was right in holding that the documents ordered to be discovered were not relevant to the inquiry. The documents sought to be discovered need not be admissible, in evidence in the inquiry or proceedings. It is sufficient if the documents would be relevant for the purpose of throwing light on the matter in controversy. Every document which will throw any light on the case is a document relating to a matter in dispute in the proceedings, though it might be admissible in evidence. In other words, a document might be inadmissible in evidence, yet it may contain information which may either directly or indirectly enable the party seeking discovery either to advance his case or damage the adversary's case or which may lead to a trial of enquiry which may have either of these two consequences. The word ‘document’ in this context includes anything that is written or printed, no matter what the material may be upon which the writing or printing is inserted or imprinted. We think that the documents of which the discovery was sought, would throw light on the means of the respondent to pay court fee and hence relevant”.

    24. In our opinion, this decision has gone to the extent of saying that in a proceeding under O. 33, C.P.C, the provisions of O. 11, C.P.C, would be applicable. If the provisions of O. 11, C.P.C are applicable it will be open to the court to order discovery of documents in the possession of the opposite party even if the party seeking discovery does not specify the nature of the document. Discovery can be ordered in respect of documents which are in admissible in evidence provided they are relevant. An attempt was made to distinguish this case on the ground that the decision related to O. 33, C.P.C, and that under O. 33, C.P.C, the suit must de deemed to have commenced. We have already expressed our view that even in a proceeding under S. 92, C.P.C the suit must be deemed to have commenced with the filing of the application. Even otherwise, we have also held that an application under S. 92, C.P.C, will be a proceeding within the meaning of S. 141, C.P.C and that therefore, the provisions of O. 11, C.P.C, would be attracted. We are therefore, of the view that the appellants would be entitled to have inspection of the documents as required by them.

    25. The only other argument that was advanced by Mr. U.N.R Rao was that a pleading would exclude an affidavit. There is no merit in this contention. The definition of ‘pleading’ according to the Original Side Rules would take in affidavits also.

    26. Apart from the above an application under S. 92, C.P.C, must be accompanied by a plaint or a copy of the plaint. There is no substance in the contention of Mr. U.N.R Rao that in this case only a copy of the plaint has been filed. Without a plaint or its copy the court cannot consider the question whether leave can be granted or not in accordance with the principles governing the sanction. The question whether leave has to be granted or refused can only be decided on a reference to the allegations in the plaint. In the circumstances, the plaint must be deemed to be part of the very application filed for sanction.

    27. There is equally no merit in the contention of Mr. U.N.R Rao, that the request of the appellants was only to cross-examine the respondents on the affidavit. The substance of the application for cross-examination as well as the ultimate order by the Supreme Court is to enable the appellants to prove their case, if they are so able to prove that the application is not liable to be granted as it cannot stand the test of the principles governing sanction.

    28. Apart from this, there is the further aspect in this case that the documents have not only been listed along with the plaint but copies thereof have been granted to the appellants.

    29. We are therefore, of the view that the appellants are entitled to have inspection of the documents and use the same for cross-examination to the extent necessary for the purpose of S. 92, C.P.C, application. The learned counsel for the appellants made it clear that the appellants do not wish to cross-examine the respondents on the merits of the plaint, but only for the limited purpose of the contentions of the parties, with regard to the principles governing sanction.

    30. We therefore set aside the order of the learned single Judge and allow the appeal, but under the circumstances there will be no order as to costs.

    VCS.

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