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  • provisions of Order IX, rule 13, Civil Procedure Code
  • Order IX, rule 13, Civil Procedure Code
  • Order IX, rule 13,
  • Order 9, rule
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Citation Codes
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citation codes
Case Number
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  • provisions of Order IX, rule 13, Civil Procedure Code
  • Order IX, rule 13, Civil Procedure Code
  • Order IX, rule 13,
  • Order 9, rule
Smart Summary

Structured Summary of the Opinion (Mushtaq Ahmad, J.)

Factual and Procedural Background

This is a plaintiff's appeal challenging an ex parte decree dated February 20, 1942, obtained by the defendant in Suit No. 518 of 1941 in the Court of the Munsif, Koil, Aligarh. The plaintiffs alleged that they had entered into possession of a plot and, under permission from the zamindar, constructed a double-storeyed house on it in November 1941. After construction the defendant filed the earlier suit for possession, which would have required demolition of the plaintiffs' building.

The plaintiffs allege they were absent from their village (one in Delhi and the other in Mussoorie) when that suit was filed, and that the defendant caused the summons to be issued to their village address so that they remained unaware of the suit and an ex parte decree was obtained. They first learned of the suit and decree when notices in execution proceedings were issued on June 3, 1942.

On July 3, 1942 the plaintiffs applied to set aside the ex parte decree under Order IX, rule 13, Civil Procedure Code, filing an affidavit asserting their absence; the defendant filed a counter-affidavit. The learned Munsif dismissed that application on August 15, 1942; an appeal from that order was dismissed on March 6, 1943. No additional evidence was produced at that stage.

On May 25, 1943 the plaintiffs instituted the present suit seeking to set aside the ex parte decree on two specific grounds: (1) that the defendant put false facts before the court and obtained the ex parte decree without the plaintiffs' knowledge, and (2) that the summons were not properly served because of contrivances by the defendant amounting to fraud.

The trial court framed multiple issues (including res judicata), found in the plaintiffs' favour on all issues and set aside the earlier ex parte decree. The trial court specifically held that the plaintiffs did not become aware of alleged fraud until after they had filed the Order IX, rule 13 application.

On appeal the lower appellate court limited its consideration to the question of res judicata, held the suit was barred by res judicata, reversed the trial court and dismissed the suit. The present appeal challenges that appellate decree.

Legal Issues Presented

  1. Whether a subsequent suit to set aside an ex parte decree, alleging that the earlier suit itself was founded on fraud (including contrivances and suppression of material facts), is barred by res judicata where an earlier application under Order IX, rule 13, Civil Procedure Code, was dismissed on the ground that the defendants had knowledge of the earlier suit and were absent.
  2. What is the scope of inquiry under Order IX, rule 13 of the Civil Procedure Code — whether it is confined to (a) non-service of summons or (b) inability to attend on the day the suit was called — and whether matters of fraud not considered in those proceedings may be raised in a later suit to set aside an ex parte decree.

Arguments of the Parties

Appellant's Arguments

  • The scope of Order IX, rule 13 is limited to two grounds: (i) that the defendant was not actually served with summons, or (ii) that the defendant, though served, could not attend court for sufficient cause on the hearing day.
  • Matters decided in proceedings under Order IX, rule 13 on those specific points cannot be re-opened in a later suit if they were adjudicated there.
  • However, it is permissible to challenge an ex parte decree in a subsequent suit on grounds of fraud if those grounds were not considered or decided in the earlier Order IX, rule 13 proceedings; the inquiry under Order IX, rule 13 need not travel into extraneous matters such as fraud.
  • The appellant relied on authorities including Kunjabehari Chakrabarty v. Krishnadhone Majumdar and Radha Raman Shaha v. Pran Nath Roy to support the proposition that fraud not considered earlier may be examined in a later suit to set aside an ex parte decree.

Respondent's Arguments

  • The respondent's counsel referred to several authorities (Puran Chand v. Sheo Dat Rai; Niadar Mal v. Raunak Husain; Ghulam Mohammad v. Mst. Bakhtawaran; Ram Rup Gosain v. Mahabir Shall) to argue that where the alleged fraud is essentially the same matter as considered earlier (for example, non-service), or where no fresh grounds of fraud are presented, a later suit will be barred.
  • In short, the respondents contended that the plaintiffs' challenge was barred by earlier adjudication on the matter of service or related points.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Kunjabehari Chakrabarty v. Krishnadhone Majumdar Defines the quality of fraud necessary to set aside a decree: actual, positive, intentional contrivance; suppression of summons can be such a contrivance. Mere non-service is not enough; if non-service is proved and the decree rests on a false claim, deliberate suppression may be inferred. Adjudication under Order IX, rule 13 on service does not bar investigation of fraud because the issues are not the same. The court relied on this authority to support the proposition that an ex parte decree may be challenged in a subsequent suit on fraud grounds not adjudicated earlier and that suppression of summons combined with a false claim can establish fraud sufficient to set aside a decree.
Radha Raman Shaha v. Pran Nath Roy (Privy Council) Articulates that the proper test is what was alleged in earlier proceedings; if grounds raised in the later suit were not touched upon in the earlier proceedings, the later court may adjudicate them on the merits. The court cited this case to reinforce that fresh fraud allegations not considered earlier may be examined in a subsequent suit to set aside an ex parte decree.
Khagendra Nath Maliata v. Pran Nath Roy (Privy Council) Holds that a subsequent suit to set aside an ex parte decree is maintainable if the whole previous suit is challenged as a fraud. Used to support the proposition that a broad attack on the earlier suit as fraudulent can sustain a subsequent action to set aside its decree.
Jagrup v. Ram Sabad Indicates it is open to the court in a subsequent suit to examine the merits of the previous suit which resulted in the ex parte decree. Relied upon to show that substantive examination of the earlier suit is permissible where fraud or other unexamined matters are alleged.
Puran Chand v. Sheo Dat Rai Raised where the only fraud alleged related to non-service of summons. Cited by respondent's counsel to show situations in which the later suit was not maintainable because it relied on the same ground as earlier proceedings; the court considered it but found the present plaintiffs had broader grounds.
Niadar Mal v. Raunak Husain Holds that a later suit based on the same grounds as earlier proceedings is barred. Cited by respondents; the court distinguished it on the ground that the present plaintiffs alleged additional and different frauds.
Ghulam Mohammad v. Mst. Bakhtawaran (Lahore High Court) Similar principle that a subsequent suit relying on the same grounds as earlier proceedings is barred. Cited by respondents and distinguished by the court because the plaintiffs in the present case averred fresh grounds of fraud.
Ram Rup Gosain v. Mahabir Shall Rule that no fresh suit lies unless fresh grounds of fraud are alleged. Cited by respondents; the court held the present plaintiffs had alleged fresh grounds (that the defendant's claim itself was founded on fraud), and therefore the rule did not preclude the suit.

Court's Reasoning and Analysis

The court's analysis proceeded from a close reading of the scope of Order IX, rule 13, Civil Procedure Code, and the authorities dealing with suits to set aside ex parte decrees. The judge treated the inquiry under Order IX, rule 13 as essentially confined to whether the defendant had been actually served with the summons or, if served, whether the defendant was prevented for sufficient cause from attending when the suit was called.

The court noted that in the earlier miscellaneous proceedings under Order IX, rule 13 the findings were confined to the plaintiffs' knowledge of the suit and their absence from court; those proceedings had not considered whether the earlier suit itself was founded on fraud or whether there had been deliberate suppression of material facts by the defendant.

The judge examined the plaintiffs' pleading in the present suit and interpreted paragraph 4 of the plaint as alleging not merely non-service, but a broader fraud: that the defendant's claim in the earlier suit was from the outset false and that material facts (including the existence of a substantial two-storeyed building erected under written authority from the zamindar) had been concealed, which if disclosed might have prevented the decree. The court observed that this contention went to the root of the earlier suit.

Applying the cited authorities, the court concluded that when substantial allegations of fraud regarding the very foundation of the earlier suit are raised and were not considered in the prior Order IX, rule 13 proceedings, the later suit to set aside the ex parte decree is not barred by res judicata. The earlier adjudication on service, the court held, did not preclude an inquiry into the alleged fraud which was not raised or decided previously.

The lower appellate court was faulted for treating the earlier decision on service as conclusively disposing of all related matters and for failing to recognize that the plaintiffs had alleged additional, foundational fraud not adjudicated before.

The judgment also contains an admonition to the subordinate judiciary that technical rules of law should be applied in a manner that serves justice, and that legal technicalities should not be allowed to defeat substantive justice.

Holding and Implications

HOLDING: The court held that the lower appellate court's finding that the suit was barred by res judicata was incorrect. The judge concluded that a suit founded on the allegation that the defendant's claim in the earlier suit was itself a fraud, and that contrivances relating to service were part of that same fraud, is not barred by res judicata by reason of an earlier Order IX, rule 13 proceeding which decided only the question of service/knowledge.

DISPOSITION: APPEAL ALLOWED. The decree of the lower appellate court is set aside, and the matter is remanded to that court with a direction to try the other issues in the case and decide it finally according to law.

Implications and immediate consequences:

  • The lower appellate court's res judicata finding is vacated; the plaintiffs' broader fraud allegations are permitted to be adjudicated in the remitted proceedings.
  • The appellant is entitled to costs in this Court; costs in the courts below will abide the event of the remitted proceedings.
  • Leave to appeal under the Letters Patent is refused, and the court-fee paid by the appellant will be refunded.
  • The opinion clarifies that where allegations of foundational fraud in the earlier suit were not considered in the Order IX, rule 13 proceedings, a later suit to set aside an ex parte decree is maintainable — a legal application of the cited authorities to the facts of this case. The court did not purport to overrule earlier authorities but applied them to the plaintiff's pleaded facts.

Appeal allowed. (Costs and ancillary orders as above.)

    Ashraf v. Karim Bux

    Mushtaq Ahmad, J.:— This is a plaintiff's appeal arising out of a suit for a declaration that an ex parte decree dated. February 20, 1942, obtained by the defendant in suit No. 518 of 1941 of the court of Munsif, Koil, Aligarh, was null, and void.

    The plaintiffs' case was that under a permission obtained from the zamindar they had entered into possession of a plot of land and built a double-storeyed house on it in November, 1941, but that after the house had been constructed the defendant filed the suit referred to above for possession over the land, necessarily involving a demolition of the building already erected by the plaintiffs. They further averred that when, this suit was filed, they were not in their, village, called Kharai, but that one of them was away in Delhi and the other of them away at Mussoorie; that in spite of this the defendant had wrongly got the summons of the, suit issued to them by their village address, with the consequence that they were wholly unaware of the suit, and it was in that state of affairs that the defendant induced the court to pass the ex parte decree in question. They further alleged that when on June 3, 1942, notices in the execution proceedings were issued to them, they first came to know about the suit and the decree. On July 3, 1942, the plaintiffs applied for the setting aside of the decree under Order IX, rule 13, Civil Procedure Code filing an affidavit on the point of their absence from the village, in answer to which a counter-affidavit was put in by the defendant. The learned Munsif, on August 15, 1942, dismissed this application, and an appeal against the order was also dismissed on March 6, 1943. It may be mentioned that besides these affidavits no other evidence was produced by either party at that stage.

    Both the learned Munsif and the appellate court in the said miscellaneous proceedings found, as pointed out by the courts below in the present case, that the plaintiffs had absented themselves from the court in spite of their knowledge of the suit. It may also be mentioned that in those proceedings no question had been raised with regard to the merits of the defendant's suit No. 518 of 1941, much less that it was based from the beginning to the end on a fraudulent and imaginary foundation. The orders of the to courts in those proceedings were thus confined only to the question of the knowledge of the plaintiffs about the suit and not, strictly speaking, to the non-service of the summonses on them as due to any fraud practiced by the defendant.

    On May 25, 1943, the suit giving rise to the present appeal was had by the plaintiffs, namely the ex parte judgment-debtors under the earlier decree, on two specific grounds: (1) that the defendant had purposely put wrong facts before the court and obtained the ex parte decree without the plaintiffs' knowledge on the basis thereof, and (2) that there had been no proper service of the summonses on the plaintiffs, the same having been brought about by the defendant's contrivances amounting to fraud.

    A number of issues were framed by the trial court, one of them being whether the suit was barred by res judicata. That court found all the issues in the plaintiffs' favour and decreed the suit. On the issue of res judicata it held that the application under Order IX, rule 13, Civil Procedure Code had been dismissed only because the plaintiffs had absented themselves from the court in spite of their knowledge of the previous suit. It also held—and that is the more important part of the judgment—that the plaintiffs in fact never became aware of any fraud having been practised by the defendant until after they had filed their application under the said rule. Holding also that the suit was not barred by res judicata, the court set aside the earlier ex parte decree.

    On appeal, the lower appellate court, without going into the various other issues which had been decided in favour, of the plaintiff-appellant by the trial court, confined its judgment only to the issue of res judicata and, holding that the suit was barred by that rule, reversed the decree of the trial court and dismissed the suit. The present appeal is directed against the latter decree.

    The sole question argued before me was the question of res judicata. The main argument addressed by the learned counsel for the appellant was that the only two grounds on which an ex parte decree could be set aside under Order IX, rule 13, Civil Procedure Code were that the defendant had not been actually served with the summons of the suit or, in spite of the service, the defendant had not been able to attend the court for some sufficient cause on the day the suit was called on for hearing. If anything, he conceded, has been decided in the proceedings under Order IX, rule 13, on any one of these points, it cannot be reconsidered in a subsequent suit to set aside the ex parte decree. At the same time he urged that it would be permissible to a person against whom an ex parte decree has been passed to challenge that decree in a subsequent suit on the ground of fraud—on any ground, in fact, which has already not been considered or decided upon in the proceedings under Order 9, rule 13. Indeed, the scope of the inquiry under this rule being limited to the two circumstances I have just mentioned, it is not necessary for a court dealing with an application under that rule to step beyond those circumstances and travel into such extraneous matters as those of fraud or the like that might have vitiated the decree. That, I conceive, is strictly the province of the court in which a suit is subsequently filed for the cancellation of the decree.

    The learned counsel for the appellants relied on a number of cases, the principal among them being Kunjabehari Chakrabarty v. Krishnadhone Majumdar(1) and the Privy Council case in Radha Raman Sliaha v. Pran Nath Roy.

    In the earlier case it was held as follows:

    “To sustain an action for setting aside a decree the fraud alleged and proved must be actual, positive fraud, a meditated and intentional contrivance to keep the parties and the court in ignorance of the real facts of the case and obtaining that decree by that contrivance.”

    The Bench further observed that—

    “In the case of ex parte decrees when the defendant had never appeared the contrivances may consist in suppressing the summons. The fact of suppression would itself be the contrivance, and indeed the most effective contrivance for keeping the defendant in ignorance of his rights and from placing his case before the court. Mere non service would not do. But when the fact of non-service of summons is proved by the plaintiff in the later action, and the claim on which the decree was passed is proved to be a false one, the court may, and should ordinarily, infer deliberate and hence fraudulent suppression, for the last mentioned circumstance supplies the motive for the suppression and indicates that the suppression is itself fraudulent in such cases the fact that the question of non-service of summons had been adjudicated in an earlier proceeding under Order IX, rule 13, Civil Procedure Code would not bar the investigation of fraud as the issues would not be the same.”

    In the Privy Council case of Radha Raman Shaha v. Pran Nath Roy also it was clearly indicated that the proper test was—what were the allegations in the earlier proceedings, so that if the ex parte decree was sought in the latter suit on grounds not touched in those proceedings, it would be permissible to the court to enter into the matter and decide it on the merits, whatever the decision in those earlier proceedings on other points may have been.

    In another case, Khagendra Nath Maliata v. Pran Nath Roy(2) their Lordships of the Privy Council held that the subsequent suit for the setting aside of an ex parte decree would be maintainable if the entire previous suit in which that decree had been passed was challenged as a fraud. In Jagrup v. Ram Sabad(3), again, it was pointed out that it was open to the court in the subsequent suit to examine the whole question of the merits of the previous suit which had culminated in the ex parte decree.

    As already indicated above, the plaintiff appellant's, allegations challenging the ex parte decree in the present case were based not only on the ground that it had been passed without a proper service of summons but also that it had been a culmination of a suit which was from its very inception a fraudulent claim, in the sense that not only false facts were put before the court and evidence was offered in support of them, but also that facts of vital importance had been concealed from the court, which if disclosed, might have prevented it from passing the decree even in the absence of the defendants, namely the plaintiffs in the present litigation. This must be taken in substance to be the meaning of paragraph 4 of the plaint. The lower appellate court entirely missed that the plaintiffs' attack on the ex parte decree was not confined only to a solitary ground but it was founded on a much wider basis which, in fact, if substantiated, would have gone to the very root of the decree, by exposing the initial falsity of the claim preferred by the defendant in the earlier suit. As a matter of curiosity it may be mentioned that at no stage of the earlier proceedings does it appear to have come out that a substantial two storeyed building had already been erected by the present plaintiffs on the strength of a written authority from the zamindar and that the defendant's claim to the site necessarily involved a conflict between the power of the zamindar to grant that authority and the action of the defendant to claim possession over it in spite of that. All this has been completely ignored by the lower appellate court—and this on the wrong view that once the matter of service of summons had been decided in the earlier proceedings, it was decided for all time and for all purposes. Nothing in my opinion, could be more indefensible.

    Mr. Baleshicari Prasad, the learned counsel for the respondents has invited my attention to four cases: Puran Chand v. Sheo Dat Rai; Niadar Mal v. Raunak Husain Ghulam Mohammad v. Mst. Bakhtawaran and Ram Rup Gosain v. Mahabir Shall(4). In the first case the only-fraud alleged was connected with the non-service of the summons and in the second case the latter suit, being based on the same grounds as already considered in the earlier proceedings, was held barred. Precisely the same was the position in the third case of the Lahore High Court; and the rule laid down in the last case was that no fresh suit lay unless there were some fresh grounds of fraud alleged. I have already sufficiently indicated that the plaintiffs in the present case have alleged such a ground, namely that the] defendant had from the very beginning been out to defraud the plaintiffs and that the very structure of his plaint in the earlier suit was based on a fraudulent foundation. I think the cases cited by the learned counsel for the appellant entirely support his contentions and they have in no sense been displaced by the rulings relied upon by the learned counsel, for the respondents.

    On a consideration of the provisions of Order IX, rule 13, Civil Procedure Code and of the relevant case law defining the scope of a suit to set aside an ex parte decree I hold that such a suit, based on the allegation that the defendant's claim in the earlier suit was itself a fraud on the plaintiffs of the latter suit and that the contrivance adopted in procuring a false endorsement of service on the summons was only a part of the same fraud, is not barred by res judicata on any point that may have been decided about that service in the miscellaneous proceedings.

    Before I conclude this judgment, I must emphasize on the subordinate judiciary one fundamental rule of the administration of justice, both civil and criminal. While the paramount power that should guide us is, no doubt, the power of the law, it must never be forgotten that the law itself exists to secure the maximum degree of justice to the common man. It is true that a section of it consists of rules that may be regarded as technical and which in certain contexts may appear as conflicting with the conceptions of absolute justice. At the same time it must be remembered that the object that section of the law also is to guarantee the benefits of justice and nothing else. This must obviously lead to the result that the technicality of the law should itself be put into a framework which must not allow justice to slip or slide. It has been well said that the law is, in every department of it, the handmaiden of justice, the converse not being true. You can even stretch your point to secure this object, without doing violence to your technical rules. I regret that this was not the spirit of the judgment under appeal.

    For the above reasons I hold that the finding of the lower appellate court that the suit was barred by res judicata was incorrect and that the decree flowing from that finding must be vacated. I accordingly allow this appeal, set aside the decree of the lower appellate court and remand the case to that court with a direction to try the other issues in the case and decide it finally according to law.

    The appellant will be entitled to his costs in this Court and the costs in the courts below will abide the event.

    Leave to appeal under the Letters Patent is refused.

    The court-fee paid by the appellant will be refunded.

    Appeal allowed.

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    Comments

    Ashraf v. Karim Bux
    (Aug 26, 1948)