Threshold of “Substantial Harm” in Eighth Amendment Sleep Apnea Delay Claims

Threshold of “Substantial Harm” in Eighth Amendment Sleep Apnea Delay Claims

Introduction

In Lavergne v. Lavespere, No. 24-30317 (5th Cir. Apr. 11, 2025), the Fifth Circuit addressed a pro se 42 U.S.C. § 1983 suit brought by Brandon Scott Lavergne against medical personnel at the Louisiana State Penitentiary (LSP). Lavergne alleged that prison medical staff—Dr. Randy Lavespere (former Medical Director), Nurse Practitioner Cindy Park, Respiratory Specialist Brady Baudin, and Hospital Administrator Jacob C. Johnson—acted with deliberate indifference to his serious medical needs by denying him adequate diagnosis and treatment for sleep apnea, including use of a continuous positive airway pressure (CPAP) machine. The core issues on appeal were (1) whether Nurse Park and Administrator Johnson could be held liable under Rule 12(b)(6) for deliberate indifference, and (2) whether Dr. Lavespere and Specialist Baudin were entitled to summary judgment under qualified immunity because Lavergne failed to show “substantial harm” or that the right was clearly established.

Summary of the Judgment

The Fifth Circuit affirmed in all respects. It held that Lavergne’s complaint did not state a claim under Rule 12(b)(6) against Park or Johnson because he failed to allege that they “refused to treat him, ignored his complaints, intentionally treated him incorrectly, or otherwise clearly evinced a wanton disregard” for his condition (quoting Domino v. Tex. Dep’t of Crim. Just., 239 F.3d 752, 756 (5th Cir. 2001)). As to Dr. Lavespere and Baudin, the court agreed that they were entitled to qualified immunity on Lavergne’s deliberate‐indifference claim based on delay of treatment. Lavergne did not point to evidence of “substantial harm” resulting from repeated delays in scheduling or conducting sleep studies, nor could he show that it was “clearly established” that his particular symptoms—such as fatigue, headaches, blurry vision, coughing or weight gain—met the substantial‐harm threshold.

Analysis

Precedents Cited

The court’s Eighth Amendment framework derived primarily from:

  • Easter v. Powell, 467 F.3d 459, 463–64 (5th Cir. 2006): deliberate indifference requires actual knowledge of a serious medical need and conscious disregard, with “substantial harm” for delay claims;
  • Lawson v. Dallas County, 286 F.3d 257, 262 (5th Cir. 2002): deliberate indifference cannot be inferred from mere negligence;
  • Domino v. Texas Department of Criminal Justice, 239 F.3d 752, 756 (5th Cir. 2001): refusing treatment or ignoring complaints evidences wanton disregard;
  • Qualified immunity standards from Anderson v. Creighton, 483 U.S. 635, 640 (1987), and Pearson v. Callahan, 555 U.S. 223 (2009): government officials are protected unless they violated a clearly established right.
The court also reviewed its own procedural authorities—Ramming v. United States, 281 F.3d 158 (5th Cir. 2001) for Rule 12(b)(6), Nickell v. Beau View, 636 F.3d 752 (5th Cir. 2011) for summary judgment, and Erickson v. Pardus, 551 U.S. 89 (2007) on pro se liberality.

Legal Reasoning

1. Dismissal of Park and Johnson: Lavergne alleged that Park “called Baudin to schedule a sleep study” and that Johnson “ordered a sleep study” in response to a grievance. The court held that such actions—evaluations, orders for studies—do not meet the “extremely high standard” of deliberate indifference. It distinguished systemic failures (Inmates of Occoquan v. Barry, 717 F. Supp. 854 (D.D.C. 1989)) from isolated oversight by individual staff.

2. Qualified Immunity for Lavespere and Baudin: To defeat qualified immunity at summary judgment, Lavergne bore the burden of showing (a) a constitutional violation—deliberate indifference causing substantial harm—and (b) that the right was clearly established. The court found no genuine dispute that his evidence did not rise above mere allegations of fatigue, headaches, blurred vision and similar symptoms. Absent a showing of “substantial harm,” the deliberate‐indifference claim could not proceed. The court also held that no controlling Fifth Circuit precedent clearly established that those symptoms alone sufficed as substantial harm from a CPAP delay.

Impact

This decision narrows the pathway for Eighth Amendment claims based on delayed sleep‐apnea treatment in three respects:

  • It reinforces that individual employees who take some diagnostic steps or order studies are not deliberately indifferent by omission alone;
  • It underscores that, for delay claims, plaintiffs must produce evidence of actual and substantial harm beyond general discomfort or transient symptoms;
  • It highlights the protective scope of qualified immunity absent clear, on‐point precedent holding similar symptoms sufficient to meet the “substantial harm” requirement.
Prisoners and their advocates must now be prepared to document more concrete injuries—such as documented organ damage or clinically‐verified exacerbations—if they seek to survive summary judgment on a deliberate‐indifference theory.

Complex Concepts Simplified

“Deliberate Indifference” means a prison official both knew of and consciously disregarded a serious medical risk. It is more than negligence: it requires actual awareness of danger and failure to act.

“Serious Medical Need” is an objectively serious condition diagnosed by medical personnel—here, sleep apnea requiring CPAP therapy.

“Substantial Harm” is the additional injury or pain that a prisoner must show resulted from an unjustified delay in care. Simple discomfort or routine waiting periods are not enough; courts look for tangible worsening of health, lasting damage or objectively measurable decline.

“Qualified Immunity” shields government actors when their conduct does not violate clearly established law. Even if conduct is unconstitutional, an official may still be immune if no reasonable person in their position would have known the law prohibited that specific act.

Conclusion

Lavergne v. Lavespere reaffirms the high bar for Eighth Amendment deliberate‐indifference claims and the robust protection of qualified immunity for prison medical staff. It clarifies that:

  1. Prisoners must show more than sporadic or delayed diagnostics; they must demonstrate conscious disregard by officials;
  2. Delay‐based claims require evidence of “substantial harm” beyond general complaints;
  3. Without clear precedent tying similar symptoms to that standard, officials remain protected by qualified immunity.
This decision will guide lower courts in scrutinizing sleep‐apnea and other chronic‐care cases, compelling plaintiffs to document specific worsening of medical conditions and ensuring that only clearly established misconduct is actionable.

Case Details

Year: 2025
Court: Court of Appeals for the Fifth Circuit

Comments