Enforcement of Prefiling Restrictions and Waiver by Inadequate Briefing: Tenth Circuit Affirms Striking of Post‑Judgment Motion and Labels Appeal Frivolous in Massey v. Computershare

Enforcement of Prefiling Restrictions and Waiver by Inadequate Briefing: Tenth Circuit Affirms Striking of Post‑Judgment Motion and Labels Appeal Frivolous in Massey v. Computershare

Introduction

In Massey v. Computershare Limited, No. 25-1124 (10th Cir. Nov. 13, 2025), a Tenth Circuit panel (Judges McHugh, Kelly, and Federico) affirmed a district court order striking a post‑judgment motion because the plaintiff failed to comply with a preexisting filing restriction requiring leave of court before filing any further post‑judgment papers in the case. The court also concluded the appeal was frivolous and warned of potential sanctions or filing restrictions in the appellate court if frivolous appeals persist.

Plaintiff–appellant James Harrison Massey appeared pro se and challenged the district court’s enforcement of filing restrictions that had been imposed after the court dismissed his action with prejudice on res judicata grounds and, alternatively, for failure to state a claim, simultaneously awarding fees and instituting filing restrictions. The defendants are Computershare Limited (also known as Computershare, Inc. and Computershare US, Inc.), Bank of America, N.A., and Specialized Loan Servicing, LLC (also known as Computershare Loan Services).

The narrow appellate question was whether the district court abused its discretion by striking Massey’s post‑judgment motion when he did not first obtain leave to file it. The Tenth Circuit answered no, affirming on waiver grounds because Massey did not adequately brief the only issue relevant to the order under review. The court further determined the appeal was frivolous, reiterating that pro se litigants must follow procedural rules and that inadequate briefing forfeits appellate review.

Summary of the Opinion

  • The district court had previously dismissed Massey’s action with prejudice on res judicata and failure‑to‑state‑a‑claim grounds, awarded attorney fees to defendants, and imposed filing restrictions in the case.
  • One filing restriction required Massey to obtain leave of court before filing any further post‑judgment documents in that action.
  • Massey later filed a post‑judgment “Motion For Vacatur Of Void Judgments And Orders Based Upon Unauthorized Practice Of Law” without seeking leave. Defendants produced proof that the lawyers he targeted were admitted to practice in the district court.
  • Without reaching the motion’s merits, the district court struck it for noncompliance with the leave‑to‑file requirement.
  • On appeal, the Tenth Circuit reviewed for abuse of discretion, but held Massey waived review by failing to develop any argument directed to whether striking his motion for lack of leave constituted an abuse of discretion.
  • The court affirmed and deemed the appeal frivolous, warning Massey that continued frivolous appeals could result in filing restrictions or other sanctions in the Tenth Circuit.
  • The panel noted this order and judgment is not binding precedent, though it may be cited for persuasive value under Federal Rule of Appellate Procedure 32.1 and Tenth Circuit Rule 32.1.

Analysis

Precedents Cited and Their Role

  • United States v. Nicholson, 983 F.2d 983, 988 (10th Cir. 1993): Cited for the proposition that district court decisions involving control of the docket and parties are reviewed for abuse of discretion. This frames the deferential standard applicable when a district court enforces previously imposed filing restrictions.
  • Tripati v. Beaman, 878 F.2d 351, 354 (10th Cir. 1989): Referenced twice. First, to confirm that the imposition of filing restrictions is reviewed for abuse of discretion. Second, to emphasize that the right of access to the courts is not absolute or unconditional and does not extend to frivolous or malicious litigation. Tripati supplies both the standard of review and the doctrinal backbone supporting restrictions on abusive litigation practices.
  • United States v. Mobley, 971 F.3d 1187, 1195 (10th Cir. 2020): Provides a working definition of “abuse of discretion” (clear error of judgment; decision beyond the bounds of permissible choice; arbitrary, capricious, whimsical; manifestly unreasonable). The panel applied this lens to assess whether striking a motion for failure to seek leave fell within the district court’s permissible choices.
  • Committee on Conduct of Attorneys v. Oliver, 510 F.3d 1219, 1223 (10th Cir. 2007): Clarifies that while pro se filings are generally construed liberally, that leniency does not extend to licensed attorneys. The court noted Massey had represented that he was formerly an attorney on disability inactive status. The panel elected to construe his filings liberally but emphasized the duty to follow procedural rules.
  • Garrett v. Selby Connor Maddux & Janer, 425 F.3d 836, 840–41 (10th Cir. 2005): Two key propositions flow from Garrett: (1) pro se litigants must follow the same rules of procedure as other litigants; and (2) liberal pleading rules are not a license for abusive filings or ad hominem attacks on the judiciary. This case undergirds the panel’s admonition against Massey’s unfounded attacks on the district judge and supports enforcing procedural requirements against pro se parties.
  • Sawyers v. Norton, 962 F.3d 1270, 1286 (10th Cir. 2020): Establishes that issues not raised in the opening brief—or arguments raised inadequately—are abandoned or waived. This is the linchpin of the affirmance: Massey did not develop argument on the only issue before the court (whether striking for lack of leave was an abuse of discretion).
  • Braley v. Campbell, 832 F.2d 1504, 1510 (10th Cir. 1987) (en banc): Defines a frivolous appeal as one where the result is obvious or the arguments wholly without merit. The panel used Braley to justify its frivolousness determination after independent review.
  • Nixon v. City & County of Denver, 784 F.3d 1364, 1366 (10th Cir. 2015): Reminds appellants that their first task is to explain why the district court’s decision was wrong. Massey did not do so on the dispositive issue, reinforcing waiver and the frivolousness finding.
  • Federal Rules and Circuit Rules: - Fed. R. App. P. 34(a)(2) and 10th Cir. R. 34.1(G) supporting submission without oral argument. - FRAP 32.1 and 10th Cir. R. 32.1 clarifying that this order and judgment, while not binding precedent (except as law of the case, res judicata, and collateral estoppel), may be cited for persuasive value.

Impact and Implications

While designated nonprecedential, this decision carries persuasive value and signals several practical and doctrinal points that will influence litigants and courts within the Tenth Circuit:

  • Robust enforcement of case‑specific prefiling restrictions: District courts may enforce clear, tailored filing restrictions by striking noncompliant submissions without reaching the merits. Litigants subject to such restrictions should expect strict application, especially where the restriction explicitly requires leave for further post‑judgment filings.
  • Appellate waiver rules are outcome‑determinative: Appeals that fail to develop argument on the only dispositive issue will be deemed waived and, as here, may be found frivolous. This underscores the critical importance of disciplined, issue‑focused appellate briefing.
  • Pro se litigants must adhere to procedural rules: Even with liberal construction, courts will enforce procedural requirements against pro se parties, including those with prior legal training. Attempts to repackage previously rejected arguments or to launch collateral attacks unrelated to the order under review will not avoid waiver.
  • Limited room to use post‑judgment motions to end‑run restrictions: Parties cannot evade prefiling restrictions by styling a post‑judgment submission as a motion to vacate “void” orders. When a restriction requires prior leave, courts may strike such motions without engaging their merits.
  • Sanctions and appellate filing restrictions remain available: The panel’s warning foreshadows that repeated frivolous appeals may trigger FRAP‑adjacent remedies (such as sanctions or leave‑to‑file requirements) imposed by the appellate court, not just the district court, to protect judicial resources.
  • Companion decisions matter: Here, companion appeals had already affirmed the underlying dismissal, fees, and the filing restrictions themselves. Litigants should be aware that continuing to press rejected theories in spin‑off appeals—without addressing the specific, narrow issue presented—will accelerate a frivolousness finding.

Complex Concepts Simplified

  • Prefiling or filing restrictions: Court orders limiting a litigant’s ability to submit additional filings without prior permission. They are typically imposed after notice and an opportunity to be heard, when a court finds a history of abusive, vexatious, or frivolous filings. Properly tailored restrictions can apply to a specific case (as here) or, in some circumstances, to future filings on related matters.
  • Abuse of discretion: A deferential review standard. A district court abuses its discretion only when it commits a clear error of judgment, acts outside the range of permissible choices, behaves arbitrarily or capriciously, or reaches a manifestly unreasonable result. Enforcing a plainly stated leave‑to‑file requirement generally falls well within that permissible range.
  • Waiver/abandonment on appeal: Appellate courts require appellants to develop arguments in their opening brief showing why the decision below was wrong. If an appellant omits or inadequately presents the relevant issue, the court treats it as waived and will affirm without reaching the merits.
  • Frivolous appeal: An appeal is frivolous when the outcome is obvious or the arguments wholly lack merit. Frivolous appeals risk sanctions or the imposition of appellate‑level filing restrictions to deter misuse of judicial resources.
  • Pro se liberal construction vs. procedural compliance: Courts read pro se filings generously to understand the litigant’s arguments, but they do not relax core procedural rules. Pro se status is not a license to ignore filing restrictions, briefing standards, or civility requirements.
  • “Void” judgments: Litigants sometimes argue that a judgment is void—often via post‑judgment motions—on jurisdictional or due process grounds. However, such assertions do not bypass existing filing restrictions. Moreover, allegations of opposing counsel’s “unauthorized practice” will not void orders where the attorneys were properly admitted; and in any event, courts may strike such motions if filed without required leave.
  • Nonprecedential but citable: An “Order and Judgment” designated as nonprecedential is not binding authority (except as law of the case, res judicata, or collateral estoppel). It may, however, be cited for persuasive value under FRAP 32.1 and Tenth Circuit Rule 32.1.

Conclusion

Massey v. Computershare is a clear, concise reaffirmation of two interlocking principles: courts may enforce tailored filing restrictions to manage their dockets, and appellants who fail to engage the specific grounds for the order under review waive their challenge and risk a frivolousness finding. The district court’s decision to strike a post‑judgment motion for lack of leave was a straightforward application of an unambiguous restriction; the appellant’s failure to develop any abuse‑of‑discretion argument sealed the affirmance.

The opinion’s practical message is unambiguous. Litigants subject to filing restrictions must comply with them. Pro se status—even with prior legal training—does not excuse noncompliance or abusive rhetoric. And on appeal, precision matters: develop arguments that address the actual decision being reviewed. Failure to do so can transform an appeal into a frivolous one, invite admonitions, and trigger the possibility of sanctions or additional filing restrictions in the appellate court.

Although nonprecedential, the decision is a persuasive reminder across the Tenth Circuit that procedural rules and tailored restrictions are enforceable tools to protect judicial resources, ensure orderly proceedings, and deter vexatious litigation.

Case Details

Year: 2025
Court: Court of Appeals for the Tenth Circuit

Comments