Obviousness in Sequential Heating Mechanisms for HNB Tobacco Products: Philip Morris Products, SA v Nicoventures Trading Ltd & Anor [2022] EWCA Civ 1638

Obviousness in Sequential Heating Mechanisms for HNB Tobacco Products: Philip Morris Products, SA v Nicoventures Trading Ltd & Anor [2022] EWCA Civ 1638

Introduction

The case of Philip Morris Products, SA v Nicoventures Trading Ltd & Anor ([2022] EWCA Civ 1638) represents a pivotal judicial examination into the validity of patents within the realm of Heat-Not-Burn (HNB) tobacco products. The dispute centers on whether four European Patents owned by Philip Morris International (PMI) pertaining to electrically heated smoking systems are invalid due to obviousness. The respondents, Nicoventures Trading Limited and British American Tobacco (Investments) Limited (collectively referred to as BAT), challenged these patents, leading to an appellate review by the England and Wales Court of Appeal (Civil Division).

The core issue revolves around the technological advancements in HNB products, specifically the implementation of electrically conductive tracks that allow for varying heating durations and temperatures. This commentary delves into the intricacies of the Judgment, elucidating the court's reasoning, the application of precedents, and the broader implications for patent law in emerging technological sectors.

Summary of the Judgment

The Court of Appeal upheld the decision of the High Court of Justice, which had previously ruled that the four patents in question were invalid for obviousness. The patents, designated as European Patent (UK) Nos. 3,248,483; 3,248,484; 3,248,485; and 3,248,486, pertained to HNB tobacco products that utilize electrically heated systems to release nicotine without combustion.

The pivotal aspect of the Judgment was the analysis of whether the innovative features claimed in the patents were non-obvious to a skilled person in light of existing prior art, particularly the Deevi patent (US Patent No. 5,322,075). The appeal was dismissed on the grounds that the court correctly construed the patent claims and appropriately applied the principles of obviousness, thereby affirming the invalidity of the patents.

Analysis

Precedents Cited

The Judgment references several key precedents and prior art documents that played a critical role in shaping the court’s decision:

  • Sabaf SPA v MFI Furniture Centres Ltd [2005] RPC 10: This case was instrumental in determining the approach to assessing inventive concepts, particularly when multiple features are involved in a patent claim.
  • Deevi (US Patent No. 5,322,075): As the primary piece of prior art, Deevi disclosed an electrically heated smoking system with thin-film heaters similar to those claimed in the 486 patent. The court scrutinized Deevi's teachings to assess the obviousness of PMI's patented invention.

The court analyzed these precedents to determine how existing technologies and prior disclosures influenced the originality and inventiveness of PMI's patents. The reference to Sabaf SPA underscored the necessity of evaluating whether distinct features of a patent claim contribute to a non-obvious inventive step.

Legal Reasoning

The court's legal reasoning centered on the principle of obviousness as defined under patent law. To establish that a patent was invalid for obviousness, it must be demonstrated that the invention was an evident solution to a skilled person at the priority date, given the prior art and common general knowledge (CGK).

In this case, the judge identified the "skilled person" as a team comprising a product or heating engineer and a tobacco chemist, both possessing relevant expertise in HNB technologies. The primary focus was on whether the specific features of the 486 patent—particularly the electrically conductive tracks that could be separately connected to supply power, allowing for different heating durations and temperatures—were non-obvious enhancements over the existing Deevi patent.

The court meticulously examined the specifications of both Deevi and the 486 patent, determining that the latter's claims did not sufficiently diverge from the prior art to warrant patent protection. The judge considered the flexibility and control afforded by thin-film heaters and concluded that it would have been obvious to a skilled team to implement electronic circuitry to vary heating parameters to enhance user experience, thereby making PMI's claims obvious.

Impact

This Judgment has significant implications for the pharmaceutical and tobacco industries, particularly concerning the patentability of technological advancements in existing products. By affirming the invalidity of PMI's patents due to obviousness, the court reinforced the stringent standards required for patent protection, ensuring that incremental advancements that do not involve a non-obvious inventive step are not granted undue exclusivity.

For future cases, this decision underscores the importance of demonstrating a clear and non-obvious inventive step beyond existing technologies and prior art. Innovators and companies will need to ensure that their patent claims articulate substantial advancements and avoid overreliance on features that may be deemed obvious to professionals in the field.

Complex Concepts Simplified

Heat-Not-Burn (HNB) Tobacco Products

HNB tobacco products are designed to release nicotine without burning tobacco. Unlike traditional cigarettes that combust tobacco to produce smoke containing nicotine and harmful combustion products, HNB devices heat tobacco to a temperature that vaporizes nicotine, delivering a similar experience with potentially reduced harm.

Thin-Film Heaters

Thin-film heaters are electrically conductive materials printed onto flexible substrates, allowing for versatile and compact heating elements. In the context of HNB products, these heaters can be configured to provide controlled heating profiles, such as varying temperatures and durations, to optimize nicotine delivery and user experience.

Obviousness in Patent Law

Obviousness refers to a criterion in patent law used to determine whether an invention is sufficiently inventive to warrant patent protection. An invention is considered obvious if, to a person skilled in the relevant field, it would have been obvious to combine existing knowledge and technologies to arrive at the invention without requiring inventive ingenuity.

Conclusion

The Court of Appeal's affirmation of the High Court's decision to invalidate PMI's patents underscores the rigorous scrutiny patent claims undergo concerning obviousness. By demonstrating that the features of the 486 patent were within the realm of common general knowledge and constituted an obvious advancement over prior art, the court reinforced the necessity for genuine inventive steps in securing patent protection.

This Judgment serves as a critical reminder for entities in technologically evolving industries to meticulously substantiate the non-obviousness of their innovations. As HNB products and similar technologies continue to develop, the legal frameworks governing patent validity will remain pivotal in balancing the protection of genuine innovation against the prevention of monopolies over obvious technological applications.

Case Details

Year: 2022
Court: England and Wales Court of Appeal (Civil Division)

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