Ambiguous Rule 11(c)(1)(C) “Sentence” Terms and Supervised Release: No Plain Error Where Extrinsic Evidence Shows Shared Intent
1. Introduction
United States v. Shalonda Faison (11th Cir. June 23, 2026) addresses how courts should interpret a
binding plea agreement under Federal Rule of Criminal Procedure 11(c)(1)(C) when the agreement states only
that “a sentence of 28 months is the appropriate disposition of the case,” but the sentencing court also imposes a term of
supervised release. The defendant, Shalonda Faison, argued on appeal that supervised release breached the plea bargain and
therefore constituted reversible error. The United States responded that the agreement fixed only the prison term and was
silent as to supervised release.
The appeal was procedurally unusual (including an earlier Eleventh Circuit decision vacating a prior guilty plea), but the
legal question presented was narrow: did the district court plainly err by imposing two years of supervised release
on top of 28 months’ imprisonment, allegedly contrary to the binding agreement?
2. Summary of the Opinion
The Eleventh Circuit affirmed. Even assuming the plea language could be read to cap Faison’s total
punishment at 28 months (including any supervised release), the court held that any error was not “plain”
because the plea text was at least ambiguous and the available extrinsic evidence showed that both parties
and the district court understood the agreement to replicate the earlier (vacated) sentencing package, which included
supervised release. Without a “clear” or “obvious” violation of the agreement, the stringent plain-error standard was not met.
3. Analysis
3.1. Precedents Cited
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United States v. Tripodis, 94 F.4th 1257 (11th Cir. 2024)
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Role in Faison: Tripodis supplies three key rules applied here:
(1) breach of a binding Rule 11(c)(1)(C) agreement is reviewed de novo when preserved;
(2) ambiguities are construed against the government; and
(3) when an agreement is ambiguous, the court may examine extrinsic evidence to determine intent.
It also states that if the plea agreement is silent on supervised release, the government is not barred from
seeking it and the court is not barred from imposing it—an important comparator for the government’s position in Faison.
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How it influenced the outcome: Faison relies on Tripodis to justify consulting extrinsic evidence and to
conclude that, even if the question of breach is “not frivolous,” ambiguity plus extrinsic evidence undercuts any claim
that the district court’s interpretation was “obviously wrong” (the “plainness” requirement).
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United States v. Defilippis, 174 F.4th 1291 (11th Cir. 2026)
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Role in Faison: Establishes that unpreserved breach arguments are reviewed for plain error and restates the
Eleventh Circuit’s articulation of the four-part plain-error framework.
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How it influenced the outcome: Because Faison did not preserve the breach objection in the district court,
Defilippis elevated her appellate burden; she had to show not just error, but error that was plain.
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United States v. Utsick, 45 F.4th 1325 (11th Cir. 2022)
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Role in Faison: Quoted (via Defilippis) for the plain-error prongs and the discretionary fourth prong:
whether the error seriously affects the fairness, integrity, or public reputation of judicial proceedings.
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How it influenced the outcome: Reinforced that even strong equities do not matter unless the defendant clears
the threshold “plainness” requirement first.
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Esteras v. United States, 606 U.S. 185 (2025) and United States v. Olano, 507 U.S. 725 (1993)
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Role in Faison: These cases define “plain” error as one that is “clear” or “obvious.”
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How they influenced the outcome: The court’s holding turns on this formulation: ambiguity in the agreement,
plus confirming extrinsic evidence, meant the district court’s interpretation could not be deemed “clear” or “obvious”
error.
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United States v. Al-Arian, 514 F.3d 1184 (11th Cir. 2008) and In re Arnett, 804 F.2d 1200 (11th Cir. 1986)
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Role in Faison: Provide the interpretive lens for plea agreements: whether what occurred was inconsistent with
what the defendant reasonably understood when entering the guilty plea; and disputes are resolved using objective standards.
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How they influenced the outcome: This framework allowed the panel to treat the issue as one of objective
meaning and shared understanding, which the extrinsic evidence (the in-court colloquy) strongly supported.
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United States v. Crisp, 454 F.3d 1285 (11th Cir. 2006); United States v. Jenkins, 42 F.3d 1370 (11th Cir. 1995);
and United States v. Talley, 83 F.4th 1296 (11th Cir. 2023)
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Role in Faison: These authorities support Faison’s textual argument that supervised release is part of the
“sentence,” including through statutory confirmation in 18 U.S.C. § 3583(a) and the recognition that supervised release
restrains liberty and thus is service of the sentence.
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How they influenced the outcome: They prevented the court from dismissing Faison’s reading as implausible,
helping explain why the plea language could be ambiguous.
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United States v. Wilson, 901 F.2d 1000 (11th Cir. 1990)
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Role in Faison: Cited for the competing, more colloquial judicial usage in which “sentence” sometimes refers
to the prison term, with supervised release described as following completion of the “sentence.”
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How it influenced the outcome: Wilson bolstered the government’s argument that the agreement could be read to
fix only imprisonment, reinforcing the conclusion that the disputed provision was at least ambiguous.
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United States v. Hardman, 778 F.3d 896 (11th Cir. 2014)
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Role in Faison: Reinforces the canon that ambiguities in plea agreements are construed against the government.
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How it influenced the outcome: It strengthened Faison’s interpretive position on the merits but did not carry
her through the separate and more demanding “plain error” gateway.
3.2. Legal Reasoning
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Standard of review controlled the appeal.
Because Faison did not preserve the objection, the panel applied plain-error review (Defilippis; Utsick),
under which an appellant must show a “clear” or “obvious” error (Esteras; Olano).
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The plea text plausibly supported both sides, creating ambiguity.
The court acknowledged substantial support for Faison’s reading because supervised release is commonly treated as part of
a “sentence” (Crisp; Jenkins; Talley; 18 U.S.C. § 3583(a); Black’s Law Dictionary definition).
Yet the panel also recognized that “sentence” is sometimes used to refer only to incarceration (Wilson), making it plausible
that the agreement did not address supervised release at all.
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Ambiguity permitted resort to extrinsic evidence.
Applying Tripodis, the court held that where plea terms are ambiguous, it is permissible to examine extrinsic evidence of
intent. The opinion relied heavily on the sentencing-hearing exchange in which the district court stated its understanding
that the parties agreed to a sentence “consistent with the sentence [the court] previously gave,” and both sides agreed.
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Given the extrinsic evidence, any breach was not “plain.”
Even if a different reading might arguably be “best,” the district court’s reading—imprisonment fixed at 28 months with
supervised release allowed—was not “clear[ly]” or “obvious[ly]” wrong in light of the record. That ended the case at the
“plainness” prong, making reversal unavailable.
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The court reiterated drafting guidance to the government.
Echoing Tripodis, the panel cautioned that the government should clearly specify whether supervised release is part of what
it is promising. This admonition functions as practical guidance: a predictable source of litigation is imprecision in the
word “sentence” in Rule 11(c)(1)(C) agreements.
3.3. Impact
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For plea drafting (government and defense): The decision underscores that the single word “sentence” can
generate avoidable ambiguity in Rule 11(c)(1)(C) agreements. Future agreements in the Eleventh Circuit can be expected to
specify explicitly: (a) the term of imprisonment, (b) whether supervised release is to be imposed, and (c) if so, the length
and conditions (or at least that supervised release is left to the court).
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For preservation strategy: Defendants who believe supervised release contradicts a binding plea term must
object in the district court. Faison illustrates that ambiguity plus an unfavorable colloquy record can make it nearly
impossible to satisfy the “plain” requirement on appeal.
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For sentencing practice: District courts may rely on in-court confirmations of the parties’ intent to
resolve ambiguities. The opinion implicitly encourages judges to create a clear record about whether the parties’ binding
number refers only to custody or to the entire sentencing package.
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Doctrinally (interpretation vs. remedy): Even though ambiguities are construed against the government in
plea agreements, that canon does not automatically yield relief when the claim is unpreserved and evaluated through the
strict lens of plain-error review.
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Precedential weight: The opinion is “NOT FOR PUBLICATION,” limiting its binding effect. Still, it is a
practical indicator of how the Eleventh Circuit will analyze (i) “sentence” ambiguity and (ii) the decisive role of
extrinsic evidence under Tripodis when the standard of review is plain error.
4. Complex Concepts Simplified
- Rule 11(c)(1)(C) (“binding”) plea agreement
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A plea agreement in which the parties agree to a specific sentencing outcome (often a specific prison term). If the court
accepts the plea agreement, it is bound to impose the agreed disposition (subject to the agreement’s actual terms).
- Supervised release
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A period of court supervision served after imprisonment. It restricts liberty and can result in additional imprisonment if
violated. Federal law (18 U.S.C. § 3583(a)) describes it as part of the sentence.
- Plain-error review
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A stringent appellate standard applied when a party did not object in the trial court. The appellant must show an error
that is clear or obvious and that affected substantial rights; even then, the appellate court has discretion whether to
correct it.
- Ambiguity and “extrinsic evidence”
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If the contract-like plea language reasonably supports more than one meaning, it is ambiguous. Courts may then look beyond
the document to objective indicators of intent—such as what the parties said in open court—to determine the agreement’s
meaning.
- Construe against the drafter
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When the government drafts a plea agreement and a key term is ambiguous, courts often resolve the ambiguity in the
defendant’s favor. In Faison, this principle mattered to the merits but did not produce reversal because the error was not
“plain” under the unpreserved-error standard.
5. Conclusion
United States v. Shalonda Faison stands for a practical appellate rule in the Rule 11(c)(1)(C) context:
when a plea agreement states only that a particular “sentence” is appropriate, and that term is reasonably susceptible to
competing interpretations regarding supervised release, a district court’s imposition of supervised release will not be
reversed on plain-error review where extrinsic evidence shows the parties shared an
understanding that supervised release was part of the intended sentencing package.
The opinion’s broader significance is less about redefining supervised release (which federal law already treats as part of
the sentence) and more about litigation-proofing plea agreements: the court again warned that the government should state
clearly what it is—and is not—promising regarding supervised release, and defense counsel should preserve objections when
the court’s understanding diverges from the defendant’s.