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R v. Horseferry Road Magistrates Court, ex p. Bennett (No. 1)
Factual and Procedural Background
The Appellant, a New Zealand citizen, was suspected of obtaining finance by false pretences to purchase a helicopter in England in 1989. After tracing the Appellant and the helicopter to South Africa, the Metropolitan Police—having consulted the Crown Prosecution Service—decided not to invoke extradition procedures (no treaty then existed) and instead asked South African authorities to deport the Appellant.
According to the Appellant, South African police arrested him on 28 January 1991, prevented him from disembarking during an arranged flight, ignored a South African court order and ultimately placed him—hand-cuffed—on a flight arriving at Heathrow on 22 February 1991, where English officers immediately arrested him. English police denied involvement in any forcible return, asserting that they merely intended to arrest him if he happened to transit through London.
On 22 May 1991 a stipendiary magistrate committed the Appellant for trial on dishonesty charges. Permission was granted to seek judicial review of the committal. On 31 July 1992 a Divisional Court held that it lacked jurisdiction to examine how the Appellant was brought within England and Wales. It certified a point of law for appeal to the House of Lords. On 24 June 1993 the House delivered the present judgment.
Legal Issues Presented
- Does the High Court, in its supervisory jurisdiction, have power to inquire into the means by which an accused was brought within the jurisdiction of England and Wales?
- If such inquiry reveals that extradition procedures were deliberately bypassed, may the court stay the prosecution and order the accused’s release as an abuse of process?
Arguments of the Parties
Appellant's Arguments
- The court’s inherent power to prevent abuse of process extends beyond ensuring a fair trial; it must uphold the rule of law by refusing to countenance executive misconduct, including collusion in illegal abduction.
- Precedents such as Reg. v. Hartley, S. v. Ebrahim, and minority opinions in Alvarez-Machain support judicial refusal to try persons unlawfully brought before the court.
- Section 78 of the Police and Criminal Evidence Act 1984 illustrates Parliament’s willingness to exclude improperly obtained advantages; similar principles should bar prosecutions founded on forcible rendition.
Respondents' Arguments
- The court’s role is confined to the conduct of the trial itself; how an accused enters the jurisdiction is irrelevant provided the arrest inside England was lawful.
- Earlier English cases (Scott, Sinclair, Elliott) and United States authorities (Ker, Frisbie, Alvarez-Machain) show that illegality in securing presence does not oust jurisdiction.
- Reg. v. Sang demonstrates that judges do not police executive behaviour outside the forensic process; any remedy lies in civil or disciplinary proceedings, not a stay.
Table of Precedents Cited
Precedent | Rule or Principle Cited For | Application by the Court |
---|---|---|
Reg. v. Bow Street Magistrates’ Court, ex parte Mackeson (1981) 75 Cr App R 24 | Court may stay proceedings where police engineered deportation. | Accepted as correct and preferred over contrary line in Driver. |
Reg. v. Plymouth Justices, ex parte Driver [1986] QB 95 | No power to investigate how accused entered jurisdiction. | Overruled. |
Reg. v. Guildford Magistrates’ Court, ex parte Healy [1983] 1 WLR 108 | Followed Mackeson on abuse of process. | Cited approvingly. |
Ex parte Susannah Scott (1829) 9 B & C 446 | Courts cannot inquire into irregular arrival of accused. | Held outdated. |
Sinclair v. H.M. Advocate (1890) 17 R (J) 38 | Similar principle to Scott. | Distinguished. |
Rex v. Officer Commanding Depot Battalion, R.A.S.C., ex parte Elliott [1949] 1 All ER 373 | Arrival illegality irrelevant; remedy lies elsewhere. | Distinguished. |
Reg. v. Sang [1980] AC 402 | Judicial control limited to trial fairness; not police discipline. | Majority found it did not preclude broader abuse-of-process discretion. |
S. v. Ebrahim 1991 (2) SA 553 | Court lacks jurisdiction where state agents abducted accused abroad. | Used as persuasive comparative authority. |
Reg. v. Hartley [1978] 2 NZLR 199 | Illicit rendition violates rule of law; trial should be stayed. | Relied upon. |
Moevao v. Department of Labour [1980] 1 NZLR 464 | Court must protect integrity of criminal jurisdiction. | Supported majority’s stance. |
Ker v. Illinois (1886) 119 US 436 & Frisbie v. Collins (1952) 342 US 519 | U.S. “Ker-Frisbie” rule: abduction no bar to trial. | Not followed. |
United States v. Humberto Alvarez-Machain (1992) 119 L Ed 2d 441 | Majority reaffirmed Ker-Frisbie; minority criticised. | Minority opinion treated as persuasive support for Appellant. |
Connelly v. Director of Public Prosecutions [1964] AC 1254 | Court’s duty to prevent abuse of its own process. | Cited to justify supervisory jurisdiction. |
Court's Reasoning and Analysis
By a majority, the House of Lords held that the rule of law requires judicial oversight when executive authorities participate in or connive at the forcible return of suspects. Earlier nineteenth- and mid-twentieth-century decisions denying such power were products of their time and did not confront deliberate circumvention of extradition statutes.
The majority reasoned as follows:
- The High Court possesses an inherent supervisory jurisdiction to prevent abuse of its process; that jurisdiction extends beyond ensuring trial fairness to protecting the integrity of the criminal justice system.
- Extradition legislation embodies safeguards (prima facie evidence, rule of speciality). Deliberately bypassing those procedures strips an accused of statutory protections and therefore taints subsequent prosecution.
- Courts cannot abdicate responsibility to the Executive; reliance on civil suits or diplomatic channels is inadequate when the prosecution itself is grounded on illegality.
- Comparative jurisprudence from New Zealand and South Africa supports judicial refusal to proceed where state actors have violated international law or sovereignty of another state.
- Accordingly, where English police or prosecutors knowingly procure illegal abduction abroad, continuing the prosecution would constitute an abuse of process warranting a stay.
Judge Oliver dissented, emphasising the public interest in prosecuting crime and arguing that remedies for executive misconduct lie in civil or disciplinary proceedings, not in halting trials.
Holding and Implications
ORDER SET ASIDE; the certified question is answered by declaring that “the High Court, in the exercise of its supervisory jurisdiction, has power to enquire into the circumstances by which a person has been brought within the jurisdiction and, if satisfied that it was in disregard of extradition procedures, it may stay the prosecution and order the release of the accused.” The matter is remitted to the Queen’s Bench Division for action consistent with this judgment.
Implications: The decision broadens the abuse-of-process doctrine, affirming that English courts will not try defendants whose presence was secured through executive misconduct that ignores extradition law. It places a clear constitutional check on law-enforcement strategies, reinforces respect for international comity, and signals that future prosecutions obtained by forcible rendition risk being stayed. No new statutory rule was created, but the precedent significantly strengthens judicial protection of the rule of law.
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